Vault-13

VANECK ETF TRUST PFXF

PREFERRED SECURT · ETP · CUSIP 92189F429

144 institutional holders -1 vs Q1 2023
17,923,31417.9m shares reported held*
$314.5mreported value*
16 new 64 added 31 reduced 18 sold out net bought ≈ $40.2m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.55.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 139Q1 23: 145Q2 23: 144144Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022129
Q4 2022139
Q1 2023145
Q2 2023144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 66 bought or addedQ4 22: 62 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 49 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226662
Q1 20237260
Q2 20238049

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $37.1kQ1 23 puts: $3.5kQ1 23P/C 0.10Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$37.1k$3.5k0.10
Q2 2023$0$0—

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +577,606+577.6k
AMERIPRISE FINANCIAL INC Added +359,439+359.4k
LPL Financial LLC Added +331,783+331.8k
MORGAN STANLEY Added +319,992+320.0k
LEVEL FOUR ADVISORY SERVICES, LLC Added +299,774+299.8k
Raymond James Financial Services Advisors, Inc. Added +232,230+232.2k
Brendel Financial Advisors LLC New +153,653+153.7k
WELLS FARGO & COMPANY/MN Added +138,998+139.0k
RAYMOND JAMES & ASSOCIATES New +134,440+134.4k
AE Wealth Management LLC Added +121,469+121.5k

Biggest sellers

Moran Wealth Management, LLC Sold out -291,272-291.3k
Wakefield Asset Management LLLP Sold out -142,964-143.0k
Foundations Investment Advisors, LLC Sold out -111,225-111.2k
Atria Investments, Inc Sold out -106,549-106.5k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -102,064-102.1k
1834 INVESTMENT ADVISORS CO Reduced -44,405-44.4k
Mirae Asset Global Investments Co., Ltd. Sold out -38,980-39.0k
CITADEL ADVISORS LLC Sold out -29,232-29.2k
MassMutual Private Wealth & Trust, FSB Reduced -25,476-25.5k
Sumitomo Mitsui Trust Group, Inc. Reduced -23,385-23.4k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 State of Wisconsin - Board of Commissioners of Public Lands 6.34% of their portfolio MADISON, WI 1,525,2201.5m $27.0m $27.0m 6.34% Reduced -22.4k -22,400
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,417,4571.4m $25.0m $25.0m 0.00% Added +320.0k +319,992
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,276,0151.3m $22.5m $22.5m 0.02% Added +331.8k +331,783
4 MY Wealth Management Inc. 15.54% of their portfolio GERMANTOWN, MD 963,962964.0k $17.0m $17.0m 15.54% Added +33.4k +33,373
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 928,820928.8k $16.4m $16.4m 0.00% Added +577.6k +577,606
6 Tanager Wealth Management LLP 3.27% of their portfolio Goring On Thames, X0 856,473856.5k $15.1m $15.1m 3.27% Added +47.9k +47,879
7 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 830,684830.7k $14.7m $14.7m 0.03% Added +232.2k +232,230
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 828,238828.2k $14.6m $14.6m 0.00% Added +139.0k +138,998
9 Procyon Advisors, LLC 1.54% of their portfolio SHELTON, CT 692,030692.0k $12.2m $12.2m 1.54% Added +35.1k +35,113
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 443,558443.6k $5.7m $5.7m 0.00% Added +359.4k +359,439
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 443,152443.2k $7.8m $7.8m 0.01% Added +27.4k +27,389
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 412,198412.2k $7.3m $7.3m 0.00% Added +11.6k +11,607
13 Mid-American Wealth Advisory Group, Inc. 5.45% of their portfolio KANSAS CITY, MO 398,398398.4k $7.0m $7.0m 5.45% First filing
14 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 347,056347.1k $6.1m $6.1m 0.03% Added +27.8k +27,799
15 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 334,194334.2k $5.9m $5.9m 0.04% Added +121.5k +121,469
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 326,764326.8k $5.8m $5.8m 0.00% Added +49.2k +49,213
17 LEVEL FOUR ADVISORY SERVICES, LLC 0.33% of their portfolio DALLAS, TX 310,524310.5k $5.5m $5.5m 0.33% Added +299.8k +299,774
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 298,743298.7k $5.3m $5.3m 0.01% Added +7.7k +7,722
19 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 259,376259.4k $4.6m $4.6m 0.00% Reduced -23.4k -23,385
20 RS CRUM INC. 1.48% of their portfolio Newport Beach, CA 231,485231.5k $4.1m $4.1m 1.48% Added +25.5k +25,510
21 Sound Income Strategies, LLC 0.39% of their portfolio FT LAUDERDALE, FL 214,330214.3k $3.8m $3.8m 0.39% Added +11.2k +11,198
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 207,883207.9k $3.7m $3.7m 0.00% Added +84.7k +84,711
23 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 202,383202.4k $3.6m $3.6m 0.02% Added +3.3k +3,306
24 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 189,407189.4k $3.3m $3.3m 0.03% Added +31.3k +31,277
25 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 182,623182.6k $3.2m $3.2m 0.03% Added +7.4k +7,376
26 1834 INVESTMENT ADVISORS CO 0.35% of their portfolio Milwaukee, WI 166,648166.6k $2.9m $2.9m 0.35% Reduced -44.4k -44,405
27 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 155,501155.5k $2.7m $2.7m 0.04% Added +41.5k +41,528
28 Brendel Financial Advisors LLC 4.09% of their portfolio HANOVER, NH 153,653153.7k $2.7m $2.7m 4.09% New
29 Future Financial Wealth Managment LLC 2.71% of their portfolio CINCINNATI, OH 145,842145.8k $2.6m $2.6m 2.71% Reduced -32 -32
30 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 144,212144.2k $2.6m $2.6m 0.03% Reduced -3.7k -3,693
