Yakira Capital Management, Inc.

Westport, CT · CIK 1584639 · 13F filing filed 2026-08-13

SEC-registered investment adviser since 2012 · corporation

Assets managed$411.6m
Staff4 · 3 in investment roles
Main clients (by assets)Private funds 100%
Private funds1 (1 hedge) · $107.8m gross assets
Form ADV · 2026-04-22SEC adviser record

Legal entityYAKIRA CAPITAL MANAGEMENT, INC. (US)

$339.6m reported value -0.6% vs Q1 2026

201positions

38.1%in top 10

68 new 19 added 27 reduced 63 sold out vs Q1 2026

Options: 0 call positions (— notional), 1 put positions ($11.4m notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	GIGCAPITAL9 CORP UNIT 12/01/2030 GIXXU	GIXXU	2,178,000	$22.2m6.54%	6.54%	Unchanged
2	BLACKROCK CORPOR HI YLD FD I COM HYT	HYT	2,309,433	$19.8m5.82%	5.82%	Reduced -1.3m	-1,251,555 -35.1%
3	TOPBUILD CORP COM BLD	BLD	36,908	$15.7m4.63%	4.63%	New
4	SPACSPHERE ACQUISITION CORP UNIT 02/06/2031 SSACU	SSACU	1,485,000	$15.2m4.47%	4.47%	Unchanged
5	KENVUE INC COM KVUE	KVUE	639,341	$12.2m3.60%	3.60%	Added +410.7k	+410,657 179.6%
6	ELECTRONIC ARTS INC COM EA	EA	46,904	$9.6m2.83%	2.83%	Reduced -3.0k	-3,000 -6.0%
7	GIGCAPITAL8 CORP ORD CL A GIW	GIW	938,377	$9.4m2.78%	2.78%	Unchanged
8	CHART INDS INC COM GTLS	GTLS	42,825	$8.9m2.64%	2.64%	Reduced -10.8k	-10,800 -20.1%
9	JANUS HENDERSON GROUP PLC ORD SHS ORD SHS		163,476	$8.5m2.50%	2.50%	Added +85.5k	+85,476 109.6%
10	IAC INC COM NEW PPLI	PPLI	168,410	$7.8m2.29%	2.29%	Reduced -47.5k	-47,488 -22.0%
11	NORFOLK SOUTHN CORP COM NSC	NSC	24,251	$7.6m2.25%	2.25%	Added +1.5k	+1,500 6.6%
12	WEBSTER FINL CORP COM WBS	WBS	88,502	$6.8m1.99%	1.99%	Reduced -21.0k	-21,000 -19.2%
13	NCR ATLEOS CORPORATION COM SHS NATL	NATL	153,605	$6.7m1.96%	1.96%	New
14	ALLIED GOLD CORP COM NEW AAUC	AAUC	254,810	$6.0m1.78%	1.78%	Added +59.1k	+59,100 30.2%
15	BOSTON SCIENTIFIC CORP COM BSX	BSX	140,165	$6.0m1.76%	1.76%	New
16	SKYWATER TECHNOLOGY INC COM COM		142,740	$5.0m1.46%	1.46%	Added +94.7k	+94,740 197.4%
17	GLOBA TERRA ACQUISITION COR UNIT 99/99/9999 GTERU	GTERU	474,985	$5.0m1.46%	1.46%	Unchanged
18	NATHANS FAMOUS INC NEW COM NATH	NATH	43,924	$4.5m1.31%	1.31%	New
19	SC II ACQUISITION CORP UNIT 11/06/2030 SCIIU	SCIIU	428,479	$4.4m1.29%	1.29%	Unchanged
20	LAUNCH TWO ACQUISITION CORP. ORD SHS CL A LPBB	LPBB	396,227	$4.2m1.25%	1.25%	Unchanged
21	APOGEE ACQUISITION CORP UNIT 03/27/2031 AACPU	AACPU	400,000	$4.1m1.20%	1.20%	New
22	WEST ENCLAVE MERGER CORP UNIT 99/99/9999 WENC.U	WENC.U	374,300	$3.8m1.11%	1.11%	New
23	CORNERSTONE TOTAL RETURN FD COM CRF	CRF	518,315	$3.7m1.10%	1.10%	Added +13.2k	+13,155 2.6%
24	LIBERTY BROADBAND CORP COM SER A LBRDA	LBRDA	96,844	$3.2m0.95%	0.95%	Unchanged
25	WARNER BROS DISCOVERY INC COM SER A WBD	WBD	117,800	$3.1m0.92%	0.92%	Added +13.8k	+13,850 13.3%
