Vault-13

LMP CAP & INCOME FD INC XSCDX

COM · Closed-End Fund · CUSIP 50208A102

58 institutional holders +4 vs Q1 2026
7,773,6877.8m shares reported held*
$121.6mreported value*
12 new 25 added 8 reduced 8 sold out net sold ≈ $1.9m (-121.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.65.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 37Q4 22: 42Q1 23: 46Q2 23: 43Q3 23: 40Q4 23: 47Q1 24: 44Q2 24: 43Q3 24: 41Q4 24: 42Q1 25: 46Q2 25: 54Q3 25: 56Q4 25: 61Q1 26: 54Q2 26: 5858Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202237
Q4 202242
Q1 202346
Q2 202343
Q3 202340
Q4 202347
Q1 202444
Q2 202443
Q3 202441
Q4 202442
Q1 202546
Q2 202554
Q3 202556
Q4 202561
Q1 202654
Q2 202658

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 18 bought or addedQ3 24: 18 cut or sold outQ4 24: 20 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 23 bought or addedQ1 25: 15 cut or sold outQ2 25: 26 bought or addedQ2 25: 17 cut or sold outQ2 25Q3 25: 31 bought or addedQ3 25: 20 cut or sold outQ4 25: 31 bought or addedQ4 25: 23 cut or sold outQ4 25Q1 26: 21 bought or addedQ1 26: 30 cut or sold outQ2 26: 37 bought or addedQ2 26: 16 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241818
Q4 20242013
Q1 20252315
Q2 20252617
Q3 20253120
Q4 20253123
Q1 20262130
Q2 20263716

Biggest buyers

Shaker Financial Services, LLC New +333,414+333.4k
Allspring Global Investments Holdings, LLC Added +167,691+167.7k
WOLVERINE ASSET MANAGEMENT LLC Added +59,657+59.7k
Logan Stone Capital, LLC New +32,089+32.1k
OSAIC HOLDINGS, INC. Added +31,543+31.5k
READYSTATE ASSET MANAGEMENT LP Added +27,940+27.9k
WELLS FARGO & COMPANY/MN Added +26,703+26.7k
MGO ONE SEVEN LLC New +26,364+26.4k
Abel Hall, LLC New +25,000+25.0k
Advisors Asset Management, Inc. Added +24,321+24.3k

Biggest sellers

RAYMOND JAMES FINANCIAL INC Reduced -515,711-515.7k
SIT INVESTMENT ASSOCIATES INC Reduced -143,845-143.8k
ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -97,544-97.5k
Steward Partners Investment Advisory, LLC Reduced -80,925-80.9k
Quarry LP Sold out -58,119-58.1k
PFG Advisors Sold out -22,708-22.7k
Invesco Ltd. Sold out -22,148-22.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -22,114-22.1k
LPL Financial LLC Reduced -21,724-21.7k
MORGAN STANLEY Reduced -21,158-21.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution -5.4 pts · filed 2026-10-02 8.2% -5.4 pts 1.9m≈ $29.3m 2026-10-02

