Sonora Investment Management Group, LLC

TUCSON, AZ · CIK 1907552 · 13F filing filed 2025-10-07

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyTucson, AZ

$1.4bn reported value +4.8% vs Q2 2025

301positions

31.0%in top 10

19 new 79 added 154 reduced 22 sold out vs Q2 2025

Options: 3 call positions ($184.2k notional), 0 put positions (— notional) – listed below, not included above.

Holdings, Q3 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	MICROSOFT CORP COM MSFT	MSFT	129,887	$67.3m4.76%	4.76%	Reduced -3.4k	-3,356 -2.5%
2	APPLE INC COM AAPL	AAPL	260,565	$66.3m4.70%	4.70%	Reduced -7.2k	-7,209 -2.7%
3	ORACLE CORP COM ORCL	ORCL	182,166	$51.2m3.63%	3.63%	Reduced -3.3k	-3,292 -1.8%
4	ALPHABET INC CAP STK CL C GOOG	GOOG	206,009	$50.2m3.55%	3.55%	Reduced -3.6k	-3,592 -1.7%
5	BROADCOM INC COM AVGO	AVGO	124,552	$41.1m2.91%	2.91%	Reduced -2.0k	-2,025 -1.6%
6	JPMORGAN CHASE & CO COM JPM	JPM	111,734	$35.2m2.50%	2.50%	Reduced -4.0k	-4,033 -3.5%
7	KLA CORP COM NEW KLAC	KLAC	31,437	$33.9m2.40%	2.40%	Reduced -489	-489 -1.5%
8	WALMART INC COM WMT	WMT	303,403	$31.3m2.21%	2.21%	Reduced -5.3k	-5,346 -1.7%
9	META PLATFORMS INC CL A META	META	41,885	$30.8m2.18%	2.18%	Reduced -537	-537 -1.3%
10	COSTCO WHSL CORP NEW COM COST	COST	32,707	$30.3m2.14%	2.14%	Reduced -1.6k	-1,609 -4.7%
11	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	103,767	$29.3m2.07%	2.07%	Reduced -1.4k	-1,409 -1.3%
12	GALLAGHER ARTHUR J & CO COM AJG	AJG	91,858	$28.5m2.02%	2.02%	Reduced -969	-969 -1.0%
13	REPUBLIC SVCS INC COM RSG	RSG	122,781	$28.2m2.00%	2.00%	Reduced -1.8k	-1,754 -1.4%
14	VALERO ENERGY CORP COM VLO	VLO	161,033	$27.4m1.94%	1.94%	Reduced -2.1k	-2,089 -1.3%
15	AMAZON COM INC COM AMZN	AMZN	117,866	$25.9m1.83%	1.83%	Reduced -218	-218 -0.2%
16	QUALCOMM INC COM QCOM	QCOM	151,312	$25.2m1.78%	1.78%	Reduced -431	-431 -0.3%
17	CISCO SYS INC COM CSCO	CSCO	356,406	$24.4m1.73%	1.73%	Reduced -1.6k	-1,566 -0.4%
18	BLACKSTONE INC COM BX	BX	141,761	$24.2m1.72%	1.72%	Reduced -7.3k	-7,315 -4.9%
19	HOME DEPOT INC COM HD	HD	54,432	$22.1m1.56%	1.56%	Reduced -680	-680 -1.2%
20	LOCKHEED MARTIN CORP COM LMT	LMT	40,213	$20.1m1.42%	1.42%	Reduced -132	-132 -0.3%
21	JOHNSON & JOHNSON COM JNJ	JNJ	108,096	$20.0m1.42%	1.42%	Reduced -232	-232 -0.2%
22	NVIDIA CORPORATION COM NVDA	NVDA	100,961	$18.8m1.33%	1.33%	Reduced -4.7k	-4,707 -4.5%
23	VISA INC COM CL A V	V	53,413	$18.2m1.29%	1.29%	Reduced -515	-515 -0.9%
24	TEXAS INSTRS INC COM TXN	TXN	93,676	$17.2m1.22%	1.22%	Reduced -800	-800 -0.8%
25	EVERGY INC COM EVRG	EVRG	223,924	$17.0m1.21%	1.21%	Reduced -2.0k	-1,991 -0.9%
26	ABBVIE INC COM ABBV	ABBV	72,887	$16.9m1.20%	1.20%	Added +399	+399 0.6%
27	UNION PAC CORP COM UNP	UNP	69,212	$16.4m1.16%	1.16%	Reduced -289	-289 -0.4%
28	TRUIST FINL CORP COM TFC	TFC	354,672	$16.2m1.15%	1.15%	Reduced -2.7k	-2,716 -0.8%
29	PNC FINL SVCS GROUP INC COM PNC	PNC	80,228	$16.1m1.14%	1.14%	Reduced -255	-255 -0.3%
30	RTX CORPORATION COM RTX	RTX	92,969	$15.6m1.10%	1.10%	Reduced -2.7k	-2,742 -2.9%
31	MCDONALDS CORP COM MCD	MCD	48,737	$14.8m1.05%	1.05%	Reduced -984	-984 -2.0%
32	CHEVRON CORP NEW COM CVX	CVX	92,877	$14.4m1.02%	1.02%	Added +1.8k	+1,792 2.0%
33	PEPSICO INC COM PEP	PEP	98,545	$13.8m0.98%	0.98%	Added +479	+479 0.5%
