Vault-13

SIMPLIFY EXCHANGE TRADED FUN CDX

HIGH YIELD ETF · ETP · CUSIP 82889N830

93 institutional holders +6 vs Q1 2026
13,107,45013.1m shares reported held*
$276.9mreported value*
21 new 40 added 27 reduced 14 sold out net sold ≈ $29.5m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.12.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 6Q4 22: 8Q1 23: 5Q2 23: 6Q3 23: 8Q4 23: 10Q1 24: 12Q2 24: 19Q3 24: 21Q4 24: 25Q1 25: 27Q2 25: 48Q3 25: 69Q4 25: 86Q1 26: 87Q2 26: 9393Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20226
Q4 20228
Q1 20235
Q2 20236
Q3 20238
Q4 202310
Q1 202412
Q2 202419
Q3 202421
Q4 202425
Q1 202527
Q2 202548
Q3 202569
Q4 202586
Q1 202687
Q2 202693

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 13 bought or addedQ3 24: 9 cut or sold outQ4 24: 15 bought or addedQ4 24: 7 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 8 cut or sold outQ2 25: 42 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 63 bought or addedQ3 25: 12 cut or sold outQ4 25: 66 bought or addedQ4 25: 19 cut or sold outQ4 25Q1 26: 54 bought or addedQ1 26: 39 cut or sold outQ2 26: 61 bought or addedQ2 26: 41 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024139
Q4 2024157
Q1 2025178
Q2 20254210
Q3 20256312
Q4 20256619
Q1 20265439
Q2 20266141

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +159,062+159.1k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +117,249+117.2k
Soltis Investment Advisors LLC Added +101,000+101.0k
Insight Wealth Strategies, LLC Added +84,230+84.2k
WCG Wealth Advisors LLC Added +83,471+83.5k
Arkadios Wealth Advisors New +82,136+82.1k
Advisor OS, LLC New +79,922+79.9k
Janney Montgomery Scott LLC Added +62,881+62.9k
PRINCIPAL SECURITIES, INC. Added +54,012+54.0k
Mosley Wealth Management New +51,665+51.7k

Biggest sellers

NewEdge Wealth, LLC Sold out -368,211-368.2k
Altiora Financial Group, LLC Reduced -326,118-326.1k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Sold out -316,279-316.3k
Prime Capital Investment Advisors, LLC Reduced -293,035-293.0k
LPL Financial LLC Reduced -218,689-218.7k
Mid-American Wealth Advisory Group, Inc. Sold out -210,408-210.4k
NewEdge Advisors, LLC Reduced -198,014-198.0k
GOLDMAN SACHS GROUP INC Sold out -100,300-100.3k
AE Wealth Management LLC Reduced -80,224-80.2k
RFG Advisory, LLC Sold out -57,167-57.2k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.74% of their portfolio LOS ANGELES, CA 1,941,7401.9m $41.0m $41.0m 0.74% Added +117.2k +117,249
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,655,9821.7m $35.0m $35.0m 0.01% Added +159.1k +159,062
3 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 1,184,1631.2m $25.0m $25.0m 0.12% Reduced -80.2k -80,224
4 Park Edge Advisors, LLC 3.48% of their portfolio Cleveland, OH 772,287772.3k $16.3m $16.3m 3.48% Added +16.4k +16,351
5 Insight Wealth Strategies, LLC 1.56% of their portfolio SAN RAMON, CA 764,328764.3k $16.0m $16.0m 1.56% Added +84.2k +84,230
6 Altiora Financial Group, LLC 1.91% of their portfolio LEBANON, OH 572,852572.9k $12.1m $12.1m 1.91% Reduced -326.1k -326,118
7 PRINCIPAL SECURITIES, INC. 0.11% of their portfolio DES MOINES, IA 432,404432.4k $9.1m $9.1m 0.11% Added +54.0k +54,012
8 DRIVE WEALTH MANAGEMENT, LLC 1.41% of their portfolio LEHI, UT 374,924374.9k $7.9m $7.9m 1.41% Reduced -21.6k -21,587
9 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 373,393373.4k $7.9m $7.9m 0.06% Added +39.9k +39,946
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 367,962368.0k $7.8m $7.8m 0.00% Reduced -218.7k -218,689
11 FLAGSHIP HARBOR ADVISORS, LLC 0.26% of their portfolio BOSTON, MA 318,211318.2k $6.7m $6.7m 0.26% Added +31.9k +31,898
12 Meridian Wealth Management, LLC 0.21% of their portfolio LEXINGTON, KY 314,635314.6k $6.6m $6.6m 0.21% Added +6.2k +6,223
13 Soltis Investment Advisors LLC 0.33% of their portfolio ST. GEORGE, UT 273,003273.0k $5.8m $5.8m 0.33% Added +101.0k +101,000
14 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 267,497267.5k $5.6m $5.6m 0.03% Added +25.7k +25,739
15 WCG Wealth Advisors LLC 0.13% of their portfolio LAS VEGAS, NV 256,662256.7k $5.4m $5.4m 0.13% Added +83.5k +83,471
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 250,086250.1k $5.3m $5.3m 0.01% Added +7.0k +6,973
17 SlateStone Wealth, LLC 0.38% of their portfolio JUPITER, FL 232,405232.4k $4.9m $4.9m 0.38% Reduced -951 -951
18 ADAPT WEALTH ADVISORS, LLC 1.39% of their portfolio ATLANTA, GA 201,459201.5k $4.3m $4.3m 1.39% Reduced -12.7k -12,701
19 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 199,619199.6k $4.2m $4.2m 0.00% Added +3.5k +3,482
20 Security National Bank 0.44% of their portfolio OMAHA, NE 173,368173.4k $3.7m $3.7m 0.44% Reduced -45.0k -45,020
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 172,024172.0k $3.6m $3.6m 0.00% Reduced -17.4k -17,397
22 Fifth Third Securities, Inc. 0.20% of their portfolio Cincinnati, OH 165,206165.2k $3.5m $3.5m 0.20% Added +34.8k +34,788
23 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 138,183138.2k $2.9m $2.9m 0.01% Reduced -4.8k -4,758
24 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 134,820134.8k $2.8m $2.8m 0.01% Added +62.9k +62,881
25 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 127,672127.7k $2.7m $2.7m 0.03% Added +3.0k +2,974
26 Centennial Wealth Advisory LLC 0.45% of their portfolio Traverse City, MI 99,05299.1k $2.1m $2.1m 0.45% Added +907 +907
27 Pekin Hardy Strauss, Inc. 0.18% of their portfolio CHICAGO, IL 96,82096.8k $2.0m $2.0m 0.18% Reduced -22.9k -22,896
28 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 82,13682.1k $1.7m $1.7m 0.03% New
29 Advisor OS, LLC 0.11% of their portfolio CHICAGO, IL 79,92279.9k $1.7m $1.7m 0.11% New
30 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 62,27262.3k $1.3m $1.3m 0.08% Reduced -730 -730
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 60,28060.3k $1.3m $1.3m 0.00% Reduced -47.4k -47,360
32 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 59,26159.3k $1.3m $1.3m 0.01% Reduced -32 -32
33 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 54,50054.5k $1.1m $1.1m 0.00% Added +5.9k +5,900
34 Retirement Planning Group, LLC 0.03% of their portfolio LEAWOOD, KS 53,61653.6k $1.1m $1.1m 0.03% Added +12.4k +12,439
35 Mosley Wealth Management 0.35% of their portfolio ANAHEIM, CA 51,66551.7k $1.1m $1.1m 0.35% New
36 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 46,45046.5k $981.0k $981.0k 0.00% Added +351 +351
37 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 45,94745.9k $970.4k $970.4k 0.02% Added +14.0k +14,042
38 Independent Wealth Advisors LLC 0.88% of their portfolio CARY, NC 45,84845.8k $968.3k $968.3k 0.88% Reduced -56.5k -56,542
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 44,20644.2k $933.6k $933.6k 0.00% Added +1.1k +1,121
40 Regatta Research & Money Management 0.86% of their portfolio METAIRIE, LA 43,30043.3k $914.5k $914.5k 0.86% First filing
41 WealthCare Asset Management, LLC 0.30% of their portfolio SPRINGFIELD, MO 34,12834.1k $720.8k $720.8k 0.30% Added +17.3k +17,327
42 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 33,48133.5k $707.1k $707.1k 0.02% Added +2.0k +1,973
