Vault-13

CORNERSTONE STRATEGIC INVEST CLM

COM · Closed-End Fund · CUSIP 21924B302

146 institutional holders +7 vs Q1 2026
46,045,26346.0m shares reported held*
$348.1mreported value*
21 new 58 added 32 reduced 14 sold out net bought ≈ $26.2m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.56.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 89Q1 23: 89Q2 23: 92Q3 23: 92Q4 23: 110Q1 24: 108Q2 24: 117Q3 24: 118Q4 24: 128Q1 25: 123Q2 25: 123Q3 25: 126Q4 25: 127Q1 26: 139Q2 26: 146146Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202278
Q4 202289
Q1 202389
Q2 202392
Q3 202392
Q4 2023110
Q1 2024108
Q2 2024117
Q3 2024118
Q4 2024128
Q1 2025123
Q2 2025123
Q3 2025126
Q4 2025127
Q1 2026139
Q2 2026146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 62 bought or addedQ3 24: 40 cut or sold outQ4 24: 65 bought or addedQ4 24: 50 cut or sold outQ4 24Q1 25: 59 bought or addedQ1 25: 59 cut or sold outQ2 25: 72 bought or addedQ2 25: 44 cut or sold outQ2 25Q3 25: 65 bought or addedQ3 25: 44 cut or sold outQ4 25: 65 bought or addedQ4 25: 48 cut or sold outQ4 25Q1 26: 82 bought or addedQ1 26: 36 cut or sold outQ2 26: 79 bought or addedQ2 26: 46 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20246240
Q4 20246550
Q1 20255959
Q2 20257244
Q3 20256544
Q4 20256548
Q1 20268236
Q2 20267946

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +1,146,668+1.1m
Warberg Asset Management LLC Added +794,646+794.6k
PFG Investments, LLC Added +369,888+369.9k
Almitas Capital LLC Added +219,775+219.8k
J.W. COLE ADVISORS, INC. New +211,424+211.4k
Cetera Investment Advisers Added +202,853+202.9k
Sculptor Capital LP Added +182,105+182.1k
LPL Financial LLC Added +164,576+164.6k
INDEPENDENT FINANCIAL GROUP, LLC New +111,901+111.9k
Marex Group Ltd New +109,968+110.0k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -232,935-232.9k
SIT INVESTMENT ASSOCIATES INC Sold out -158,042-158.0k
MORGAN STANLEY Reduced -94,696-94.7k
JANE STREET GROUP, LLC Sold out -91,952-92.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -83,133-83.1k
Independent Advisor Alliance Sold out -37,072-37.1k
Prospera Financial Services Inc Reduced -31,756-31.8k
Cerity Partners LLC Sold out -30,067-30.1k
Pasadena Private Wealth, LLC Sold out -23,661-23.7k
HOWE & RUSLING INC Sold out -20,142-20.1k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 1 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—1$284.9k—
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20261$9.9k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-08-31 Greer Peter Director Bought 1,500 $6.63 $9.9k1.5k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpine Global Management, LLC 8.48% of their portfolio NEW YORK, NY 6,833,6826.8m $51.7m $51.7m 8.48% Added +19.4k +19,350
2 BOOTHBAY FUND MANAGEMENT, LLC 0.95% of their portfolio NEW YORK, NY 6,736,7376.7m $50.9m $50.9m 0.95% Reduced -7.8k -7,816
3 PFG Investments, LLC 1.32% of their portfolio WOODBURY, NY 4,492,9194.5m $34.0m $34.0m 1.32% Added +369.9k +369,888
4 Quarry LP 4.15% of their portfolio NEW YORK, NY 3,476,2363.5m $26.3m $26.3m 4.15% Reduced -13.0k -13,028
5 Sculptor Capital LP 0.26% of their portfolio New York, NY 3,325,6943.3m $25.1m $25.1m 0.26% Added +182.1k +182,105
6 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 3,016,0783.0m $22.8m $22.8m 0.03% Reduced -232.9k -232,935
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 2,586,1062.6m $19.6m $19.6m 0.00% Added +164.6k +164,576
8 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 2,186,5982.2m $16.5m $16.5m 0.02% Added +1.1m +1,146,668
9 Warberg Asset Management LLC 4.11% of their portfolio WINNETKA, IL 1,836,5811.8m $13.9m $13.9m 4.11% Added +794.6k +794,646
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 1,558,2311.6m $11.8m $11.8m 0.01% Added +202.9k +202,853
11 Cable Car Capital, LP 0.42% of their portfolio SAN FRANCISCO, CA 1,274,1061.3m $9.6m $9.6m 0.42% Added +24.1k +24,107
12 Almitas Capital LLC 1.20% of their portfolio SANTA MONICA, CA 661,789661.8k $5.0m $5.0m 1.20% Added +219.8k +219,775
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 629,931629.9k $4.8m $4.8m 0.01% Unchanged
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 560,243560.2k $4.2m $4.2m 0.00% Reduced -94.7k -94,696
15 WJ Financial Advisors LLC 2.80% of their portfolio KILLINGWORTH, CT 503,994504.0k $3.8m $3.8m 2.80% Added +59.1k +59,079
16 Perennial Investment Advisors, LLC 0.24% of their portfolio Los Angeles, CA 484,530484.5k $3.7m $3.7m 0.24% Added +8.8k +8,764
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 388,773388.8k $2.9m $2.9m 0.00% Added +11.7k +11,693
18 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 333,993334.0k $2.5m $2.5m 0.03% Reduced -8.5k -8,518
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 319,209319.2k $2.4m $2.4m 0.00% Added +24.8k +24,781
20 Yakira Capital Management, Inc. 0.69% of their portfolio Westport, CT 311,396311.4k $2.4m $2.4m 0.69% Added +4.7k +4,684
21 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 277,113277.1k $2.1m $2.1m 0.00% Added +74.2k +74,184
22 Kovack Advisors, Inc. 0.08% of their portfolio FT. LAUDERDALE, FL 233,414233.4k $1.8m $1.8m 0.08% Added +89.1k +89,125
23 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 211,424211.4k $1.6m $1.6m 0.03% New
24 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 178,155178.2k $1.3m $1.3m 0.00% Added +18.5k +18,542
25 WINEBRENNER CAPITAL MANAGEMENT LLC 0.73% of their portfolio LOUISVILLE, KY 158,000158.0k $1.2m $1.2m 0.73% Added +200 +200
26 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 151,920151.9k $1.1m $1.1m 0.05% Reduced -3.2k -3,204
27 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 145,939145.9k $1.1m $1.1m 0.00% Unchanged
28 CREATIVE FINANCIAL DESIGNS INC /ADV 0.05% of their portfolio KOKOMO, IN 132,993133.0k $1.0m $1.0m 0.05% Added +39.0k +39,011
29 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 111,901111.9k $846.0k $846.0k 0.02% New
30 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 110,719110.7k $837.0k $837.0k 0.01% Added +2.0k +2,032
31 Marex Group Ltd 0.01% of their portfolio London, X0 109,968110.0k $831.4k $831.4k 0.01% New
32 Savvy Advisors, Inc. 0.02% of their portfolio NEW YORK, NY 107,590107.6k $813.4k $813.4k 0.02% Added +100 +100
33 Advisory Solutions Group, LLC 0.25% of their portfolio PLYMOUTH, MN 97,87997.9k $740.0k $740.0k 0.25% First filing
34 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 92,70892.7k $700.9k $700.9k 0.00% Added +39.5k +39,541
35 Encompass More Asset Management 0.10% of their portfolio Danville, CA 89,50689.5k $676.7k $676.7k 0.10% Added +8.6k +8,560
36 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 88,60388.6k $669.8k $669.8k 0.01% Added +59.9k +59,935
37 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 83,51683.5k $631.4k $631.4k 0.00% Reduced -7.4k -7,351
38 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 79,02679.0k $597.4k $597.4k 0.01% Added +2.2k +2,212
39 Mirador Capital Partners LP 0.07% of their portfolio PLEASANTON, CA 78,73878.7k $595.3k $595.3k 0.07% New
40 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 74,40674.4k $562.5k $562.5k 0.01% Added +1.8k +1,819
41 Garden State Investment Advisory Services LLC 0.10% of their portfolio Red Bank, NJ 65,26065.3k $493.4k $493.4k 0.10% Added +8.0k +8,000
42 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 62,11662.1k $469.6k $469.6k 0.00% Added +7.5k +7,508
43 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 59,85059.9k $452.5k $452.5k 0.01% Added +40.7k +40,674
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 59,46759.5k $449.6k $449.6k 0.00% Added +8.7k +8,684
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 59,04959.0k $446.4k $446.4k 0.00% Reduced -6.9k -6,868
46 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 58,35058.4k $441.1k $441.1k 0.00% Added +7.6k +7,616
47 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 54,91754.9k $415.2k $415.2k 0.01% Reduced -31.8k -31,756
48 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 54,12554.1k $409.2k $409.2k 0.01% Added +5.3k +5,327
49 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 51,89251.9k $392.3k $392.3k 0.00% Reduced -328 -328
50 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 50,00050.0k $378.0k $378.0k 0.00% Reduced -200 -200
51 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 49,08149.1k $371.1k $371.1k 0.01% Reduced -8.4k -8,415
52 OneAscent Family Office, LLC 0.17% of their portfolio BIRMINGHAM, AL 44,26844.3k $334.7k $334.7k 0.17% New
53 FIRETHORN WEALTH PARTNERS, LLC 0.10% of their portfolio AUGUSTA, GA 42,15742.2k $318.7k $318.7k 0.10% Added +1.9k +1,902
54 BlackRock, Inc. 0.00% of their portfolio New York, NY 41,25841.3k $311.9k $311.9k 0.00% Unchanged
55 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 39,16139.2k $296.1k $296.1k 0.03% Added +10.6k +10,614
56 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 35,27335.3k $266.7k $266.7k 0.00% Added +1.5k +1,486
57 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 35,06235.1k $265.1k $265.1k 0.01% Reduced -1.7k -1,743
58 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 33,08933.1k $250.2k $250.2k 0.00% Unchanged
59 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,44932.4k $245.3k $245.3k 0.00% Added +19.3k +19,324
60 Buska Wealth Management, LLC 0.08% of their portfolio WAUSAU, WI 30,59630.6k $231.3k $231.3k 0.08% Added +1.2k +1,161
61 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 30,47930.5k $230.4k $230.4k 0.00% New
62 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 28,73328.7k $217.2k $217.2k 0.00% Added +1 +1
63 AMERIFLEX GROUP, INC. 0.08% of their portfolio LAS VEGAS, NV 27,50027.5k $207.9k $207.9k 0.08% Reduced -500 -500
64 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,63426.6k $201.4k $201.4k 0.00% Unchanged
65 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 26,32826.3k $199.0k $199.0k 0.00% Added +523 +523
66 HF Advisory Group, LLC 0.06% of their portfolio Annapolis, MD 25,48425.5k $192.7k $192.7k 0.06% Added +985 +985
67 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 25,20525.2k $190.5k $190.5k 0.01% Unchanged
68 Chicago Partners Investment Group LLC 0.00% of their portfolio CHICAGO, IL 25,02325.0k $179.2k $179.2k 0.00% Added +83 +83
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 23,53323.5k $179.6k $179.6k 0.00% Reduced -490 -490
70 Virtu Financial LLC 0.01% of their portfolio New York, NY 23,32823.3k $176.0k $176.0k 0.01% Added +7.7k +7,735
71 BECKER CAPITAL MANAGEMENT INC 0.00% of their portfolio Portland, OR 22,84722.8k $172.7k $172.7k 0.00% Added +810 +810
72 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 21,40021.4k $161.8k $161.8k 0.00% Unchanged
73 BIP Wealth, LLC 0.00% of their portfolio ATLANTA, GA 20,89820.9k $158.0k $158.0k 0.00% New
74 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 20,49320.5k $154.9k $154.9k 0.00% New
75 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 20,08420.1k $151.8k $151.8k 0.00% Added +123 +123
76 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 20,08320.1k $151.8k $151.8k 0.00% Added +912 +912
77 Marshall Financial Group, LLC 0.02% of their portfolio Hunt Valley, MD 20,00020.0k $151.2k $151.2k 0.02% Added +10.0k +10,000
78 UBS Group AG 0.00% of their portfolio ZURICH, V8 18,47618.5k $139.7k $139.7k 0.00% Added +842 +842
79 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 18,10118.1k $136.8k $136.8k 0.00% Added +611 +611
80 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 17,88017.9k $135.2k $135.2k 0.00% Unchanged
81 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 17,85017.9k $135.0k $135.0k 0.00% Unchanged
82 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 17,75417.8k $134.2k $134.2k 0.00% Reduced -877 -877
83 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 17,67017.7k $134.5k $134.5k 0.00% Reduced -2.7k -2,684
84 Capital CS Group, LLC 0.19% of their portfolio IRVINE, CA 17,43717.4k $131.8k $131.8k 0.19% Added +281 +281
85 Secure Asset Management, LLC 0.02% of their portfolio Troy, MI 17,06517.1k $129.0k $129.0k 0.02% Added +4.5k +4,535
86 INTEGRITY ALLIANCE, LLC. 0.00% of their portfolio Urbandale, IA 16,69316.7k $126.2k $126.2k 0.00% Reduced -938 -938
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,55016.6k $125.1k $125.1k 0.00% Reduced -83.1k -83,133
88 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,91615.9k $120.3k $120.3k 0.00% Unchanged
89 Strategic Financial Concepts, LLC 0.04% of their portfolio SAN ANTONIO, TX 15,70015.7k $118.7k $118.7k 0.04% Added +1.0k +1,000
90 EVOLUTION WEALTH MANAGEMENT INC. 0.06% of their portfolio FORT MYERS, FL 14,56814.6k $110.1k $110.1k 0.06% Reduced -4.9k -4,857
91 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 14,51414.5k $109.7k $109.7k 0.01% New
92 Accurate Wealth Management, LLC 0.01% of their portfolio WESLEY CHAPEL, FL 14,16314.2k $108.1k $108.1k 0.01% Added +160 +160
93 A4 Wealth Advisors LLC 0.07% of their portfolio HUNTERSVILLE, NC 14,02214.0k $106.0k $106.0k 0.07% Reduced -1.9k -1,950
94 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.01% of their portfolio ST. LOUIS, MO 14,00814.0k $105.9k $105.9k 0.01% Added +789 +789
95 BLUEDOOR PRIVATE WEALTH, LLC 0.04% of their portfolio BEVERLY, MA 13,91613.9k $105.2k $105.2k 0.04% New
96 NWF Advisory Services Inc. 0.01% of their portfolio Los Angeles, CA 13,50013.5k $102.1k $102.1k 0.01% Unchanged
97 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 13,18413.2k $99.7k $99.7k 0.01% New
98 Redhawk Wealth Advisors, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 13,06313.1k $98.8k $98.8k 0.01% Added +604 +604
99 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 12,91212.9k $97.6k $97.6k 0.00% Reduced -7 -7
100 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 12,77312.8k $96.6k $96.6k 0.00% Unchanged