Vault-13

RUBICON TECHNOLOGIES INC

CL A COM · CUSIP 78112J109

4 institutional holders -40 vs Q2 2023
326,672326.7k shares reported held*
$594.8kreported value*
0 new 0 added 3 reduced 40 sold out net sold ≈ $74.9m (-36.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.82.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 25Q4 22: 31Q1 23: 41Q2 23: 44Q3 23: 44Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202225
Q4 202231
Q1 202341
Q2 202344
Q3 20234

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 16 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 0 bought or addedQ3 23: 43 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221614
Q1 20232012
Q2 20232410
Q3 2023043

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $265.6kQ4 22 puts: $162.8kQ4 22P/C 0.61Q1 23 calls: $28.4kQ1 23 puts: $26.3kQ1 23P/C 0.93Q2 23 calls: $14.1kQ2 23 puts: $4.0kQ2 23P/C 0.28Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$265.6k$162.8k0.61
Q1 2023$28.4k$26.3k0.93
Q2 2023$14.1k$4.0k0.28
Q3 2023$0$0—

Biggest buyers

None

Biggest sellers

Palantir Technologies Inc. Sold out -8,940,302-8.9m
QUATTRO FINANCIAL ADVISORS LLC Sold out -8,243,996-8.2m
Jefferies Financial Group Inc. Sold out -3,877,750-3.9m
WELLINGTON MANAGEMENT GROUP LLP Sold out -2,354,709-2.4m
Cresset Asset Management, LLC Sold out -1,914,155-1.9m
Cohen & Co Financial Management, LLC Sold out -1,640,848-1.6m
GFS Advisors, LLC Sold out -1,600,000-1.6m
Compound Planning, Inc. Sold out -1,494,000-1.5m
Edge Capital Group, LLC Reduced -1,374,195-1.4m
MCF Advisors LLC Sold out -781,444-781.4k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Edge Capital Group, LLC 0.02% of their portfolio ATLANTA, GA 171,072171.1k $355.8k $355.8k 0.02% Reduced -1.4m -1,374,195
2 Bandera Partners LLC 0.07% of their portfolio Brooklyn, NY 128,323128.3k $182.2k $182.2k 0.07% Unchanged
3 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 27,25027.2k $56.7k $56.7k 0.00% Reduced -250 -250
4 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 2727 $56 $56 0.00% Reduced -196 -196