BASSO CAPITAL MANAGEMENT, L.P.

STAMFORD, CT · CIK 1287978 · 13F filing filed 2026-07-27

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityBASSO CAPITAL MANAGEMENT, L.P. (US)

Kindprivate equity, wealth
Others nearbyStamford, CT, London, Fort Lauderdale, FL
FamilyBASSO CAPITAL MANAGEMENT, L.P. · 2 related pages

As an employer

Staff in the UK1

In the UK

Company	Town	Staff	Pay gap report	FCA register
BASSO ASSOCIATES UK LIMITED Private Limited Company · accounts to 2025-12-31FCA: Applied to Cancel · manages investments, advises	London	1		Applied to Cancelmanages investments, advises

Sources: Companies House (accounts filed electronically; the largest groups often file on paper, so their staff numbers can be missing), the UK gender pay gap service (employers with 250+ staff) and the FCA's Financial Services Register. Contains public sector information licensed under the Open Government Licence v3.0.

$405.9m reported value +148.4% vs Q1 2026

135positions

47.8%in top 10

81 new 39 added 7 reduced 83 sold out vs Q1 2026

Options: 0 call positions (— notional), 3 put positions ($62.9m notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	69,593	$47.8m11.78%	11.78%	Added +14.6k	+14,618 26.6%
2	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	69,521	$25.7m6.34%	6.34%	Added +19.0k	+18,990 37.6%
3	PGIM ETF TR AAA CLO ETF PAAA	PAAA	493,638	$25.3m6.24%	6.24%	Added +323.7k	+323,695 190.5%
4	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	26,424	$19.7m4.86%	4.86%	Reduced -381	-381 -1.4%
5	ISHARES TR RUSSELL 2000 ETF IWM	IWM	47,770	$14.4m3.54%	3.54%	Added +7.2k	+7,248 17.9%
6	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	67,361	$14.3m3.53%	3.53%	Added +18.9k	+18,892 39.0%
7	ISHARES TR MSCI USA VALUE VLUE	VLUE	68,959	$13.8m3.39%	3.39%	New
8	INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM SPMO	SPMO	71,185	$11.5m2.83%	2.83%	New
9	VANECK ETF TRUST SEMICONDUCTR ETF SMH	SMH	16,651	$10.9m2.69%	2.69%	New
10	ISHARES TR INTL SEL DIV ETF IDV	IDV	259,436	$10.7m2.65%	2.65%	New
11	SPDR GOLD TR GOLD SHS GLD	GLD	26,610	$9.8m2.41%	2.41%	Added +2.7k	+2,699 11.3%
12	ISHARES TR CORE S&P500 ETF IVV	IVV	12,717	$9.5m2.35%	2.35%	New
13	ISHARES TR RUS TP200 GR ETF IWY	IWY	29,496	$8.6m2.11%	2.11%	New
14	ISHARES TR S&P 100 ETF OEF	OEF	23,404	$8.6m2.11%	2.11%	Added +23.1k	+23,104 7701.3%
15	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	27,564	$8.4m2.06%	2.06%	Added +24.7k	+24,697 861.4%
16	AMERICAN CENTY ETF TR INTL SMCP VLU AVDV	AVDV	80,328	$8.3m2.04%	2.04%	New
17	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	9,270	$6.8m1.68%	1.68%	Added +8.0k	+8,025 644.6%
18	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	77,516	$6.8m1.68%	1.68%	Added +76.9k	+76,934 13218.9%
19	ISHARES INC MSCI EMRG CHN EMXC	EMXC	62,176	$6.4m1.57%	1.57%	Added +20.0k	+20,044 47.6%
20	FUNDX INVT TR FUNDX ETF XCOR	XCOR	64,774	$5.9m1.45%	1.45%	New
21	INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 XLG	XLG	86,797	$5.3m1.31%	1.31%	New
22	ALPHABET INC CAP STK CL A GOOGL	GOOGL	13,256	$4.7m1.17%	1.17%	Added +1.9k	+1,915 16.9%
23	ISHARES INC MSCI STH KOR ETF EWY	EWY	21,440	$4.3m1.07%	1.07%	Added +11.3k	+11,348 112.5%