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.78% of their portfolio Minneapolis, MN 2,635,9882.6m $41.3m $41.3m 0.78% Reduced -143.8k -143,845
2 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,250,7591.3m $19.6m $19.6m 0.01% Reduced -515.7k -515,711
3 Z3 Capital Partners, LLC 1.40% of their portfolio RICHMOND, VA 425,705425.7k $6.7m $6.7m 1.40% Added +5.4k +5,366
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 411,785411.8k $6.4m $6.4m 0.00% Reduced -21.2k -21,158
5 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 400,669400.7k $6.3m $6.3m 0.05% Added +15.3k +15,254
6 Shaker Financial Services, LLC 1.63% of their portfolio Arlington, VA 333,414333.4k $5.2m $5.2m 1.63% New
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 327,370327.4k $5.1m $5.1m 0.00% Added +26.7k +26,703
8 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 234,388234.4k $3.7m $3.7m 0.01% Added +167.7k +167,691
9 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 169,835169.8k $2.7m $2.7m 0.01% Reduced -80.9k -80,925
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 169,537169.5k $2.6m $2.6m 0.00% Added +24.0k +23,959
11 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 148,994149.0k $2.3m $2.3m 0.04% Added +24.3k +24,321
12 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 142,755142.8k $2.2m $2.2m 0.03% Added +59.7k +59,657
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 111,980112.0k $1.8m $1.8m 0.00% Added +31.5k +31,543
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 83,81883.8k $1.3m $1.3m 0.00% Added +3.1k +3,126
15 Yakira Capital Management, Inc. 0.34% of their portfolio Westport, CT 73,28573.3k $1.1m $1.1m 0.34% Unchanged
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 60,23560.2k $942.7k $942.7k 0.00% Reduced -21.7k -21,724
17 CHAPIN DAVIS, INC. 0.14% of their portfolio BALTIMORE, MD 52,41652.4k $820.3k $820.3k 0.14% Added +400 +400
18 Wealth Care LLC 0.63% of their portfolio MERRITT ISLAND, FL 49,81349.8k $779.6k $779.6k 0.63% Added +519 +519
19 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 47,91147.9k $749.8k $749.8k 0.00% Added +1.7k +1,732
20 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 44,36244.4k $694.3k $694.3k 0.00% Added +3.0k +2,958
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 39,96040.0k $626.0k $626.0k 0.00% Added +20.0k +20,002
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 37,96638.0k $594.2k $594.2k 0.00% Added +4.2k +4,217
23 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 37,94037.9k $593.8k $593.8k 0.02% Added +27.9k +27,940
24 Logan Stone Capital, LLC 0.11% of their portfolio CHICAGO, IL 32,08932.1k $502.2k $502.2k 0.11% New
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 31,91431.9k $499.5k $499.5k 0.03% Reduced -22.1k -22,114
26 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 31,12631.1k $486.2k $486.2k 0.03% Added +500 +500
27 AlphaStar Capital Management, LLC 0.03% of their portfolio CORNELIUS, NC 30,20330.2k $472.7k $472.7k 0.03% Added +636 +636
28 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 26,94726.9k $421.7k $421.7k 0.05% Added +21.0k +20,985
29 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 26,36426.4k $412.6k $412.6k 0.01% New
30 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 25,88825.9k $405.1k $405.1k 0.04% Unchanged
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 25,43825.4k $398.1k $398.1k 0.00% Reduced -586 -586
32 Abel Hall, LLC 0.07% of their portfolio BATON ROUGE, LA 25,00025.0k $391.2k $391.2k 0.07% New
33 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 22,86522.9k $357.8k $357.8k 0.01% New
34 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,93720.9k $327.7k $327.7k 0.00% Added +840 +840
35 XML Financial, LLC 0.02% of their portfolio BETHESDA, MD 20,52320.5k $321.2k $321.2k 0.02% Unchanged
36 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,08120.1k $314.3k $314.3k 0.00% Reduced -4.5k -4,502
37 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 18,50018.5k $289.5k $289.5k 0.00% Unchanged
38 ECLECTIC ASSOCIATES INC /ADV 0.03% of their portfolio FULLERTON, CA 16,12516.1k $252.4k $252.4k 0.03% Unchanged
39 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 14,72714.7k $222.3k $222.3k 0.00% Unchanged
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,38514.4k $225.1k $225.1k 0.00% Added +353 +353
41 Harbour Wealth Management Group, Inc. 0.14% of their portfolio DANIEL ISLAND, SC 13,46713.5k $210.8k $210.8k 0.14% Added +255 +255
42 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 12,76412.8k $199.8k $199.8k 0.01% Added +572 +572
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,51912.5k $196.0k $196.0k 0.00% New
44 Aurora Private Wealth, Inc. 0.12% of their portfolio ROCKAWAY, NJ 11,81811.8k $185.0k $185.0k 0.12% Added +507 +507
45 First National Trust Co 0.01% of their portfolio Johnstown, PA 11,58111.6k $181.2k $181.2k 0.01% New
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,06210.1k $157.5k $157.5k 0.00% Added +97 +97
47 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 2,0002.0k $31.3k $31.3k 0.00% New
48 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,2001.2k $18.8k $18.8k 0.00% Unchanged
49 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,0001.0k $15.5k $15.5k 0.00% New
50 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 973973 $15.2k $15.2k 0.00% New
51 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $12.5k $12.5k 0.00% Unchanged
52 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 650650 $10.2k $10.2k 0.00% Unchanged
53 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 250250 $3.9k $3.9k 0.00% New
54 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 250250 $3.9k $3.9k 0.00% Unchanged
55 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 200200 $3.0k $3.0k 0.00% Unchanged
56 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 111111 $1.7k $1.7k 0.00% New
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4545 $707 $707 0.00% Unchanged
58 Strategic Wealth Partners, Ltd. 0.00% of their portfolio INDEPENDENCE, OH 00 $2 $2 0.00% Unchanged