SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

LOS ANGELES, CA · CIK 1079935 · 13F filing filed 2026-07-14

SEC-registered investment adviser since 1999 · limited liability company

Assets managed$22.5bn
Staff241 · 128 in investment roles
Main clients (by assets)High net worth individuals 75%, Individuals 21%, Companies 3%
Form ADV · 2026-09-14SEC adviser record

Legal entitySignature Estate & Investment Advisors, LLC (US)

$5.6bn reported value +12.6% vs Q1 2026

669positions

45.7%in top 10

64 new 281 added 288 reduced 41 sold out vs Q1 2026

This report includes the holdings of 1 other manager that shares the investment decisions:

SIGNATURE INVESTMENT ADVISORS LLC – reports through this filing

Also in the report of:

Raub Brock Capital Management LP

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	5,553,529	$478.4m8.61%	8.61%	Reduced -383.0k	-383,003 -6.5%
2	GOLDMAN SACHS ETF TR ACTIVEBETA US LG GSLC	GSLC	2,928,946	$415.6m7.48%	7.48%	Reduced -175.0k	-174,973 -5.6%
3	ISHARES TR EXPND TEC SC ETF IGM	IGM	2,102,124	$343.9m6.19%	6.19%	Added +244.1k	+244,092 13.1%
4	SSGA ACTIVE ETF TR SPDR TR TACTIC TOTL	TOTL	5,976,076	$235.9m4.24%	4.24%	Added +331.5k	+331,480 5.9%
5	SCHWAB STRATEGIC TR FUNDAMENTAL US L FNDX	FNDX	7,473,354	$232.4m4.18%	4.18%	Reduced -952.3k	-952,317 -11.3%
6	WORLD GOLD TR SPDR GLD MINIS GLDM	GLDM	2,531,014	$201.0m3.62%	3.62%	Added +177.5k	+177,505 7.5%
7	LISTED FDS TR ROUNDHILL MAGNIF MAGS	MAGS	2,800,625	$180.1m3.24%	3.24%	New
8	AMERICAN CENTY ETF TR EMERGING MKT VAL AVES	AVES	2,605,120	$170.9m3.07%	3.07%	Added +19.2k	+19,234 0.7%
9	ISHARES TR EAFE VALUE ETF EFV	EFV	2,182,943	$167.1m3.01%	3.01%	Added +7.1k	+7,099 0.3%
10	ALPHABET INC CAP STK CL A GOOGL	GOOGL	320,887	$114.7m2.06%	2.06%	Reduced -20.6k	-20,647 -6.0%
11	AMAZON COM INC COM AMZN	AMZN	463,205	$110.4m1.99%	1.99%	Reduced -24.1k	-24,140 -5.0%
12	APPLE INC COM AAPL	AAPL	367,175	$106.3m1.91%	1.91%	Added +15.1k	+15,083 4.3%
13	BROADCOM INC COM AVGO	AVGO	279,914	$105.7m1.90%	1.90%	Added +56.8k	+56,825 25.5%
14	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	2,228,768	$105.2m1.89%	1.89%	Reduced -262.6k	-262,614 -10.5%
15	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	1,907,403	$102.3m1.84%	1.84%	Added +69.3k	+69,320 3.8%
16	GMO ETF TRUST GMO INTL VALUE GMOI	GMOI	2,657,417	$99.6m1.79%	1.79%	Added +14.5k	+14,479 0.6%
17	MICROSOFT CORP COM MSFT	MSFT	239,512	$89.4m1.61%	1.61%	Reduced -922	-922 -0.4%
18	AMPHENOL CORP CL A APH	APH	482,302	$85.0m1.53%	1.53%	New
19	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	777,182	$83.3m1.50%	1.50%	Added +384.1k	+384,072 97.7%
20	META PLATFORMS INC CL A META	META	135,475	$76.3m1.37%	1.37%	Added +7.6k	+7,569 5.9%
21	CITIGROUP INC COM NEW C	C	505,602	$70.8m1.27%	1.27%	Added +85.7k	+85,740 20.4%
22	ELI LILLY & CO COM LLY	LLY	57,559	$69.0m1.24%	1.24%	Added +303	+303 0.5%
23	ARISTA NETWORKS INC COM SHS ANET	ANET	404,328	$68.7m1.24%	1.24%	Added +78.0k	+77,959 23.9%
