Swan Global Investments, LLC

DURANGO, CO · CIK 1591505 · 13F filing filed 2026-08-11

SEC-registered investment adviser since 2010 · limited liability company

Assets managed$2.4bn
Staff17 · 5 in investment roles
Main clients (by assets)Mutual funds and ETFs 84%, Individuals 16%
Websiteetfs.swanglobalinvestments.com
Form ADV · 2026-03-13SEC adviser record

Kindmutual funds
Others nearbyDurango, CO
FamilySwan Global Investments, LLC · 2 related pages

$2.2bn reported value +17.6% vs Q1 2026

87positions

80.9%in top 10

23 new 46 added 16 reduced 0 sold out vs Q1 2026

Options: 2 call positions ($9.0m notional), 14 put positions ($1.2bn notional) – listed below, not included above.

This report includes the holdings of 1 other manager that shares the investment decisions:

Swan Capital Management, LLC – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	1,072,921	$801.2m36.57%	36.57%	Added +77.5k	+77,529 7.8%
2	ISHARES TR CORE S&P500 ETF IVV	IVV	541,901	$405.8m18.52%	18.52%	Reduced -64.7k	-64,693 -10.7%
3	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	560,690	$106.8m4.88%	4.88%	Added +1.3k	+1,302 0.2%
4	PACER FDS TR SWAN SOS MODRTE PSMO	PSMO	2,633,439	$85.7m3.91%	3.91%	Reduced -50.9k	-50,937 -1.9%
5	PACER FDS TR SWAN SOS MOD JAN PSMD	PSMD	2,342,410	$80.4m3.67%	3.67%	Reduced -22.7k	-22,667 -1.0%
6	PACER FDS TR SWAN SOS MODRTE PSMJ	PSMJ	2,347,266	$79.4m3.62%	3.62%	Added +108.7k	+108,723 4.9%
7	PACER FDS TR SWAN SOS MODERAT PSMR	PSMR	2,411,647	$77.6m3.54%	3.54%	Added +137.2k	+137,180 6.0%
8	PACER FDS TR SWAN SOS CONS AP PSCW	PSCW	1,744,472	$52.4m2.39%	2.39%	Reduced -36.5k	-36,505 -2.0%
9	PACER FDS TR SWAN SOS CONS PSCQ	PSCQ	1,342,756	$41.9m1.91%	1.91%	Reduced -28.1k	-28,094 -2.0%
10	LISTED FDS TR SWAN HEDGED EQTY HEGD	HEGD	1,569,429	$41.8m1.91%	1.91%	Reduced -22.8k	-22,752 -1.4%
11	PACER FDS TR SWAN SOS CONS JU PSCJ	PSCJ	1,121,765	$35.5m1.62%	1.62%	Reduced -23.5k	-23,469 -2.0%
12	PACER FDS TR SWAN SOS FLX JAN PSFD	PSFD	824,213	$32.8m1.50%	1.50%	Reduced -4.2k	-4,218 -0.5%
13	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	572,383	$30.7m1.40%	1.40%	Added +1.4k	+1,358 0.2%
14	PACER FDS TR SWAN SOS FLEX PSFO	PSFO	840,907	$29.1m1.33%	1.33%	Reduced -17.6k	-17,592 -2.0%
15	PACER FDS TR SWAN SOS CNS JAN PSCX	PSCX	788,754	$25.8m1.18%	1.18%	Reduced -16.5k	-16,497 -2.0%
16	PACER FDS TR SWAN SOS FLEX JU PSFJ	PSFJ	729,426	$25.7m1.17%	1.17%	Added +83.4k	+83,364 12.9%
17	SELECT SECTOR SPDR TR SBI CONS DISCR XLY	XLY	203,454	$23.9m1.09%	1.09%	Added +476	+476 0.2%
18	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	147,836	$23.5m1.07%	1.07%	Added +339	+339 0.2%
19	SELECT SECTOR SPDR TR INDL XLI	XLI	124,570	$23.1m1.05%	1.05%	Added +284	+284 0.2%
20	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	196,236	$21.0m0.96%	0.96%	Added +483	+483 0.2%
21	APPLE INC COM AAPL	AAPL	65,417	$18.9m0.86%	0.86%	Added +61.0k	+61,011 1384.7%
22	PACER FDS TR SWAN SOS FLEX AP PSFM	PSFM	507,781	$17.7m0.81%	0.81%	Added +102.7k	+102,651 25.3%
23	MICROSOFT CORP COM MSFT	MSFT	34,410	$12.8m0.59%	0.59%	Added +32.2k	+32,156 1426.6%
24	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	144,652	$12.0m0.55%	0.55%	Added +338	+338 0.2%
25	SELECT SECTOR SPDR TR ENERGY XLE	XLE	149,961	$8.0m0.36%	0.36%	Added +646	+646 0.4%
26	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	60,335	$7.0m0.32%	0.32%	Added +57.9k	+57,866 2343.7%
27	LAM RESEARCH CORP COM NEW LRCX	LRCX	13,617	$5.9m0.27%	0.27%	New
28	SELECT SECTOR SPDR TR SBI INT-UTILS XLU	XLU	123,778	$5.6m0.26%	0.26%	Added +284	+284 0.2%
29	NVIDIA CORPORATION COM NVDA	NVDA	26,623	$5.3m0.24%	0.24%	Added +20.4k	+20,426 329.6%
30	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	91,056	$4.6m0.21%	0.21%	Added +212	+212 0.2%
31	SELECT SECTOR SPDR TR RL EST SEL SEC XLRE	XLRE	104,653	$4.6m0.21%	0.21%	Added +250	+250 0.2%
32	ANALOG DEVICES INC COM ADI	ADI	9,084	$3.6m0.16%	0.16%	New
33	ADVANCED MICRO DEVICES INC COM AMD	AMD	5,517	$3.2m0.15%	0.15%	Added +3.7k	+3,704 204.3%
34	ALPHABET INC CAP STK CL C GOOG	GOOG	6,536	$2.3m0.11%	0.11%	New
35	AMAZON COM INC COM AMZN	AMZN	9,458	$2.3m0.10%	0.10%	Added +6.2k	+6,245 194.4%
36	MICRON TECHNOLOGY INC COM MU	MU	1,632	$1.9m0.09%	0.09%	Added +76	+76 4.9%
37	META PLATFORMS INC CL A META	META	3,299	$1.9m0.08%	0.08%	Added +2.2k	+2,200 200.2%
38	CHEVRON CORP NEW COM CVX	CVX	10,926	$1.8m0.08%	0.08%	New
39	SERVICENOW INC COM NOW	NOW	14,918	$1.5m0.07%	0.07%	New
40	NORTHERN LTS FD TR III SWAN ENHAN DIVID SCLZ	SCLZ	25,295	$1.4m0.06%	0.06%	Added +951	+951 3.9%
41	ALPHABET INC CAP STK CL A GOOGL	GOOGL	3,809	$1.4m0.06%	0.06%	Added +1.0k	+1,040 37.6%
42	S&P GLOBAL INC COM SPGI	SPGI	3,086	$1.3m0.06%	0.06%	New
43	SUPER MICRO COMPUTER INC COM NEW SMCI	SMCI	40,130	$1.2m0.05%	0.05%	New
44	EBAY INC. COM EBAY	EBAY	9,655	$1.1m0.05%	0.05%	New
45	BROADCOM INC COM AVGO	AVGO	2,626	$992.0k0.05%	0.05%	Reduced -4	-4 -0.1%
46	QUALCOMM INC COM QCOM	QCOM	5,095	$941.5k0.04%	0.04%	New
47	ELI LILLY & CO COM LLY	LLY	693	$831.2k0.04%	0.04%	Added +27	+27 4.0%
48	T-MOBILE US INC COM TMUS	TMUS	4,753	$797.2k0.04%	0.04%	New
49	SPDR GOLD TR GOLD SHS GLD	GLD	2,145	$790.2k0.04%	0.04%	Unchanged
50	EA SERIES TRUST ALPHA ARCH 1-3 BOXX	BOXX	6,500	$761.1k0.03%	0.03%	Reduced -1.8k	-1,800 -21.7%
51	JPMORGAN CHASE & CO COM JPM	JPM	2,304	$754.2k0.03%	0.03%	Added +240	+240 11.6%
52	CISCO SYS INC COM CSCO	CSCO	5,476	$643.2k0.03%	0.03%	Added +70	+70 1.3%
53	ISHARES TR IBONDS 26 TRM TS IBTG	IBTG	27,118	$620.7k0.03%	0.03%	New
54	ETFS GOLD TR PHYSCL GOLD SHS SGOL	SGOL	15,700	$600.2k0.03%	0.03%	Added +900	+900 6.1%
55	AMPHENOL CORP CL A APH	APH	3,358	$592.1k0.03%	0.03%	New
56	TESLA INC COM TSLA	TSLA	1,351	$568.2k0.03%	0.03%	Added +542	+542 67.0%
57	SERVICETITAN INC SHS CL A TTAN	TTAN	7,856	$555.5k0.03%	0.03%	New
58	ORACLE CORP COM ORCL	ORCL	3,748	$549.3k0.03%	0.03%	New
59	GE AEROSPACE COM NEW GE	GE	1,469	$549.0k0.03%	0.03%	Reduced -23	-23 -1.5%
60	JOHNSON & JOHNSON COM JNJ	JNJ	2,051	$520.9k0.02%	0.02%	Added +88	+88 4.5%
61	MASTERCARD INCORPORATED CL A MA	MA	940	$482.8k0.02%	0.02%	Added +286	+286 43.7%
62	VISA INC COM CL A V	V	1,306	$448.1k0.02%	0.02%	Added +29	+29 2.3%
63	MCKESSON CORP COM MCK	MCK	587	$443.5k0.02%	0.02%	New
64	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	917	$437.9k0.02%	0.02%	New
65	WALMART INC COM WMT	WMT	3,730	$422.5k0.02%	0.02%	Added +1.0k	+1,007 37.0%
66	EXXON MOBIL CORP COM XOM	XOM	2,973	$406.5k0.02%	0.02%	Added +266	+266 9.8%
67	CATERPILLAR INC COM CAT	CAT	352	$374.8k0.02%	0.02%	Added +19	+19 5.7%
68	ABBVIE INC COM ABBV	ABBV	1,485	$373.7k0.02%	0.02%	Reduced -16	-16 -1.1%
69	ISHARES TR IBONDS 27 TRM TS IBTH	IBTH	15,771	$352.8k0.02%	0.02%	New
70	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	4,144	$347.1k0.02%	0.02%	Unchanged
71	UBER TECHNOLOGIES INC COM UBER	UBER	4,689	$338.4k0.02%	0.02%	Added +1.7k	+1,720 57.9%
72	WELLS FARGO CO NEW COM WFC	WFC	3,873	$320.1k0.01%	0.01%	Added +1.2k	+1,161 42.8%
73	RTX CORPORATION COM RTX	RTX	1,609	$305.3k0.01%	0.01%	Added +245	+245 18.0%
74	HOME DEPOT INC COM HD	HD	862	$304.0k0.01%	0.01%	Added +53	+53 6.5%
75	VANGUARD SCOTTSDALE FDS VNG RUS2000IDX VTWO	VTWO	2,427	$294.7k0.01%	0.01%	Reduced -100	-100 -4.0%
76	ISHARES INC CORE MSCI EMKT IEMG	IEMG	3,511	$290.9k0.01%	0.01%	Added +111	+111 3.3%
77	BONDBLOXX ETF TRUST CCC RT USD HI YL XCCC	XCCC	7,900	$288.8k0.01%	0.01%	New
78	ISHARES TR CORE MSCI EAFE IEFA	IEFA	2,894	$279.5k0.01%	0.01%	Added +201	+201 7.5%
79	NETFLIX INC COM NFLX	NFLX	3,636	$259.6k0.01%	0.01%	Added +967	+967 36.2%
80	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,275	$233.7k0.01%	0.01%	Added +79	+79 6.6%
81	ISHARES TR 20 YR TR BD ETF TLT	TLT	2,700	$233.3k0.01%	0.01%	Reduced -500	-500 -15.6%
82	DEERE & CO COM DE	DE	365	$231.5k0.01%	0.01%	New
83	COCA COLA CO COM KO	KO	2,818	$229.0k0.01%	0.01%	Added +42	+42 1.5%
84	BONDBLOXX ETF TRUST BB RT USD HI YLD XBB	XBB	5,500	$225.4k0.01%	0.01%	New
85	DUKE ENERGY CORP NEW COM NEW DUK	DUK	1,635	$207.0k0.01%	0.01%	New
86	LINDE PLC SHS LIN	LIN	386	$200.3k0.01%	0.01%	New
87	RENEWABLE ENERGY AND POWER INC RBNW RBNW		212,500	$00.00%	0.00%	New

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	1,840,200	$1.2bn1.8m shares	Added
MIAMI INTL HLDGS INC MIAX · Put	MIAX	Put	322,200	$11.3m322.2k shares	New
SPDR S&P 500 ETF TR SPY · Call	SPY	Call	1,046,100	$8.7m1.0m shares	Reduced
NVIDIA CORPORATION NVDA · Put	NVDA	Put	40,000	$5.4m40.0k shares	Added
APPLE INC AAPL · Put	AAPL	Put	14,200	$3.3m14.2k shares	Added
CHENIERE ENERGY INC LNG · Put	LNG	Put	7,500	$1.8m7.5k shares	Reduced
ISHARES TR Put		Put	9,700	$1.8m9.7k shares	Unchanged
AMAZON COM INC AMZN · Put	AMZN	Put	8,400	$1.5m8.4k shares	Unchanged
META PLATFORMS INC META · Put	META	Put	2,700	$1.3m2.7k shares	Unchanged
MICRON TECHNOLOGY INC MU · Put	MU	Put	1,600	$1.3m1.6k shares	New
PALANTIR TECHNOLOGIES INC PLTR · Put	PLTR	Put	8,800	$1.2m8.8k shares	New
BANK AMERICA CORP BAC · Put	BAC	Put	19,800	$990.0k19.8k shares	Unchanged
TESLA INC TSLA · Put	TSLA	Put	2,100	$861.0k2.1k shares	Unchanged
SPDR GOLD TR GLD · Put	GLD	Put	900	$360.0k900 shares	Unchanged
ISHARES TR Put		Put	6,300	$335.9k6.3k shares	Unchanged
ADVANCED MICRO DEVICES INC AMD · Call	AMD	Call	1,200	$264.0k1.2k shares	New