26	NUVEEN GLOBAL HIGH INCOME FD SHS JGH	JGH	243,532	$3.1m0.91%	0.91%	Reduced -246.3k	-246,260 -50.3%
27	ALPEX ACQUISITION CORP UNIT 06/05/2031 ALPXU	ALPXU	300,000	$3.0m0.89%	0.89%	New
28	WHITE PEARL ACQUISITION CORP ORD SHS CL A WPAC	WPAC	299,901	$3.0m0.88%	0.88%	New
29	SERITAGE GROWTH PPTYS CL A SRG	SRG	1,142,042	$3.0m0.88%	0.88%	Added +124.4k	+124,436 12.2%
30	PONO CAP FOUR INC UNIT 03/11/2031 PONOU	PONOU	275,000	$2.8m0.82%	0.82%	Unchanged
31	BRIGHTHOUSE FINL INC COM BHF	BHF	43,265	$2.7m0.81%	0.81%	Reduced -6.0k	-6,000 -12.2%
32	RIVERNORTH OPPORTUNITIES FD COM RIV	RIV	232,717	$2.7m0.80%	0.80%	Reduced -34.5k	-34,489 -12.9%
33	TORTOISE ENERGY INFRA CORP COM TYG	TYG	61,881	$2.7m0.78%	0.78%	New
34	LIBERTY LIVE HOLDINGS INC COM SER A LLYVA	LLYVA	24,388	$2.5m0.73%	0.73%	Unchanged
35	CORNERSTONE STRATEGIC INVEST COM CLM	CLM	311,396	$2.4m0.69%	0.69%	Added +4.7k	+4,684 1.5%
36	AFFINITY BANCSHARES INC COM AFBI	AFBI	101,753	$2.3m0.68%	0.68%	Added +25.5k	+25,459 33.4%
37	ELME COMMUNITIES SH BEN INT ELME	ELME	1,536,103	$2.3m0.67%	0.67%	Added +621.1k	+621,063 67.9%
38	AVALONBAY CMNTYS INC COM AVB	AVB	11,658	$2.2m0.65%	0.65%	New
39	COLOMBIER ACQUISITION CORP I UNIT 99/99/9999 CLBR.U	CLBR.U	200,000	$2.1m0.62%	0.62%	Unchanged
40	VALARIS LTD CL A VAL	VAL	28,217	$2.0m0.60%	0.60%	Added +21.8k	+21,816 340.8%
41	ORGANON & CO COMMON STOCK OGN	OGN	148,939	$2.0m0.59%	0.59%	New
42	ATRIUM THERAPEUTICS INC COM RNA	RNA	133,047	$1.8m0.53%	0.53%	Added +6.4k	+6,402 5.1%
43	JAB ACQUISITION CORP I UNIT 06/05/2031 ATLQU	ATLQU	175,000	$1.8m0.52%	0.52%	New
44	ESPERION THERAPEUTICS INC NE COM ESPR	ESPR	550,011	$1.7m0.51%	0.51%	New
45	COHEN & STEERS QUALITY INCOM COM RQI	RQI	140,436	$1.7m0.51%	0.51%	New
46	INTERNATIONAL MNY EXPRESS IN COM IMXI	IMXI	116,849	$1.7m0.50%	0.50%	Added +12.0k	+12,000 11.4%
47	NORTHFIELD BANCORP INC DEL COM COM		109,874	$1.6m0.48%	0.48%	Reduced -33.1k	-33,130 -23.2%
48	DIGITALBRIDGE GROUP INC CL A NEW CL A NEW		102,560	$1.6m0.48%	0.48%	Added +78.2k	+78,160 320.3%
49	HADRON ENERGY INC COMMON STOCK HDRN	HDRN	796,218	$1.6m0.48%	0.48%	New
50	NCS MULTISTAGE HLDGS INC COM NEW NCSM	NCSM	35,853	$1.6m0.47%	0.47%	New
51	JACKSON ACQUISITION CO II COM SHS CL A JACS	JACS	147,541	$1.6m0.46%	0.46%	Unchanged
52	COHEN CIRCLE ACQUISIT CORP I UNIT 07/01/2030 CCIIU	CCIIU	146,907	$1.5m0.45%	0.45%	Unchanged
53	SHREYA ACQUISITION GROUP UNIT 99/99/9999 SAGU.U	SAGU.U	150,000	$1.5m0.45%	0.45%	New
54	LAKESHORE ACQUISITION III CO USD ORD SHS LCCC	LCCC	146,907	$1.5m0.45%	0.45%	New
55	FUTURE MONEY ACQUISITION COR UNIT 03/16/2031 FMACU	FMACU	150,000	$1.5m0.45%	0.45%	Unchanged
56	STARLINK AI ACQUISITION CORP UNIT 99/99/9999 OTAI.U	OTAI.U	150,000	$1.5m0.45%	0.45%	New
57	CLEARTHINK 1 ACQUISITION COR UNIT 01/26/2031 CTAAU	CTAAU	150,000	$1.5m0.45%	0.45%	Unchanged