34	MEDTRONIC PLC SHS MDT	MDT	144,945	$13.8m0.98%	0.98%	Added +162	+162 0.1%
35	SUMMIT HOTEL PPTYS NOTE 1.500% 2/1 INN 1.5 02.15.26	INN 1.5 02.15.26	13,920,000	$13.6m0.96%	0.96%	Reduced -539.0k	-539,000 -3.7%
36	PAYCHEX INC COM PAYX	PAYX	98,696	$12.5m0.89%	0.89%	Added +835	+835 0.8%
37	WP CAREY INC COM WPC	WPC	182,282	$12.3m0.87%	0.87%	Reduced -540	-540 -0.3%
38	ALPHABET INC CAP STK CL A GOOGL	GOOGL	49,463	$12.0m0.85%	0.85%	Reduced -123	-123 -0.2%
39	PROCTER AND GAMBLE CO COM PG	PG	76,872	$11.8m0.84%	0.84%	Reduced -2.0k	-2,014 -2.5%
40	VICI PPTYS INC COM VICI	VICI	353,586	$11.5m0.82%	0.82%	Reduced -17.3k	-17,266 -4.7%
41	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	45,865	$11.3m0.80%	0.80%	Reduced -213	-213 -0.5%
42	PFIZER INC COM PFE	PFE	439,149	$11.2m0.79%	0.79%	Reduced -10.7k	-10,704 -2.4%
43	IONIS PHARMACEUTICALS INC COM IONS	IONS	169,808	$11.1m0.79%	0.79%	Added +6.6k	+6,636 4.1%
44	CATERPILLAR INC COM CAT	CAT	22,938	$10.9m0.78%	0.78%	Added +919	+919 4.2%
45	DISNEY WALT CO COM DIS	DIS	91,112	$10.4m0.74%	0.74%	Added +645	+645 0.7%
46	US BANCORP DEL COM NEW USB	USB	212,183	$10.3m0.73%	0.73%	Reduced -7.9k	-7,857 -3.6%
47	SALESFORCE INC COM CRM	CRM	39,561	$9.4m0.66%	0.66%	Added +207	+207 0.5%
48	EMERSON ELEC CO COM EMR	EMR	70,916	$9.3m0.66%	0.66%	Reduced -1.9k	-1,891 -2.6%
49	IRON MTN INC DEL COM IRM	IRM	87,250	$8.9m0.63%	0.63%	Reduced -2.2k	-2,250 -2.5%
50	VERIZON COMMUNICATIONS INC COM VZ	VZ	180,592	$7.9m0.56%	0.56%	Reduced -17.0k	-17,036 -8.6%
51	KIMBERLY-CLARK CORP COM KMB	KMB	61,854	$7.7m0.54%	0.54%	Reduced -2.3k	-2,349 -3.7%
52	CLEVELAND-CLIFFS INC NEW COM CLF	CLF	624,851	$7.6m0.54%	0.54%	Reduced -30.5k	-30,503 -4.7%
53	LYONDELLBASELL INDUSTRIES N SHS - A - LYB	LYB	154,858	$7.6m0.54%	0.54%	Reduced -4.8k	-4,783 -3.0%
54	ADOBE INC COM ADBE	ADBE	20,673	$7.3m0.52%	0.52%	Reduced -285	-285 -1.4%
55	IONIS PHARMACEUTICALS INC NOTE 1.750% 6/1 IONS 1.75 06.15.28	IONS 1.75 06.15.28	5,283,000	$7.3m0.51%	0.51%	Reduced -2.0k	-2,000 -0.0%
56	EXXON MOBIL CORP COM XOM	XOM	63,359	$7.1m0.51%	0.51%	Reduced -781	-781 -1.2%
57	AMGEN INC COM AMGN	AMGN	24,707	$7.0m0.49%	0.49%	Reduced -1.1k	-1,136 -4.4%
58	COCA COLA CO COM KO	KO	96,272	$6.4m0.45%	0.45%	Reduced -2.0k	-2,018 -2.0%
59	KINDER MORGAN INC DEL COM KMI	KMI	223,960	$6.3m0.45%	0.45%	Reduced -3.6k	-3,584 -1.6%
60	HONEYWELL INTL INC COM COM		28,838	$6.1m0.43%	0.43%	Reduced -3.4k	-3,407 -10.6%
61	GLOBAL X FDS GLBL X MLP ETF MLPA	MLPA	117,624	$5.7m0.40%	0.40%	Added +13.2k	+13,171 12.6%
62	AT&T INC COM T	T	196,412	$5.5m0.39%	0.39%	Reduced -4.4k	-4,360 -2.2%
63	CORNING INC COM GLW	GLW	67,540	$5.5m0.39%	0.39%	Reduced -1.1k	-1,146 -1.7%
64	LUMENTUM HLDGS INC NOTE 0.500%12/1 LITE 0.5 12.15.26	LITE 0.5 12.15.26	3,137,000	$5.3m0.37%	0.37%	Reduced -250.0k	-250,000 -7.4%
65	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	10,217	$5.1m0.36%	0.36%	Reduced -397	-397 -3.7%
66	WHEATON PRECIOUS METALS CORP COM WPM	WPM	45,704	$5.1m0.36%	0.36%	Reduced -801	-801 -1.7%
67	RPM INTL INC COM RPM	RPM	42,459	$5.0m0.35%	0.35%	Reduced -1.4k	-1,417 -3.2%
68	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	7,490	$5.0m0.35%	0.35%	Added +24	+24 0.3%
69	ENOVIX CORPORATION COM ENVX	ENVX	459,369	$4.6m0.32%	0.32%	Added +45.7k	+45,693 11.1%
