Vault-13

VANECK ETF TRUST PFXF

PREFERRED SECURT · ETP · CUSIP 92189F429

139 institutional holders +10 vs Q3 2022
11,578,93011.6m shares reported held*
$193.0mreported value*
24 new 42 added 48 reduced 14 sold out net bought ≈ $21.1m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.67.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 139139Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022129
Q4 2022139

Biggest buyers

Tanager Wealth Management LLP Added +593,507+593.5k
Procyon Advisors, LLC Added +364,145+364.1k
Citizens Business Bank New +203,053+203.1k
RS CRUM INC. Added +193,925+193.9k
ENVESTNET ASSET MANAGEMENT INC Added +184,527+184.5k
Wakefield Asset Management LLLP New +176,854+176.9k
WELLS FARGO & COMPANY/MN Added +133,056+133.1k
Sumitomo Mitsui Trust Group, Inc. Added +107,532+107.5k
MML INVESTORS SERVICES, LLC Added +100,720+100.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +89,529+89.5k

Biggest sellers

UBS Group AG Reduced -397,806-397.8k
RAINEY & RANDALL WEALTH ADVISORS INC. Sold out -270,243-270.2k
Raymond James Financial Services Advisors, Inc. Reduced -132,757-132.8k
1834 INVESTMENT ADVISORS CO Reduced -114,482-114.5k
Texas Yale Capital Corp. Reduced -97,036-97.0k
TRUIST FINANCIAL CORP Reduced -65,236-65.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -49,959-50.0k
Bard Financial Services, Inc. Reduced -45,250-45.2k
O'ROURKE & COMPANY, Inc Reduced -38,075-38.1k
TOCQUEVILLE ASSET MANAGEMENT L.P. Reduced -37,800-37.8k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 832,140832.1k $13.9m $13.9m 0.01% Added +4.1k +4,132
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 821,232821.2k $13.7m $13.7m 0.00% Added +14.5k +14,504
3 MY Wealth Management Inc. 20.07% of their portfolio GERMANTOWN, MD 788,361788.4k $13.2m $13.2m 20.07% Added +13.3k +13,303
4 Tanager Wealth Management LLP 3.37% of their portfolio Goring On Thames, X0 747,537747.5k $12.5m $12.5m 3.37% Added +593.5k +593,507
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 710,380710.4k $11.9m $11.9m 0.00% Added +133.1k +133,056
6 Procyon Advisors, LLC 1.57% of their portfolio SHELTON, CT 513,798513.8k $8.6m $8.6m 1.57% Added +364.1k +364,145
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 340,201340.2k $5.7m $5.7m 0.01% Reduced -6.8k -6,818
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 337,448337.4k $5.6m $5.6m 0.00% Added +88.9k +88,892
9 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 300,451300.5k $5.0m $5.0m 0.00% Added +107.5k +107,532
10 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 287,884287.9k $4.8m $4.8m 0.03% Added +100.7k +100,720
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 279,331279.3k $4.7m $4.7m 0.00% Added +184.5k +184,527
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 266,269266.3k $4.4m $4.4m 0.01% Added +89.5k +89,529
13 1834 INVESTMENT ADVISORS CO 0.58% of their portfolio Milwaukee, WI 244,217244.2k $4.1m $4.1m 0.58% Reduced -114.5k -114,482
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 238,166238.2k $4.0m $4.0m 0.00% Added +15.9k +15,890
15 RS CRUM INC. 1.80% of their portfolio Newport Beach, CA 230,295230.3k $3.8m $3.8m 1.80% Added +193.9k +193,925
16 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 210,342210.3k $3.5m $3.5m 0.01% Reduced -132.8k -132,757
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 210,099210.1k $3.5m $3.5m 0.02% Added +55.7k +55,677
18 Citizens Business Bank 0.78% of their portfolio ONTARIO, CA 203,053203.1k $3.4m $3.4m 0.78% New
19 Sound Income Strategies, LLC 0.41% of their portfolio FT LAUDERDALE, FL 192,811192.8k $3.2m $3.2m 0.41% Added +20.5k +20,454
20 Wakefield Asset Management LLLP 1.25% of their portfolio Englewood, CO 176,854176.9k $3.0m $3.0m 1.25% New
21 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 171,108171.1k $2.5m $2.5m 0.07% Added +4.9k +4,856
22 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 160,156160.2k $2.7m $2.7m 0.02% Added +1.5k +1,487
23 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 142,616142.6k $2.4m $2.4m 0.04% Added +3.5k +3,497
24 NTV Asset Management LLC 0.43% of their portfolio Charleston, WV 130,150130.2k $2.2m $2.2m 0.43% Reduced -13.7k -13,700
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 125,588125.6k $2.1m $2.1m 0.00% Reduced -397.8k -397,806
