PRELUDE CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CIK 1387508 · 13F filing filed 2026-08-14

SEC-registered investment adviser since 2012 · limited liability company

Assets managed$2.4bn
Staff32 · 11 in investment roles
Main clients (by assets)Private funds 100%
Private funds9 (8 hedge) · $2.4bn gross assets
Websitepreludecapital.com
Form ADV · 2026-03-31SEC adviser record

Legal entityPRELUDE CAPITAL MANAGEMENT, LLC (US)

Kindhedge funds, real estate, futures
Others nearbyNew York, NY

As an employer

Offices in1 country
Private fundshedge 8, real estate 1

$1.4bn reported value +4.6% vs Q1 2026

1,171positions

11.5%in top 10

412 new 337 added 363 reduced 407 sold out vs Q1 2026

Options: 27 call positions ($1.9m notional), 15 put positions ($3.6m notional) – listed below, not included above.

Also in the report of:

Chicago Capital Management, LLC – $35.3m of shares are in both reports
Cynosure Group, LLC – $23.4m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	WARNER BROS DISCOVERY INC COM SER A WBD	WBD	743,882	$19.8m1.45%	1.45%	Added +215.9k	+215,853 40.9%
2	CHART INDS INC COM GTLS	GTLS	92,448	$19.3m1.42%	1.42%	Added +34.5k	+34,462 59.4%
3	BRIGHTHOUSE FINL INC COM BHF	BHF	304,880	$19.3m1.41%	1.41%	Reduced -602	-602 -0.2%
4	SPDR GOLD TR GOLD SHS GLD	GLD	47,951	$17.7m1.29%	1.29%	Added +3.4k	+3,360 7.5%
5	NORFOLK SOUTHN CORP COM NSC	NSC	49,277	$15.5m1.14%	1.14%	Reduced -1.8k	-1,805 -3.5%
6	JANUS HENDERSON GROUP PLC ORD SHS ORD SHS		295,575	$15.4m1.13%	1.13%	Added +220.7k	+220,667 294.6%
7	MICRON TECHNOLOGY INC COM MU	MU	12,377	$14.3m1.05%	1.05%	Reduced -33.4k	-33,419 -73.0%
8	NVIDIA CORPORATION COM NVDA	NVDA	62,560	$12.5m0.92%	0.92%	Reduced -33.5k	-33,548 -34.9%
9	PENUMBRA INC COM PEN	PEN	36,381	$11.5m0.84%	0.84%	Reduced -11.6k	-11,577 -24.1%
10	ROKU INC COM CL A ROKU	ROKU	82,394	$11.4m0.83%	0.83%	Added +71.5k	+71,480 654.9%
11	FLUOR CORP NEW COM FLR	FLR	212,780	$11.1m0.82%	0.82%	Added +13.8k	+13,814 6.9%
12	WESTERN DIGITAL CORP COM WDC	WDC	17,023	$10.9m0.80%	0.80%	Added +650	+650 4.0%
13	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	21,091	$10.1m0.74%	0.74%	Reduced -576	-576 -2.7%
14	AMAZON COM INC COM AMZN	AMZN	41,797	$10.0m0.73%	0.73%	Reduced -24.2k	-24,245 -36.7%
15	TALKSPACE INC COM TALK	TALK	1,900,016	$9.9m0.72%	0.72%	Added +975.4k	+975,352 105.5%
16	MICROSOFT CORP COM MSFT	MSFT	26,345	$9.8m0.72%	0.72%	Added +12.1k	+12,076 84.6%
17	AES CORP COM AES	AES	660,853	$9.7m0.71%	0.71%	Added +282.8k	+282,826 74.8%
18	CORE NATURAL RESOURCES INC COM SHS CNR	CNR	119,078	$9.5m0.70%	0.70%	Added +20.9k	+20,872 21.2%