24	OLD DOMINION FREIGHT LINE IN COM ODFL	ODFL	272,411	$59.0m1.06%	1.06%	Added +8.3k	+8,319 3.1%
25	VANGUARD INDEX FDS VALUE ETF VTV	VTV	268,009	$58.4m1.05%	1.05%	Reduced -58.9k	-58,939 -18.0%
26	VISTRA CORP COM VST	VST	330,349	$52.4m0.94%	0.94%	Added +29.8k	+29,761 9.9%
27	ROBINHOOD MKTS INC COM CL A HOOD	HOOD	487,383	$48.9m0.88%	0.88%	Added +94.5k	+94,486 24.1%
28	WALMART INC COM WMT	WMT	397,688	$45.0m0.81%	0.81%	Reduced -86.5k	-86,455 -17.9%
29	MASTERCARD INCORPORATED CL A MA	MA	84,747	$43.5m0.78%	0.78%	Reduced -59.0k	-59,034 -41.1%
30	BONDBLOXX ETF TRUST CCC RT USD HI YL XCCC	XCCC	1,135,366	$41.5m0.75%	0.75%	Added +53.3k	+53,330 4.9%
31	SIMPLIFY EXCHANGE TRADED FUN HIGH YIELD ETF CDX	CDX	1,941,740	$41.0m0.74%	0.74%	Added +117.2k	+117,249 6.4%
32	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	788,100	$40.8m0.73%	0.73%	Added +14.0k	+13,970 1.8%
33	APPLIED MATLS INC COM AMAT	AMAT	54,751	$39.6m0.71%	0.71%	Added +1.4k	+1,403 2.6%
34	APPLOVIN CORP COM CL A APP	APP	76,361	$39.3m0.71%	0.71%	Added +74.3k	+74,349 3695.3%
35	ISHARES TR CORE MSCI INTL IDEV	IDEV	374,293	$33.3m0.60%	0.60%	Reduced -114.7k	-114,675 -23.4%
36	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	520,036	$32.0m0.57%	0.57%	Reduced -47.9k	-47,885 -8.4%
37	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	527,730	$26.6m0.48%	0.48%	Added +1.3k	+1,254 0.2%
38	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	642,125	$26.1m0.47%	0.47%	Reduced -2.0k	-1,957 -0.3%
39	VERTIV HOLDINGS CO COM CL A VRT	VRT	73,148	$24.5m0.44%	0.44%	Reduced -2.2k	-2,241 -3.0%
40	ISHARES TR CORE S&P500 ETF IVV	IVV	32,056	$24.0m0.43%	0.43%	Added +3.9k	+3,870 13.7%
41	WISDOMTREE TR EMER MKT HIGH FD DEM	DEM	402,722	$21.7m0.39%	0.39%	Reduced -16.0k	-16,038 -3.8%
42	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	293,192	$20.9m0.38%	0.38%	Reduced -1.6k	-1,642 -0.6%
43	QUANTA SVCS INC COM PWR	PWR	28,652	$20.6m0.37%	0.37%	Reduced -6.3k	-6,288 -18.0%
44	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	27,482	$20.5m0.37%	0.37%	Reduced -6.4k	-6,371 -18.8%
45	VANGUARD WHITEHALL FDS INTL HIGH ETF VYMI	VYMI	189,310	$18.6m0.33%	0.33%	Reduced -54.9k	-54,943 -22.5%
46	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	23,235	$17.1m0.31%	0.31%	Reduced -4.5k	-4,468 -16.1%
47	BLACKROCK INC COM BLK	BLK	17,621	$16.9m0.30%	0.30%	Reduced -101	-101 -0.6%
48	NVIDIA CORPORATION COM NVDA	NVDA	84,516	$16.9m0.30%	0.30%	Reduced -6.0k	-5,981 -6.6%
49	ATI INC COM ATI	ATI	83,258	$16.4m0.30%	0.30%	Reduced -16.7k	-16,694 -16.7%
50	WELLTOWER INC COM WELL	WELL	66,692	$15.1m0.27%	0.27%	Added +4.6k	+4,563 7.3%
51	AFFIRM HLDGS INC COM CL A AFRM	AFRM	184,420	$15.0m0.27%	0.27%	New
52	ISHARES TR S&P 500 GRWT ETF IVW	IVW	104,476	$14.4m0.26%	0.26%	Added +5.2k	+5,234 5.3%
53	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	239,633	$14.3m0.26%	0.26%	Reduced -7.9k	-7,947 -3.2%