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 138,012138.0k $2.4m $2.4m 0.00% Added +5.3k +5,323
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 134,440134.4k $2.4m $2.4m 0.00% New
33 NTV Asset Management LLC 0.41% of their portfolio Charleston, WV 131,650131.7k $2.3m $2.3m 0.41% Added +1.5k +1,500
34 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 130,934130.9k $2.3m $2.3m 0.03% Added +36.9k +36,924
35 Joseph P. Lucia & Associates, LLC 1.43% of their portfolio Yorktown Heights, NY 120,962121.0k $2.1m $2.1m 1.43% Reduced -2.8k -2,844
36 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 118,083118.1k $2.1m $2.1m 0.09% Added +38.8k +38,846
37 PLIMOTH TRUST CO LLC 0.51% of their portfolio SWANSEA, MA 96,35796.4k $1.7m $1.7m 0.51% Reduced -1.9k -1,905
38 SHEETS SMITH WEALTH MANAGEMENT 0.24% of their portfolio WINSTON-SALEM, NC 93,56493.6k $1.7m $1.7m 0.24% Added +2.9k +2,900
39 Powell Investment Advisors, LLC 0.91% of their portfolio MIAMI, FL 87,89187.9k $1.6m $1.6m 0.91% Added +63 +63
40 Investors Research Corp 0.39% of their portfolio ATLANTA, GA 87,59787.6k $1.5m $1.5m 0.39% Added +7.9k +7,925
41 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 82,36782.4k $1.5m $1.5m 0.02% Reduced -4.1k -4,080
42 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 79,79279.8k $1.4m $1.4m 0.02% Added +4.4k +4,362
43 Chicago Partners Investment Group LLC 0.07% of their portfolio CHICAGO, IL 76,29776.3k $1.3m $1.3m 0.07% Added +15.6k +15,553
44 Signature Wealth Management Group 0.61% of their portfolio ATLANTA, GA 74,18474.2k $1.3m $1.3m 0.61% Added +4.1k +4,082
45 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 72,10472.1k $1.3m $1.3m 0.01% Added +1.9k +1,895
46 Bard Financial Services, Inc. 0.09% of their portfolio BRANFORD, CT 66,72566.7k $1.2m $1.2m 0.09% Reduced -12.8k -12,750
47 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 65,55565.6k $1.2m $1.2m 0.04% Added +10.9k +10,893
48 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 56,88956.9k $990.0k $990.0k 0.00% Reduced -3.7k -3,747
49 MSH Capital Advisors LLC 0.35% of their portfolio SCOTTSDALE, AZ 53,63553.6k $947.7k $947.7k 0.35% Added +2.0k +2,021
50 Avidian Wealth Enterprises, LLC 0.06% of their portfolio Houston, TX 48,59048.6k $858.6k $858.6k 0.06% Added +1.8k +1,767
51 DELTA CAPITAL MANAGEMENT LLC 0.57% of their portfolio RED BANK, NJ 46,58046.6k $823.0k $823.0k 0.57% Added +700 +700
52 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 39,98340.0k $706.5k $706.5k 0.03% Added +4.6k +4,593
53 Castle Rock Wealth Management, LLC 0.23% of their portfolio WALNUT CREEK, CA 38,94838.9k $683.5k $683.5k 0.23% Added +2.7k +2,731
54 Stockman Wealth Management, Inc. 0.14% of their portfolio BILLINGS, MT 36,74836.7k $649.3k $649.3k 0.14% Reduced -21.4k -21,385
55 WEALTH ALLIANCE, LLC 0.10% of their portfolio MELLVILLE, NY 36,34436.3k $642.2k $642.2k 0.10% Added +6.9k +6,924
56 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 34,53634.5k $610.0k $610.0k 0.00% Added +20.9k +20,930
57 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,55333.6k $592.9k $592.9k 0.00% Added +14.5k +14,494
58 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 33,05133.1k $584.0k $584.0k 0.01% Added +16.5k +16,460
59 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 0.10% of their portfolio GRAND BLANC, MI 32,50832.5k $574.4k $574.4k 0.10% Added +160 +160
60 Texas Yale Capital Corp. 0.03% of their portfolio ST. PETERSBURG, FL 31,11931.1k $549.9k $549.9k 0.03% Reduced -17.5k -17,529
61 Apriem Advisors 0.08% of their portfolio IRVINE, CA 30,65030.6k $541.6k $541.6k 0.08% Added +1.0k +1,000
62 Cypress Capital Group 0.08% of their portfolio Palm Beach, FL 30,51830.5k $539.3k $539.3k 0.08% Reduced -2.9k -2,857
63 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 29,80929.8k $526.7k $526.7k 0.01% Added +17.2k +17,188
64 ROMAN BUTLER FULLERTON & CO 0.23% of their portfolio ST LOUIS, MO 28,72928.7k $501.3k $501.3k 0.23% Added +1.3k +1,340
