Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

123 institutional holders +6 vs Q1 2023
6,495,8876.5m shares reported held*
$178.1mreported value*
11 new 41 added 33 reduced 7 sold out net sold ≈ $4.7m (-169.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.42. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123123Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 53 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 40 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225444
Q1 20234653
Q2 20235240

Biggest buyers

Cornerstone Advisors, LLC New +80,955+81.0k
Shaker Financial Services, LLC Added +40,068+40.1k
AQR Arbitrage LLC New +25,540+25.5k
Walleye Capital LLC New +18,049+18.0k
Hennion & Walsh Asset Management, Inc. Added +16,745+16.7k
COZAD ASSET MANAGEMENT INC New +9,116+9.1k
NWAM LLC New +9,106+9.1k
Allspring Global Investments Holdings, LLC Added +8,384+8.4k
BANK OF AMERICA CORP /DE/ Added +8,199+8.2k
9258 Wealth Management, LLC New +7,541+7.5k

Biggest sellers

Relative Value Partners Group, LLC Reduced -262,971-263.0k
MORGAN STANLEY Reduced -45,003-45.0k
Bard Financial Services, Inc. Reduced -14,784-14.8k
Successful Portfolios LLC Reduced -14,447-14.4k
STIFEL FINANCIAL CORP Reduced -11,142-11.1k
ROYAL BANK OF CANADA Reduced -8,838-8.8k
Kovack Advisors, Inc. Sold out -8,589-8.6k
Koshinski Asset Management, Inc. Reduced -8,168-8.2k
Integrated Wealth Concepts LLC Reduced -7,736-7.7k
Cetera Advisors LLC Reduced -7,517-7.5k

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 648,903648.9k $17.8m $17.8m 0.00% Reduced -45.0k -45,003
2 Bard Financial Services, Inc. 1.26% of their portfolio BRANFORD, CT 606,405606.4k $16.6m $16.6m 1.26% Reduced -14.8k -14,784
3 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 452,487452.5k $12.4m $12.4m 0.02% Added +739 +739
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 3.06% of their portfolio BLUE BELL, PA 422,438422.4k $11.6m $11.6m 3.06% Reduced -1.1k -1,059
5 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 406,930406.9k $11.2m $11.2m 0.02% Added +8.4k +8,384
6 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 319,948319.9k $8.8m $8.8m 0.01% Reduced -3.6k -3,590
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 268,843268.8k $7.4m $7.4m 0.00% Added +689 +689
8 Dubuque Bank & Trust Co 0.91% of their portfolio Dubuque, IA 258,766258.8k $7.1m $7.1m 0.91% Reduced -6.0k -6,013
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 253,268253.3k $6.9m $6.9m 0.00% Added +929 +929
10 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 249,746249.7k $6.8m $6.8m 0.01% Reduced -4.2k -4,180
11 Relative Value Partners Group, LLC 0.44% of their portfolio NORTHBROOK, IL 249,245249.2k $6.8m $6.8m 0.44% Reduced -263.0k -262,971
12 Uncommon Cents Investing LLC 1.66% of their portfolio JANESVILLE, WI 171,153171.2k $4.7m $4.7m 1.66% Reduced -776 -776
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 135,872135.9k $3.7m $3.7m 0.01% Reduced -11.1k -11,142
14 Hennion & Walsh Asset Management, Inc. 0.19% of their portfolio Parsippany, NJ 115,276115.3k $3.2m $3.2m 0.19% Added +16.7k +16,745
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 109,128109.1k $3.0m $3.0m 0.01% Added +1.3k +1,256
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,76792.8k $2.5m $2.5m 0.00% Reduced -8.8k -8,838
17 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 87,02487.0k $2.4m $2.4m 0.03% Added +102 +102
18 1620 INVESTMENT ADVISORS, INC. 2.57% of their portfolio PLYMOUTH, MA 86,40286.4k $2.4m $2.4m 2.57% Added +432 +432
19 Cornerstone Advisors, LLC 0.11% of their portfolio ASHEVILLE, NC 80,95581.0k $2.2m $2.2m 0.11% New
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 77,72677.7k $2.1m $2.1m 0.00% Added +767 +767
21 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 77,03377.0k $2.1m $2.1m 0.04% Reduced -7.7k -7,736
22 Capstone Financial Advisors, Inc. 0.16% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.1m $2.1m 0.16% Unchanged
23 Shaker Financial Services, LLC 0.85% of their portfolio Arlington, VA 70,74670.7k $1.9m $1.9m 0.85% Added +40.1k +40,068
24 RB Capital Management, LLC 0.52% of their portfolio RENO, NV 61,75861.8k $1.7m $1.7m 0.52% Added +2.5k +2,477
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 60,25460.3k $1.7m $1.7m 0.00% Added +8.2k +8,199
26 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 55,53955.5k $1.5m $1.5m 0.00% Reduced -2.4k -2,420
27 Stolper Co 0.61% of their portfolio TULSA, OK 52,92652.9k $1.5m $1.5m 0.61% Reduced -1.4k -1,402
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 52,82652.8k $1.4m $1.4m 0.01% Reduced -38 -38
29 Transform Wealth, LLC 0.11% of their portfolio GREENWOOD VILLAGE, CO 46,49246.5k $1.3m $1.3m 0.11% Added +500 +500
30 ALBION FINANCIAL GROUP /UT 0.10% of their portfolio SALT LAKE CITY, UT 41,79741.8k $1.1m $1.1m 0.10% Reduced -245 -245
31 Whitener Capital Management, Inc. 0.37% of their portfolio Rocky Mount, NC 35,57635.6k $975.5k $975.5k 0.37% Added +1.7k +1,684
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,80229.8k $817.2k $817.2k 0.00% Added +2.2k +2,218
33 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 28,59628.6k $784.0k $784.0k 0.00% Unchanged
34 Atlas Wealth LLC 0.14% of their portfolio CINCINNATI, OH 27,01827.0k $759.2k $759.2k 0.14% Reduced -2.5k -2,521
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,80125.8k $707.0k $707.0k 0.00% Added +525 +525
36 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 25,75525.8k $706.2k $706.2k 0.01% Added +6.5k +6,464
37 Altus Wealth Group LLC 0.43% of their portfolio COLORADO SPRINGS, CO 25,57525.6k $701.3k $701.3k 0.43% Added +965 +965
38 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 25,54025.5k $700.3k $700.3k 0.03% New
39 TIAA, FSB 0.00% of their portfolio ST. LOUIS, MO 22,76722.8k $624.3k $624.3k 0.00% Unchanged
40 Heritage Wealth Advisors 0.03% of their portfolio RICHMOND, VA 21,18321.2k $580.8k $580.8k 0.03% Reduced -223 -223
41 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 18,04918.0k $494.9k $494.9k 0.01% New
42 RETIREMENT INCOME SOLUTIONS, INC 0.13% of their portfolio ANN ARBOR, MI 17,32817.3k $475.1k $475.1k 0.13% Added +27 +27
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,06817.1k $468.0k $468.0k 0.00% Added +60 +60
44 Successful Portfolios LLC 0.40% of their portfolio CLEARWATER, FL 17,04217.0k $467.3k $467.3k 0.40% Reduced -14.4k -14,447
45 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 16,92016.9k $463.9k $463.9k 0.01% Unchanged
46 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio Englewood, NJ 16,69816.7k $457.9k $457.9k 0.06% Added +5.9k +5,896
47 First PREMIER Bank 0.13% of their portfolio SIOUX FALLS, SD 16,57416.6k $454.0k $454.0k 0.13% Unchanged
48 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 16,21416.2k $444.6k $444.6k 0.01% Reduced -1.5k -1,459
49 AMG National Trust Bank 0.01% of their portfolio GREENWOOD VILLAGE, CO 15,79115.8k $433.0k $433.0k 0.01% Unchanged
