Vault-13

ALPS ETF TR SMTH

SMITH CORE PLUS · ETP · CUSIP 00162Q346

84 institutional holders +2 vs Q1 2026
91,239,92991.2m shares reported held*
$2.3bnreported value*
11 new 35 added 25 reduced 9 sold out net bought ≈ $346.5m (+13.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.50.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q4 23: 7Q1 24: 18Q2 24: 25Q3 24: 30Q4 24: 49Q1 25: 60Q2 25: 65Q3 25: 71Q4 25: 79Q1 26: 82Q2 26: 8484Q4 23Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 20237
Q1 202418
Q2 202425
Q3 202430
Q4 202449
Q1 202560
Q2 202565
Q3 202571
Q4 202579
Q1 202682
Q2 202684

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 20 bought or addedQ3 24: 9 cut or sold outQ4 24: 31 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 48 bought or addedQ1 25: 13 cut or sold outQ2 25: 44 bought or addedQ2 25: 23 cut or sold outQ2 25Q3 25: 52 bought or addedQ3 25: 17 cut or sold outQ4 25: 48 bought or addedQ4 25: 27 cut or sold outQ4 25Q1 26: 53 bought or addedQ1 26: 29 cut or sold outQ2 26: 46 bought or addedQ2 26: 34 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024209
Q4 20243114
Q1 20254813
Q2 20254423
Q3 20255217
Q4 20254827
Q1 20265329
Q2 20264634

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +7,638,710+7.6m
Trilogy Capital Inc. Added +2,241,175+2.2m
BANK OF AMERICA CORP /DE/ Added +1,324,909+1.3m
Annex Advisory Services, LLC Added +1,179,599+1.2m
Vise Technologies, Inc. Added +326,117+326.1k
Thrivent Financial for Lutherans Added +244,419+244.4k
SHUFRO ROSE & CO LLC Added +193,135+193.1k
Ethos Financial Group, LLC Added +126,502+126.5k
Lineweaver Wealth Advisors, LLC Added +113,865+113.9k
Meridian Wealth Management, LLC Added +68,355+68.4k

Biggest sellers

Stratos Investment Management, LLC Reduced -147,751-147.8k
Gallacher Capital Management LLC Reduced -70,162-70.2k
GOLDMAN SACHS GROUP INC Sold out -49,627-49.6k
Boyer Financial Services, Inc. Sold out -39,699-39.7k
ADAPT WEALTH ADVISORS, LLC Reduced -38,645-38.6k
Signal Advisors Wealth, LLC Reduced -34,233-34.2k
Principle Wealth Partners LLC Reduced -34,095-34.1k
WELLS FARGO & COMPANY/MN Reduced -30,338-30.3k
Riverbend Wealth Management, LLC Reduced -24,461-24.5k
JANE STREET GROUP, LLC Sold out -23,917-23.9k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2.11% of their portfolio PLYMOUTH, MN 49,724,98349.7m $1.3bn $1.3bn 2.11% Added +7.6m +7,638,710
2 Annex Advisory Services, LLC 4.06% of their portfolio BROOKFIELD, WI 9,237,0129.2m $237.8m $237.8m 4.06% Added +1.2m +1,179,599
3 SHUFRO ROSE & CO LLC 7.85% of their portfolio NEW YORK, NY 5,299,5195.3m $136.4m $136.4m 7.85% Added +193.1k +193,135
4 Trilogy Capital Inc. 4.20% of their portfolio IRVINE, CA 4,184,3874.2m $107.7m $107.7m 4.20% Added +2.2m +2,241,175
5 Stratos Investment Management, LLC 3.05% of their portfolio BEACHWOOD, OH 3,279,3103.3m $84.4m $84.4m 3.05% Reduced -147.8k -147,751
6 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 2,257,7752.3m $58.1m $58.1m 0.01% Added +49.6k +49,602
7 Lineweaver Wealth Advisors, LLC 4.83% of their portfolio VALLEY VIEW, OH 1,579,6391.6m $40.7m $40.7m 4.83% Added +113.9k +113,865
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,441,1101.4m $37.1m $37.1m 0.00% Added +1.3m +1,324,909
9 Hamilton Wealth, LLC 6.31% of their portfolio LOS ANGELES, CA 1,336,6721.3m $34.4m $34.4m 6.31% Added +10.0k +10,043
10 LEVEL FOUR ADVISORY SERVICES, LLC 0.91% of their portfolio DALLAS, TX 1,255,5371.3m $32.3m $32.3m 0.91% Added +17.4k +17,395
11 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 976,388976.4k $25.1m $25.1m 0.04% Added +244.4k +244,419
12 Meridian Wealth Management, LLC 0.74% of their portfolio LEXINGTON, KY 923,625923.6k $23.8m $23.8m 0.74% Added +68.4k +68,355
13 Vise Technologies, Inc. 0.23% of their portfolio NEW YORK, NY 790,997791.0k $20.4m $20.4m 0.23% Added +326.1k +326,117
14 ADAPT WEALTH ADVISORS, LLC 5.75% of their portfolio ATLANTA, GA 682,887682.9k $17.6m $17.6m 5.75% Reduced -38.6k -38,645
15 Traction Financial Partners, LLC 9.26% of their portfolio LITTLETON, CO 677,300677.3k $17.4m $17.4m 9.26% Added +175 +175
16 Principle Wealth Partners LLC 0.82% of their portfolio MADISON, CT 642,470642.5k $16.5m $16.5m 0.82% Reduced -34.1k -34,095
17 NorthCrest Asset Manangement, LLC 0.37% of their portfolio PLYMOUTH, MN 557,618557.6k $14.3m $14.3m 0.37% Added +27.5k +27,472
18 Guardian Financial Partners, LLC 5.31% of their portfolio ORANGE, CA 529,672529.7k $13.6m $13.6m 5.31% Added +34.0k +34,022
19 SENTINEL PENSION ADVISORS, LLC 1.61% of their portfolio WAKEFIELD, MA 481,227481.2k $12.3m $12.3m 1.61% Added +43.6k +43,568
20 World Investment Advisors 0.19% of their portfolio LINCROFT, NJ 436,043436.0k $11.2m $11.2m 0.19% Unchanged
21 Old Port Advisors 2.19% of their portfolio PORTLAND, ME 431,023431.0k $11.1m $11.1m 2.19% Added +45.0k +45,034
22 Ethos Financial Group, LLC 0.73% of their portfolio KING OF PRUSSIA, PA 424,943424.9k $10.9m $10.9m 0.73% Added +126.5k +126,502
23 Prasad Wealth Partners, LLC 2.35% of their portfolio INDEPENDENCE, OH 378,849378.8k $9.8m $9.8m 2.35% Reduced -20.5k -20,524
24 Sovereign Investment Advisors, LLC 1.81% of their portfolio PHOENIX, AZ 373,742373.7k $9.6m $9.6m 1.81% Unchanged
25 Gallacher Capital Management LLC 4.47% of their portfolio LONE TREE, CO 309,268309.3k $8.0m $8.0m 4.47% Reduced -70.2k -70,162
26 NIXON PEABODY TRUST CO 0.56% of their portfolio BOSTON, MA 306,809306.8k $7.9m $7.9m 0.56% Added +17.6k +17,552
27 Tenzing Financial LLC 5.14% of their portfolio WILLIAMSBURG, VA 291,152291.2k $7.5m $7.5m 5.14% Reduced -1.7k -1,726
28 SBE LLC DBA CEDAR COVE WEALTH PARTNERS 3.44% of their portfolio BLOOMINGTON, MN 284,270284.3k $7.3m $7.3m 3.44% Added +66.0k +65,952
29 Spectrum Investment Advisors, Inc. 2.59% of their portfolio MEQUON, WI 246,241246.2k $6.3m $6.3m 2.59% Added +51.7k +51,721
30 Riverbend Wealth Management, LLC 2.22% of their portfolio Myrtle Beach, SC 169,716169.7k $4.4m $4.4m 2.22% Reduced -24.5k -24,461
31 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 159,183159.2k $4.1m $4.1m 0.00% Added +17.7k +17,723
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 131,627131.6k $3.4m $3.4m 0.00% Reduced -3.5k -3,455
33 ALPS ADVISORS INC 0.02% of their portfolio Denver, CO 131,117131.1k $3.4m $3.4m 0.02% Reduced -16.4k -16,400
34 Blue Line Capital, LLC / IL 2.39% of their portfolio CHICAGO, IL 107,187107.2k $2.8m $2.8m 2.39% Added +19.8k +19,835
35 Crestwood Advisors Group, LLC 0.04% of their portfolio BOSTON, MA 107,036107.0k $2.8m $2.8m 0.04% Added +15.9k +15,875
36 FIRST FOUNDATION ADVISORS 0.10% of their portfolio Irvine, CA 104,582104.6k $2.7m $2.7m 0.10% Reduced -10.0k -10,010
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 96,68696.7k $2.5m $2.5m 0.00% Added +2.1k +2,139
38 Fermata Advisors, LLC 0.42% of their portfolio SONOMA, CA 80,19680.2k $2.1m $2.1m 0.42% Reduced -2.2k -2,176
39 Arsenal Capital Advisors LLC 1.05% of their portfolio CONSHOHOCKEN, PA 69,08269.1k $1.8m $1.8m 1.05% Reduced -10.1k -10,079
40 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 66,90066.9k $1.7m $1.7m 0.00% Added +6.0k +6,030
41 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 64,51464.5k $1.7m $1.7m 0.03% New
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 56,67256.7k $1.5m $1.5m 0.00% Added +16.9k +16,939
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 34,67934.7k $892.6k $892.6k 0.00% Reduced -30.3k -30,338
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,29034.3k $882.6k $882.6k 0.00% Reduced -306 -306
45 Legacy Capital Wealth Partners, LLC 0.17% of their portfolio LITTLE ROCK, AR 33,62733.6k $865.6k $865.6k 0.17% Unchanged
46 Wealth Enhancement Trust Services, Inc. 0.09% of their portfolio SIOUX FALLS, SD 31,19431.2k $802.9k $802.9k 0.09% Added +629 +629
47 Integras Partners LLC 0.41% of their portfolio Alpharetta, GA 28,91328.9k $744.2k $744.2k 0.41% New
48 G&S Capital LLC 0.22% of their portfolio DENVER, CO 28,91028.9k $744.1k $744.1k 0.22% Reduced -9.9k -9,904
49 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 25,70025.7k $661.5k $661.5k 0.01% Reduced -1.0k -1,020
50 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 24,27824.3k $624.9k $624.9k 0.01% Added +9.1k +9,091
51 Coastal Bridge Advisors, LLC 0.04% of their portfolio WESTPORT, CT 24,04824.0k $619.0k $619.0k 0.04% Added +42 +42
52 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,41023.4k $602.6k $602.6k 0.00% Added +247 +247
53 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,26023.3k $598.7k $598.7k 0.00% Reduced -1.3k -1,285
54 Signal Advisors Wealth, LLC 0.03% of their portfolio DETROIT, MI 22,44422.4k $577.7k $577.7k 0.03% Reduced -34.2k -34,233
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 22,26322.3k $573.0k $573.0k 0.00% New
56 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 21,19821.2k $545.6k $545.6k 0.00% Added +3.2k +3,184
57 Triumph Capital Management 0.10% of their portfolio DENVER, CO 20,99621.0k $540.4k $540.4k 0.10% Reduced -14.4k -14,382
58 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 19,94219.9k $513.3k $513.3k 0.00% Added +42 +42
59 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 16,77216.8k $431.7k $431.7k 0.00% Reduced -418 -418
60 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 16,14216.1k $415.5k $415.5k 0.00% Added +8.1k +8,123
61 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,18013.2k $339.3k $339.3k 0.00% Reduced -3.0k -3,011
62 Tribridge Partners Financial LLC 0.13% of their portfolio COLUMBIA, MD 12,79112.8k $324.4k $324.4k 0.13% Unchanged
63 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 11,39611.4k $293.3k $293.3k 0.00% Added +682 +682
64 APPLETON PARTNERS INC/MA 0.02% of their portfolio BOSTON, MA 10,00010.0k $257.0k $257.0k 0.02% New
65 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 9,2599.3k $238.3k $238.3k 0.07% Reduced -353 -353
66 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,8218.8k $227.1k $227.1k 0.00% Reduced -1.2k -1,189
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,0488.0k $207.2k $207.2k 0.00% New
68 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 7,9538.0k $204.7k $204.7k 0.02% New
69 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 7,4867.5k $192.7k $192.7k 0.00% Unchanged
70 BlackRock, Inc. 0.00% of their portfolio New York, NY 4,7964.8k $123.5k $123.5k 0.00% New
71 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 2,1472.1k $55.3k $55.3k 0.00% New
72 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 2,0872.1k $53.7k $53.7k 0.00% Unchanged
73 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0951.1k $28.2k $28.2k 0.00% New
74 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 934934 $24.0k $24.0k 0.00% Unchanged
75 Family Capital Trust Co 0.01% of their portfolio PEABODY, MA 633633 $16.3k $16.3k 0.01% Unchanged
76 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 630630 $16.2k $16.2k 0.00% Reduced -1 -1
77 Meramec Financial Planners, LLC 0.01% of their portfolio SAINT LOUIS, MO 624624 $15.8k $15.8k 0.01% New
78 Signature Resources Capital Management, LLC 0.00% of their portfolio NEWPORT BEACH, CA 414414 $10.7k $10.7k 0.00% Unchanged
79 Operose Advisors LLC 0.00% of their portfolio MILWAUKEE, WI 256256 $6.6k $6.6k 0.00% Unchanged
80 FWL INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio Dallas, TX 178178 $4.6k $4.6k 0.00% Unchanged
81 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 7272 $1.9k $1.9k 0.00% New
82 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5656 $1.4k $1.4k 0.00% Reduced -40 -40
83 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3636 $927 $927 0.00% Unchanged
84 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 55 $129 $129 0.00% Unchanged