Vault-13

VANECK ETF TRUST SMOT

MORNINGSTAR SMID · ETP · CUSIP 92189H730

91 institutional holders +11 vs Q1 2024
7,113,5907.1m shares reported held*
$227.2mreported value*
15 new 36 added 25 reduced 11 sold out net bought ≈ $10.2m (+319.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.93.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 6Q1 23: 22Q2 23: 31Q3 23: 47Q4 23: 66Q1 24: 80Q2 24: 9191Q4 22Q2 23Q4 23Q2 24
Numbers
QuarterHolders
Q4 20226
Q1 202322
Q2 202331
Q3 202347
Q4 202366
Q1 202480
Q2 202491

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 17 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 51 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 52 bought or addedQ1 24: 25 cut or sold outQ1 24Q2 24: 51 bought or addedQ2 24: 36 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023174
Q2 2023238
Q3 2023395
Q4 20235112
Q1 20245225
Q2 20245136

Biggest buyers

Gradient Investments LLC Added +346,346+346.3k
LPL Financial LLC Added +188,564+188.6k
Principle Wealth Partners LLC Added +51,377+51.4k
Relative Value Partners Group, LLC New +38,427+38.4k
Apexium Financial, LP Added +28,902+28.9k
Archford Capital Strategies, LLC New +27,173+27.2k
Atria Investments, Inc New +25,540+25.5k
Kestra Advisory Services, LLC Added +20,510+20.5k
Essex Financial Services, Inc. New +18,860+18.9k
IRON Financial LLC New +17,930+17.9k

