TRI CONTL CORP TY
COM · Closed-End Fund · CUSIP 895436103
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.42. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 115 |
| Q4 2022 | 125 |
| Q1 2023 | 117 |
| Q2 2023 | 123 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 54 | 44 |
| Q1 2023 | 46 | 53 |
| Q2 2023 | 52 | 40 |
Biggest buyers
| Cornerstone Advisors, LLC | New | +81.0k |
| Shaker Financial Services, LLC | Added | +40.1k |
| AQR Arbitrage LLC | New | +25.5k |
| Walleye Capital LLC | New | +18.0k |
| Hennion & Walsh Asset Management, Inc. | Added | +16.7k |
| COZAD ASSET MANAGEMENT INC | New | +9.1k |
| NWAM LLC | New | +9.1k |
| Allspring Global Investments Holdings, LLC | Added | +8.4k |
| BANK OF AMERICA CORP /DE/ | Added | +8.2k |
| 9258 Wealth Management, LLC | New | +7.5k |
Biggest sellers
| Relative Value Partners Group, LLC | Reduced | -263.0k |
| MORGAN STANLEY | Reduced | -45.0k |
| Bard Financial Services, Inc. | Reduced | -14.8k |
| Successful Portfolios LLC | Reduced | -14.4k |
| STIFEL FINANCIAL CORP | Reduced | -11.1k |
| ROYAL BANK OF CANADA | Reduced | -8.8k |
| Kovack Advisors, Inc. | Sold out | -8.6k |
| Koshinski Asset Management, Inc. | Reduced | -8.2k |
| Integrated Wealth Concepts LLC | Reduced | -7.7k |
| Cetera Advisors LLC | Reduced | -7.5k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 648.9k $17.8m | Reduced -45.0k |
| Bard Financial Services, Inc. 1.26% of their portfolio | 606.4k $16.6m | Reduced -14.8k |
| LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio | 452.5k $12.4m | Added +739 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 3.06% of their portfolio | 422.4k $11.6m | Reduced -1.1k |
| Allspring Global Investments Holdings, LLC 0.02% of their portfolio | 406.9k $11.2m | Added +8.4k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 319.9k $8.8m | Reduced -3.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 268.8k $7.4m | Added +689 |
| Dubuque Bank & Trust Co 0.91% of their portfolio | 258.8k $7.1m | Reduced -6.0k |
| UBS Group AG 0.00% of their portfolio | 253.3k $6.9m | Added +929 |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 249.7k $6.8m | Reduced -4.2k |
| Relative Value Partners Group, LLC 0.44% of their portfolio | 249.2k $6.8m | Reduced -263.0k |
| Uncommon Cents Investing LLC 1.66% of their portfolio | 171.2k $4.7m | Reduced -776 |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 135.9k $3.7m | Reduced -11.1k |
| Hennion & Walsh Asset Management, Inc. 0.19% of their portfolio | 115.3k $3.2m | Added +16.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 109.1k $3.0m | Added +1.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 92.8k $2.5m | Reduced -8.8k |
| D.A. DAVIDSON & CO. 0.03% of their portfolio | 87.0k $2.4m | Added +102 |
| 1620 INVESTMENT ADVISORS, INC. 2.57% of their portfolio | 86.4k $2.4m | Added +432 |
| Cornerstone Advisors, LLC 0.11% of their portfolio | 81.0k $2.2m | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 77.7k $2.1m | Added +767 |
| Integrated Wealth Concepts LLC 0.04% of their portfolio | 77.0k $2.1m | Reduced -7.7k |
| Capstone Financial Advisors, Inc. 0.16% of their portfolio | 75.5k $2.1m | Unchanged |
| Shaker Financial Services, LLC 0.85% of their portfolio | 70.7k $1.9m | Added +40.1k |
| RB Capital Management, LLC 0.52% of their portfolio | 61.8k $1.7m | Added +2.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 60.3k $1.7m | Added +8.2k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 55.5k $1.5m | Reduced -2.4k |