43 Almanack Investment Partners, LLC. 0.09% of their portfolio WAYNE, PA 33,09833.1k $699.0k $699.0k 0.09% Reduced -53.9k -53,877
44 Advisor Resource Council 0.22% of their portfolio DALLAS, TX 32,00332.0k $671.1k $671.1k 0.22% Added +2.7k +2,694
45 Cooper Financial Group 0.05% of their portfolio IRVINE, CA 30,02430.0k $634.1k $634.1k 0.05% Unchanged
46 NORDEN GROUP LLC 0.05% of their portfolio PROVO, UT 29,09229.1k $614.4k $614.4k 0.05% New
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 28,07528.1k $593.0k $593.0k 0.00% Reduced -198.0k -198,014
48 Synergy Asset Management, LLC 0.05% of their portfolio VANCOUVER, WA 25,55525.6k $539.7k $539.7k 0.05% New
49 BayBridge Capital Group, LLC 0.28% of their portfolio LIVERMORE, CA 25,44625.4k $537.4k $537.4k 0.28% Added +15.2k +15,229
50 SteelPeak Wealth, LLC 0.01% of their portfolio WOODLAND HILLS, CA 23,54423.5k $497.2k $497.2k 0.01% New
51 Fortis Capital Advisors, LLC 0.05% of their portfolio PRAIRIE VILLAGE, KS 22,14822.1k $467.8k $467.8k 0.05% Added +2.0k +2,042
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,95922.0k $463.8k $463.8k 0.00% Added +10.6k +10,558
53 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 19,07319.1k $402.8k $402.8k 0.00% Added +730 +730
54 Heck Capital Advisors, LLC 0.02% of their portfolio Rhinelander, WI 17,90017.9k $378.0k $378.0k 0.02% Added +3.7k +3,725
55 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 17,65117.7k $372.8k $372.8k 0.00% New
56 LaSalle St. Investment Advisors, LLC 0.05% of their portfolio ELMHURST, IL 17,49717.5k $369.5k $369.5k 0.05% Reduced -1.5k -1,515
57 GFS Advisors, LLC 0.03% of their portfolio HOUSTON, TX 17,22517.2k $556.4k $556.4k 0.03% Added +5.1k +5,100
58 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 15,51215.5k $328.0k $328.0k 0.00% Reduced -5.6k -5,623
59 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 14,98915.0k $316.6k $316.6k 0.00% Reduced -45.6k -45,595
60 Trajan Wealth LLC 0.01% of their portfolio SCOTTSDALE, AZ 14,73814.7k $311.3k $311.3k 0.01% Added +155 +155
61 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 14,68514.7k $310.1k $310.1k 0.00% Added +5.1k +5,124
62 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 13,61613.6k $287.6k $287.6k 0.02% Added +10.0k +10,006
63 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 12,61312.6k $266.0k $266.0k 0.00% New
64 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 12,40412.4k $262.0k $262.0k 0.00% Reduced -293.0k -293,035
65 MBA Advisors LLC 0.08% of their portfolio HERMITAGE, PA 11,76111.8k $248.4k $248.4k 0.08% Added +214 +214
66 Cambridge Advisors Inc. 0.04% of their portfolio OMAHA, NE 11,28911.3k $238.4k $238.4k 0.04% New
67 Realta Investment Advisors 0.06% of their portfolio WILMINGTON, DE 9,8979.9k $209.0k $209.0k 0.06% Added +1.8k +1,817
68 Triumph Capital Management 0.04% of their portfolio DENVER, CO 9,7629.8k $206.2k $206.2k 0.04% Reduced -105 -105
69 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 8,6578.7k $182.8k $182.8k 0.00% Reduced -12.9k -12,923
70 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,1008.1k $171.1k $171.1k 0.00% Unchanged
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,8007.8k $163.9k $163.9k 0.00% New
72 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 7,3367.3k $154.9k $154.9k 0.00% New
73 Luminist Capital LLC 0.11% of their portfolio GRAND RAPIDS, MI 4,6664.7k $98.5k $98.5k 0.11% New
74 Ankerstar Wealth, LLC 0.05% of their portfolio LEANDER, TX 3,0333.0k $64.1k $64.1k 0.05% Reduced -24.7k -24,736
75 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 2,0082.0k $42.4k $42.4k 0.00% New
76 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,6551.7k $35.0k $35.0k 0.00% New
77 Signature Equity Partners, LLC 0.01% of their portfolio COLUMBUS, OH 942942 $19.9k $19.9k 0.01% Added +661 +661
78 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 758758 $16.0k $16.0k 0.00% New
79 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 554554 $11.7k $11.7k 0.00% Added +1 +1
80 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 365365 $7.7k $7.7k 0.00% New
81 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 188188 $4.0k $4.0k 0.00% New
82 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 150150 $3.2k $3.2k 0.00% Reduced -125 -125
83 Key Capital Management, INC 0.00% of their portfolio HENDERSONVILLE, TN 37075, TN 121121 $2.6k $2.6k 0.00% New
84 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 7474 $1.6k $1.6k 0.00% Added +1 +1
85 Silver Grove Financial Group, Inc. 0.00% of their portfolio ORCHARD PARK, NY 6666 $1.4k $1.4k 0.00% New
86 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 6363 $1.3k $1.3k 0.00% Reduced -11 -11
87 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.00% of their portfolio LONG BEACH, CA 6161 $1.3k $1.3k 0.00% New
88 Elevated Capital Advisors, LLC 0.00% of their portfolio SANDY, UT 4141 $866 $866 0.00% Added +1 +1
89 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2121 $444 $444 0.00% Unchanged
90 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1818 $380 $380 0.00% New
91 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1313 $275 $275 0.00% Reduced -12 -12
92 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $29 $29 0.00% Reduced -93 -93
93 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 00 $9 $9 0.00% Unchanged