Cohen & Co Financial Management, LLC
New York, NY · CIK 1778536 · 13F filing filed 2023-11-14
SEC-registered investment adviser since 2005 · limited liability company
- Assets managed$237.4m
- Staff29 · 5 in investment roles
- Main clients (by assets)Private funds 100%
- Private funds5 · $237.4m gross assets
- Form ADV · 2026-03-31SEC adviser record
- Legal entityCOHEN & COMPANY FINANCIAL MANAGEMENT, LLC (US)
- Kindstructured credit
- Others nearbyNew York, NY
As an employer
- Offices in1 country
- Private fundsliquidity 1, securitized asset 2, other private 2
$18.3m
reported value
-23.5% vs Q2 2023
8positions
100.0%in top 10
2 new
0 added
2 reduced
1 sold out
vs Q2 2023
Holdings, Q3 2023
The small lines show how much was held over the last 4 quarters (adjusted for stock splits).
| Security | Value | Change |
|---|---|---|
| LANZATECH GLOBAL INC COM | $12.6m68.72% | Reduced -213.4k |
| LANZATECH GLOBAL INC LNZAW | $2.1m11.55% | Unchanged |
| SATIXFY COMMUNICATIONS LTD ORD SHS | $1.5m8.26% | Unchanged |
| SHF HOLDINGS INC CLASS A COM | $767.3k4.20% | Unchanged |
| ESGL HLDGS LTD OIO | $669.5k3.66% | New |
| RUBICON TECHNOLOGIES INC RBT | $426.6k2.33% | New |
| OCEAN BIOMEDICAL INC OCEA | $232.9k1.27% | Reduced -4.5k |
| APPRECIATE HOLDINGS INC SFRT | $1.6k0.01% | Unchanged |
Sold out since Q2 2023
| Security | Value then |
|---|---|
| RUBICON TECHNOLOGIES INC | $607.1k1.6m shares |