54	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	46,357	$14.0m0.25%	0.25%	Reduced -4.9k	-4,889 -9.5%
55	ROCKET LAB CORP COM RKLB	RKLB	132,044	$13.4m0.24%	0.24%	Added +25.4k	+25,368 23.8%
56	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	34,746	$12.9m0.23%	0.23%	Reduced -3.0k	-3,002 -8.0%
57	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	16,577	$12.6m0.23%	0.23%	Reduced -775	-775 -4.5%
58	ISHARES TR CORE S&P TTL STK ITOT	ITOT	74,523	$12.2m0.22%	0.22%	Reduced -891	-891 -1.2%
59	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	51,233	$12.1m0.22%	0.22%	Reduced -13.1k	-13,055 -20.3%
60	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	375,523	$11.9m0.21%	0.21%	Reduced -32.3k	-32,333 -7.9%
61	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	472,026	$10.9m0.20%	0.20%	Added +56.9k	+56,900 13.7%
62	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	203,952	$10.3m0.19%	0.19%	Added +15.8k	+15,843 8.4%
63	ROYAL GOLD INC COM RGLD	RGLD	50,831	$10.1m0.18%	0.18%	Reduced -13.2k	-13,215 -20.6%
64	ISHARES TR GLOBAL TECH ETF IXN	IXN	69,158	$10.0m0.18%	0.18%	Reduced -2.2k	-2,220 -3.1%
65	TELEDYNE TECHNOLOGIES INC COM TDY	TDY	14,495	$9.7m0.17%	0.17%	Added +599	+599 4.3%
66	CHENIERE ENERGY INC COM NEW LNG	LNG	38,655	$9.2m0.17%	0.17%	Added +4.2k	+4,225 12.3%
67	DIMENSIONAL ETF TRUST CORE FIXED INCOM DFCF	DFCF	217,073	$9.2m0.16%	0.16%	Added +51.9k	+51,941 31.4%
68	ALPHABET INC CAP STK CL C GOOG	GOOG	23,960	$8.5m0.15%	0.15%	Reduced -4.7k	-4,726 -16.5%
69	SPDR SER TR PORTFOLIO AGRGTE SPAB	SPAB	326,269	$8.3m0.15%	0.15%	Added +1.0k	+1,048 0.3%
70	HASBRO INC COM HAS	HAS	100,054	$8.3m0.15%	0.15%	Added +14.0k	+13,971 16.2%
71	VANGUARD WORLD FD INF TECH ETF VGT	VGT	67,237	$8.0m0.14%	0.14%	Reduced -18.0k	-17,963 -21.1%
72	COCA COLA CO COM KO	KO	97,159	$7.9m0.14%	0.14%	Reduced -48.1k	-48,100 -33.1%
73	ISHARES TR GLOBAL 100 ETF IOO	IOO	55,030	$7.5m0.14%	0.14%	Added +827	+827 1.5%
74	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	10,602	$7.3m0.13%	0.13%	Added +652	+652 6.5%
75	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	147,047	$7.2m0.13%	0.13%	Reduced -109.0k	-108,961 -42.6%
76	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	244,367	$7.2m0.13%	0.13%	Added +4.0k	+4,015 1.7%
77	ROIVANT SCIENCES LTD SHS ROIV	ROIV	197,419	$7.0m0.13%	0.13%	New
78	DIMENSIONAL ETF TRUST SHORT DURATION F DFSD	DFSD	144,723	$6.9m0.12%	0.12%	Added +20.0k	+19,978 16.0%
79	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	13,742	$6.9m0.12%	0.12%	Reduced -4.9k	-4,897 -26.3%
80	DIMENSIONAL ETF TRUST INTL CORE EQUITY DFIC	DFIC	184,482	$6.9m0.12%	0.12%	Reduced -316	-316 -0.2%
81	JPMORGAN CHASE & CO COM JPM	JPM	20,882	$6.8m0.12%	0.12%	Reduced -3.7k	-3,725 -15.1%
82	AMERICAN CENTY ETF TR INTL SMCP VLU AVDV	AVDV	62,327	$6.4m0.12%	0.12%	Added +2.9k	+2,910 4.9%
83	APTIV PLC COM SHS APTV	APTV	104,113	$6.4m0.11%	0.11%	Added +14.4k	+14,394 16.0%
84	VANGUARD INDEX FDS SMALL CP ETF VB	VB	21,039	$6.4m0.11%	0.11%	Reduced -1.9k	-1,874 -8.2%