Biggest sellers

Denver PWM, LLC Sold out -272,776-272.8k
AVALON CAPITAL MANAGEMENT Reduced -60,303-60.3k
BANK OF AMERICA CORP /DE/ Reduced -57,102-57.1k
Western Wealth Management, LLC Sold out -35,957-36.0k
RAYMOND JAMES & ASSOCIATES Reduced -27,415-27.4k
MML INVESTORS SERVICES, LLC Reduced -23,134-23.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -20,267-20.3k
CWM, LLC Reduced -17,095-17.1k
Allen Mooney & Barnes Investment Advisors LLC Sold out -17,015-17.0k
ROYAL BANK OF CANADA Reduced -16,436-16.4k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 0.97% of their portfolio ARDEN HILLS, MN 1,345,8931.3m $43.0m $43.0m 0.97% Added +346.3k +346,346
2 Principle Wealth Partners LLC 1.89% of their portfolio MADISON, CT 777,828777.8k $24.9m $24.9m 1.89% Added +51.4k +51,377
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 668,065668.1k $21.4m $21.4m 0.01% Added +188.6k +188,564
4 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 558,216558.2k $17.8m $17.8m 0.04% Added +9.8k +9,814
5 FINANCIAL MANAGEMENT NETWORK INC 3.85% of their portfolio MISSION VIEJO, CA 507,994508.0k $16.0m $16.0m 3.85% Added +15.3k +15,345
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 393,957394.0k $12.6m $12.6m 0.00% Reduced -57.1k -57,102
7 Mesirow Financial Investment Management, Inc. 0.19% of their portfolio CHICAGO, IL 257,143257.1k $8.2m $8.2m 0.19% Added +8.0k +7,969
8 Apexium Financial, LP 0.48% of their portfolio Dallas, TX 210,163210.2k $6.7m $6.7m 0.48% Added +28.9k +28,902
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 166,843166.8k $5.3m $5.3m 0.00% Reduced -27.4k -27,415
10 Mariner, LLC 0.01% of their portfolio Overland Park, KS 158,085158.1k $5.1m $5.1m 0.01% Added +9.3k +9,277
11 WOODMONT INVESTMENT COUNSEL LLC 0.40% of their portfolio NASHVILLE, TN 152,850152.8k $4.9m $4.9m 0.40% Added +7.2k +7,204
12 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 124,832124.8k $4.0m $4.0m 0.02% Added +20.5k +20,510
13 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 96,63896.6k $3.1m $3.1m 0.01% Reduced -23.1k -23,134
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 94,70394.7k $3.0m $3.0m 0.01% Reduced -696 -696
15 Brown Financial Advisors 1.28% of their portfolio MILFORD, OH 89,92489.9k $2.9m $2.9m 1.28% First filing
16 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 80,57480.6k $2.6m $2.6m 0.00% Added +177 +177
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 68,11568.1k $2.2m $2.2m 0.00% Reduced -1.6k -1,570
18 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 67,35067.3k $2.2m $2.2m 0.02% Reduced -4.4k -4,395
19 AVALON CAPITAL MANAGEMENT 0.67% of their portfolio Port Of Redwood City, CA 66,29166.3k $2.1m $2.1m 0.67% Reduced -60.3k -60,303
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 61,10161.1k $2.0m $2.0m 0.00% Added +15.3k +15,346
21 FIRST FOUNDATION ADVISORS 0.07% of their portfolio Irvine, CA 56,71256.7k $1.8m $1.8m 0.07% Reduced -5.2k -5,231
22 Mattson Financial Services, LLC 0.57% of their portfolio KENTWOOD, MI 49,87449.9k $1.6m $1.6m 0.57% First filing
23 Creekside Partners 0.83% of their portfolio PETALUMA, CA 46,86546.9k $1.5m $1.5m 0.83% First filing
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 46,53546.5k $1.5m $1.5m 0.00% Reduced -3.5k -3,460
25 TPG Advisors LLC 1.25% of their portfolio NORTHFIELD, IL 45,85045.9k $1.5m $1.5m 1.25% First filing
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 43,70643.7k $1.4m $1.4m 0.00% Added +14.7k +14,657
27 Patton Albertson Miller Group, LLC 0.20% of their portfolio Chattanooga, TN 43,66543.7k $1.4m $1.4m 0.20% Reduced -1.3k -1,349
28 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 42,82042.8k $1.4m $1.4m 0.01% Added +592 +592
29 PURSUE WEALTH PARTNERS LLC 0.70% of their portfolio ALAMO, CA 40,00040.0k $1.3m $1.3m 0.70% Unchanged
30 Relative Value Partners Group, LLC 0.16% of their portfolio NORTHBROOK, IL 38,42738.4k $1.2m $1.2m 0.16% New
31 LAKE STREET PRIVATE WEALTH, LLC 0.16% of their portfolio CHICAGO, IL 38,42738.4k $1.2m $1.2m 0.16% Added +8.1k +8,137
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,65434.7k $1.1m $1.1m 0.00% Reduced -10.4k -10,363
33 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 33,19133.2k $1.1m $1.1m 0.02% Reduced -5.9k -5,946
34 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 31,62331.6k $1.0m $1.0m 0.01% Added +106 +106
35 Beaumont Financial Advisors, LLC 0.08% of their portfolio NEEDHAM, MA 31,24031.2k $998.4k $998.4k 0.08% Added +165 +165
36 Acorn Wealth Advisors, LLC 0.49% of their portfolio Grand Blanc, MI 31,19031.2k $996.8k $996.8k 0.49% Added +9.7k +9,677
37 Archford Capital Strategies, LLC 0.14% of their portfolio SWANSEA, IL 27,17327.2k $868.4k $868.4k 0.14% New
38 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 25,54025.5k $816.3k $816.3k 0.01% New
39 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 25,30825.3k $813.1k $813.1k 0.01% First filing
40 Argent Trust Co 0.03% of their portfolio NASHVILLE, TN 24,75024.8k $791.0k $791.0k 0.03% Added +2.4k +2,400
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,55024.6k $785.0k $785.0k 0.00% Added +9.6k +9,595
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 22,00622.0k $703.0k $703.0k 0.00% Added +8.4k +8,400
43 Atlas Wealth LLC 0.07% of their portfolio CINCINNATI, OH 20,04220.0k $635.5k $635.5k 0.07% Added +11.5k +11,521
44 Essex Financial Services, Inc. 0.04% of their portfolio ESSEX, CT 18,86018.9k $602.9k $602.9k 0.04% New
45 IRON Financial LLC 0.32% of their portfolio NORTHBROOK, IL 17,93017.9k $573.0k $573.0k 0.32% New
46 VitalStone Financial, LLC 0.40% of their portfolio SHAVANO PARK, TX 17,25117.3k $551.3k $551.3k 0.40% Reduced -2.0k -1,972
47 Coordinated Financial Services, Inc./CO 0.43% of their portfolio DENVER, CO 15,81415.8k $505.4k $505.4k 0.43% Added +843 +843
48 Stiles Financial Services Inc 0.18% of their portfolio EDINA, MN 14,67914.7k $469.2k $469.2k 0.18% Added +3.2k +3,183
49 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 14,06714.1k $450.0k $450.0k 0.03% New
50 TRUE Private Wealth Advisors 0.05% of their portfolio Salem, OR 13,70313.7k $437.9k $437.9k 0.05% Reduced -149 -149
51 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 12,43012.4k $397.3k $397.3k 0.01% Reduced -5.1k -5,145
52 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 12,32612.3k $393.9k $393.9k 0.00% Reduced -1.1k -1,065
53 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 12,32612.3k $393.9k $393.9k 0.00% Reduced -1.1k -1,065
54 Etesian Wealth Advisors, Inc. 0.21% of their portfolio West Linn, OR 11,86311.9k $379.1k $379.1k 0.21% Reduced -313 -313
55 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,71711.7k $374.5k $374.5k 0.00% Added +735 +735
56 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11,17711.2k $357.2k $357.2k 0.00% Added +9.9k +9,887
57 Capital Investment Advisory Services, LLC 0.04% of their portfolio RALEIGH, NC 11,05011.1k $353.2k $353.2k 0.04% Reduced -14.5k -14,490
58 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,79710.8k $345.1k $345.1k 0.00% New
59 Lowe Wealth Advisors, LLC 0.15% of their portfolio COLUMBIA, MD 10,16410.2k $324.8k $324.8k 0.15% Added +694 +694
60 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 10,09410.1k $322.6k $322.6k 0.00% New
61 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 10,08210.1k $322.2k $322.2k 0.01% Added +7.6k +7,644
62 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,02310.0k $320.3k $320.3k 0.00% Reduced -1.7k -1,721
63 Global X Japan Co., Ltd. 0.05% of their portfolio CHIYODA-KU, TOKYO, M0 10,01210.0k $320.0k $320.0k 0.05% Added +2.5k +2,474
64 Tranquility Partners, LLC 0.12% of their portfolio Brentwood, TN 9,7609.8k $311.9k $311.9k 0.12% Added +1.0k +1,033
65 Balboa Wealth Partners 0.08% of their portfolio SCOTTSDALE, AZ 9,6729.7k $309.1k $309.1k 0.08% Reduced -6.2k -6,202
66 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 9,2359.2k $295.1k $295.1k 0.01% Unchanged
67 Stonebridge Financial Planning Group, LLC 0.14% of their portfolio ORLANDO, FL 8,6088.6k $275.1k $275.1k 0.14% New
68 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 8,2458.2k $263.5k $263.5k 0.01% Reduced -5.3k -5,278
69 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 7,8177.8k $250.0k $250.0k 0.01% Added +48 +48
70 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 7,6937.7k $245.9k $245.9k 0.01% New
71 Randolph Co Inc 0.03% of their portfolio Cincinnati, OH 6,5316.5k $208.7k $208.7k 0.03% Added +154 +154
72 Lynx Investment Advisory 0.12% of their portfolio WASHINGTON, DC, DC 4,8744.9k $155.8k $155.8k 0.12% First filing
73 IAG Wealth Partners, LLC 0.01% of their portfolio WAUKESHA, WI 2,3052.3k $73.7k $73.7k 0.01% Unchanged
74 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0832.1k $67.0k $67.0k 0.00% Reduced -16.4k -16,436
75 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7501.8k $55.9k $55.9k 0.00% Added +50 +50
76 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 1,3251.3k $42.3k $42.3k 0.01% New
77 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2581.3k $40.2k $40.2k 0.00% Added +232 +232
78 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0251.0k $33.0k $33.0k 0.00% Reduced -17.1k -17,095
79 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 890890 $28.4k $28.4k 0.00% New
80 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 827827 $26.4k $26.4k 0.00% Unchanged
81 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 669669 $21.4k $21.4k 0.00% New
82 CLEAR INVESTMENT RESEARCH, LLC 0.02% of their portfolio ALPHARETTA, GA 563563 $18.0k $18.0k 0.02% Added +2 +2
83 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 548548 $18.0k $18.0k 0.00% Unchanged
84 Triad Wealth Partners, LLC 0.00% of their portfolio LAWRENCE, KS 273273 $8.7k $8.7k 0.00% New
85 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 200200 $6.4k $6.4k 0.00% Unchanged
86 FMR LLC 0.00% of their portfolio BOSTON, MA 138138 $4.4k $4.4k 0.00% Added +75 +75
87 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 133133 $4.5k $4.5k 0.00% Unchanged
88 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 5757 $1.8k $1.8k 0.00% First filing
89 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2626 $831 $831 0.00% Reduced -1.4k -1,390
90 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 77 $221 $221 0.00% New
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged