SHF HOLDINGS INC
CLASS A COM · CUSIP 824430102
20
institutional holders
-1 vs Q2 2023
8.7m
shares reported held*
$6.8mreported value*
4 new
3 added
4 reduced
5 sold out
net sold ≈ $1.0m (-1.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.79.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 7 |
| Q4 2022 | 16 |
| Q1 2023 | 19 |
| Q2 2023 | 21 |
| Q3 2023 | 20 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 11 | 4 |
| Q1 2023 | 13 | 5 |
| Q2 2023 | 9 | 8 |
| Q3 2023 | 7 | 9 |
Biggest buyers
| M3F, Inc. | Added | +239.4k |
| Virtu Financial LLC | New | +41.8k |
| Visionary Wealth Advisors | New | +22.0k |
| VANGUARD GROUP INC | Added | +18.2k |
| HRT FINANCIAL LP | New | +12.1k |
| UBS Group AG | Added | +861 |
| JPMORGAN CHASE & CO | New | +24 |
Biggest sellers
| SABBY MANAGEMENT, LLC | Sold out | -1.3m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Sold out | -113.5k |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -100.7k |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -54.0k |
| Walleye Capital LLC | Sold out | -50.0k |
| NORTHERN TRUST CORP | Sold out | -14.3k |
| B. Riley Wealth Advisors, Inc. | Reduced | -11.1k |
| Tower Research Capital LLC (TRC) | Reduced | -5.2k |
| WELLS FARGO & COMPANY/MN | Reduced | -56 |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| M3F, Inc. 1.22% of their portfolio | 4.6m $3.7m | Added +239.4k |
| Atalaya Capital Management LP 1.34% of their portfolio | 1.5m $1.2m | Unchanged |
| Ayrton Capital LLC 6.31% of their portfolio | 1.2m $930.8k | Unchanged |
| Cohen & Co Financial Management, LLC 4.20% of their portfolio | 971.2k $767.3k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 92.2k $72.9k | Reduced -54.0k |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 55.0k $42.9k | Unchanged |
| Virtu Financial LLC 0.00% of their portfolio | 41.8k $33.0k | New |
| Corient Private Wealth LP 0.00% of their portfolio | 40.0k $31.6k | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 38.7k $30.5k | Added +18.2k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 25.0k $20.0k | Unchanged |
| Visionary Wealth Advisors 0.00% of their portfolio | 22.0k $17.4k | New |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 13.9k $11.0k | Reduced -11.1k |
| HRT FINANCIAL LP 0.00% of their portfolio | 12.1k $9.0k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 11.6k $9.2k | Reduced -5.2k |
| UBS Group AG 0.00% of their portfolio | 2.1k $1.7k | Added +861 |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 1.0k $0 | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 193 $152 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 128 $101 | Reduced -56 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 24 $19 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |