Principle Wealth Partners LLC

MADISON, CT · CIK 1743413 · 13F filing filed 2026-08-07

SEC-registered investment adviser since 2017 · limited liability company

Assets managed$3.2bn
Staff28 · 22 in investment roles
Main clients (by assets)High net worth individuals 88%, Individuals 6%, Pension plans 4%
Form ADV · 2026-08-07SEC adviser record

$2.0bn reported value +15.7% vs Q1 2026

398positions

40.4%in top 10

29 new 130 added 131 reduced 11 sold out vs Q1 2026

This report includes the holdings of 1 other manager that shares the investment decisions:

Gilman Hill Asset Management, LLC – no 13F of its own this quarter

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 XLG	XLG	2,592,959	$158.8m7.84%	7.84%	Added +40.0k	+39,972 1.6%
2	BNY MELLON ETF TRUST II DYNAMIC VALUE BKDV	BKDV	4,065,430	$136.2m6.72%	6.72%	Added +96.2k	+96,173 2.4%
3	JPMORGAN CHASE & CO COM JPM	JPM	357,917	$117.2m5.78%	5.78%	Added +149	+149 0.0%
4	APPLE INC COM AAPL	AAPL	361,967	$104.7m5.17%	5.17%	Reduced -4.7k	-4,742 -1.3%
5	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	732,355	$63.1m3.11%	3.11%	Reduced -4.6k	-4,559 -0.6%
6	NVIDIA CORPORATION COM NVDA	NVDA	285,774	$57.2m2.82%	2.82%	Added +2.0k	+1,968 0.7%
7	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	226,788	$53.7m2.65%	2.65%	Reduced -1.1k	-1,093 -0.5%
8	MICROSOFT CORP COM MSFT	MSFT	116,758	$43.6m2.15%	2.15%	Added +2.1k	+2,104 1.8%
9	VANGUARD ADMIRAL FDS INC 500 GRTH IDX F VOOG	VOOG	515,413	$42.6m2.10%	2.10%	Added +138.3k	+138,343 36.7%
10	VANECK ETF TRUST SEMICONDUCTR ETF SMH	SMH	62,788	$41.2m2.03%	2.03%	Added +5.9k	+5,939 10.4%
11	AMAZON COM INC COM AMZN	AMZN	168,332	$40.1m1.98%	1.98%	Added +700	+700 0.4%
12	ALPHABET INC CAP STK CL A GOOGL	GOOGL	93,329	$33.4m1.65%	1.65%	Added +611	+611 0.7%
13	ALPHABET INC CAP STK CL C GOOG	GOOG	93,995	$33.2m1.64%	1.64%	Reduced -347	-347 -0.4%
14	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	85,269	$31.6m1.56%	1.56%	Added +374	+374 0.4%
15	JOHNSON & JOHNSON COM JNJ	JNJ	112,674	$28.6m1.41%	1.41%	Reduced -454	-454 -0.4%
16	CISCO SYS INC COM CSCO	CSCO	190,130	$22.3m1.10%	1.10%	Reduced -2.5k	-2,455 -1.3%
17	CATERPILLAR INC COM CAT	CAT	20,342	$21.7m1.07%	1.07%	Reduced -709	-709 -3.4%
18	RTX CORPORATION COM RTX	RTX	111,340	$21.1m1.04%	1.04%	Reduced -6.6k	-6,627 -5.6%
19	AMPLIFY ETF TR CWP INTL ENHANCE IDVO	IDVO	472,356	$19.8m0.98%	0.98%	Added +51.0k	+51,049 12.1%
20	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	609,404	$19.3m0.95%	0.95%	Reduced -35.4k	-35,397 -5.5%
21	MCDONALDS CORP COM MCD	MCD	69,482	$18.8m0.93%	0.93%	Added +644	+644 0.9%