58	AMPERCAP ACQUISITION CO UNIT 05/22/2031 APMCU	APMCU	150,000	$1.5m0.44%	0.44%	New
59	FG IMPERII ACQUISITION CORP UNIT 10/14/2030 FGIIU	FGIIU	150,000	$1.5m0.44%	0.44%	Unchanged
60	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	15,598	$1.5m0.44%	0.44%	New
61	NEW AMER ACQUISITION I CORP UNIT 99/99/9999 NWAX.U	NWAX.U	143,706	$1.5m0.44%	0.44%	Unchanged
62	BREEZE ACQUISITION CORP II ORD SHS BREZ	BREZ	150,000	$1.5m0.44%	0.44%	New
63	APERTURE AC USD CL A ORD SHS APUR	APUR	150,000	$1.5m0.44%	0.44%	New
64	FIRST SEACOAST BANCORP INC COM COM		87,817	$1.5m0.44%	0.44%	New
65	IRON HORSE ACQUISIT II CORP COM IRHO	IRHO	146,907	$1.5m0.43%	0.43%	New
66	NUVEEN REAL ASSET INCOME & G COM JRI	JRI	112,169	$1.5m0.43%	0.43%	Reduced -189.0k	-188,977 -62.8%
67	XSOLLA SPAC 1 UNIT 01/12/2031 XSLLU	XSLLU	140,000	$1.4m0.41%	0.41%	Unchanged
68	VIRTUS TOTAL RETURN FD INC COM ZTR	ZTR	204,043	$1.4m0.41%	0.41%	Reduced -11.8k	-11,798 -5.5%
69	TRIPADVISOR INC COM TRIP	TRIP	101,000	$1.4m0.41%	0.41%	New
70	WEN ACQUISITION CORP UNIT 05/16/2030 WENNU	WENNU	130,272	$1.4m0.40%	0.40%	Unchanged
71	NSTS BANCORP INC COM COM		93,634	$1.3m0.38%	0.38%	New
72	EMMIS ACQUISITION CORP. SHS CL A EMIS	EMIS	123,130	$1.2m0.37%	0.37%	Unchanged
73	ROKU INC COM CL A ROKU	ROKU	9,000	$1.2m0.37%	0.37%	New
74	LIVERAMP HLDGS INC COM RAMP	RAMP	33,000	$1.2m0.37%	0.37%	New
75	RF ACQUISITION CORP III UNIT 01/28/2031 RFAMU	RFAMU	115,000	$1.1m0.34%	0.34%	Unchanged
76	LMP CAP & INCOME FD INC COM XSCDX	XSCDX	73,285	$1.1m0.34%	0.34%	Unchanged
77	IHS HOLDING LIMITED ORD SHS IHS	IHS	133,842	$1.1m0.32%	0.32%	Added +24.2k	+24,200 22.1%
78	BLACK HAWK ACQUISITION CORP USD CL A SHS BKHA	BKHA	88,749	$1.1m0.31%	0.31%	Unchanged
79	REPUBLIC DIGITAL ACQUISITION UNIT 99/99/9999 RDAGU	RDAGU	97,938	$1.0m0.30%	0.30%	Unchanged
80	APARTMENT INVT & MGMT CO CL A AIV	AIV	345,657	$1.0m0.30%	0.30%	Unchanged
81	OCEAN CAP ACQUISITION CORP UNIT 99/99/9999 OCAC.U	OCAC.U	100,000	$1.0m0.30%	0.30%	New
82	GABELLI EQUITY TR INC COM GAB	GAB	179,964	$1.0m0.30%	0.30%	Reduced -182.4k	-182,445 -50.3%
83	PLUTONIAN ACQUISITION CORP I UNIT 99/99/9999 PLUN.U	PLUN.U	100,000	$1.0m0.30%	0.30%	New
84	K2 CAP ACQUISITION CORP UNIT 01/22/2030 KTWOU	KTWOU	99,589	$1.0m0.30%	0.30%	Reduced -411	-411 -0.4%
85	CANTOR EQUITY PARTNERS VII I CL A ORD SHS CAES	CAES	100,000	$1.0m0.30%	0.30%	New
86	ALDABRA 4 LQDTY OPP VEH INC UNIT 12/23/2030 ALOVU	ALOVU	100,000	$1.0m0.30%	0.30%	Unchanged
87	QDRO ACQUISITION CORP UNIT 01/28/2031 QADRU	QADRU	100,000	$1.0m0.30%	0.30%	Unchanged
88	WILCO 63 CORP UNIT 05/29/2031 WLCOU	WLCOU	100,000	$995.0k0.29%	0.29%	New
89	CANTOR EQUITY PARTNERS I INC SHS CL A CEPO	CEPO	93,183	$989.6k0.29%	0.29%	Unchanged
90	CREDIT SUISSE HIGH YIELD BD SH BEN INT XDHYX	XDHYX	550,828	$980.5k0.29%	0.29%	New