50 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,78014.8k $405.3k $405.3k 0.00% Added +1.8k +1,787
51 KIRR MARBACH & CO LLC /IN/ 0.11% of their portfolio COLUMBUS, IN 13,93213.9k $382.0k $382.0k 0.11% Unchanged
52 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 13,89513.9k $381.0k $381.0k 0.03% Reduced -643 -643
53 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 13,83613.8k $379.4k $379.4k 0.04% Reduced -8.2k -8,168
54 CORA CAPITAL ADVISORS LLC 0.24% of their portfolio MARLTON, NJ 13,35213.4k $366.1k $366.1k 0.24% Added +20 +20
55 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 12,22612.2k $335.2k $335.2k 0.00% Reduced -36 -36
56 Tower Wealth Partners, Inc. 0.27% of their portfolio LEWISBURG, PA 12,09712.1k $331.7k $331.7k 0.27% Added +147 +147
57 MSH Capital Advisors LLC 0.12% of their portfolio SCOTTSDALE, AZ 11,47011.5k $314.5k $314.5k 0.12% Unchanged
58 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 11,29111.3k $309.6k $309.6k 0.00% Unchanged
59 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 11,25711.3k $308.7k $308.7k 0.03% Reduced -147 -147
60 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 11,06711.1k $303.5k $303.5k 0.03% Added +11 +11
61 American Institute for Advanced Investment Management, LLP 0.26% of their portfolio Scottsdale, AZ 10,64310.6k $291.8k $291.8k 0.26% Added +17 +17
62 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 10,48410.5k $287.5k $287.5k 0.01% Added +5 +5
63 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 9,8729.9k $270.7k $270.7k 0.01% Added +120 +120
64 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 9,8069.8k $268.9k $268.9k 0.00% Unchanged
65 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 9,6239.6k $263.9k $263.9k 0.00% Reduced -687 -687
66 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,5199.5k $261.0k $261.0k 0.00% Reduced -869 -869
67 TWIN FOCUS CAPITAL PARTNERS, LLC 0.05% of their portfolio Boston, MA 9,5009.5k $260.5k $260.5k 0.05% Unchanged
68 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 9,2669.3k $254.1k $254.1k 0.01% Unchanged
69 COZAD ASSET MANAGEMENT INC 0.03% of their portfolio CHAMPAIGN, IL 9,1169.1k $250.0k $250.0k 0.03% New
70 NWAM LLC 0.02% of their portfolio MERCER ISLAND, WA 9,1069.1k $249.7k $249.7k 0.02% New
71 ZWJ INVESTMENT COUNSEL INC 0.01% of their portfolio Atlanta, GA 8,8118.8k $241.6k $241.6k 0.01% Unchanged
72 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 8,7838.8k $240.8k $240.8k 0.00% Reduced -7.5k -7,517
73 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 8,5868.6k $235.4k $235.4k 0.00% Added +853 +853
74 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,5718.6k $235.0k $235.0k 0.00% Unchanged
75 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 8,5368.5k $234.0k $234.0k 0.01% Unchanged
76 WESBANCO BANK INC 0.01% of their portfolio WHEELING, WV 8,4738.5k $232.0k $232.0k 0.01% Unchanged
77 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 8,2298.2k $225.6k $225.6k 0.00% Reduced -68 -68
78 9258 Wealth Management, LLC 0.04% of their portfolio BLUE ASH, OH 7,5417.5k $206.8k $206.8k 0.04% New
79 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,9005.9k $161.8k $161.8k 0.00% Unchanged
80 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 5,8665.9k $160.9k $160.9k 0.00% First filing
81 BROWN, LISLE/CUMMINGS, INC. 0.07% of their portfolio PROVIDENCE, RI 5,8005.8k $159.0k $159.0k 0.07% Added +325 +325
82 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,8434.8k $132.8k $132.8k 0.00% Added +8 +8
83 Carmichael Hill & Associates, Inc. 0.06% of their portfolio GAITHERSBURG, MD 4,7864.8k $131.2k $131.2k 0.06% Unchanged
84 Elequin Capital, LP 0.06% of their portfolio NEW YORK, NY 4,4794.5k $122.8k $122.8k 0.06% Reduced -566 -566
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,4694.5k $122.5k $122.5k 0.00% Reduced -204 -204
86 Lowe Wealth Advisors, LLC 0.06% of their portfolio COLUMBIA, MD 4,1154.1k $112.8k $112.8k 0.06% New
87 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 3,7313.7k $102.0k $102.0k 0.00% New
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,4103.4k $93.5k $93.5k 0.00% Added +234 +234
89 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,2403.2k $88.8k $88.8k 0.00% Unchanged
90 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 3,0573.1k $83.8k $83.8k 0.00% Unchanged
91 FIRST COMMUNITY TRUST NA 0.09% of their portfolio DUBUQUE, IA 3,0003.0k $82.3k $82.3k 0.09% Unchanged
92 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 2,5002.5k $68.5k $68.5k 0.00% Unchanged
93 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 2,2192.2k $60.8k $60.8k 0.00% Added +1.7k +1,719
94 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,0862.1k $57.2k $57.2k 0.00% Unchanged
95 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,0642.1k $56.6k $56.6k 0.00% Added +3 +3
96 McIlrath & Eck, LLC 0.01% of their portfolio ARLINGTON, WA 1,9612.0k $53.8k $53.8k 0.01% Added +3 +3
97 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,6651.7k $45.7k $45.7k 0.00% Reduced -1 -1
98 Tyler-Stone Wealth Management 0.03% of their portfolio Beachwood, OH 1,6481.6k $45.0k $45.0k 0.03% First filing
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,5981.6k $43.8k $43.8k 0.00% Reduced -4.1k -4,096
100 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 1,4681.5k $40.3k $40.3k 0.00% Unchanged