SUN LIFE FINANCIAL INC

Toronto, A6 · CIK 1097362 · 13F filing filed 2026-08-12

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entitySun Life Financial Inc. (CA)

$2.0bn reported value +10.8% vs Q1 2026

44positions

92.6%in top 10

1 new 8 added 14 reduced 2 sold out vs Q1 2026

This report includes the holdings of 3 other managers that share the investment decisions:

Crescent Capital Group LP – reports through this filing
SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC – reports through this filing
Sun Life Assurance Co of Canada – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	600,571	$448.5m22.97%	22.97%	Reduced -4.4k	-4,419 -0.7%
2	DBX ETF TR XTRACKRS S&P 500 SNPE	SNPE	4,783,652	$329.4m16.87%	16.87%	Added +74.7k	+74,706 1.6%
3	ISHARES TR CORE S&P500 ETF IVV	IVV	431,993	$323.5m16.57%	16.57%	Reduced -323	-323 -0.1%
4	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	464,796	$319.2m16.35%	16.35%	Reduced -3.4k	-3,362 -0.7%
5	ISHARES INC MSCI TAIWAN ETF EWT	EWT	1,341,618	$145.7m7.46%	7.46%	Reduced -311.3k	-311,290 -18.8%
6	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	123,779	$91.2m4.67%	4.67%	Added +16.3k	+16,336 15.2%
7	ETF SER SOLUTIONS AAM SLC LOW DUR LODI	LODI	2,000,000	$50.4m2.58%	2.58%	Unchanged
8	ETF SER SOLUTIONS AAM CRES CLO ETF CLOC	CLOC	2,000,000	$49.9m2.56%	2.56%	Unchanged
9	ISHARES TR ESG SELECT SCRE XVV	XVV	441,619	$25.1m1.28%	1.28%	Reduced -381.4k	-381,421 -46.3%
10	CRESCENT CAP BDC INC COM CCAP	CCAP	2,226,308	$24.3m1.25%	1.25%	Unchanged
11	COLUMBIA ETF TR I RESH ENHNC COR RECS	RECS	478,020	$20.7m1.06%	1.06%	New
12	ISHARES TR MSCI INDIA ETF INDA	INDA	415,685	$20.5m1.05%	1.05%	Added +30.6k	+30,560 7.9%
13	DBX ETF TR XTRACK HRVST CSI ASHR	ASHR	552,918	$20.3m1.04%	1.04%	Added +38.3k	+38,311 7.4%
14	ISHARES INC MSCI THAILND ETF THD	THD	268,832	$19.4m1.00%	1.00%	Added +48.3k	+48,319 21.9%
15	SPDR SERIES TRUST PORTFOLIO S&P400 SPMD	SPMD	238,587	$16.1m0.83%	0.83%	Reduced -159.8k	-159,823 -40.1%
16	ISHARES INC MSCI MLY ETF NEW EWM	EWM	404,976	$10.9m0.56%	0.56%	Reduced -2.3k	-2,265 -0.6%
17	ISHARES TR MSCI INDONIA ETF EIDO	EIDO	640,290	$7.2m0.37%	0.37%	Reduced -158.7k	-158,723 -19.9%
18	ISHARES INC MSCI JPN ETF NEW EWJ	EWJ	52,172	$4.9m0.25%	0.25%	Reduced -5.2k	-5,200 -9.1%
19	ISHARES TR MSCI EAFE ETF EFA	EFA	29,494	$3.1m0.16%	0.16%	Reduced -42.8k	-42,754 -59.2%
20	ISHARES INC MSCI FRANCE ETF EWQ	EWQ	62,060	$2.8m0.14%	0.14%	Added +3.1k	+3,150 5.3%
21	VIVID SEATS INC COM CL A SEAT	SEAT	415,529	$2.7m0.14%	0.14%	Unchanged
22	ISHARES TR MSCI UK ETF NEW EWU	EWU	46,989	$2.2m0.11%	0.11%	Reduced -4.3k	-4,251 -8.3%
23	EQUINIX INC COM EQIX	EQIX	1,666	$1.7m0.09%	0.09%	Unchanged
24	SIMON PPTY GROUP INC NEW COM SPG	SPG	6,535	$1.5m0.07%	0.07%	Unchanged
25	DIGITAL RLTY TR INC COM DLR	DLR	8,136	$1.5m0.07%	0.07%	Unchanged
26	WELLTOWER INC COM WELL	WELL	5,760	$1.3m0.07%	0.07%	Unchanged
27	ISHARES INC MSCI MEXICO ETF EWW	EWW	14,195	$1.1m0.05%	0.05%	Reduced -4.2k	-4,200 -22.8%
28	ISHARES INC MSCI SINGPOR ETF EWS	EWS	36,074	$1.1m0.05%	0.05%	Reduced -1.7m	-1,693,895 -97.9%
29	FIRST INDL RLTY TR INC COM FR	FR	17,185	$1.1m0.05%	0.05%	Unchanged
30	PROLOGIS INC. COM PLD	PLD	7,682	$1.0m0.05%	0.05%	Unchanged
31	ISHARES INC MSCI GERMANY ETF EWG	EWG	13,505	$559.0k0.03%	0.03%	Added +410	+410 3.1%
32	VENTAS INC COM VTR	VTR	5,949	$528.0k0.03%	0.03%	Unchanged
33	INVENTRUST PPTYS CORP COM NEW IVT	IVT	13,122	$465.0k0.02%	0.02%	Unchanged
34	PHILLIPS EDISON & CO INC COMMON STOCK PECO	PECO	10,630	$442.0k0.02%	0.02%	Unchanged
35	EQUITY RESIDENTIAL SH BEN INT VMRK	VMRK	4,805	$326.0k0.02%	0.02%	Unchanged
36	MID-AMER APT CMNTYS INC COM MAA	MAA	2,266	$315.0k0.02%	0.02%	Unchanged
37	KITE RLTY GROUP TR COM NEW KRG	KRG	10,705	$304.0k0.02%	0.02%	Unchanged
38	CAMDEN PPTY TR SH BEN INT CPT	CPT	2,181	$250.0k0.01%	0.01%	Unchanged
39	UDR INC COM UDR	UDR	4,708	$188.0k0.01%	0.01%	Added +1.5k	+1,493 46.4%
40	AVALONBAY CMNTYS INC COM AVB	AVB	992	$187.0k0.01%	0.01%	Reduced -315	-315 -24.1%
41	KIMCO RLTY CORP COM KIM	KIM	5,911	$150.0k0.01%	0.01%	Unchanged
42	REGENCY CTRS CORP COM REG	REG	1,773	$141.0k0.01%	0.01%	Unchanged
43	ACADIA RLTY TR COM SH BEN INT AKR	AKR	6,635	$139.0k0.01%	0.01%	Unchanged
44	BEASLEY BROADCAST GROUP INC CL A NEW BBGI	BBGI	1,524	$40.0k0.00%	0.00%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
INVESCO EXCHANGE TRADED FD T RSP	RSP	1,636	$313.0k1.6k shares
VIVID SEATS INC		19,720	$1.0k19.7k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
XAI FLOATING RATE & ALTER IN XFLT · 13G · filed 2025-11-05	XFLT	65.0%	new	13G	2025-11-05
ARES DYNAMIC CR ALLOCATION F ARDC · 13G · filed 2026-10-06	ARDC	19.5%		13G	2026-10-06