Vault-13

ISHARES TR IWR

RUS MID CAP ETF · ETP · CUSIP 464287499

1,148 institutional holders +25 vs Q1 2023
315,789,990315.8m shares reported held*
$23.1bnreported value*
63 new 341 added 414 reduced 44 sold out net sold ≈ $515.2m (-6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $73.03. Options: 3 managers hold calls ($16.1m notional), 4 hold puts ($1.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,066Q4 22: 1,142Q1 23: 1,123Q2 23: 1,1481,148Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,066
Q4 20221,142
Q1 20231,123
Q2 20231,148

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 471 bought or addedQ4 22: 405 cut or sold outQ4 22Q1 23: 400 bought or addedQ1 23: 473 cut or sold outQ1 23Q2 23: 404 bought or addedQ2 23: 458 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022471405
Q1 2023400473
Q2 2023404458

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $9.2mQ3 22 puts: $2.1mQ3 22P/C 0.23Q4 22 calls: $5.0mQ4 22 puts: $3.0mQ4 22P/C 0.60Q1 23 calls: $11.5mQ1 23 puts: $1.8mQ1 23P/C 0.15Q2 23 calls: $16.1mQ2 23 puts: $1.7mQ2 23P/C 0.10
Numbers
QuarterCallsPutsP/C
Q3 2022$9.2m$2.1m0.23
Q4 2022$5.0m$3.0m0.60
Q1 2023$11.5m$1.8m0.15
Q2 2023$16.1m$1.7m0.10

Biggest buyers

US BANCORP \DE\ Added +835,109+835.1k
MORGAN STANLEY Added +783,379+783.4k
EP Wealth Advisors, LLC Added +503,113+503.1k
Dakota Wealth Management Added +393,442+393.4k
Composition Wealth, LLC Added +345,600+345.6k
JONES FINANCIAL COMPANIES LLLP Added +344,177+344.2k
Ceredex Value Advisors LLC New +276,500+276.5k
JPMORGAN CHASE & CO Added +240,879+240.9k
BROWN ADVISORY INC Added +224,527+224.5k
TRUIST FINANCIAL CORP Added +176,654+176.7k