70	HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 HALO 0.25 03.01.27	HALO 0.25 03.01.27	3,822,000	$4.4m0.31%	0.31%	Reduced -205.0k	-205,000 -5.1%
71	MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 MCHP 1.625 02.15.27	MCHP 1.625 02.15.27	2,225,000	$4.1m0.29%	0.29%	Reduced -80.0k	-80,000 -3.5%
72	TECK RESOURCES LTD CL B TECK	TECK	93,768	$4.1m0.29%	0.29%	Reduced -3.8k	-3,780 -3.9%
73	VERINT SYSTEMS INC NOTE 0.250% 4/1 VRNT 0.25 04.15.26	VRNT 0.25 04.15.26	4,060,000	$4.0m0.28%	0.28%	Reduced -100.0k	-100,000 -2.4%
74	AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 AKAM 0.375 09.01.27	AKAM 0.375 09.01.27	4,131,000	$3.9m0.28%	0.28%	Reduced -215.0k	-215,000 -5.0%
75	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	6,447	$3.9m0.27%	0.27%	Added +86	+86 1.4%
76	TESLA INC COM TSLA	TSLA	8,539	$3.8m0.27%	0.27%	Reduced -300	-300 -3.4%
77	GENERAL MLS INC COM GIS	GIS	70,754	$3.6m0.25%	0.25%	Reduced -5.8k	-5,835 -7.6%
78	EXACT SCIENCES CORP NOTE 0.375% 3/1 EXAS 0.375 03.15.27	EXAS 0.375 03.15.27	3,665,000	$3.5m0.25%	0.25%	Reduced -320.0k	-320,000 -8.0%
79	BIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 BMRN 1.25 05.15.27	BMRN 1.25 05.15.27	3,480,000	$3.3m0.24%	0.24%	Reduced -165.0k	-165,000 -4.5%
80	MGM RESORTS INTERNATIONAL COM MGM	MGM	92,979	$3.2m0.23%	0.23%	Reduced -2.9k	-2,896 -3.0%
81	HALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 HALO 1 08.15.28	HALO 1 08.15.28	2,230,000	$3.2m0.22%	0.22%	Reduced -35.0k	-35,000 -1.6%
82	OMEROS CORP NOTE 5.250% 2/1 OMER 5.25 02.15.26	OMER 5.25 02.15.26	3,399,000	$3.1m0.22%	0.22%	Reduced -75.0k	-75,000 -2.2%
83	MACERICH CO COM MAC	MAC	167,188	$3.0m0.22%	0.22%	Reduced -10.9k	-10,920 -6.1%
84	TEXAS ROADHOUSE INC COM TXRH	TXRH	17,646	$2.9m0.21%	0.21%	Reduced -596	-596 -3.3%
85	FIFTH THIRD BANCORP COM FITB	FITB	64,163	$2.9m0.20%	0.20%	Reduced -1.6k	-1,598 -2.4%
86	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	4,584	$2.8m0.20%	0.20%	Added +36	+36 0.8%
87	EVOLENT HEALTH INC NOTE 1.500%10/1 EVH 1.5 10.15.25	EVH 1.5 10.15.25	2,742,000	$2.7m0.19%	0.19%	Reduced -1.8m	-1,763,000 -39.1%
88	ETSY INC NOTE 0.250% 6/1 ETSY 0.25 06.15.28	ETSY 0.25 06.15.28	3,024,000	$2.7m0.19%	0.19%	Reduced -135.0k	-135,000 -4.3%
89	ILLINOIS TOOL WKS INC COM ITW	ITW	10,111	$2.6m0.19%	0.19%	Reduced -663	-663 -6.2%
90	ALEXANDRIA REAL ESTATE EQ IN COM ARE	ARE	30,846	$2.6m0.18%	0.18%	Added +1.4k	+1,350 4.6%
91	PHILLIPS 66 COM PSX	PSX	18,861	$2.6m0.18%	0.18%	Reduced -424	-424 -2.2%
92	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	8,511	$2.4m0.17%	0.17%	Reduced -175	-175 -2.0%
93	ELI LILLY & CO COM LLY	LLY	3,095	$2.4m0.17%	0.17%	Reduced -125	-125 -3.9%
94	SONOCO PRODS CO COM SON	SON	53,835	$2.3m0.16%	0.16%	Added +1.7k	+1,711 3.3%
95	ISHARES TR CORE S&P500 ETF IVV	IVV	3,375	$2.3m0.16%	0.16%	Reduced -445	-445 -11.7%
96	COGNEX CORP COM CGNX	CGNX	49,408	$2.2m0.16%	0.16%	Reduced -1.1k	-1,120 -2.2%
97	PINNACLE WEST CAP CORP COM PNW	PNW	24,824	$2.2m0.16%	0.16%	Reduced -511	-511 -2.0%
98	NORTHROP GRUMMAN CORP COM NOC	NOC	3,439	$2.1m0.15%	0.15%	Added +79	+79 2.4%
99	GREEN PLAINS INC NOTE 2.250% 3/1 GPRE 2.25 03.15.27	GPRE 2.25 03.15.27	2,190,000	$2.1m0.15%	0.15%	Reduced -135.0k	-135,000 -5.8%
100	STRYKER CORPORATION COM SYK	SYK	5,557	$2.1m0.15%	0.15%	Added +13	+13 0.2%