26 Joseph P. Lucia & Associates, LLC 1.52% of their portfolio Yorktown Heights, NY 121,115121.1k $2.0m $2.0m 1.52% Reduced -6.4k -6,444
27 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 112,373112.4k $1.9m $1.9m 0.03% Reduced -21.6k -21,637
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 111,229111.2k $1.9m $1.9m 0.00% Added +19.2k +19,240
29 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 102,910102.9k $1.7m $1.7m 0.07% Added +30.8k +30,817
30 PLIMOTH TRUST CO LLC 0.55% of their portfolio SWANSEA, MA 102,722102.7k $1.7m $1.7m 0.55% Added +590 +590
31 Bard Financial Services, Inc. 0.14% of their portfolio BRANFORD, CT 101,310101.3k $1.7m $1.7m 0.14% Reduced -45.2k -45,250
32 SHEETS SMITH WEALTH MANAGEMENT 0.24% of their portfolio WINSTON-SALEM, NC 90,41490.4k $1.5m $1.5m 0.24% Reduced -24.1k -24,135
33 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 89,13689.1k $1.5m $1.5m 0.03% Reduced -3.4k -3,405
34 Future Financial Wealth Managment LLC 1.59% of their portfolio CINCINNATI, OH 83,72483.7k $1.4m $1.4m 1.59% Reduced -801 -801
35 Powell Investment Advisors, LLC 0.79% of their portfolio MIAMI, FL 81,04381.0k $1.4m $1.4m 0.79% New
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 74,25074.2k $1.2m $1.2m 0.00% Added +8.5k +8,452
37 Stockman Wealth Management, Inc. 0.28% of their portfolio BILLINGS, MT 72,01872.0k $1.2m $1.2m 0.28% Reduced -5.8k -5,835
38 Investors Research Corp 0.31% of their portfolio ATLANTA, GA 69,54669.5k $1.2m $1.2m 0.31% Added +13.0k +13,015
39 Signature Wealth Management Group 0.55% of their portfolio ATLANTA, GA 67,84867.8k $1.1m $1.1m 0.55% Added +847 +847
40 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 67,59567.6k $1.1m $1.1m 0.00% Reduced -3.4k -3,415
41 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 64,14964.1k $1.1m $1.1m 0.05% Reduced -21.9k -21,866
42 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 63,02863.0k $645.1k $645.1k 0.02% Added +6.2k +6,175
43 Chicago Partners Investment Group LLC 0.07% of their portfolio CHICAGO, IL 60,40960.4k $1.1m $1.1m 0.07% New
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 59,25259.3k $990.1k $990.1k 0.00% Reduced -65.2k -65,236
45 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 50,87050.9k $850.0k $850.0k 0.01% New
46 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 49,18549.2k $821.9k $821.9k 0.00% Unchanged
47 Texas Yale Capital Corp. 0.05% of their portfolio ST. PETERSBURG, FL 48,67748.7k $813.4k $813.4k 0.05% Reduced -97.0k -97,036
48 MSH Capital Advisors LLC 0.36% of their portfolio SCOTTSDALE, AZ 47,21947.2k $789.0k $789.0k 0.36% Unchanged
49 DELTA CAPITAL MANAGEMENT LLC 0.56% of their portfolio RED BANK, NJ 45,88045.9k $767.0k $767.0k 0.56% Unchanged
50 Avidian Wealth Enterprises, LLC 0.05% of their portfolio Houston, TX 42,22942.2k $705.6k $705.6k 0.05% Reduced -12.8k -12,799
51 Pathway Financial Advisers, LLC 0.28% of their portfolio AUBURN, IN 41,61941.6k $695.5k $695.5k 0.28% First filing
52 Cypress Capital Group 0.10% of their portfolio Palm Beach, FL 38,29138.3k $639.8k $639.8k 0.10% Reduced -8.9k -8,883
53 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 0.13% of their portfolio GRAND BLANC, MI 34,87634.9k $582.8k $582.8k 0.13% Added +18.1k +18,118
54 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 34,73534.7k $580.4k $580.4k 0.04% New
55 O'ROURKE & COMPANY, Inc 0.45% of their portfolio BOSTON, MA 33,57333.6k $561.0k $561.0k 0.45% Reduced -38.1k -38,075
56 Castle Rock Wealth Management, LLC 0.27% of their portfolio WALNUT CREEK, CA 33,37233.4k $606.0k $606.0k 0.27% Added +933 +933
57 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 31,50031.5k $526.4k $526.4k 0.01% Reduced -37.8k -37,800
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,86230.9k $516.0k $516.0k 0.00% New
59 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 30,00230.0k $501.3k $501.3k 0.09% Added +810 +810
60 Apriem Advisors 0.09% of their portfolio IRVINE, CA 29,65029.6k $495.5k $495.5k 0.09% Reduced -2.1k -2,100
61 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 26,06126.1k $435.5k $435.5k 0.04% Reduced -4.6k -4,593
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 26,03326.0k $435.0k $435.0k 0.00% Reduced -28.7k -28,685