Biggest sellers

FMR LLC Reduced -3,131,297-3.1m
WELLS FARGO & COMPANY/MN Reduced -2,179,233-2.2m
Baird Financial Group, Inc. Reduced -1,398,442-1.4m
FACTORY MUTUAL INSURANCE CO Reduced -937,011-937.0k
AMERIPRISE FINANCIAL INC Reduced -694,930-694.9k
PNC Financial Services Group, Inc. Reduced -424,382-424.4k
OAKWORTH CAPITAL, INC. Reduced -395,145-395.1k
J.P. Morgan Private Wealth Advisors LLC Reduced -394,742-394.7k
CITIGROUP INC Reduced -296,212-296.2k
BANK OF AMERICA CORP /DE/ Reduced -254,805-254.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.3m168.6k shares
CITADEL ADVISORS LLC Added $3.7m51.0k shares
Cutler Group LLC / CA Added $27.0k33.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $934.8k12.8k shares
CITADEL ADVISORS LLC Reduced $744.9k10.2k shares
Creative Planning Unchanged $4551.9k shares
Cutler Group LLC / CA New $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.49% of their portfolio CHARLOTTE, NC 57,038,06557.0m $4.2bn $4.2bn 0.49% Reduced -254.8k -254,805
2 WELLS FARGO & COMPANY/MN 0.76% of their portfolio SAN FRANCISCO, CA 35,938,68535.9m $2.6bn $2.6bn 0.76% Reduced -2.2m -2,179,233
3 US BANCORP \DE\ 2.35% of their portfolio MINNEAPOLIS, MN 19,801,28619.8m $1.4bn $1.4bn 2.35% Added +835.1k +835,109
4 JONES FINANCIAL COMPANIES LLLP 2.23% of their portfolio DES PERES, MO 19,187,05219.2m $1.4bn $1.4bn 2.23% Added +344.2k +344,177
5 PNC Financial Services Group, Inc. 0.95% of their portfolio Pittsburgh, PA 15,325,71415.3m $1.1bn $1.1bn 0.95% Reduced -424.4k -424,382
6 NORTHERN TRUST CORP 0.12% of their portfolio CHICAGO, IL 8,808,0378.8m $643.3m $643.3m 0.12% Reduced -191.9k -191,861
7 ENVESTNET ASSET MANAGEMENT INC 0.26% of their portfolio Berwyn, PA 8,149,2908.1m $595.1m $595.1m 0.26% Added +135.8k +135,806
8 Bank of New York Mellon Corp 0.12% of their portfolio NEW YORK, NY 7,873,1687.9m $575.0m $575.0m 0.12% Reduced -114.4k -114,363
9 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 7,546,2947.5m $551.1m $551.1m 0.05% Added +783.4k +783,379
10 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 6,762,1146.8m $493.8m $493.8m 0.06% Added +240.9k +240,879
11 Baird Financial Group, Inc. 1.15% of their portfolio MILWAUKEE, WI 5,989,4876.0m $437.4m $437.4m 1.15% Reduced -1.4m -1,398,442
12 TIAA, FSB 1.53% of their portfolio ST. LOUIS, MO 5,774,1795.8m $421.7m $421.7m 1.53% Reduced -69.7k -69,700
13 UBS Group AG 0.17% of their portfolio ZURICH, V8 5,374,3615.4m $392.5m $392.5m 0.17% Added +38.9k +38,928
14 CIBC Private Wealth Group LLC 0.36% of their portfolio ATLANTA, GA 4,546,7184.5m $332.0m $332.0m 0.36% Reduced -41.8k -41,790
15 AMG National Trust Bank 9.52% of their portfolio GREENWOOD VILLAGE, CO 3,907,8263.9m $285.4m $285.4m 9.52% Reduced -56.9k -56,893
16 TRUIST FINANCIAL CORP 0.45% of their portfolio CHARLOTTE, NC 3,673,4753.7m $268.3m $268.3m 0.45% Added +176.7k +176,654
17 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 3,352,9673.4m $244.9m $244.9m 0.08% Reduced -694.9k -694,930
18 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,314,6933.3m $242.1m $242.1m 0.06% Reduced -60.5k -60,451
19 FMR LLC 0.02% of their portfolio BOSTON, MA 2,902,3312.9m $212.0m $212.0m 0.02% Reduced -3.1m -3,131,297
20 FIFTH THIRD BANCORP 0.90% of their portfolio CINCINNATI, OH 2,777,7732.8m $202.9m $202.9m 0.90% Reduced -82.7k -82,699