65 Core Wealth Partners LLC 0.46% of their portfolio SANTA ROSA, CA 28,00328.0k $494.8k $494.8k 0.46% Reduced -3.2k -3,197
66 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 26,63226.6k $470.6k $470.6k 0.03% Added +6 +6
67 COLLECTIVE FAMILY OFFICE LLC 0.16% of their portfolio YORK, PA 23,00023.0k $406.4k $406.4k 0.16% New
68 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 22,33922.3k $394.7k $394.7k 0.01% Added +10.3k +10,350
69 Jaffetilchin Investment Partners, LLC 0.04% of their portfolio TAMPA, FL 22,11022.1k $390.7k $390.7k 0.04% New
70 Pasadena Private Wealth, LLC 0.11% of their portfolio PASADENA, CA 21,47621.5k $379.5k $379.5k 0.11% Added +143 +143
71 Beaumont Financial Advisors, LLC 0.03% of their portfolio NEEDHAM, MA 21,41121.4k $378.3k $378.3k 0.03% Added +5.0k +5,013
72 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 20,22820.2k $357.4k $357.4k 0.01% Unchanged
73 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 20,11020.1k $355.3k $355.3k 0.05% Unchanged
74 MassMutual Private Wealth & Trust, FSB 0.01% of their portfolio Windsor, CT 19,74819.7k $348.9k $348.9k 0.01% Reduced -25.5k -25,476
75 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 19,12419.1k $337.9k $337.9k 0.02% Added +1.5k +1,476
76 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 19,00019.0k $336.0k $336.0k 0.00% New
77 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,97918.0k $317.7k $317.7k 0.00% Reduced -7.5k -7,540
78 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 17,84517.8k $315.3k $315.3k 0.03% Unchanged
79 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 17,45317.5k $308.0k $308.0k 0.00% New
80 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 16,97217.0k $300.0k $300.0k 0.01% Reduced -5.4k -5,401
81 Accel Wealth Management 0.17% of their portfolio WAVERLY, IA 16,96917.0k $299.8k $299.8k 0.17% Reduced -267 -267
82 HOWARD WEALTH MANAGEMENT, LLC 0.25% of their portfolio Madison, CT 16,42016.4k $290.1k $290.1k 0.25% New
83 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 14,68114.7k $256.8k $256.8k 0.02% Reduced -629 -629
84 ORLEANS CAPITAL MANAGEMENT CORP/LA 0.18% of their portfolio MANDEVILLE, LA 14,50014.5k $256.2k $256.2k 0.18% Reduced -200 -200
85 Grandview Asset Management LLC 0.24% of their portfolio HARRISBURG, PA 14,13514.1k $250.0k $250.0k 0.24% Reduced -4.1k -4,100
86 Hofer & Associates. Inc 0.24% of their portfolio THOUSAND OAKS, CA 14,06714.1k $248.6k $248.6k 0.24% New
87 FIRST WILSHIRE SECURITIES MANAGEMENT INC 0.08% of their portfolio PASADENA, CA 14,00014.0k $247.0k $247.0k 0.08% Unchanged
88 Stonebridge Financial Planning Group, LLC 0.15% of their portfolio ORLANDO, FL 13,60013.6k $240.3k $240.3k 0.15% Reduced -3.2k -3,185
89 Acorn Wealth Advisors, LLC 0.16% of their portfolio Grand Blanc, MI 13,56113.6k $239.6k $239.6k 0.16% New
90 ROMANO BROTHERS AND COMPANY 0.04% of their portfolio EVANSTON, IL 13,51513.5k $238.8k $238.8k 0.04% Unchanged
91 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 13,30013.3k $245.1k $245.1k 0.01% Reduced -7.9k -7,916
92 O'ROURKE & COMPANY, Inc 0.16% of their portfolio BOSTON, MA 13,19813.2k $233.0k $233.0k 0.16% Reduced -20.4k -20,379
93 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,00313.0k $229.8k $229.8k 0.00% Added +402 +402
94 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,16112.2k $214.9k $214.9k 0.00% Added +1.0k +1,014
95 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 11,66111.7k $206.1k $206.1k 0.03% Reduced -700 -700
96 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 11,61011.6k $205.1k $205.1k 0.00% Unchanged
97 STALEY CAPITAL ADVISERS INC 0.01% of their portfolio PITTSBURGH, PA 11,30011.3k $199.7k $199.7k 0.01% Unchanged
98 GOULD ASSET MANAGEMENT LLC /CA/ 0.06% of their portfolio CLAREMONT, CA 11,22511.2k $198.3k $198.3k 0.06% Added +505 +505
99 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,10611.1k $196.2k $196.2k 0.00% Added +1.0k +1,000
100 Liberty Capital Management, Inc. 0.06% of their portfolio BIRMINGHAM, MI 10,78510.8k $190.6k $190.6k 0.06% New