63 ROMAN BUTLER FULLERTON & CO 0.24% of their portfolio ST LOUIS, MO 25,33525.3k $456.5k $456.5k 0.24% Reduced -6.1k -6,130
64 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 24,74524.7k $413.5k $413.5k 0.01% Reduced -300 -300
65 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 22,79522.8k $380.9k $380.9k 0.06% Reduced -4.2k -4,249
66 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 22,07822.1k $424.0k $424.0k 0.01% Added +5.7k +5,741
67 Pasadena Private Wealth, LLC 0.11% of their portfolio PASADENA, CA 21,47921.5k $358.9k $358.9k 0.11% New
68 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,45720.5k $341.8k $341.8k 0.00% New
69 Tempus Wealth Planning, LLC 0.20% of their portfolio IRVINE, CA 20,14020.1k $336.5k $336.5k 0.20% New
70 Grandview Asset Management LLC 0.19% of their portfolio HARRISBURG, PA 18,24918.2k $305.0k $305.0k 0.19% Reduced -1.7k -1,702
71 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 18,19518.2k $304.0k $304.0k 0.03% Reduced -17.5k -17,495
72 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,84317.8k $298.0k $298.0k 0.00% Reduced -2.3k -2,324
73 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 17,65117.7k $294.9k $294.9k 0.01% Reduced -4.3k -4,307
74 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 17,43917.4k $291.4k $291.4k 0.02% Added +3.8k +3,750
75 Accel Wealth Management 0.14% of their portfolio WAVERLY, IA 17,35117.4k $289.9k $289.9k 0.14% Added +15 +15
76 Beaumont Financial Advisors, LLC 0.03% of their portfolio NEEDHAM, MA 16,86516.9k $281.8k $281.8k 0.03% First filing
77 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 16,37216.4k $273.6k $273.6k 0.02% New
78 ORLEANS CAPITAL MANAGEMENT CORP/LA 0.20% of their portfolio MANDEVILLE, LA 15,60015.6k $260.7k $260.7k 0.20% Reduced -1.7k -1,700
79 Stonebridge Financial Planning Group, LLC 0.17% of their portfolio ORLANDO, FL 15,28515.3k $255.4k $255.4k 0.17% Unchanged
80 Essex LLC 0.08% of their portfolio DEER PARK, IL 14,96915.0k $250.1k $250.1k 0.08% Reduced -8.1k -8,087
81 ROMANO BROTHERS AND COMPANY 0.04% of their portfolio EVANSTON, IL 14,21514.2k $237.5k $237.5k 0.04% Reduced -3.7k -3,700
82 FIRST WILSHIRE SECURITIES MANAGEMENT INC 0.08% of their portfolio PASADENA, CA 14,00014.0k $234.0k $234.0k 0.08% Reduced -286 -286
83 Marshall Financial Group, LLC 0.09% of their portfolio Hunt Valley, MD 13,74613.7k $229.7k $229.7k 0.09% Reduced -5.8k -5,826
84 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 12,36112.4k $206.6k $206.6k 0.03% Unchanged
85 BlueCrest Capital Management Ltd 0.02% of their portfolio ST HELIER, Y9 11,96212.0k $199.9k $199.9k 0.02% New
86 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 11,61011.6k $194.0k $194.0k 0.00% Added +8.6k +8,610
87 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 11,42411.4k $190.9k $190.9k 0.01% Added +134 +134
88 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 11,34311.3k $189.5k $189.5k 0.01% Reduced -4.0k -3,984
89 STALEY CAPITAL ADVISERS INC 0.01% of their portfolio PITTSBURGH, PA 11,30011.3k $189.0k $189.0k 0.01% Reduced -11.3k -11,300
90 GOULD ASSET MANAGEMENT LLC /CA/ 0.06% of their portfolio CLAREMONT, CA 11,27011.3k $188.3k $188.3k 0.06% Reduced -150 -150
91 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 11,12511.1k $185.9k $185.9k 0.01% New
92 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 10,89110.9k $182.0k $182.0k 0.00% Reduced -1.7k -1,679
93 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 10,75010.8k $179.6k $179.6k 0.01% New
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,48210.5k $175.2k $175.2k 0.00% Reduced -7.0k -7,031
95 Summit Financial Group, Inc. 0.07% of their portfolio MOOREFIELD, WV 10,42010.4k $174.0k $174.0k 0.07% Unchanged
96 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,36810.4k $173.2k $173.2k 0.00% Reduced -9.0k -9,031
97 Running Point Capital Advisors, LLC 0.10% of their portfolio EL SEGUNDO, CA 10,00010.0k $167.1k $167.1k 0.10% Unchanged
98 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 9,2019.2k $153.7k $153.7k 0.00% Reduced -4.5k -4,526
99 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 8,4948.5k $141.9k $141.9k 0.02% Reduced -770 -770
100 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 7,5007.5k $125.3k $125.3k 0.00% Added +3.5k +3,500