Vault-13

GLOBAL X FDS SIL

GLOBAL X SILVER · ETP · CUSIP 37954Y848

138 institutional holders -7 vs Q4 2022
7,041,4437.0m shares reported held*
$215.6mreported value*
18 new 41 added 44 reduced 23 sold out net sold ≈ $43.9m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.62. Options: 5 managers hold calls ($22.2m notional), 5 hold puts ($14.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 130Q4 22: 145Q1 23: 138138Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022130
Q4 2022145
Q1 2023138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 68 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 67 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226849
Q1 20235967

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $16.2mQ3 22 puts: $11.7mQ3 22P/C 0.72Q4 22 calls: $24.0mQ4 22 puts: $18.9mQ4 22P/C 0.79Q1 23 calls: $22.2mQ1 23 puts: $14.3mQ1 23P/C 0.64
Numbers
QuarterCallsPutsP/C
Q3 2022$16.2m$11.7m0.72
Q4 2022$24.0m$18.9m0.79
Q1 2023$22.2m$14.3m0.64

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +144,261+144.3k
MORGAN STANLEY Added +133,530+133.5k
MILLENNIUM MANAGEMENT LLC Added +121,303+121.3k
LPL Financial LLC Added +98,674+98.7k
ONE PLUS ONE WEALTH MANAGEMENT, LLC Added +91,017+91.0k
Balyasny Asset Management L.P. New +72,858+72.9k
All Season Financial Advisors, Inc. New +39,331+39.3k
CITIZENS FINANCIAL GROUP INC/RI New +37,397+37.4k
LEVEL FOUR ADVISORY SERVICES, LLC New +29,860+29.9k
PCG Wealth Advisors, LLC Added +25,917+25.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,049,964-1.0m
Deer Park Road Corp Sold out -330,000-330.0k
CITADEL ADVISORS LLC Reduced -275,528-275.5k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -165,606-165.6k
BANK OF MONTREAL /CAN/ Reduced -75,943-75.9k
ARDSLEY ADVISORY PARTNERS LP Sold out -75,000-75.0k
UBS Group AG Reduced -52,322-52.3k
TWO SIGMA INVESTMENTS, LP Sold out -49,900-49.9k
GREENWOOD CAPITAL ASSOCIATES LLC Sold out -49,899-49.9k
WOLVERINE TRADING, LLC Sold out -44,207-44.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.8m317.7k shares
CITADEL ADVISORS LLC Added $6.9m224.0k shares
WOLVERINE TRADING, LLC Added $4.9m158.0k shares
PEAK6 Investments LLC Reduced $654.3k21.3k shares
Cutler Group LLC / CA Reduced $9.0k8.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.1m296.8k shares
CITADEL ADVISORS LLC Reduced $3.4m110.1k shares
WOLVERINE TRADING, LLC Added $1.8m57.6k shares
PEAK6 Investments LLC Unchanged $9.2k300 shares
Cutler Group LLC / CA Reduced $0400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 1,107,6231.1m $34.0m $34.0m 0.07% Reduced -19.4k -19,425
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 867,898867.9k $26.7m $26.7m 0.00% Added +133.5k +133,530
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 860,633860.6k $26.4m $26.4m 0.01% Reduced -20.7k -20,740
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 554,024554.0k $17.0m $17.0m 0.01% Added +98.7k +98,674
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 408,930408.9k $12.6m $12.6m 0.01% Reduced -52.3k -52,322
6 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 304,094304.1k $9.3m $9.3m 0.01% Added +121.3k +121,303
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 172,524172.5k $5.3m $5.3m 0.01% Added +144.3k +144,261
8 ONE PLUS ONE WEALTH MANAGEMENT, LLC 3.55% of their portfolio JUPITER, FL 163,212163.2k $5.0m $5.0m 3.55% Added +91.0k +91,017
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 155,828155.8k $4.8m $4.8m 0.00% Added +18.7k +18,681
10 PCG Wealth Advisors, LLC 2.75% of their portfolio OVERLAND PARK, KS 141,461141.5k $4.3m $4.3m 2.75% Added +25.9k +25,917
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 137,527137.5k $4.2m $4.2m 0.00% Added +7.8k +7,845
12 Ballew Advisors, Inc 2.41% of their portfolio Jackson, MS 130,241130.2k $3.3m $3.3m 2.41% Added +20.5k +20,543
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 110,582110.6k $3.4m $3.4m 0.00% Reduced -2.2k -2,171
14 COLDSTREAM CAPITAL MANAGEMENT INC 0.10% of their portfolio BELLEVUE, WA 101,558101.6k $3.1m $3.1m 0.10% Added +1.9k +1,924
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 93,08593.1k $2.9m $2.9m 0.00% Reduced -36.1k -36,071
16 Knoll Capital Management, LLC 4.61% of their portfolio MIAMI, FL 89,70089.7k $2.8m $2.8m 4.61% Unchanged
17 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 73,40873.4k $2.3m $2.3m 0.00% Reduced -4.7k -4,690
18 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 72,85872.9k $2.2m $2.2m 0.01% New
