Vault-13

ISHARES TR IWC

MICRO-CAP ETF · ETP · CUSIP 464288869

274 institutional holders +7 vs Q1 2026
4,521,6824.5m shares reported held*
$902.0mreported value*
34 new 71 added 80 reduced 29 sold out net sold ≈ $23.5m (-116.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($888.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $199.48. Options: 2 managers hold calls ($2.3m notional), 2 hold puts ($1.3m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 195Q4 22: 197Q1 23: 189Q2 23: 194Q3 23: 192Q4 23: 210Q1 24: 208Q2 24: 204Q3 24: 223Q4 24: 239Q1 25: 211Q2 25: 209Q3 25: 227Q4 25: 259Q1 26: 267Q2 26: 274274Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022195
Q4 2022197
Q1 2023189
Q2 2023194
Q3 2023192
Q4 2023210
Q1 2024208
Q2 2024204
Q3 2024223
Q4 2024239
Q1 2025211
Q2 2025209
Q3 2025227
Q4 2025259
Q1 2026267
Q2 2026274

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 91 bought or addedQ3 24: 76 cut or sold outQ4 24: 85 bought or addedQ4 24: 82 cut or sold outQ4 24Q1 25: 72 bought or addedQ1 25: 114 cut or sold outQ2 25: 55 bought or addedQ2 25: 105 cut or sold outQ2 25Q3 25: 90 bought or addedQ3 25: 82 cut or sold outQ4 25: 104 bought or addedQ4 25: 93 cut or sold outQ4 25Q1 26: 118 bought or addedQ1 26: 109 cut or sold outQ2 26: 105 bought or addedQ2 26: 109 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20249176
Q4 20248582
Q1 202572114
Q2 202555105
Q3 20259082
Q4 202510493
Q1 2026118109
Q2 2026105109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 25 calls: $2.6mQ3 25 puts: $626.2kQ3 25P/C 0.24Q4 25 calls: $1.3mQ4 25 puts: $283.9kQ4 25P/C 0.21Q1 26 calls: $6.4mQ1 26 puts: $1.1mQ1 26P/C 0.17Q2 26 calls: $2.3mQ2 26 puts: $1.3mQ2 26P/C 0.56
Numbers
QuarterCallsPutsP/C
Q3 2025$2.6m$626.2k0.24
Q4 2025$1.3m$283.9k0.21
Q1 2026$6.4m$1.1m0.17
Q2 2026$2.3m$1.3m0.56

Biggest buyers

ASSETMARK, INC Added +63,925+63.9k
TABR Capital Management, LLC Added +34,634+34.6k
Merit Financial Group, LLC Added +30,191+30.2k
BANK OF AMERICA CORP /DE/ Added +25,217+25.2k
WHITTIER TRUST CO Added +23,903+23.9k
KENNEDY CAPITAL MANAGEMENT LLC Added +16,138+16.1k
WELLS FARGO & COMPANY/MN Added +16,036+16.0k
WHITTIER TRUST CO OF NEVADA INC Added +12,754+12.8k
MORGAN STANLEY Added +9,181+9.2k
LVZ, Inc. New +7,694+7.7k

Biggest sellers

Corient Private Wealth LP Reduced -103,081-103.1k
LPL Financial LLC Reduced -49,251-49.3k
NORDEN GROUP LLC Reduced -36,700-36.7k
1832 Asset Management L.P. Reduced -35,161-35.2k
Heck Capital Advisors, LLC Sold out -31,743-31.7k
WealthShield Partners, LLC Reduced -22,973-23.0k
JANE STREET GROUP, LLC Sold out -21,573-21.6k
CAPSTONE WEALTH MANAGEMENT GROUP, LLC Sold out -14,930-14.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -14,824-14.8k
SENTINEL TRUST CO LBA Reduced -13,626-13.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.9m9.5k shares
CITADEL ADVISORS LLC Reduced $440.1k2.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Unchanged $1.1m5.3k shares
JANE STREET GROUP, LLC New $260.1k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 411,765411.8k $82.4m $82.4m 0.10% Reduced -35.2k -35,161
2 WHITTIER TRUST CO 0.68% of their portfolio SOUTH PASADENA, CA 347,840347.8k $69.1m $69.1m 0.68% Added +23.9k +23,903
3 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 312,964313.0k $62.6m $62.6m 0.01% Reduced -6.0k -6,045
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 260,405260.4k $52.1m $52.1m 0.00% Added +25.2k +25,217
5 WHITTIER TRUST CO OF NEVADA INC 0.65% of their portfolio RENO, NV 177,475177.5k $34.8m $34.8m 0.65% Added +12.8k +12,754
6 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.41% of their portfolio Seattle, WA 140,737140.7k $28.2m $28.2m 0.41% Added +73 +73
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 137,513137.5k $27.5m $27.5m 0.00% Added +16.0k +16,036
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 132,390132.4k $26.5m $26.5m 0.00% Added +9.2k +9,181
9 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 106,545106.5k $21.3m $21.3m 0.02% Reduced -1.7k -1,674
10 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 105,227105.2k $21.0m $21.0m 0.01% Reduced -5.9k -5,861
11 Chicago Partners Investment Group LLC 0.38% of their portfolio CHICAGO, IL 99,46499.5k $18.8m $18.8m 0.38% Reduced -146 -146
12 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.72% of their portfolio LONG BEACH, CA 82,32982.3k $16.5m $16.5m 0.72% Reduced -2.7k -2,656
13 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 76,40076.4k $15.3m $15.3m 0.00% Added +100 +100
14 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 73,26273.3k $14.7m $14.7m 0.09% Added +30.2k +30,191
15 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 68,94468.9k $13.8m $13.8m 0.02% Reduced -103.1k -103,081
16 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 63,99064.0k $12.8m $12.8m 0.02% Added +63.9k +63,925
17 TABR Capital Management, LLC 10.07% of their portfolio ORANGE, CA 59,09259.1k $11.8m $11.8m 10.07% Added +34.6k +34,634
18 SACHEM HILL LLC 2.08% of their portfolio DENVER, CO 58,50358.5k $11.7m $11.7m 2.08% Reduced -1.9k -1,945
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,96058.0k $11.6m $11.6m 0.00% Added +1.3k +1,253
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 57,76957.8k $11.6m $11.6m 0.00% Reduced -49.3k -49,251
21 SENTINEL TRUST CO LBA 0.97% of their portfolio HOUSTON, TX 54,48054.5k $10.9m $10.9m 0.97% Reduced -13.6k -13,626
22 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 53,03253.0k $10.6m $10.6m 0.01% Reduced -60 -60
23 PARK AVENUE SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 51,70251.7k $10.3m $10.3m 0.06% Added +2.3k +2,283
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 50,03950.0k $10.0m $10.0m 0.00% Added +207 +207
25 Baker Avenue Asset Management, LP 0.19% of their portfolio SAN FRANCISCO, CA 49,17749.2k $9.8m $9.8m 0.19% Added +1.1k +1,136
26 ARKANSAS FINANCIAL GROUP, INC. 1.25% of their portfolio LITTLE ROCK, AR 47,95648.0k $9.6m $9.6m 1.25% Reduced -3.3k -3,338
27 SMITH, MOORE & CO. 0.61% of their portfolio CLAYTON, MO 47,01047.0k $9.4m $9.4m 0.61% Reduced -570 -570
28 Frank, Rimerman Advisors LLC 0.53% of their portfolio Palo Alto, CA 47,00547.0k $9.4m $9.4m 0.53% Reduced -163 -163