Sold out since Q2 2025

Security	Ticker	Shares held before	Value then
UNITEDHEALTH GROUP INC UNH	UNH	24,898	$7.8m24.9k shares
INTEL CORP INTC	INTC	96,451	$2.2m96.5k shares
UNITI GROUP INC		335,290	$1.4m335.3k shares
EXELIXIS INC EXEL	EXEL	32,051	$1.4m32.1k shares
UBER TECHNOLOGIES INC UBER 0 12.15.25	UBER 0 12.15.25	790,000	$932.5k790.0k shares
INTUIT INTU	INTU	624	$491.5k624 shares
ISHARES TR IVW	IVW	2,360	$259.8k2.4k shares
VIRTUS DIVIDEND INTEREST & P NFJ	NFJ	19,500	$241.8k19.5k shares
UGI CORP NEW UGI	UGI	6,145	$223.8k6.1k shares
COLGATE PALMOLIVE CO CL	CL	2,454	$223.1k2.5k shares
WESTERN ASSET HIGH YIELD DEF HYI	HYI	18,390	$220.3k18.4k shares
EATON VANCE NATL MUN OPPORT EOT	EOT	13,500	$219.2k13.5k shares
CARDINAL HEALTH INC CAH	CAH	1,268	$213.0k1.3k shares
AMERIPRISE FINL INC AMP	AMP	380	$202.8k380 shares
MOODYS CORP MCO	MCO	402	$201.6k402 shares
PIMCO DYNAMIC INCOME FD PDI	PDI	10,531	$199.8k10.5k shares
RITHM CAPITAL CORP RITM	RITM	15,722	$177.5k15.7k shares
AMERICAN AIRLINES GROUP INC AAL 6.5 07.01.25	AAL 6.5 07.01.25	150,000	$154.9k150.0k shares
NUVEEN MUN VALUE FD INC NUV	NUV	15,120	$131.4k15.1k shares
AGNC INVT CORP AGNC	AGNC	12,396	$113.9k12.4k shares
EXP WORLD HLDGS INC AGNT	AGNT	0	$18.2k0 shares
GRAFTECH INTL LTD EAF	EAF	1,070	$10.4k1.1k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
EXP WORLD HLDGS INC AGNT · Call	AGNT	Call	11,500	$122.6k11.5k shares	New
OMEROS CORP OMER · Call	OMER	Call	12,000	$49.2k12.0k shares	New
EXELIXIS INC EXEL · Call	EXEL	Call	300	$12.4k300 shares	New