22	TCW ETF TRUST TRANSFORM SYSTEM PWRD	PWRD	152,553	$18.8m0.93%	0.93%	Added +69.7k	+69,724 84.2%
23	GOLDMAN SACHS GROUP INC COM GS	GS	18,213	$18.4m0.91%	0.91%	Reduced -139	-139 -0.8%
24	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	111,870	$17.7m0.87%	0.87%	Reduced -1.7k	-1,686 -1.5%
25	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	58,883	$16.6m0.82%	0.82%	Reduced -262	-262 -0.4%
26	ALPS ETF TR SMITH CORE PLUS SMTH	SMTH	642,470	$16.5m0.82%	0.82%	Reduced -34.1k	-34,095 -5.0%
27	VANGUARD WORLD FD INF TECH ETF VGT	VGT	138,294	$16.5m0.82%	0.82%	Reduced -882	-882 -0.6%
28	J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL JMST	JMST	291,500	$14.9m0.73%	0.73%	Added +67.8k	+67,774 30.3%
29	HOME DEPOT INC COM HD	HD	41,298	$14.6m0.72%	0.72%	Reduced -1.0k	-1,041 -2.5%
30	ELI LILLY & CO COM LLY	LLY	11,921	$14.3m0.71%	0.71%	Reduced -253	-253 -2.1%
31	T ROWE PRICE ETF INC CAP APPRECIATION TCAF	TCAF	345,953	$14.2m0.70%	0.70%	Reduced -5.6k	-5,628 -1.6%
32	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	18,688	$14.0m0.69%	0.69%	Added +1.2k	+1,175 6.7%
33	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	26,919	$13.5m0.67%	0.67%	Reduced -521	-521 -1.9%
34	META PLATFORMS INC CL A META	META	23,496	$13.2m0.65%	0.65%	Added +1.4k	+1,386 6.3%
35	VISA INC COM CL A V	V	38,387	$13.2m0.65%	0.65%	Added +193	+193 0.5%
36	EXXON MOBIL CORP COM XOM	XOM	94,098	$12.9m0.64%	0.64%	Reduced -2.7k	-2,684 -2.8%
37	AMGEN INC COM AMGN	AMGN	31,526	$11.4m0.56%	0.56%	Unchanged
38	UNITEDHEALTH GROUP INC COM UNH	UNH	26,657	$11.1m0.55%	0.55%	Reduced -205	-205 -0.8%
39	PROCTER AND GAMBLE CO COM PG	PG	74,709	$11.0m0.54%	0.54%	Added +576	+576 0.8%
40	CUMMINS INC COM CMI	CMI	15,260	$10.9m0.54%	0.54%	Reduced -773	-773 -4.8%
41	FIRST TR EXCH TRADED FD III MUNI HI INCM ETF FMHI	FMHI	222,961	$10.8m0.53%	0.53%	Reduced -1.8k	-1,796 -0.8%
42	INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM XMMO	XMMO	60,388	$10.3m0.51%	0.51%	Added +16.3k	+16,268 36.9%
43	MERCK & CO INC COM MRK	MRK	79,812	$10.3m0.51%	0.51%	Reduced -240	-240 -0.3%
44	ISHARES TR EXPANDED TECH IGV	IGV	109,340	$9.9m0.49%	0.49%	Added +4.8k	+4,835 4.6%
45	TESLA INC COM TSLA	TSLA	23,012	$9.7m0.48%	0.48%	Reduced -1.2k	-1,243 -5.1%
46	SOUTHERN CO COM SO	SO	100,553	$9.6m0.48%	0.48%	Added +649	+649 0.7%
47	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	156,531	$9.6m0.47%	0.47%	Added +4.6k	+4,597 3.0%
48	VANGUARD INDEX FDS MID CAP ETF VO	VO	116,717	$9.4m0.46%	0.46%	Reduced -4.3k	-4,315 -3.6%
49	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	12,611	$9.3m0.46%	0.46%	Reduced -53	-53 -0.4%