91	LAUNCH ONE ACQUISITION CORP UNIT 99/99/9999 LPAAU	LPAAU	84,906	$928.5k0.27%	0.27%	Reduced -14.2k	-14,151 -14.3%
92	INFLECTION PT ACQUISIT CORP CL A ORD SHS IPFX	IPFX	87,490	$904.6k0.27%	0.27%	New
93	ARCOSA INC COM ACA	ACA	6,000	$871.7k0.26%	0.26%	New
94	SABA CAPITAL INCOME & OPRNT SHS NEW BRW	BRW	127,896	$840.3k0.25%	0.25%	Unchanged
95	EUREKA ACQUISITION CORP SHS CL A EURK	EURK	72,951	$834.6k0.25%	0.25%	Unchanged
96	SILVER PEGASUS ACQUISITION C UNIT 06/26/2030 SPEGU	SPEGU	78,351	$826.6k0.24%	0.24%	Unchanged
97	APOGEE THERAPEUTICS INC COM COM		6,000	$796.4k0.23%	0.23%	New
98	DUNE ACQUISITION CORP II UNIT 04/04/2030 CCAQU	CCAQU	73,454	$787.6k0.23%	0.23%	Unchanged
99	CANTOR EQUITY PARTNERS IV IN SHS CL A CEPF	CEPF	73,454	$763.9k0.22%	0.22%	Unchanged
100	FIGX CAP ACQUISITION CORP. UNIT 06/17/2030 FIGXU	FIGXU	73,454	$759.5k0.22%	0.22%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HOLOGIC INC HOLX	HOLX	198,613	$15.0m198.6k shares
SEALED AIR CORP NEW		178,224	$7.5m178.2k shares
GIGCAPITAL7 CORP HDRN	HDRN	637,885	$6.8m637.9k shares
GOLDEN ENTMT INC GDEN	GDEN	222,179	$5.9m222.2k shares
DIAMOND HILL INVT GROUP INC DHIL	DHIL	31,972	$5.5m32.0k shares
CLEARWATER ANALYTICS HLDGS I		188,103	$4.4m188.1k shares
AIR LEASE CORP AL	AL	59,805	$3.9m59.8k shares
SUNOCOCORP LLC SUNC	SUNC	58,023	$3.6m58.0k shares
WHITE PEARL ACQUISITION CORP WPAC.U	WPAC.U	300,000	$3.1m300.0k shares
ARCELLX INC ACLX	ACLX	24,000	$2.8m24.0k shares
CARTESIAN GROWTH CORP III FAC	FAC	205,449	$2.1m205.4k shares
AXCELIS TECHNOLOGIES INC ACLS	ACLS	22,619	$2.1m22.6k shares
VOYAGER ACQUISITION CORP		196,721	$2.1m196.7k shares
COHEN & STEERS INFRASTRUCTUR UTF	UTF	74,722	$1.9m74.7k shares
THERMON GROUP HLDGS INC		38,096	$1.9m38.1k shares
TRI POINTE HOMES INC TPH	TPH	33,000	$1.5m33.0k shares
LAKESHORE ACQUISITION III CO LCCCU	LCCCU	146,907	$1.5m146.9k shares
ONESTREAM INC OS	OS	60,978	$1.5m61.0k shares
IRON HORSE ACQUISIT CORP II IRHOU	IRHOU	146,907	$1.5m146.9k shares
BLACKROCK UTILS INFRASTRUCTU BUI	BUI	46,242	$1.2m46.2k shares
BLUE FOUNDRY BANCORP BLFY	BLFY	91,649	$1.2m91.6k shares
ISHARES TR IFRA	IFRA	20,543	$1.2m20.5k shares
LINKBANCORP INC LNKB	LNKB	137,292	$1.1m137.3k shares
SIM ACQUISITION CORP. I SIMAU	SIMAU	98,360	$1.1m98.4k shares
INFLECTION PT ACQUISIT CORP IPFXU	IPFXU	100,000	$1.0m100.0k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
PENUMBRA INC PEN · Put	PEN	Put	36,200	$11.4m36.2k shares	New

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
SERITAGE GROWTH SRG 7 PERP A · 13G · filed 2026-04-07	SRG 7 PERP A	9.2%		13G	2026-04-07
GIGCAPITAL9 CORP GIX · 13G · filed 2026-04-08	GIX	8.5%≈ $21.6m	new	13G	2026-04-08
SPACSPHERE ACQUISITION CORP SSAC · 13G · filed 2026-04-08	SSAC	8.2%≈ $14.8m	new	13G	2026-04-08