29 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 44,59144.6k $8.9m $8.9m 0.00% Added +2.6k +2,553
30 Alesco Advisors, LLC, An ESL Co 0.18% of their portfolio Pittsford, NY 39,13939.1k $7.8m $7.8m 0.18% Reduced -2.7k -2,681
31 DUMONT & BLAKE INVESTMENT ADVISORS LLC 1.74% of their portfolio PRINCETON, NJ 38,62138.6k $7.7m $7.7m 1.74% Reduced -301 -301
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 38,14038.1k $7.6m $7.6m 0.00% Reduced -742 -742
33 Michelson Medical Research Foundation, Inc. 6.54% of their portfolio Los Angeles, CA 35,38535.4k $7.1m $7.1m 6.54% Unchanged
34 JOHNSON INVESTMENT COUNSEL INC 0.05% of their portfolio Cincinnati, OH 33,96834.0k $6.8m $6.8m 0.05% Added +7.5k +7,499
35 Finley Financial, LLC 2.59% of their portfolio LAS VEGAS, NV 32,17032.2k $6.4m $6.4m 2.59% Reduced -80 -80
36 FIL Ltd 0.00% of their portfolio HAMILTON, D0 31,27131.3k $6.3m $6.3m 0.00% Unchanged
37 Piedmont Capital Management, LLC 3.12% of their portfolio WHITEFISH, MT 30,80130.8k $6.2m $6.2m 3.12% Added +6.9k +6,913
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 30,35730.4k $6.1m $6.1m 0.01% Reduced -14.8k -14,824
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,25127.3k $5.5m $5.5m 0.00% Reduced -8.8k -8,818
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 24,55824.6k $4.9m $4.9m 0.00% Reduced -8.1k -8,108
41 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 22,90022.9k $4.6m $4.6m 0.01% Reduced -5.5k -5,521
42 Regal Investment Advisors LLC 0.22% of their portfolio KENTWOOD, MI 21,11221.1k $4.2m $4.2m 0.22% Reduced -552 -552
43 Noble Family Wealth, LLC 0.75% of their portfolio Clearwater, FL 20,99821.0k $4.2m $4.2m 0.75% Unchanged
44 KENNEDY CAPITAL MANAGEMENT LLC 0.07% of their portfolio ST LOUIS, MO 20,67520.7k $4.1m $4.1m 0.07% Added +16.1k +16,138
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,63020.6k $4.1m $4.1m 0.00% Added +1.1k +1,058
46 Institute for Wealth Management, LLC. 0.35% of their portfolio DENVER, CO 20,04820.0k $4.0m $4.0m 0.35% Unchanged
47 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 18,93818.9k $3.8m $3.8m 0.04% Reduced -100 -100
48 CAMELOT TECHNOLOGY ADVISORS, INC. 2.58% of their portfolio SAN FRANCISCO, CA 18,89418.9k $3.8m $3.8m 2.58% Added +124 +124
49 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 18,63218.6k $3.6m $3.6m 0.00% Added +5.9k +5,928
50 Texas Yale Capital Corp. 0.08% of their portfolio ST. PETERSBURG, FL 18,11718.1k $3.6m $3.6m 0.08% Added +218 +218
51 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.02% of their portfolio Stamford, CT 18,04118.0k $3.6m $3.6m 0.02% Reduced -177 -177
52 WEBER CAPITAL MANAGEMENT LLC /ADV 3.06% of their portfolio Dover, MA 17,98318.0k $3.6m $3.6m 3.06% Unchanged
53 Kendall Capital Management 0.57% of their portfolio ROCKVILLE, MD 17,25217.3k $3.5m $3.5m 0.57% Reduced -154 -154
54 Evanson Financial, LLC 0.14% of their portfolio MCLEAN, VA 14,27214.3k $2.9m $2.9m 0.14% First filing
55 Indiana Trust & Investment Management Co 0.76% of their portfolio MISHAWAKA, IN 13,83013.8k $2.8m $2.8m 0.76% Unchanged
56 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,23913.2k $2.6m $2.6m 0.01% Added +536 +536
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,98113.0k $2.6m $2.6m 0.00% Reduced -4.8k -4,776
58 M1 Capital Management LLC 0.95% of their portfolio TROY, MI 12,90912.9k $2.6m $2.6m 0.95% Reduced -1.6k -1,647
59 Genesis Financial Group, LLC 1.57% of their portfolio PARAMUS, NJ 12,05012.1k $2.4m $2.4m 1.57% Added +750 +750
60 EMC Capital Management 0.93% of their portfolio HOUSTON, TX 11,74111.7k $2.3m $2.3m 0.93% First filing
61 Endowment Wealth Management, Inc. 0.90% of their portfolio APPLETON, WI 11,58711.6k $2.3m $2.3m 0.90% Added +526 +526
62 Rockbridge Investment Management, LCC 0.19% of their portfolio Syracuse, NY 11,54711.5k $2.3m $2.3m 0.19% Reduced -1.1k -1,122
63 CONNORS INVESTOR SERVICES INC 0.19% of their portfolio WYOMISSING, PA 10,78010.8k $2.2m $2.2m 0.19% Added +2.8k +2,805
64 GHP Investment Advisors, Inc. 0.08% of their portfolio Denver, CO 10,70410.7k $2.1m $2.1m 0.08% Reduced -230 -230
65 Woodward Financial Advisors, Inc. 0.69% of their portfolio CHAPEL HILL, NC 10,33610.3k $2.1m $2.1m 0.69% First filing
66 CERTUITY, LLC 0.10% of their portfolio NORTH PALM BEACH, FL 10,03910.0k $2.0m $2.0m 0.10% Added +13 +13
67 Level Financial Advisors 0.44% of their portfolio EAST AMHERST, NY 9,7699.8k $2.0m $2.0m 0.44% Reduced -163 -163
68 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 9,6859.7k $1.9m $1.9m 0.01% Reduced -3.1k -3,071
69 Forefront Wealth Partners, LLC 0.59% of their portfolio AUSTIN, TX 9,5839.6k $1.9m $1.9m 0.59% Added +4.8k +4,814
70 JAMES INVESTMENT RESEARCH, INC. 0.19% of their portfolio ALPHA, OH 9,4039.4k $1.9m $1.9m 0.19% Unchanged
71 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 9,2129.2k $1.8m $1.8m 0.00% Added +1.0k +1,017
72 Robinson Value Management, Ltd. 0.99% of their portfolio SAN ANTONIO, TX 9,2019.2k $1.8m $1.8m 0.99% Reduced -64 -64
73 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 9,0929.1k $1.8m $1.8m 0.01% Added +127 +127
74 Moisand Fitzgerald Tamayo, LLC 0.17% of their portfolio ORLANDO, FL 8,9108.9k $1.8m $1.8m 0.17% Reduced -7 -7
75 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 8,2958.3k $1.7m $1.7m 0.00% Added +27 +27
76 LVZ, Inc. 0.16% of their portfolio Holland, MI 7,6947.7k $1.5m $1.5m 0.16% New
77 Physician Wealth Advisors, Inc. 0.18% of their portfolio MIDVALE, UT 7,6237.6k $1.5m $1.5m 0.18% Reduced -120 -120
78 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 7,4547.5k $1.5m $1.5m 0.00% Added +32 +32
79 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 7,3917.4k $1.5m $1.5m 0.01% Added +2.7k +2,714
80 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 6,9527.0k $1.4m $1.4m 0.01% Reduced -5.3k -5,269
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,8046.8k $1.4m $1.4m 0.00% Reduced -149 -149
82 Modera Wealth Management, LLC 0.01% of their portfolio WESTWOOD, NJ 6,3116.3k $1.3m $1.3m 0.01% Reduced -202 -202
83 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 6,3016.3k $1.3m $1.3m 0.01% New
84 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,0736.1k $1.2m $1.2m 0.00% Reduced -11.0k -10,973
85 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,9566.0k $1.2m $1.2m 0.00% Added +69 +69
86 Simplicity Wealth,LLC 0.04% of their portfolio SUMMIT, NJ 5,7765.8k $1.2m $1.2m 0.04% Added +107 +107
87 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 5,7575.8k $1.2m $1.2m 0.01% Added +3.0k +2,985
88 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,6735.7k $1.1m $1.1m 0.00% Added +237 +237
89 Jackson, Grant Investment Advisers, Inc. 0.34% of their portfolio STAMFORD, CT 5,5455.5k $1.1m $1.1m 0.34% Added +11 +11
90 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 5,4845.5k $1.1m $1.1m 0.00% New
91 FMR LLC 0.00% of their portfolio BOSTON, MA 5,3495.3k $1.1m $1.1m 0.00% Added +992 +992
92 BASSO CAPITAL MANAGEMENT, L.P. 0.26% of their portfolio STAMFORD, CT 5,3475.3k $1.1m $1.1m 0.26% Added +4.0k +3,972
93 NVWM, LLC 0.21% of their portfolio YARDLEY, PA 5,3005.3k $1.1m $1.1m 0.21% Added +3.9k +3,911
94 ECLECTIC ASSOCIATES INC /ADV 0.12% of their portfolio FULLERTON, CA 5,2625.3k $1.1m $1.1m 0.12% Added +191 +191
95 WESCAP Management Group, Inc. 0.20% of their portfolio Glendale, CA 5,2345.2k $1.0m $1.0m 0.20% Unchanged
96 CCG WEALTH MANAGEMENT, LLC 0.24% of their portfolio SAN DIEGO, CA 5,2225.2k $1.0m $1.0m 0.24% Reduced -57 -57
97 Discipline Wealth Solutions, LLC 0.09% of their portfolio GREENVILLE, SC 5,1975.2k $1.0m $1.0m 0.09% Reduced -86 -86
98 VISTA CAPITAL PARTNERS, INC. 0.09% of their portfolio PORTLAND, OR 4,9935.0k $998.8k $998.8k 0.09% Unchanged
99 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,8744.9k $952.7k $952.7k 0.00% Reduced -24 -24
100 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,7924.8k $958.6k $958.6k 0.00% Added +1.7k +1,723