50	PALO ALTO NETWORKS INC COM PANW	PANW	27,047	$9.2m0.46%	0.46%	Reduced -775	-775 -2.8%
51	COCA COLA CO COM KO	KO	109,604	$8.9m0.44%	0.44%	Added +1.6k	+1,564 1.4%
52	GENERAL DYNAMICS CORP COM GD	GD	24,875	$8.8m0.44%	0.44%	Reduced -1.2k	-1,211 -4.6%
53	ORACLE CORP COM ORCL	ORCL	58,580	$8.6m0.42%	0.42%	Reduced -32	-32 -0.1%
54	CHEVRON CORP NEW COM CVX	CVX	51,751	$8.6m0.42%	0.42%	Reduced -1.1k	-1,093 -2.1%
55	COLUMBIA ETF TR I SHORT DURATION SBND	SBND	453,381	$8.5m0.42%	0.42%	Added +380.3k	+380,288 520.3%
56	ABBVIE INC COM ABBV	ABBV	32,482	$8.2m0.40%	0.40%	Reduced -577	-577 -1.8%
57	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	3,776	$7.5m0.37%	0.37%	Added +39	+39 1.0%
58	3M CO COM MMM	MMM	44,403	$7.2m0.35%	0.35%	Reduced -1.1k	-1,097 -2.4%
59	BANK AMERICA CORP COM BAC	BAC	124,832	$7.1m0.35%	0.35%	Added +3.6k	+3,588 3.0%
60	ISHARES TR US AER DEF ETF ITA	ITA	27,311	$6.6m0.33%	0.33%	Added +1.4k	+1,444 5.6%
61	ISHARES TR SELECT DIVID ETF DVY	DVY	42,009	$6.6m0.32%	0.32%	Reduced -459	-459 -1.1%
62	PHILIP MORRIS INTL INC COM PM	PM	35,368	$6.4m0.32%	0.32%	Added +352	+352 1.0%
63	INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY XMHQ	XMHQ	56,075	$6.3m0.31%	0.31%	Reduced -1.2k	-1,163 -2.0%
64	QUALCOMM INC COM QCOM	QCOM	33,640	$6.2m0.31%	0.31%	Added +584	+584 1.8%
65	KIMBERLY-CLARK CORP COM KMB	KMB	56,315	$6.2m0.31%	0.31%	Added +5.6k	+5,568 11.0%
66	OMEGA FLEX INC COM OFLX	OFLX	192,275	$6.0m0.30%	0.30%	Unchanged
67	ALLSTATE CORP COM ALL	ALL	25,159	$6.0m0.30%	0.30%	Added +49	+49 0.2%
68	COSTCO WHSL CORP NEW COM COST	COST	6,246	$5.8m0.29%	0.29%	Added +41	+41 0.7%
69	PNC FINL SVCS GROUP INC COM PNC	PNC	23,716	$5.8m0.29%	0.29%	Unchanged
70	EMERSON ELEC CO COM EMR	EMR	38,925	$5.6m0.28%	0.28%	Reduced -111	-111 -0.3%
71	WASTE MGMT INC DEL COM WM	WM	24,231	$5.4m0.27%	0.27%	Added +243	+243 1.0%
72	VANGUARD WORLD FD MEGA CAP VAL ETF MGV	MGV	32,920	$5.4m0.27%	0.27%	Reduced -175	-175 -0.5%
73	BLACKROCK INC COM BLK	BLK	5,504	$5.3m0.26%	0.26%	Reduced -253	-253 -4.4%
74	INVESCO EXCH TRADED FD TR II INTL BUYBACK IPKW	IPKW	93,953	$5.3m0.26%	0.26%	Added +6.3k	+6,339 7.2%
75	DUKE ENERGY CORP NEW COM NEW DUK	DUK	41,778	$5.3m0.26%	0.26%	Added +323	+323 0.8%
76	TRAVELERS COMPANIES INC COM TRV	TRV	15,470	$5.1m0.25%	0.25%	Reduced -393	-393 -2.5%
77	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	99,721	$5.1m0.25%	0.25%	Added +59.6k	+59,570 148.4%
78	TEXAS INSTRS INC COM TXN	TXN	16,191	$4.8m0.24%	0.24%	Reduced -427	-427 -2.6%
79	PRUDENTIAL FINL INC COM PRU	PRU	43,800	$4.7m0.23%	0.23%	Added +277	+277 0.6%
80	FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN FSMB	FSMB	231,493	$4.6m0.23%	0.23%	Added +200.0k	+200,000 635.1%
81	AMERICAN ELEC PWR CO INC COM AEP	AEP	33,014	$4.5m0.22%	0.22%	Reduced -240	-240 -0.7%
82	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	6	$4.5m0.22%	0.22%	Unchanged
83	VANGUARD INDEX FDS VALUE ETF VTV	VTV	20,581	$4.5m0.22%	0.22%	Unchanged
84	PHILLIPS 66 COM PSX	PSX	26,244	$4.4m0.22%	0.22%	Added +16	+16 0.1%
85	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	50,666	$4.3m0.21%	0.21%	Added +1.0k	+1,000 2.0%
86	ROUNDHILL ETF TRUST MEMORY ETF DRAM	DRAM	57,544	$4.2m0.21%	0.21%	New
87	BOEING CO COM BA	BA	19,594	$4.2m0.21%	0.21%	Added +164	+164 0.8%
88	OLD DOMINION FREIGHT LINE IN COM ODFL	ODFL	19,516	$4.2m0.21%	0.21%	Unchanged
89	DOMINION ENERGY INC COM D	D	61,443	$4.2m0.21%	0.21%	Reduced -1.0k	-1,025 -1.6%
90	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	5,974	$4.1m0.20%	0.20%	Added +140	+140 2.4%
91	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	72,467	$4.1m0.20%	0.20%	Reduced -24.6k	-24,638 -25.4%
92	WALMART INC COM WMT	WMT	35,329	$4.0m0.20%	0.20%	Added +382	+382 1.1%
93	INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF SPGP	SPGP	32,150	$3.9m0.19%	0.19%	Reduced -966	-966 -2.9%
94	GE AEROSPACE COM NEW GE	GE	10,448	$3.9m0.19%	0.19%	Added +417	+417 4.2%
95	LEGG MASON ETF INVT FRANKLIN INTL LW LVHI	LVHI	96,150	$3.9m0.19%	0.19%	Reduced -66	-66 -0.1%
96	FIDELITY COVINGTON TRUST HIGH DIVID ETF FDVV	FDVV	64,706	$3.9m0.19%	0.19%	Reduced -3.4k	-3,434 -5.0%
97	PFIZER INC COM PFE	PFE	160,668	$3.9m0.19%	0.19%	Reduced -2.8k	-2,773 -1.7%
98	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	32,588	$3.8m0.19%	0.19%	Added +2.8k	+2,817 9.5%
99	LOCKHEED MARTIN CORP COM LMT	LMT	7,412	$3.8m0.19%	0.19%	Reduced -140	-140 -1.9%
100	SPACE EXPLORATION TECHN CORP CLASS A COM STK SPCX	SPCX	22,016	$3.8m0.19%	0.19%	New

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		8,241	$3.7m8.2k shares
CLEARWAY ENERGY INC		11,541	$452.1k11.5k shares
GENERAL MLS INC GIS	GIS	11,788	$438.7k11.8k shares
HOLOGIC INC HOLX	HOLX	5,500	$415.7k5.5k shares
DUPONT DE NEMOURS INC DWDP	DWDP	2,283	$313.7k2.3k shares
ACCENTURE PLC IRELAND ACN	ACN	1,465	$290.4k1.5k shares
TOTALENERGIES SE TTE	TTE	2,532	$230.4k2.5k shares
VANGUARD BD INDEX FDS VUSB	VUSB	4,370	$217.6k4.4k shares
BOSTON SCIENTIFIC CORP BSX	BSX	3,392	$212.9k3.4k shares
T-MOBILE US INC TMUS	TMUS	1,012	$212.6k1.0k shares
CONAGRA BRANDS INC CAG	CAG	11,020	$173.2k11.0k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
BNY MELLON ETF TRUST II BKDV · 13G · filed 2026-08-14	BKDV	7.5%≈ $137.2m	new	13G	2026-08-14