19	UNIFIRST CORP MASS COM UNF	UNF	35,767	$9.5m0.69%	0.69%	Added +24.6k	+24,631 221.2%
20	STELLAR BANCORP INC COM COM		229,638	$9.0m0.66%	0.66%	Added +178.0k	+178,001 344.7%
21	NUVALENT INC COM COM		70,535	$8.7m0.64%	0.64%	New
22	TWO HBRS INVT CORP COM COM		694,657	$8.6m0.63%	0.63%	Added +271.6k	+271,554 64.2%
23	TXNM ENERGY INC COM TXNM	TXNM	149,080	$8.5m0.62%	0.62%	Reduced -51.9k	-51,910 -25.8%
24	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	12,295	$8.4m0.62%	0.62%	New
25	ELECTRONIC ARTS INC COM EA	EA	38,094	$7.8m0.57%	0.57%	Added +1.6k	+1,578 4.3%
26	APOGEE THERAPEUTICS INC COM COM		58,590	$7.8m0.57%	0.57%	Added +52.6k	+52,590 876.5%
27	DIGITALBRIDGE GROUP INC CL A NEW CL A NEW		481,620	$7.6m0.56%	0.56%	Added +134.2k	+134,178 38.6%
28	ALPHABET INC CAP STK CL C GOOG	GOOG	21,040	$7.4m0.54%	0.54%	Reduced -6.9k	-6,898 -24.7%
29	KENVUE INC COM KVUE	KVUE	384,035	$7.3m0.54%	0.54%	Added +57.3k	+57,261 17.5%
30	ORACLE CORP COM ORCL	ORCL	49,325	$7.2m0.53%	0.53%	Added +42.2k	+42,152 587.6%
31	CENTENE CORP DEL COM CNC	CNC	112,160	$7.2m0.53%	0.53%	Reduced -46.7k	-46,652 -29.4%
32	WEBSTER FINL CORP COM WBS	WBS	92,896	$7.1m0.52%	0.52%	Reduced -21.4k	-21,415 -18.7%
33	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	69,700	$7.0m0.51%	0.51%	Added +19.9k	+19,900 40.0%
34	FORTUNE BRANDS INNOVATIONS I COM FBIN	FBIN	119,120	$6.5m0.48%	0.48%	Added +108.4k	+108,376 1008.7%
35	BIO-TECHNE CORP COM TECH	TECH	91,696	$6.5m0.47%	0.47%	New
36	ACADIA HEALTHCARE COMPANY IN COM ACHC	ACHC	214,380	$6.3m0.46%	0.46%	Reduced -27.6k	-27,590 -11.4%
37	GRAPHIC PACKAGING HLDG CO COM GPK	GPK	596,049	$6.3m0.46%	0.46%	Added +137.2k	+137,240 29.9%
38	TD SYNNEX CORPORATION COM SNX	SNX	21,440	$5.7m0.42%	0.42%	Reduced -3.0k	-2,961 -12.1%
39	INTUIT COM INTU	INTU	21,934	$5.7m0.42%	0.42%	Added +18.3k	+18,300 503.6%
40	PG&E CORP COM PCG	PCG	330,856	$5.6m0.41%	0.41%	Reduced -5.8k	-5,800 -1.7%
41	CAESARS ENTERTAINMENT INC NE COM CZR	CZR	183,298	$5.5m0.41%	0.41%	Added +146.3k	+146,328 395.8%
42	CROCS INC COM CROX	CROX	45,538	$5.5m0.40%	0.40%	Reduced -11.2k	-11,205 -19.8%
43	ALLIED GOLD CORP COM NEW AAUC	AAUC	230,853	$5.5m0.40%	0.40%	Reduced -21.7k	-21,670 -8.6%
44	QORVO INC COM QRVO	QRVO	57,257	$5.3m0.39%	0.39%	Reduced -1.8k	-1,828 -3.1%
45	TURNING PT BRANDS INC COM TPB	TPB	62,835	$5.3m0.39%	0.39%	Added +6.1k	+6,058 10.7%
46	COMPASS INC CL A COMP	COMP	432,042	$5.3m0.39%	0.39%	Reduced -46.7k	-46,708 -9.8%
47	UNIVERSAL TECHNICAL INST INC COM UTI	UTI	123,017	$5.3m0.39%	0.39%	Added +16.8k	+16,803 15.8%
48	TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS SPONSORED ADS		154,970	$5.3m0.38%	0.38%	Unchanged
49	UNITED PARCEL SERVICE INC CL B UPS	UPS	48,254	$5.2m0.38%	0.38%	Reduced -890	-890 -1.8%
50	ADOBE INC COM ADBE	ADBE	25,158	$5.2m0.38%	0.38%	Added +12.4k	+12,357 96.5%
51	NEWELL BRANDS INC COM NWL	NWL	826,925	$5.1m0.37%	0.37%	Added +323.1k	+323,107 64.1%
52	CBIZ INC COM CBZ	CBZ	157,894	$5.1m0.37%	0.37%	New
53	PRECIGEN INC COM PGEN	PGEN	882,267	$5.0m0.37%	0.37%	Reduced -387.8k	-387,786 -30.5%
54	BACKBLAZE INC COM CL A BLZE	BLZE	316,851	$5.0m0.37%	0.37%	Reduced -157.2k	-157,155 -33.1%
55	ETON PHARMACEUTICALS INC COM ETON	ETON	137,572	$5.0m0.37%	0.37%	Reduced -51.2k	-51,230 -27.1%
56	VERSIGENT PLC ORDINARY SHARES VGNT	VGNT	118,450	$5.0m0.36%	0.36%	New
57	ROBINHOOD MKTS INC COM CL A HOOD	HOOD	49,550	$5.0m0.36%	0.36%	Added +40.5k	+40,542 450.1%
58	LINCOLN EDL SVCS CORP COM LINC	LINC	97,815	$4.9m0.36%	0.36%	Reduced -10.9k	-10,864 -10.0%
59	PRIORITY TECHNOLOGY HLDGS IN COM PRTH	PRTH	728,493	$4.9m0.36%	0.36%	Reduced -69.8k	-69,835 -8.8%
60	CAPRI HOLDINGS LIMITED SHS CPRI	CPRI	260,888	$4.8m0.36%	0.36%	Added +83	+83 0.0%
61	TRIPADVISOR INC COM TRIP	TRIP	353,138	$4.8m0.35%	0.35%	Added +132.7k	+132,697 60.2%
62	HNI CORP COM HNI	HNI	119,243	$4.8m0.35%	0.35%	Added +49.6k	+49,635 71.3%
63	CLEAN HARBORS INC COM CLH	CLH	15,913	$4.8m0.35%	0.35%	Added +1.3k	+1,260 8.6%
64	SCHLUMBERGER LTD COM STK SLB	SLB	101,863	$4.7m0.35%	0.35%	Added +87.7k	+87,707 619.6%
65	PENN ENTERTAINMENT INC COM PENN	PENN	221,050	$4.7m0.35%	0.35%	Reduced -83.2k	-83,247 -27.4%
66	WW INTL INC COM NEW WW	WW	294,744	$4.7m0.35%	0.35%	Added +192.5k	+192,458 188.2%
67	BKV CORP COM BKV	BKV	170,849	$4.7m0.34%	0.34%	Added +18.4k	+18,356 12.0%
68	CLEAR CHANNEL OUTDOOR HLDGS COM CCO	CCO	1,889,333	$4.6m0.34%	0.34%	Added +570.7k	+570,721 43.3%
69	EQUINIX INC COM EQIX	EQIX	4,327	$4.5m0.33%	0.33%	Reduced -1.2k	-1,239 -22.3%
70	PRIMO BRANDS CORPORATION CLASS A COM SHS PRMB	PRMB	181,011	$4.4m0.32%	0.32%	New
71	DHT HOLDINGS INC SHS NEW DHT	DHT	260,332	$4.3m0.32%	0.32%	Added +25.1k	+25,128 10.7%
72	MSA SAFETY INC COM MSA	MSA	24,602	$4.3m0.31%	0.31%	New
73	MONRO INC COM MNRO	MNRO	247,511	$4.2m0.31%	0.31%	Added +154.0k	+154,027 164.8%
74	VERSANT MEDIA GROUP INC COM CL A VSNT	VSNT	114,194	$4.1m0.30%	0.30%	Reduced -163.9k	-163,929 -58.9%
75	CAVCO INDS INC DEL COM CVCO	CVCO	6,589	$4.0m0.30%	0.30%	Added +253	+253 4.0%
76	WORKDAY INC CL A WDAY	WDAY	32,829	$4.0m0.29%	0.29%	Reduced -23.2k	-23,191 -41.4%
77	ROIVANT SCIENCES LTD SHS ROIV	ROIV	113,104	$4.0m0.29%	0.29%	Added +1.5k	+1,511 1.4%
78	ADVANCE AUTO PARTS INC COM AAP	AAP	64,075	$4.0m0.29%	0.29%	Reduced -1.1k	-1,130 -1.7%
79	COMPOSECURE INC COM CL A GPGI	GPGI	250,101	$4.0m0.29%	0.29%	Added +207.3k	+207,295 484.3%
80	UBER TECHNOLOGIES INC COM UBER	UBER	54,616	$3.9m0.29%	0.29%	Added +4.6k	+4,649 9.3%
81	FAIR ISAAC CORP COM FICO	FICO	3,297	$3.9m0.29%	0.29%	Added +1.4k	+1,430 76.6%
82	ADVANCED MICRO DEVICES INC COM AMD	AMD	6,776	$3.9m0.29%	0.29%	Reduced -3.1k	-3,059 -31.1%
83	CANNAE HLDGS INC COM CNNE	CNNE	271,355	$3.9m0.29%	0.29%	Added +105.4k	+105,438 63.5%
84	AMERICAN AXLE & MFG HLDGS IN COM DCH	DCH	720,689	$3.9m0.29%	0.29%	Added +305.9k	+305,922 73.8%
85	TAYLOR MORRISON HOME CORP COM TMHC	TMHC	53,966	$3.9m0.28%	0.28%	New
86	TAKE-TWO INTERACTIVE SOFTWAR COM TTWO	TTWO	15,462	$3.9m0.28%	0.28%	Added +28	+28 0.2%
87	BUILD-A-BEAR WORKSHOP INC COM BBW	BBW	126,185	$3.9m0.28%	0.28%	Added +21.4k	+21,387 20.4%
88	APPLIED MATLS INC COM AMAT	AMAT	5,341	$3.9m0.28%	0.28%	Added +1.8k	+1,805 51.0%
89	META PLATFORMS INC CL A META	META	6,580	$3.7m0.27%	0.27%	Reduced -20.2k	-20,195 -75.4%
90	SOTERA HEALTH CO COM SHC	SHC	208,430	$3.7m0.27%	0.27%	Added +99.8k	+99,822 91.9%
91	APPLOVIN CORP COM CL A APP	APP	7,150	$3.7m0.27%	0.27%	Added +1.3k	+1,305 22.3%
92	SURGERY PARTNERS INC COM SGRY	SGRY	218,805	$3.7m0.27%	0.27%	Added +191.1k	+191,062 688.7%
93	MASTERCRAFT BOAT HLDGS INC COM MCFT	MCFT	141,866	$3.7m0.27%	0.27%	New
94	BOYD GROUP SERVICES INC COM BGSI	BGSI	38,491	$3.6m0.27%	0.27%	Added +7.8k	+7,809 25.4%
95	RESIDEO TECHNOLOGIES INC COM REZI	REZI	112,273	$3.5m0.26%	0.26%	Added +16.1k	+16,120 16.8%
96	ANTERO RESOURCES CORP COM AR	AR	97,833	$3.4m0.25%	0.25%	Added +35.1k	+35,057 55.8%
97	LIVERAMP HLDGS INC COM RAMP	RAMP	89,890	$3.4m0.25%	0.25%	New
98	BAKER HUGHES COMPANY CL A BKR	BKR	60,143	$3.3m0.24%	0.24%	Added +46.5k	+46,538 342.1%
99	MKS INC. COM MKSI	MKSI	7,499	$3.3m0.24%	0.24%	Reduced -857	-857 -10.3%
100	NOKIA CORP SPONSORED ADR NOK	NOK	249,465	$3.3m0.24%	0.24%	Added +110.5k	+110,486 79.5%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
CLEARWATER ANALYTICS HLDGS I		623,487	$14.7m623.5k shares
ARCELLX INC ACLX	ACLX	98,849	$11.3m98.8k shares
HOLOGIC INC HOLX	HOLX	126,508	$9.6m126.5k shares
AMICUS THERAPEUTICS INC FOLD	FOLD	639,885	$9.3m639.9k shares
SEALED AIR CORP NEW		146,476	$6.2m146.5k shares
NICE LTD NICE	NICE	53,569	$5.9m53.6k shares
VICTORIAS SECRET AND CO VSXY	VSXY	121,067	$5.6m121.1k shares
AIR LEASE CORP AL	AL	84,233	$5.5m84.2k shares
TRI POINTE HOMES INC TPH	TPH	112,253	$5.2m112.3k shares
AXT INC AXTI	AXTI	87,092	$5.0m87.1k shares
SPDR SER TR XOP	XOP	25,343	$4.6m25.3k shares
HERITAGE COMM CORP HTBK	HTBK	363,251	$4.5m363.3k shares
APELLIS PHARMACEUTICALS INC APLS	APLS	111,468	$4.5m111.5k shares
BLUE FOUNDRY BANCORP BLFY	BLFY	333,785	$4.4m333.8k shares
GREAT LAKES DREDGE & DOCK CO GLDD	GLDD	255,852	$4.3m255.9k shares
PROASSURANCE CORP PRA	PRA	164,247	$4.1m164.2k shares
PEAKSTONE REALTY TRUST PKST	PKST	186,949	$3.9m186.9k shares
UNITED STS OIL FD LP USO	USO	28,700	$3.7m28.7k shares
GOLDEN ENTMT INC GDEN	GDEN	136,668	$3.6m136.7k shares
DOMO INC HUCK	HUCK	1,105,800	$3.4m1.1m shares
PRAXIS PRECISION MEDICINES I PRAX	PRAX	9,064	$2.9m9.1k shares
TERNS PHARMACEUTICALS INC		54,825	$2.9m54.8k shares
COTERRA ENERGY INC CTRA	CTRA	80,132	$2.8m80.1k shares
LAMB WESTON HLDGS INC LW	LW	65,000	$2.7m65.0k shares
EUROPEAN WAX CTR INC EWCZ	EWCZ	459,072	$2.7m459.1k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPACE EXPLORATION TECHN CORP SPCX · Put	SPCX	Put	25,300	$975.3k25.3k shares	New
NVIDIA CORPORATION NVDA · Put	NVDA	Put	29,300	$625.0k29.3k shares	Added
MICRON TECHNOLOGY INC MU · Put	MU	Put	6,300	$593.6k6.3k shares	Added
TAIWAN SEMICONDUCTOR MFG LTD TSM · Put	TSM	Put	14,000	$282.6k14.0k shares	Added
TOYO CO LTD TOYO · Put	TOYO	Put	31,400	$259.1k31.4k shares	New
UNDER ARMOUR INC UA · Call	UA	Call	150,000	$255.0k150.0k shares	Added
AVIS BUDGET GROUP CAR · Put	CAR	Put	1,300	$229.8k1.3k shares	New
ALPHABET INC GOOG · Put	GOOG	Put	6,700	$226.2k6.7k shares	Added
PRECIGEN INC PGEN · Call	PGEN	Call	162,700	$198.1k162.7k shares	New
AMPLITUDE INC AMPL · Call	AMPL	Call	45,100	$173.5k45.1k shares	New
WENDYS CO WEN · Call	WEN	Call	50,000	$167.5k50.0k shares	New
WESTROCK COFFEE CO WEST · Put	WEST	Put	230,000	$161.0k230.0k shares	New
KRANESHARES TRUST KWEB · Call	KWEB	Call	300,000	$158.5k300.0k shares	New
ISHARES TR EEM · Call	EEM	Call	100,000	$127.0k100.0k shares	New
OPENDOOR TECHNOLOGIES INC OPEN · Call	OPEN	Call	250,000	$122.5k250.0k shares	New
BRIGHTHOUSE FINL INC BHF · Call	BHF	Call	25,000	$95.0k25.0k shares	New
OUSTER INC OUST · Call	OUST	Call	12,000	$85.8k12.0k shares	New
ISHARES BITCOIN TRUST ETF IBIT · Call	IBIT	Call	45,000	$85.0k45.0k shares	New
COMPASS DIVERSIFIED CODI · Call	CODI	Call	35,000	$80.5k35.0k shares	New
INTERNATIONAL MNY EXPRESS IN IMXI · Call	IMXI	Call	75,000	$63.8k75.0k shares	New
ZIM INTEGRATED SHIPPING SERV ZIM · Call	ZIM	Call	22,500	$63.6k22.5k shares	New
INVESCO QQQ TR QQQ · Put	QQQ	Put	11,800	$57.8k11.8k shares	New
PAYONEER GLOBAL INC PAYO · Call	PAYO	Call	50,000	$57.5k50.0k shares	New
WARNER BROS DISCOVERY INC WBD · Put	WBD	Put	46,800	$44.6k46.8k shares	New
NOVO-NORDISK A S NVO · Call	NVO	Call	15,300	$34.9k15.3k shares	New