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 70,51970.5k $2.2m $2.2m 0.00% Added +19.4k +19,443
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 68,22768.2k $2.1m $2.1m 0.00% Added +8.1k +8,058
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 65,14765.1k $2.0m $2.0m 0.00% Added +3.1k +3,100
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 62,25962.3k $1.9m $1.9m 0.00% Reduced -17.2k -17,227
23 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 57,03957.0k $1.8m $1.8m 0.13% Added +2.9k +2,934
24 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 50,49950.5k $1.6m $1.6m 0.01% Added +9.7k +9,687
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 47,04247.0k $1.4m $1.4m 0.00% Reduced -3.5k -3,489
26 Pekin Hardy Strauss, Inc. 0.22% of their portfolio CHICAGO, IL 45,32445.3k $1.4m $1.4m 0.22% Reduced -1.1k -1,090
27 Main Street Financial Solutions, LLC 0.19% of their portfolio NEWTOWN, PA 42,15042.1k $1.3m $1.3m 0.19% Reduced -550 -550
28 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,56339.6k $1.2m $1.2m 0.00% Reduced -1.0m -1,049,964
29 All Season Financial Advisors, Inc. 1.09% of their portfolio DENVER, CO 39,33139.3k $1.2m $1.2m 1.09% New
30 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 37,94537.9k $1.2m $1.2m 0.02% Added +150 +150
31 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 37,41537.4k $1.1m $1.1m 0.01% Reduced -1.1k -1,140
32 CITIZENS FINANCIAL GROUP INC/RI 0.04% of their portfolio PROVIDENCE, RI 37,39737.4k $1.1m $1.1m 0.04% New
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 35,71935.7k $1.1m $1.1m 0.01% Added +2.4k +2,432
34 Weil Company, Inc. 0.47% of their portfolio SAN DIEGO, CA 33,51333.5k $1.0m $1.0m 0.47% Added +3.9k +3,888
35 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 31,60931.6k $971.0k $971.0k 0.00% Reduced -3.0k -3,007
36 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 31,49931.5k $967.6k $967.6k 0.06% Reduced -3.6k -3,620
37 LEVEL FOUR ADVISORY SERVICES, LLC 0.06% of their portfolio DALLAS, TX 29,86029.9k $917.3k $917.3k 0.06% New
38 Guild Investment Management, Inc. 1.24% of their portfolio WESTLAKE VILLAGE, CA 26,41026.4k $811.3k $811.3k 1.24% Reduced -1.6k -1,640
39 Diametric Capital, LP 0.37% of their portfolio BOSTON, MA 24,92224.9k $765.6k $765.6k 0.37% Added +8.3k +8,282
40 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 24,87524.9k $764.2k $764.2k 0.05% Reduced -630 -630
41 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 21,62521.6k $664.3k $664.3k 0.01% Unchanged
42 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 21,03521.0k $646.2k $646.2k 0.03% Reduced -3.0k -2,997
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,88419.9k $610.0k $610.0k 0.00% Reduced -198 -198
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,98419.0k $583.2k $583.2k 0.00% Reduced -1.8k -1,798
45 Intellectus Partners, LLC 0.17% of their portfolio SAN FRANCISCO, CA 17,40017.4k $534.5k $534.5k 0.17% Unchanged
46 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,07117.1k $524.4k $524.4k 0.00% Added +1.8k +1,847
47 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 16,51216.5k $507.2k $507.2k 0.01% Reduced -400 -400
48 New Harbor Financial Group, LLC 0.18% of their portfolio WORCESTER, MA 15,75515.8k $484.0k $484.0k 0.18% Reduced -500 -500
49 HARBOR INVESTMENT ADVISORY, LLC 0.07% of their portfolio LUTHERVILLE, MD 15,71615.7k $482.8k $482.8k 0.07% Added +6.9k +6,872
50 PEAK6 Investments LLC 0.03% of their portfolio CHICAGO, IL 14,66714.7k $450.6k $450.6k 0.03% Reduced -1.9k -1,933
51 Pettinga Financial Advisors LLC 0.14% of their portfolio EVANSVILLE, IN 14,44314.4k $443.7k $443.7k 0.14% Reduced -11.7k -11,705
52 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 14,10014.1k $433.2k $433.2k 0.00% Added +2.7k +2,700
53 Larson Financial Group LLC 0.05% of their portfolio ST LOUIS, MO 14,01214.0k $430.4k $430.4k 0.05% Reduced -299 -299
54 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 13,83613.8k $420.1k $420.1k 0.02% Unchanged
55 V Wealth Advisors LLC 0.08% of their portfolio Overland Park, KS 13,65213.7k $419.4k $419.4k 0.08% Reduced -413 -413
56 JEPPSON WEALTH MANAGEMENT, LLC 0.18% of their portfolio MANHATTAN BEACH, CA 13,25913.3k $407.3k $407.3k 0.18% Added +64 +64
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,84212.8k $394.5k $394.5k 0.00% Reduced -275.5k -275,528
58 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 12,69412.7k $390.0k $390.0k 0.00% Reduced -14.5k -14,513
