LANZATECH GLOBAL INC
COM · CUSIP 51655R101
61
institutional holders
+10 vs Q2 2023
51.2m
shares reported held*
$239.1mreported value*
16 new
22 added
7 reduced
7 sold out
net bought ≈ $48.6m (+10.4m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.67. Options: 2 managers hold calls ($1.0k notional), 7 hold puts ($297.3k).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q4 2022 | 1 |
| Q1 2023 | 29 |
| Q2 2023 | 51 |
| Q3 2023 | 61 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2023 | 29 | 1 |
| Q2 2023 | 43 | 14 |
| Q3 2023 | 38 | 14 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $0 | $0 | — |
| Q1 2023 | $0 | $0 | — |
| Q2 2023 | $0 | $0 | — |
| Q3 2023 | $1.0k | $297.3k | 297.28 |
Biggest buyers
| VANGUARD GROUP INC | Added | +5.6m |
| Invesco Ltd. | Added | +1.6m |
| DUMAC, INC. | New | +1.0m |
| FIRST TRUST ADVISORS LP | New | +1.0m |
| VAN ECK ASSOCIATES CORP | New | +335.0k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +208.8k |
| MORGAN STANLEY | Added | +177.1k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | New | +167.1k |
| NORTHERN TRUST CORP | Added | +155.1k |
| BlackRock Inc. | Added | +105.7k |
Biggest sellers
| Cohen & Co Financial Management, LLC | Reduced | -213.4k |
| AMERIPRISE FINANCIAL INC | Sold out | -35.9k |
| Cubist Systematic Strategies, LLC | Sold out | -35.9k |
| UBS Group AG | Reduced | -32.6k |
| Ergoteles LLC | Sold out | -24.2k |
| HRT FINANCIAL LP | Sold out | -20.9k |
| Board of Trustees of The Leland Stanford Junior University | Sold out | -19.2k |
| NEW YORK STATE COMMON RETIREMENT FUND | Reduced | -15.4k |
| Jump Financial, LLC | Sold out | -11.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -10.8k |
Biggest calls
| SIMPLEX TRADING, LLC | New | $1.0k400 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | New | $00 shares |
Biggest puts
| Murchinson Ltd. | New | $116.8k25.0k shares |
| Walleye Capital LLC | New | $79.4k17.0k shares |
| BOOTHBAY FUND MANAGEMENT, LLC | New | $58.4k12.5k shares |
| Belvedere Trading LLC | New | $28.0k6.0k shares |
| CITADEL ADVISORS LLC | New | $10.7k2.3k shares |
| SIMPLEX TRADING, LLC | New | $4.0k1.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | New | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
Khosla Ventures III, L.P.
13D · may seek influence
+39.2 pts · filed 2026-01-29
Stated purposeItem 4 of Schedule 13D is supplemented as follows: On January 21, 2026, pursuant to the Second Amended and Restated Certificate of Designation of Series A Convertible Senior Preferred Stock (the "Second A&R CoD"), 20,000,000 shares of the Issuer's Preferred Stock were converted into an aggregate of 3,250,322 shares of Common Stock. Pursuant to the Purchase Agreement entered into on May 7, 2025 between the Issuer and LanzaTech Global SPV, LLC, an entity controlled by an existing investor (the "Preferred Stockholder") on January 21, 2026, the Issuer issued to the Preferred Stockholder a warrant to purchase 7,800,000 shares of Common Stock at an exercise price equal to $0.0000001 per share (subject to adjustments in certain events) (the "Warrant"). Full filing |
64.2% |
Carbon Direct Capital Management LLC
13D · may seek influence
no change · filed 2025-04-04
Stated purposeThe Reporting Persons acquired the Common Stock for investment purposes. The Reporting Persons have been and reserve the right to continue to be in contact with members of the Issuer's management, the members of the Issuer's board of directors (the "Board"), other significant shareholders and others regarding alternatives that the Issuer could employ to increase shareholder value. The Reporting Persons have engaged and may continue to engage in discussions with the Board and/or members of the Issuer's management team concerning, including, without limitation, potential business combinations and strategic alternatives, the business, operations, capital structure, governance, management, strategy of the Issuer and other matters concerning the Issuer. The Reporting Persons reserve the right … Full filing |
18.5% |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| NOVO HOLDINGS A/S 5.46% of their portfolio | 15.8m $73.9m | Unchanged |
| VK Services, LLC 8.63% of their portfolio | 13.9m $64.8m | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 5.9m $27.6m | Added +5.6m |
| Atalaya Capital Management LP 15.22% of their portfolio | 2.9m $13.7m | Unchanged |
| Cohen & Co Financial Management, LLC 68.72% of their portfolio | 2.7m $12.6m | Reduced -213.4k |
| BlackRock Inc. 0.00% of their portfolio | 2.2m $10.2m | Added +105.7k |
| Invesco Ltd. 0.00% of their portfolio | 1.6m $7.3m | Added +1.6m |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.1m $5.0m | Added +208.8k |
| DUMAC, INC. 13.15% of their portfolio | 1.0m $4.9m | New |
| FIRST TRUST ADVISORS LP 0.01% of their portfolio | 1.0m $4.8m | New |
| STATE STREET CORP 0.00% of their portfolio | 545.9k $2.5m | Added +68.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 490.8k $2.3m | Added +24.4k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 335.0k $1.6m | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 299.9k $1.4m | Added +155.1k |
| MORGAN STANLEY 0.00% of their portfolio | 289.7k $1.4m | Added +177.1k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio | 167.1k $780.5k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 91.0k $425.0k | Added +42.7k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 80.9k $378.0k | Reduced -9.3k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 74.2k $346.7k | Unchanged |
| Swiss National Bank 0.00% of their portfolio | 64.5k $301.2k | New |
| Green Alpha Advisors, LLC 0.23% of their portfolio | 64.1k $299.1k | New |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 49.5k $231.2k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 45.9k $214.0k | Added +942 |
| Diametric Capital, LP 0.08% of their portfolio | 40.9k $191.1k | Added +4.1k |
| SIMON QUICK ADVISORS, LLC 0.02% of their portfolio | 40.3k $188.4k | Unchanged |
| Legal & General Group Plc 0.00% of their portfolio | 34.9k $162.3k | Added +32.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 32.8k $153.2k | Added +23.8k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 30.5k $142.4k | Added +23.6k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 26.9k $125.7k | Unchanged |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 24.9k $116.2k | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 21.4k $100.1k | Added +6.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 17.2k $80.2k | Added +13.0k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 17.1k $80.1k | Added +1.1k |
| PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio | 15.3k $71.6k | New |
| Prime Capital Investment Advisors, LLC 0.00% of their portfolio | 15.3k $71.3k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 14.8k $68.9k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 13.5k $63.2k | Reduced -2.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 12.7k $59.3k | Reduced -10.8k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 12.5k $58.6k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 11.8k $55.3k | New |
| MetLife Investment Management, LLC 0.00% of their portfolio | 11.8k $55.2k | Unchanged |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 10.9k $50.8k | Added +9.2k |
| UBS Group AG 0.00% of their portfolio | 10.3k $48.1k | Reduced -32.6k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 10.3k $48.1k | Added +366 |
| Virtu Financial LLC 0.00% of their portfolio | 10.0k $47.0k | New |
| BARCLAYS PLC 0.00% of their portfolio | 9.0k $42.0k | Added +4.9k |
| Belvedere Trading LLC 0.00% of their portfolio | 6.1k $28.6k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5.1k $23.8k | Added +3.3k |
| STRS OHIO 0.00% of their portfolio | 4.3k $20.0k | Unchanged |
| AMALGAMATED BANK 0.00% of their portfolio | 3.1k $15.0k | Unchanged |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 1.7k $8.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.4k $6.3k | New |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 1.3k $6.0k | New |
| Metropolitan Life Insurance Co/NY 0.00% of their portfolio | 1.2k $5.7k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 837 $4.8k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 425 $1.0k | First filing |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 423 $2.0k | Reduced -15.4k |
| FMR LLC 0.00% of their portfolio | 230 $1.1k | Added +99 |
| CITIGROUP INC 0.00% of their portfolio | 62 $290 | Reduced -6.1k |
| Covestor Ltd 0.00% of their portfolio | 22 $0 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |