Knoll Capital Management, LLC

MIAMI, FL · CIK 1325083 · 13F filing filed 2023-05-15

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyMiami, FL

$59.8m reported value +35.0% vs Q4 2022

24positions

78.6%in top 10

6 new 6 added 0 reduced 3 sold out vs Q4 2022

Options: 2 call positions ($5.1m notional), 0 put positions (— notional) – listed below, not included above.

Holdings, Q1 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ALDEYRA THERAPEUTICS INC COM ALDX	ALDX	2,067,160	$20.5m34.32%	34.32%	Added +119.1k	+119,070 6.1%
2	BIOHAVEN PHARMACTL HLDG CO L COM BHVN	BHVN	450,422	$6.2m10.29%	10.29%	Unchanged
3	VERONA PHARMA PLC SPONSORED ADS VRNA	VRNA	200,000	$4.0m6.72%	6.72%	Added +104.6k	+104,609 109.7%
4	VANECK ETF TRUST GOLD MINERS ETF GDX	GDX	91,850	$3.0m4.97%	4.97%	Unchanged
5	ENTERA BIO LTD SHS ENTX	ENTX	2,484,275	$2.9m4.82%	4.82%	Unchanged
6	APPLIED THERAPEUTICS INC COM APLT	APLT	3,450,000	$2.8m4.68%	4.68%	Added +1.0m	+1,000,000 40.8%
7	GLOBAL X FDS GLOBAL X SILVER SIL	SIL	89,700	$2.8m4.61%	4.61%	Unchanged
8	VANECK ETF TRUST JUNIOR GOLD MINE GDXJ	GDXJ	53,150	$2.1m3.51%	3.51%	Unchanged
9	OCULAR THERAPEUTIX INC COM OCUL	OCUL	200,000	$1.5m2.51%	2.51%	New
10	OSISKO GOLD ROYALTIES LTD COM COM		400,000	$1.3m2.13%	2.13%	Added +165.0k	+165,000 70.2%
11	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	2,100	$1.2m2.03%	2.03%	Unchanged
12	BOOZ ALLEN HAMILTON HLDG COR CL A BAH	BAH	13,000	$1.2m2.01%	2.01%	Unchanged
13	VISA INC COM CL A V	V	4,850	$1.1m1.83%	1.83%	Unchanged
14	CVS HEALTH CORP COM CVS	CVS	14,500	$1.1m1.80%	1.80%	Unchanged
15	SILVERCREST METALS INC COM SIL	SIL	170,000	$1.0m1.75%	1.75%	New
16	OMEGA THERAPEUTICS INC COMMON STOCK COMMON STOCK		173,010	$1.0m1.74%	1.74%	New
17	SEABRIDGE GOLD INC COM COM		80,000	$1.0m1.73%	1.73%	Added +39.0k	+39,000 95.1%
18	FRANCO NEV CORP COM FNV	FNV	7,000	$1.0m1.71%	1.71%	New
19	ALTRIA GROUP INC COM MO	MO	22,700	$1.0m1.69%	1.69%	Unchanged
20	NORTHROP GRUMMAN CORP COM NOC	NOC	2,165	$999.6k1.67%	1.67%	New
21	Orgenesis, Inc. COM COM		634,738	$749.0k1.25%	1.25%	Unchanged
22	ALTIMMUNE INC COM NEW ALT	ALT	173,864	$733.7k1.23%	1.23%	Unchanged
23	OPUS GENETICS INC COM IRD	IRD	100,000	$375.0k0.63%	0.63%	New
24	HOOKIPA PHARMA INC COM COM		300,000	$220.8k0.37%	0.37%	Added +250.0k	+250,000 500.0%

Sold out since Q4 2022

Security	Ticker	Shares held before	Value then
AVADEL PHARMACEUTICALS PLC		150,000	$1.1m150.0k shares
BLACKSTONE GROUP L P BX	BX	10,000	$741.9k10.0k shares
Anavex Life Sciences Corp		10,681	$98.9k10.7k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
AVADEL PHARMACEUTICALS PLC Call		Call	500,000	$4.6m500.0k shares	New
OCULAR THERAPEUTIX INC OCUL · Call	OCUL	Call	95,800	$504.9k95.8k shares	New

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
ELICIO THERAPEUTICS INC ELTX · 13G · filed 2026-07-08	ELTX	5.3%≈ $4.7m	+0.1 pts	13G	2026-07-08