24	ISHARES TR MSCI USA MMENTM MTUM	MTUM	12,447	$4.3m1.05%	1.05%	New
25	DBX ETF TR XTRACKRS S&P 500 SNPE	SNPE	54,115	$3.7m0.92%	0.92%	New
26	ISHARES TR GRWT ALLOCAT ETF AOR	AOR	53,294	$3.7m0.91%	0.91%	New
27	SCHWAB STRATEGIC TR US BRD MKT ETF SCHB	SCHB	121,340	$3.5m0.87%	0.87%	Added +119.7k	+119,710 7344.2%
28	VANGUARD WORLD FD MEGA GRWTH IND MGK	MGK	37,073	$3.3m0.80%	0.80%	New
29	FUNDX INVT TR CONSERVATIVE ETF XRLX	XRLX	64,454	$3.2m0.79%	0.79%	New
30	ISHARES TR MODERT ALLOC ETF AOM	AOM	62,530	$3.1m0.77%	0.77%	New
31	SERIES PORTFOLIOS TR ELDRIDGE BBB B CLOZ	CLOZ	116,451	$3.1m0.76%	0.76%	Added +72.4k	+72,392 164.3%
32	JANUS DETROIT STR TR HENDRSON AAA CL JAAA	JAAA	60,433	$3.1m0.75%	0.75%	Added +57.3k	+57,314 1837.6%
33	APPLE INC COM AAPL	AAPL	10,539	$3.0m0.75%	0.75%	Added +9.9k	+9,901 1551.9%
34	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	57,114	$3.0m0.74%	0.74%	New
35	ISHARES TR MSCI KLD400 SOC DSI	DSI	20,139	$2.9m0.71%	0.71%	New
36	ISHARES TR CORE S&P MCP ETF IJH	IJH	36,811	$2.8m0.70%	0.70%	Added +24.3k	+24,309 194.4%
37	ISHARES TR ISHS 5-10YR INVT IGIB	IGIB	52,815	$2.8m0.69%	0.69%	New
38	ISHARES TR MORNINGSTAR GRWT ILCG	ILCG	23,568	$2.8m0.68%	0.68%	New
39	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	80,612	$2.7m0.67%	0.67%	Added +79.9k	+79,920 11549.1%
40	ISHARES TR JPMORGAN USD EMG EMB	EMB	24,597	$2.4m0.58%	0.58%	New
41	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	26,170	$2.3m0.56%	0.56%	New
42	INVESCO EXCH TRADED FD TR II RAFI DVLPD MRKTS PXF	PXF	29,466	$2.2m0.55%	0.55%	New
43	ISHARES TR MSCI USA ESG SLC SUSA	SUSA	14,234	$2.2m0.54%	0.54%	New
44	BLACKROCK ETF TRUST II ISHARES AAA CLO CLOA	CLOA	41,745	$2.2m0.53%	0.53%	New
45	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	71,613	$2.1m0.52%	0.52%	New
46	ISHARES TR CORE US AGGBD ET AGG	AGG	19,182	$1.9m0.47%	0.47%	New
47	ISHARES TR CONSER ALLOC ETF AOK	AOK	40,858	$1.7m0.42%	0.42%	New
48	JPMORGAN CHASE & CO COM JPM	JPM	4,653	$1.5m0.38%	0.38%	Added +4.0k	+4,049 670.4%
49	VANECK ETF TRUST AA BB CLO ETF CLOB	CLOB	30,052	$1.5m0.37%	0.37%	New
50	INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT RPG	RPG	23,593	$1.5m0.37%	0.37%	New
51	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	24,375	$1.3m0.31%	0.31%	New
52	SPDR SER TR S&P 500 ESG ETF EFIV	EFIV	17,261	$1.3m0.31%	0.31%	New
53	VANGUARD SCOTTSDALE FDS VNG RUS1000GRW VONG	VONG	9,786	$1.3m0.31%	0.31%	New
54	UNION PAC CORP COM UNP	UNP	4,434	$1.2m0.30%	0.30%	New
55	SELECT SECTOR SPDR TR SBI INT-UTILS XLU	XLU	26,314	$1.2m0.29%	0.29%	Added +24.3k	+24,330 1226.3%
56	SPDR SER TR S&P BIOTECH XBI	XBI	7,514	$1.2m0.29%	0.29%	New
57	INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN PBW	PBW	28,505	$1.1m0.27%	0.27%	New
58	MICROSOFT CORP COM MSFT	MSFT	2,927	$1.1m0.27%	0.27%	Added +2.3k	+2,256 336.2%
59	ISHARES SILVER TR ISHARES SLV	SLV	20,027	$1.1m0.26%	0.26%	Reduced -35.6k	-35,633 -64.0%
60	ISHARES TR MICRO-CAP ETF IWC	IWC	5,347	$1.1m0.26%	0.26%	Added +4.0k	+3,972 288.9%
61	FIDELITY COMWLTH TR NASDAQ COMPSIT ONEQ	ONEQ	9,910	$1.0m0.25%	0.25%	New
62	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	3,551	$998.6k0.25%	0.25%	Reduced -335	-335 -8.6%
63	VANGUARD WORLD FD ESG INTL STK ETF VSGX	VSGX	11,626	$957.3k0.24%	0.24%	New
64	FUNDX INVT TR AGGRESSIVE ETF XNAV	XNAV	9,757	$951.7k0.23%	0.23%	New
65	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,892	$946.7k0.23%	0.23%	Added +1.5k	+1,545 445.2%
66	ISHARES TR CORE S&P TTL STK ITOT	ITOT	5,678	$932.7k0.23%	0.23%	Added +2.4k	+2,366 71.4%
67	PACER FDS TR US CASH COWS 100 COWZ	COWZ	14,843	$923.2k0.23%	0.23%	New
68	HOME DEPOT INC COM HD	HD	2,232	$787.2k0.19%	0.19%	Added +2.1k	+2,147 2525.9%
69	BLUE OWL CAPITAL INC COM CL A OWL	OWL	85,000	$743.8k0.18%	0.18%	Added +75.0k	+75,000 750.0%
70	ISHARES TR ISHARES SEMICDTR SOXX	SOXX	1,132	$725.3k0.18%	0.18%	Added +491	+491 76.6%
71	UNITED STS COMMODITY INDEX F CM REP COPP FD CPER	CPER	19,115	$721.2k0.18%	0.18%	Added +4.2k	+4,210 28.2%
72	INVESCO EXCH TRADED FD TR II ESG NASDAQ 100 QQMG	QQMG	13,739	$703.8k0.17%	0.17%	New
73	MORGAN STANLEY ETF TRUST CALVERT INTERNAT CVIE	CVIE	8,168	$694.4k0.17%	0.17%	New
74	DIMENSIONAL ETF TRUST US MKTWIDE VALUE DFUV	DFUV	11,800	$649.1k0.16%	0.16%	Unchanged
75	RTX CORPORATION COM RTX	RTX	3,411	$647.2k0.16%	0.16%	New
76	ETF SER SOLUTIONS DEFIANCE QUANTUM QTUM	QTUM	3,912	$647.0k0.16%	0.16%	New
77	PROCTER AND GAMBLE CO COM PG	PG	4,350	$637.9k0.16%	0.16%	Added +4.2k	+4,250 4250.0%
78	J P MORGAN EXCHANGE TRADED F JPMORGAN DIVER JPUS	JPUS	4,528	$635.0k0.16%	0.16%	New
79	BLACKSTONE SECD LENDING FD COMMON STOCK BXSL	BXSL	25,940	$615.0k0.15%	0.15%	Added +5.7k	+5,740 28.4%
80	ISHARES TR RUS 1000 GRW ETF IWF	IWF	4,952	$614.9k0.15%	0.15%	New
81	ISHARES BITCOIN TRUST ETF SHS BEN INT IBIT	IBIT	18,323	$610.0k0.15%	0.15%	Reduced -777	-777 -4.1%
82	NUSHARES ETF TR NUVEEN ESG LRGCP NULG	NULG	4,943	$578.6k0.14%	0.14%	New
83	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	17,534	$556.0k0.14%	0.14%	Unchanged
84	INDEXIQ ETF TR HEDGE MLTI ETF QAI	QAI	14,337	$524.7k0.13%	0.13%	New
85	PRINCIPAL EXCHANGE TRADED FD US MEGA CP ETF USMC	USMC	6,617	$490.5k0.12%	0.12%	New
86	CVB FINL CORP COM CVBF	CVBF	21,181	$477.6k0.12%	0.12%	New
87	ISHARES TR CORE DIV GRWTH DGRO	DGRO	6,170	$467.6k0.12%	0.12%	Added +1.7k	+1,670 37.1%
88	ISHARES TR EAFE VALUE ETF EFV	EFV	6,067	$464.4k0.11%	0.11%	New
89	ISHARES TR CALIF MUN BD ETF CMF	CMF	8,035	$463.1k0.11%	0.11%	New
90	FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN QCLN	QCLN	7,461	$457.5k0.11%	0.11%	New
91	ISHARES TR CORE HIGH DV ETF HDV	HDV	16,567	$454.1k0.11%	0.11%	New
92	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	1,905	$450.8k0.11%	0.11%	Added +1.7k	+1,729 982.4%
93	INVESCO EXCH TRADED FD TR II INTL BUYBACK IPKW	IPKW	7,865	$443.0k0.11%	0.11%	New
94	FIDELITY WISE ORIGIN BITCOIN SHS FBTC	FBTC	8,350	$426.3k0.11%	0.11%	Reduced -2.5k	-2,500 -23.0%
95	GOLDMAN SACHS ETF TR ACTIVEBETA US LG GSLC	GSLC	2,958	$419.7k0.10%	0.10%	Unchanged
96	VANGUARD INDEX FDS SMALL CP ETF VB	VB	1,348	$408.5k0.10%	0.10%	New
97	LINDE PLC SHS LIN	LIN	772	$400.6k0.10%	0.10%	Added +180	+180 30.4%
98	NOVO-NORDISK A S ADR NVO	NVO	8,000	$383.5k0.09%	0.09%	Unchanged
99	AMAZON COM INC COM AMZN	AMZN	1,605	$382.5k0.09%	0.09%	Added +238	+238 17.4%
100	JOHNSON CTLS INTL PLC SHS JCI	JCI	2,506	$366.2k0.09%	0.09%	New