21 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 2,633,3972.6m $192.3m $192.3m 0.14% Added +74.0k +74,004
22 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,226,2092.2m $162.6m $162.6m 0.05% Added +52.6k +52,579
23 Veritable, L.P. 2.41% of their portfolio Newtown Square, PA 2,038,7982.0m $148.9m $148.9m 2.41% Reduced -48.7k -48,657
24 KEYBANK NATIONAL ASSOCIATION/OH 0.62% of their portfolio BROOKLYN, OH 1,880,0421.9m $137.3m $137.3m 0.62% Reduced -34.3k -34,322
25 JOHNSON INVESTMENT COUNSEL INC 1.66% of their portfolio Cincinnati, OH 1,833,2501.8m $133.9m $133.9m 1.66% Added +64.7k +64,663
26 COMMERCE BANK 0.99% of their portfolio KANSAS CITY, MO 1,814,7971.8m $132.5m $132.5m 0.99% Added +3.2k +3,231
27 Millburn Ridgefield LLC /DE/ 4.14% of their portfolio New York, NY 1,659,8351.7m $121.2m $121.2m 4.14% Reduced -1.3k -1,272
28 Catalyst Capital Advisors LLC 3.52% of their portfolio San Juan, PR 1,659,8351.7m $121.2m $121.2m 3.52% Reduced -1.3k -1,272
29 Raymond James Financial Services Advisors, Inc. 0.19% of their portfolio ST. PETERSBURG, FL 1,493,7821.5m $109.1m $109.1m 0.19% Added +65.4k +65,449
30 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,306,8951.3m $95.4m $95.4m 0.08% Reduced -29.4k -29,396
31 SYNOVUS FINANCIAL CORP 1.01% of their portfolio Columbus, GA 1,268,1101.3m $92.6m $92.6m 1.01% Added +10.4k +10,360
32 First Western Trust Bank 4.24% of their portfolio Denver, CO 1,188,6931.2m $86.8m $86.8m 4.24% Added +47.1k +47,089
33 AVANTAX ADVISORY SERVICES, INC. 0.99% of their portfolio DALLAS, TX 1,181,4071.2m $86.3m $86.3m 0.99% Added +6.7k +6,723
34 FACTORY MUTUAL INSURANCE CO 1.25% of their portfolio WALTHAM, MA 1,160,8001.2m $84.8m $84.8m 1.25% Reduced -937.0k -937,011
35 OAKWORTH CAPITAL, INC. 6.95% of their portfolio BIRMINGHAM, AL 1,120,3121.1m $81.8m $81.8m 6.95% Reduced -395.1k -395,145
36 COMMONWEALTH EQUITY SERVICES, LLC 0.16% of their portfolio WALTHAM, MA 1,097,2631.1m $80.1m $80.1m 0.16% Added +51.9k +51,895
37 WASHINGTON TRUST Co 3.17% of their portfolio WESTERLY, RI 1,030,7071.0m $75.3m $75.3m 3.17% Added +10.3k +10,344
38 COUNTRY TRUST BANK 1.89% of their portfolio Bloomington, IL 955,522955.5k $69.8m $69.8m 1.89% Reduced -30.8k -30,823
39 Atlantic Union Bankshares Corp 6.95% of their portfolio GLEN ALLEN, VA 954,693954.7k $69.7m $69.7m 6.95% Added +11.5k +11,487
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 953,617953.6k $69.6m $69.6m 0.09% Reduced -13.3k -13,341
41 JMG Financial Group, Ltd. 3.24% of their portfolio DOWNERS GROVE, IL 947,758947.8k $69.2m $69.2m 3.24% Reduced -10.2k -10,201
42 Janney Montgomery Scott LLC 0.24% of their portfolio PHILADELPHIA, PA 936,423936.4k $68.4m $68.4m 0.24% Added +149 +149
43 Texas Capital Bank Wealth Management Services Inc 7.10% of their portfolio Dallas, TX 906,360906.4k $66.2m $66.2m 7.10% Reduced -4.4k -4,388
44 ALBION FINANCIAL GROUP /UT 5.78% of their portfolio SALT LAKE CITY, UT 904,673904.7k $66.1m $66.1m 5.78% Reduced -16.4k -16,409
45 Glenview Trust Co 1.78% of their portfolio Louisville, KY 895,064895.1k $65.4m $65.4m 1.78% Added +50.5k +50,491
46 Gilbert & Cook, Inc. 10.27% of their portfolio WEST DES MOINES, IA 877,455877.5k $64.1m $64.1m 10.27% Added +19.9k +19,866
47 Pegasus Partners Ltd. 9.24% of their portfolio MEQUON, WI 860,335860.3k $62.8m $62.8m 9.24% Added +11.7k +11,676
48 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 840,204840.2k $61.4m $61.4m 0.03% Reduced -27.6k -27,626
49 Composition Wealth, LLC 1.79% of their portfolio LOS ANGELES, CA 808,102808.1k $59.0m $59.0m 1.79% Added +345.6k +345,600
50 Mariner, LLC 0.15% of their portfolio Overland Park, KS 793,351793.4k $57.9m $57.9m 0.15% Reduced -9.0k -8,985
51 GERMAN AMERICAN BANCORP, INC. 8.04% of their portfolio JASPER, IN 781,919781.9k $57.1m $57.1m 8.04% Added +7.2k +7,197
52 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.80% of their portfolio NORFOLK, VA 745,392745.4k $54.4m $54.4m 1.80% Added +18.1k +18,134
53 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 713,968714.0k $52.2m $52.2m 0.02% Added +17.3k +17,251
54 International City Management Association Retirement Corp 43.27% of their portfolio WASHINGTON, DC 702,067702.1k $51.3m $51.3m 43.27% Unchanged
55 J.P. Morgan Private Wealth Advisors LLC 0.27% of their portfolio SAN FRANCISCO, CA 702,062702.1k $51.3m $51.3m 0.27% Reduced -394.7k -394,742
56 M&T Bank Corp 0.19% of their portfolio BUFFALO, NY 697,895697.9k $51.0m $51.0m 0.19% Reduced -81.3k -81,276
57 Citizens Business Bank 10.94% of their portfolio ONTARIO, CA 671,678671.7k $49.1m $49.1m 10.94% Reduced -14.1k -14,059
58 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 619,871619.9k $45.3m $45.3m 0.09% Added +14.8k +14,754
59 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 614,126614.1k $44.9m $44.9m 0.08% Reduced -41.7k -41,745
60 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 602,861602.9k $1.8m $1.8m 0.03% Added +503.1k +503,113
61 Mariner Managed Account Solutions, LLC 3.60% of their portfolio Boston, MA 600,229600.2k $43.8m $43.8m 3.60% Reduced -135.2k -135,243
62 HUNTINGTON NATIONAL BANK 0.38% of their portfolio COLUMBUS, OH 557,309557.3k $40.7m $40.7m 0.38% Reduced -23.0k -23,020
63 Cetera Advisor Networks LLC 0.28% of their portfolio EL SEGUNDO, CA 550,050550.0k $39.8m $39.8m 0.28% Reduced -3.3k -3,272
64 Cerity Partners LLC 0.15% of their portfolio NEW YORK, NY 533,766533.8k $39.0m $39.0m 0.15% Reduced -13.7k -13,728
65 UMB Bank, n.a. 0.59% of their portfolio Kansas City, MO 533,723533.7k $39.0m $39.0m 0.59% Reduced -41.3k -41,305
66 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 500,079500.1k $36.5m $36.5m 0.14% First filing
67 AE Wealth Management LLC 0.22% of their portfolio TOPEKA, KS 496,382496.4k $36.3m $36.3m 0.22% Reduced -1.5k -1,545
68 Badgley Phelps Wealth Managers, LLC 1.17% of their portfolio SEATTLE, WA 486,127486.1k $35.5m $35.5m 1.17% Added +11.2k +11,159
69 STOCK YARDS BANK & TRUST CO 1.28% of their portfolio LOUISVILLE, KY 480,289480.3k $35.1m $35.1m 1.28% Added +25.4k +25,388
70 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 468,718468.7k $34.2m $34.2m 0.05% Added +1.8k +1,824
71 Steward Partners Investment Advisory, LLC 0.49% of their portfolio STAMFORD, CT 449,592449.6k $32.8m $32.8m 0.49% Reduced -4.0k -3,950
72 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 433,397433.4k $31.7m $31.7m 0.17% Added +23.5k +23,508
73 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 419,451419.5k $30.6m $30.6m 0.14% Added +16.8k +16,781
74 Dakota Wealth Management 1.43% of their portfolio PALM BEACH GARDENS, FL 415,053415.1k $30.3m $30.3m 1.43% Added +393.4k +393,442
75 BW Gestao de Investimentos Ltda. 4.53% of their portfolio SAO PAULO, D5 406,850406.9k $29.7m $29.7m 4.53% Added +162.4k +162,375
76 STEPHENS INC /AR/ 0.51% of their portfolio LITTLE ROCK, AR 388,730388.7k $28.4m $28.4m 0.51% Added +12.4k +12,370
77 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.60% of their portfolio BOSTON, MA 380,748380.7k $27.8m $27.8m 0.60% Unchanged
78 DT Investment Partners, LLC 3.18% of their portfolio CHADDS FORD, PA 369,789369.8k $28.0m $28.0m 3.18% Added +9.0k +8,972
79 Stegner Investment Associates Inc. 21.45% of their portfolio LOUISVILLE, KY 357,349357.3k $26.1m $26.1m 21.45% Added +1.8k +1,827
80 BROWN ADVISORY INC 0.04% of their portfolio BALTIMORE, MD 343,201343.2k $25.1m $25.1m 0.04% Added +224.5k +224,527
81 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 329,607329.6k $23.9m $23.9m 0.05% Reduced -78.1k -78,140
82 COLDSTREAM CAPITAL MANAGEMENT INC 0.74% of their portfolio BELLEVUE, WA 320,449320.4k $23.4m $23.4m 0.74% Reduced -17.8k -17,826
83 EASTERN BANK 1.11% of their portfolio BOSTON, MA 319,090319.1k $23.3m $23.3m 1.11% Reduced -1.3k -1,293
84 BlackRock Inc. 0.00% of their portfolio New York, NY 319,003319.0k $23.3m $23.3m 0.00% Reduced -87.0k -87,033
85 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 313,025313.0k $22.9m $22.9m 0.05% Added +5.8k +5,842
86 D.A. DAVIDSON & CO. 0.24% of their portfolio GREAT FALLS, MT 311,992312.0k $22.8m $22.8m 0.24% Added +15.8k +15,772
87 AMARILLO NATIONAL BANK 4.41% of their portfolio AMARILLO, TX 311,481311.5k $22.7m $22.7m 4.41% Added +13.1k +13,095
88 MAI Capital Management 0.33% of their portfolio INDEPENDENCE, OH 306,304306.3k $22.4m $22.4m 0.33% Reduced -1.1k -1,131
89 FIRST FOUNDATION ADVISORS 0.96% of their portfolio Irvine, CA 305,364305.4k $22.3m $22.3m 0.96% Added +7.9k +7,948
90 Coastline Trust Co 3.09% of their portfolio PROVIDENCE, RI 301,758301.8k $22.0m $22.0m 3.09% Added +8.1k +8,088
91 River Wealth Advisors LLC 3.70% of their portfolio CAMP HILL, PA 298,926298.9k $21.8m $21.8m 3.70% Added +8.3k +8,304
92 StoneX Group Inc. 2.26% of their portfolio NEW YORK, NY 298,085298.1k $21.8m $21.8m 2.26% Added +12.5k +12,491
93 Kestra Advisory Services, LLC 0.22% of their portfolio AUSTIN, TX 296,284296.3k $21.6m $21.6m 0.22% Reduced -12.0k -12,003
94 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 293,871293.9k $21.5m $21.5m 0.08% Reduced -2.0k -1,995
95 Consolidated Investment Group LLC 3.76% of their portfolio ENGLEWOOD, CO 287,160287.2k $21.0m $21.0m 3.76% Unchanged
96 XML Financial, LLC 2.42% of their portfolio BETHESDA, MD 287,035287.0k $20.9m $20.9m 2.42% Reduced -2.0k -1,983
97 SIGMA INVESTMENT COUNSELORS INC 1.52% of their portfolio NORTHVILLE, MI 283,586283.6k $20.7m $20.7m 1.52% Added +3.2k +3,190
98 Stratos Wealth Partners, LTD. 0.46% of their portfolio BEACHWOOD, OH 276,633276.6k $20.2m $20.2m 0.46% Added +19.7k +19,682
99 Ceredex Value Advisors LLC 0.33% of their portfolio WINTER PARK, FL 276,500276.5k $20.2m $20.2m 0.33% New
100 ALERUS FINANCIAL NA 1.69% of their portfolio GRAND FORKS, ND 273,694273.7k $20.0m $20.0m 1.69% Added +6.8k +6,844