85	ISHARES TR BROAD USD HIGH USHY	USHY	169,302	$6.3m0.11%	0.11%	Added +29.0k	+28,975 20.6%
86	ISHARES INC CORE MSCI EMKT IEMG	IEMG	75,087	$6.2m0.11%	0.11%	Reduced -4.8k	-4,813 -6.0%
87	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	25,438	$6.2m0.11%	0.11%	Reduced -4.3k	-4,344 -14.6%
88	ISHARES TR CORE S&P SCP ETF IJR	IJR	41,565	$6.2m0.11%	0.11%	Reduced -234	-234 -0.6%
89	SYSCO CORP COM SYY	SYY	73,150	$6.1m0.11%	0.11%	Added +2.8k	+2,779 4.0%
90	SCHLUMBERGER LTD COM STK SLB	SLB	129,129	$6.0m0.11%	0.11%	New
91	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	53,316	$5.8m0.10%	0.10%	Reduced -7.8k	-7,840 -12.8%
92	ISHARES TR S&P 100 ETF OEF	OEF	15,547	$5.7m0.10%	0.10%	Reduced -1.3k	-1,334 -7.9%
93	VANECK ETF TRUST MRNGSTR GBL WIDE MOTG	MOTG	147,944	$5.6m0.10%	0.10%	Reduced -2.1k	-2,125 -1.4%
94	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	45,422	$5.4m0.10%	0.10%	Reduced -562	-562 -1.2%
95	FIRST TR EXCHANGE TRADED FD RBA INDL ETF AIRR	AIRR	40,585	$5.4m0.10%	0.10%	Reduced -676	-676 -1.6%
96	LABCORP HOLDINGS INC COM SHS LH	LH	19,044	$5.3m0.10%	0.10%	Added +645	+645 3.5%
97	DIMENSIONAL ETF TRUST US LARGE CAP VAL DFLV	DFLV	133,894	$5.3m0.10%	0.10%	Added +10.5k	+10,544 8.6%
98	ISHARES TR U S EQUITY FACTR LRGF	LRGF	69,817	$5.3m0.09%	0.09%	Reduced -1.5k	-1,535 -2.1%
99	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	33,291	$5.3m0.09%	0.09%	Reduced -671	-671 -2.0%
100	DIMENSIONAL ETF TRUST US SMALL CAP ETF DFAS	DFAS	63,774	$5.3m0.09%	0.09%	Added +3.4k	+3,397 5.6%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
AECOM ACM	ACM	103,687	$8.8m103.7k shares
INVESCO EXCH TRADED FD TR II XMLV	XMLV	29,605	$1.9m29.6k shares
ISHARES TR HDV	HDV	42,755	$1.2m42.8k shares
FIRST TR EXCHNG TRADED FD VI FNOV	FNOV	21,082	$1.1m21.1k shares
ISHARES TR IBB	IBB	6,595	$1.1m6.6k shares
INVESCO EXCH TRADED FD TR II XSHQ	XSHQ	21,164	$892.3k21.2k shares
ISHARES TR IWP	IWP	6,766	$866.9k6.8k shares
ISHARES TR IAGG	IAGG	15,529	$777.1k15.5k shares
DIMENSIONAL ETF TRUST DFAC	DFAC	18,835	$731.9k18.8k shares
J P MORGAN EXCHANGE TRADED F JAVA	JAVA	8,653	$620.9k8.7k shares
FIRST TR EXCHNG TRADED FD VI AFMC	AFMC	15,448	$548.5k15.4k shares
VANGUARD MALVERN FDS VCRB	VCRB	6,831	$528.6k6.8k shares
SEALED AIR CORP NEW		12,167	$511.6k12.2k shares
HONEYWELL INTL INC		1,071	$484.3k1.1k shares
BOSTON SCIENTIFIC CORP BSX	BSX	6,628	$415.9k6.6k shares
FIRST TR EXCH TRD ALPHDX FD FEM	FEM	13,648	$408.8k13.6k shares
DIMENSIONAL ETF TRUST DFUV	DFUV	8,259	$400.2k8.3k shares
SSGA ACTIVE TR ALLW	ALLW	13,692	$395.0k13.7k shares
ISHARES TR ITB	ITB	4,129	$373.9k4.1k shares
FIRST TR EXCHNG TRADED FD VI FOCT	FOCT	7,627	$363.7k7.6k shares
VANGUARD WORLD FD ESGV	ESGV	3,238	$363.5k3.2k shares
GOLDMAN SACHS ETF TR GSEW	GSEW	4,279	$362.3k4.3k shares
SPDR SER TR XBI	XBI	2,361	$301.6k2.4k shares
FIRST TR EXCHNG TRADED FD VI FSEP	FSEP	5,830	$293.4k5.8k shares
HUNTINGTON BANCSHARES INC HBAN	HBAN	18,526	$289.9k18.5k shares