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
MPLX LP MPLX	MPLX	71,200	$4.1m71.2k shares
ENERGY TRANSFER L P ET	ET	197,250	$3.8m197.2k shares
INVESCO DB US DLR INDEX TR UUP	UUP	94,850	$2.6m94.8k shares
ENTERPRISE PRODS PARTNERS L EPD	EPD	62,739	$2.4m62.7k shares
ONEOK INC NEW OKE	OKE	25,352	$2.3m25.4k shares
WILLIAMS COS INC WMB	WMB	30,450	$2.2m30.4k shares
WESTERN MIDSTREAM PARTNERS L WES	WES	42,150	$1.7m42.1k shares
TARGA RES CORP TRGP	TRGP	6,525	$1.6m6.5k shares
PLAINS ALL AMERN PIPELINE L PAA	PAA	54,200	$1.2m54.2k shares
HESS MIDSTREAM LP HESM	HESM	29,000	$1.1m29.0k shares
CHENIERE ENERGY INC LNG	LNG	3,800	$1.1m3.8k shares
SPDR SER TR XOP	XOP	5,225	$950.1k5.2k shares
TC ENERGY CORP TRP	TRP	13,370	$837.0k13.4k shares
DIREXION SHS ETF TR COM	COM	16,803	$564.1k16.8k shares
VANGUARD SCOTTSDALE FDS VGSH	VGSH	7,880	$461.3k7.9k shares
VENTURE GLOBAL INC VG	VG	25,000	$394.0k25.0k shares
SUNOCO LP/SUNOCO FIN CORP SUN	SUN	5,680	$369.0k5.7k shares
GLOBAL X FDS URA	URA	7,000	$339.0k7.0k shares
ALPHABET INC GOOG	GOOG	1,129	$323.9k1.1k shares
VANGUARD INDEX FDS VO	VO	3,468	$249.0k3.5k shares
VANGUARD INDEX FDS VXF	VXF	1,198	$246.5k1.2k shares
SELECT SECTOR SPDR TR XLE	XLE	3,943	$241.5k3.9k shares
PEMBINA PIPELINE CORP PBA	PBA	5,001	$223.8k5.0k shares
UNITED STS OIL FD LP USO	USO	1,650	$210.0k1.6k shares
VANGUARD WORLD FD VPU	VPU	902	$178.7k902 shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	75,000	$56.0m75.0k shares	New
ISHARES TR IWM · Put	IWM	Put	22,000	$6.6m22.0k shares	New
SALESFORCE INC CRM · Put	CRM	Put	2,000	$313.3k2.0k shares	New