59 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,55011.6k $355.7k $355.7k 0.00% Reduced -75.9k -75,943
60 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 11,49411.5k $353.1k $353.1k 0.00% Reduced -170 -170
61 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 11,29211.3k $346.9k $346.9k 0.00% Reduced -13.4k -13,441
62 K.J. Harrison & Partners Inc 0.07% of their portfolio TORONTO, A6 10,72510.7k $329.5k $329.5k 0.07% Added +70 +70
63 Rothschild Wealth LLC 0.11% of their portfolio OAK BROOK, IL 10,33010.3k $317.3k $317.3k 0.11% Reduced -396 -396
64 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 10,23010.2k $314.2k $314.2k 0.01% Reduced -3.8k -3,782
65 U S GLOBAL INVESTORS INC 0.02% of their portfolio SAN ANTONIO, TX 10,15010.2k $311.8k $311.8k 0.02% New
66 Cyndeo Wealth Partners, LLC 0.03% of their portfolio ST. PETERSBURG, FL 10,00810.0k $307.4k $307.4k 0.03% Reduced -1.5k -1,459
67 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 9,95110.0k $305.7k $305.7k 0.03% New
68 Darwin Wealth Management, LLC 0.08% of their portfolio TAMPA, FL 9,5979.6k $300.7k $300.7k 0.08% Reduced -214 -214
69 PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio Toronto, A6 9,5009.5k $292.0k $292.0k 0.01% Added +700 +700
70 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 9,0159.0k $276.9k $276.9k 0.01% Added +6 +6
71 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 8,9889.0k $276.1k $276.1k 0.01% Added +10 +10
72 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,7738.8k $269.5k $269.5k 0.00% Added +1.5k +1,511
73 Physician Wealth Advisors, Inc. 0.07% of their portfolio MIDVALE, UT 8,7008.7k $267.8k $267.8k 0.07% Unchanged
74 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,6208.6k $264.8k $264.8k 0.01% Added +63 +63
75 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,4648.5k $260.0k $260.0k 0.00% Reduced -482 -482
76 PRELUDE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 8,1758.2k $251.1k $251.1k 0.02% New
77 SMART Wealth LLC 0.21% of their portfolio Omaha, NE 7,7667.8k $238.6k $238.6k 0.21% Reduced -1.4k -1,364
78 SOL Capital Management CO 0.04% of their portfolio ROCKVILLE, MD 7,3817.4k $226.7k $226.7k 0.04% Unchanged
79 RIA Advisory Group LLC 0.10% of their portfolio Des Moines, IA 7,3757.4k $226.6k $226.6k 0.10% Added +176 +176
80 Gunderson Capital Management LLC 0.16% of their portfolio Mt. Pleasant, SC 7,0007.0k $215.0k $215.0k 0.16% New
81 Krilogy Financial LLC 0.02% of their portfolio ST. LOUIS, MO 6,8956.9k $211.8k $211.8k 0.02% New
82 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 6,6456.6k $204.0k $204.0k 0.01% New
83 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,7414.7k $145.7k $145.7k 0.01% Added +701 +701
84 Clean Yield Group 0.05% of their portfolio NORWICH, VT 3,9453.9k $121.2k $121.2k 0.05% Unchanged
85 Millburn Ridgefield LLC /DE/ 0.00% of their portfolio New York, NY 3,8943.9k $119.6k $119.6k 0.00% New
86 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 3,6503.6k $112.1k $112.1k 0.01% Unchanged
87 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,5803.6k $110.0k $110.0k 0.01% Reduced -245 -245
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,5353.5k $108.6k $108.6k 0.00% Unchanged
89 Kessler Investment Group, LLC 0.06% of their portfolio COLUMBUS, IN 3,0893.1k $94.9k $94.9k 0.06% New
90 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 3,0583.1k $94.2k $94.2k 0.02% New
91 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 2,6942.7k $82.8k $82.8k 0.00% Added +2.4k +2,419
92 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,0002.0k $61.4k $61.4k 0.00% Reduced -464 -464
93 ATLAS CAPITAL ADVISORS INC. 0.01% of their portfolio JACKSON, WY 1,8561.9k $57.0k $57.0k 0.01% Unchanged
94 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,7641.8k $54.2k $54.2k 0.00% Reduced -632 -632
95 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,4261.4k $43.8k $43.8k 0.00% Added +3 +3
96 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,3001.3k $39.9k $39.9k 0.00% Unchanged
97 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,2501.2k $38.5k $38.5k 0.00% Unchanged
98 Clearview Wealth Advisors LLC 0.04% of their portfolio SALEM, OR 1,1511.2k $35.4k $35.4k 0.04% Added +2 +2
99 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,0641.1k $32.7k $32.7k 0.00% Added +200 +200
100 Covestor Ltd 0.02% of their portfolio LONDON, X0 579579 $18.0k $18.0k 0.02% Reduced -160 -160