Alley Investment Management Company, LLC

LAKE FOREST, IL · CIK 1917618 · 13F filing filed 2023-08-11

SEC-registered investment adviser since 2021 · limited liability company

Assets managed$907.2m
Staff9 · 5 in investment roles
Main clients (by assets)High net worth individuals 92%, Companies 5%, Charities 2%
Form ADV · 2026-03-30SEC adviser record

$619.9m reported value +3.4% vs Q1 2023

81positions

29.0%in top 10

0 new 35 added 32 reduced 0 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	129,829	$25.2m4.06%	4.06%	Reduced -717	-717 -0.6%
2	MICROSOFT CORP COM MSFT	MSFT	60,427	$20.6m3.32%	3.32%	Reduced -433	-433 -0.7%
3	AMERIPRISE FINL INC COM AMP	AMP	56,512	$18.8m3.03%	3.03%	Reduced -89	-89 -0.2%
4	JPMORGAN CHASE & CO COM JPM	JPM	126,383	$18.4m2.97%	2.97%	Reduced -228	-228 -0.2%
5	ISHARES TR IBOXX INV CP ETF LQD	LQD	160,079	$17.3m2.79%	2.79%	Added +1.6k	+1,554 1.0%
6	PAYCHEX INC COM PAYX	PAYX	150,066	$16.8m2.71%	2.71%	Added +400	+400 0.3%
7	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	326,594	$16.4m2.64%	2.64%	Added +3.6k	+3,615 1.1%
8	ABBVIE INC COM ABBV	ABBV	116,120	$15.6m2.52%	2.52%	Reduced -447	-447 -0.4%
9	HOME DEPOT INC COM HD	HD	49,934	$15.5m2.50%	2.50%	Reduced -63	-63 -0.1%
10	CHEVRON CORP NEW COM CVX	CVX	98,327	$15.5m2.50%	2.50%	Added +729	+729 0.8%
11	LOCKHEED MARTIN CORP COM LMT	LMT	33,353	$15.4m2.48%	2.48%	Added +50	+50 0.1%
12	PHILIP MORRIS INTL INC COM PM	PM	156,659	$15.3m2.47%	2.47%	Added +799	+799 0.5%
13	MERCK & CO INC COM MRK	MRK	131,568	$15.2m2.45%	2.45%	Added +700	+700 0.5%
14	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	48,545	$15.0m2.42%	2.42%	Reduced -88	-88 -0.2%
15	UNION PAC CORP COM UNP	UNP	71,596	$14.6m2.36%	2.36%	Reduced -76	-76 -0.1%
16	BLACKROCK INC COM BLK	BLK	20,108	$13.9m2.24%	2.24%	Added +13	+13 0.1%
17	ABBOTT LABS COM ABT	ABT	126,369	$13.8m2.22%	2.22%	Added +660	+660 0.5%
18	HONEYWELL INTL INC COM COM		63,308	$13.1m2.12%	2.12%	Added +70	+70 0.1%
19	STARBUCKS CORP COM SBUX	SBUX	128,756	$12.8m2.06%	2.06%	Added +307	+307 0.2%
20	MASTERCARD INCORPORATED CL A MA	MA	32,235	$12.7m2.05%	2.05%	Reduced -323	-323 -1.0%
21	SNAP ON INC COM SNA	SNA	43,076	$12.4m2.00%	2.00%	Reduced -84	-84 -0.2%
22	COSTCO WHSL CORP NEW COM COST	COST	22,283	$12.0m1.94%	1.94%	Reduced -82	-82 -0.4%
23	ALPHABET INC CAP STK CL A GOOGL	GOOGL	100,141	$12.0m1.93%	1.93%	Reduced -979	-979 -1.0%
24	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	164,006	$11.9m1.92%	1.92%	Added +986	+986 0.6%
25	PEPSICO INC COM PEP	PEP	63,584	$11.8m1.90%	1.90%	Added +263	+263 0.4%
26	INTUIT COM INTU	INTU	24,468	$11.2m1.81%	1.81%	Reduced -227	-227 -0.9%
27	ISHARES TR NATIONAL MUN ETF MUB	MUB	104,999	$11.2m1.81%	1.81%	Added +670	+670 0.6%
28	AMAZON COM INC COM AMZN	AMZN	85,492	$11.1m1.80%	1.80%	Added +259	+259 0.3%
29	NEXTERA ENERGY INC COM NEE	NEE	146,658	$10.9m1.76%	1.76%	Added +2.2k	+2,214 1.5%
30	DANAHER CORPORATION COM DHR	DHR	40,018	$9.6m1.55%	1.55%	Reduced -101	-101 -0.2%
31	STRYKER CORPORATION COM SYK	SYK	31,118	$9.5m1.53%	1.53%	Reduced -331	-331 -1.1%
32	DISCOVER FINL SVCS COM DFS	DFS	77,427	$9.0m1.46%	1.46%	Reduced -163	-163 -0.2%
33	ISHARES TR IBOXX HI YD ETF HYG	HYG	117,634	$8.8m1.42%	1.42%	Added +989	+989 0.8%
34	PROCTER AND GAMBLE CO COM PG	PG	56,978	$8.6m1.39%	1.39%	Added +54	+54 0.1%
35	GALLAGHER ARTHUR J & CO COM AJG	AJG	39,051	$8.6m1.38%	1.38%	Reduced -14	-14 -0.0%
36	ILLINOIS TOOL WKS INC COM ITW	ITW	33,908	$8.5m1.37%	1.37%	Added +86	+86 0.2%
37	ISHARES TR BLACKROCK ULTRA ICSH	ICSH	166,111	$8.4m1.35%	1.35%	Reduced -32.4k	-32,350 -16.3%
38	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	22,924	$7.8m1.26%	1.26%	Reduced -219	-219 -0.9%
39	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	46,903	$7.8m1.25%	1.25%	Reduced -292	-292 -0.6%
40	VERIZON COMMUNICATIONS INC COM VZ	VZ	183,843	$6.8m1.10%	1.10%	Added +768	+768 0.4%
41	MEDTRONIC PLC SHS MDT	MDT	76,311	$6.7m1.08%	1.08%	Reduced -106	-106 -0.1%
42	CROWN CASTLE INC COM CCI	CCI	54,436	$6.2m1.00%	1.00%	Added +554	+554 1.0%
43	PHILLIPS 66 COM PSX	PSX	62,291	$5.9m0.96%	0.96%	Added +761	+761 1.2%
44	ISHARES TR CORE S&P SCP ETF IJR	IJR	53,514	$5.3m0.86%	0.86%	Reduced -217	-217 -0.4%
45	LAUDER ESTEE COS INC CL A EL	EL	27,076	$5.3m0.86%	0.86%	Added +148	+148 0.6%
46	CISCO SYS INC COM CSCO	CSCO	98,651	$5.1m0.82%	0.82%	Added +87	+87 0.1%
47	PROLOGIS INC. COM PLD	PLD	39,508	$4.8m0.78%	0.78%	Added +423	+423 1.1%
48	UNITEDHEALTH GROUP INC COM UNH	UNH	9,734	$4.7m0.75%	0.75%	Added +89	+89 0.9%
49	AMGEN INC COM AMGN	AMGN	20,398	$4.5m0.73%	0.73%	Added +236	+236 1.2%
50	US BANCORP DEL COM NEW USB	USB	133,740	$4.4m0.71%	0.71%	Added +1.6k	+1,624 1.2%
51	DUKE ENERGY CORP NEW COM NEW DUK	DUK	47,719	$4.3m0.69%	0.69%	Added +1.5k	+1,505 3.3%
52	ISHARES TR CORE S&P MCP ETF IJH	IJH	15,848	$4.1m0.67%	0.67%	Reduced -87	-87 -0.6%
53	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	83,646	$3.9m0.62%	0.62%	Added +244	+244 0.3%
54	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	91,711	$3.7m0.60%	0.60%	Added +505	+505 0.6%
55	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	8,416	$3.7m0.60%	0.60%	Reduced -16	-16 -0.2%
56	CME GROUP INC COM CME	CME	20,131	$3.7m0.60%	0.60%	Unchanged
57	MORGAN STANLEY COM NEW MS	MS	36,039	$3.1m0.50%	0.50%	Unchanged
58	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	10,009	$2.0m0.33%	0.33%	Unchanged
59	MICROCHIP TECHNOLOGY INC. COM MCHP	MCHP	22,366	$2.0m0.32%	0.32%	Unchanged
60	ALTRIA GROUP INC COM MO	MO	43,028	$1.9m0.31%	0.31%	Unchanged
61	ALPHABET INC CAP STK CL C GOOG	GOOG	11,646	$1.4m0.23%	0.23%	Reduced -159	-159 -1.4%
62	ISHARES TR RUSSELL 2000 ETF IWM	IWM	7,031	$1.3m0.21%	0.21%	Unchanged
63	ISHARES TR RUS MID CAP ETF IWR	IWR	17,422	$1.3m0.21%	0.21%	Unchanged
64	FOCUS FINL PARTNERS INC COM CL A FOCS	FOCS	23,226	$1.2m0.20%	0.20%	Added +18.4k	+18,387 380.0%
65	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	21,186	$1.1m0.18%	0.18%	Added +41	+41 0.2%
66	ISHARES TR SELECT DIVID ETF DVY	DVY	7,337	$831.3k0.13%	0.13%	Reduced -217	-217 -2.9%
67	WEC ENERGY GROUP INC COM WEC	WEC	9,270	$818.0k0.13%	0.13%	Unchanged
68	POLARIS INC COM PII	PII	6,374	$770.8k0.12%	0.12%	Unchanged
69	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	4,350	$756.3k0.12%	0.12%	Unchanged
70	ENVESTNET INC COM ENV	ENV	12,000	$712.2k0.11%	0.11%	Unchanged
71	KIMBERLY-CLARK CORP COM KMB	KMB	3,701	$511.0k0.08%	0.08%	Reduced -75	-75 -2.0%
72	JOHNSON & JOHNSON COM JNJ	JNJ	3,072	$508.5k0.08%	0.08%	Reduced -223	-223 -6.8%
73	LULULEMON ATHLETICA INC COM LULU	LULU	1,200	$454.2k0.07%	0.07%	Unchanged
74	ISHARES TR MSCI EAFE ETF EFA	EFA	6,193	$449.0k0.07%	0.07%	Reduced -45	-45 -0.7%
75	SALESFORCE INC COM CRM	CRM	2,000	$422.5k0.07%	0.07%	Unchanged
76	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	5,312	$385.8k0.06%	0.06%	Added +51	+51 1.0%
77	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	1,339	$378.9k0.06%	0.06%	Unchanged
78	XCEL ENERGY INC COM XEL	XEL	5,756	$357.9k0.06%	0.06%	Reduced -65	-65 -1.1%
79	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	7,051	$325.5k0.05%	0.05%	Added +177	+177 2.6%
80	VANGUARD INDEX FDS MID CAP ETF VO	VO	1,283	$282.6k0.05%	0.05%	Reduced -104	-104 -7.5%
81	VISA INC COM CL A V	V	992	$235.6k0.04%	0.04%	Reduced -30	-30 -2.9%