| Stolper Co 0.61% of their portfolio | 52.9k $1.5m | Reduced -1.4k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 52.8k $1.4m | Reduced -38 |
| Transform Wealth, LLC 0.11% of their portfolio | 46.5k $1.3m | Added +500 |
| ALBION FINANCIAL GROUP /UT 0.10% of their portfolio | 41.8k $1.1m | Reduced -245 |
| Whitener Capital Management, Inc. 0.37% of their portfolio | 35.6k $975.5k | Added +1.7k |
| LPL Financial LLC 0.00% of their portfolio | 29.8k $817.2k | Added +2.2k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 28.6k $784.0k | Unchanged |
| Atlas Wealth LLC 0.14% of their portfolio | 27.0k $759.2k | Reduced -2.5k |
| HighTower Advisors, LLC 0.00% of their portfolio | 25.8k $707.0k | Added +525 |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 25.8k $706.2k | Added +6.5k |
| Altus Wealth Group LLC 0.43% of their portfolio | 25.6k $701.3k | Added +965 |
| AQR Arbitrage LLC 0.03% of their portfolio | 25.5k $700.3k | New |
| TIAA, FSB 0.00% of their portfolio | 22.8k $624.3k | Unchanged |
| Heritage Wealth Advisors 0.03% of their portfolio | 21.2k $580.8k | Reduced -223 |
| Walleye Capital LLC 0.01% of their portfolio | 18.0k $494.9k | New |
| RETIREMENT INCOME SOLUTIONS, INC 0.13% of their portfolio | 17.3k $475.1k | Added +27 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 17.1k $468.0k | Added +60 |
| Successful Portfolios LLC 0.40% of their portfolio | 17.0k $467.3k | Reduced -14.4k |
| Savant Capital, LLC 0.01% of their portfolio | 16.9k $463.9k | Unchanged |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio | 16.7k $457.9k | Added +5.9k |
| First PREMIER Bank 0.13% of their portfolio | 16.6k $454.0k | Unchanged |
| JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio | 16.2k $444.6k | Reduced -1.5k |
| AMG National Trust Bank 0.01% of their portfolio | 15.8k $433.0k | Unchanged |
| Creative Planning 0.00% of their portfolio | 14.8k $405.3k | Added +1.8k |
| KIRR MARBACH & CO LLC /IN/ 0.11% of their portfolio | 13.9k $382.0k | Unchanged |
| DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio | 13.9k $381.0k | Reduced -643 |
| Koshinski Asset Management, Inc. 0.04% of their portfolio | 13.8k $379.4k | Reduced -8.2k |
| CORA CAPITAL ADVISORS LLC 0.24% of their portfolio | 13.4k $366.1k | Added +20 |
| NORTHERN TRUST CORP 0.00% of their portfolio | 12.2k $335.2k | Reduced -36 |
| Tower Wealth Partners, Inc. 0.27% of their portfolio | 12.1k $331.7k | Added +147 |
| MSH Capital Advisors LLC 0.12% of their portfolio | 11.5k $314.5k | Unchanged |
| PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio | 11.3k $309.6k | Unchanged |
| Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio | 11.3k $308.7k | Reduced -147 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio | 11.1k $303.5k | Added +11 |
| American Institute for Advanced Investment Management, LLP 0.26% of their portfolio | 10.6k $291.8k | Added +17 |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 10.5k $287.5k | Added +5 |
| Foundations Investment Advisors, LLC 0.01% of their portfolio | 9.9k $270.7k | Added +120 |
| Corient Private Wealth LP 0.00% of their portfolio | 9.8k $268.9k | Unchanged |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 9.6k $263.9k | Reduced -687 |
| Private Advisor Group, LLC 0.00% of their portfolio | 9.5k $261.0k | Reduced -869 |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.05% of their portfolio | 9.5k $260.5k | Unchanged |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio | 9.3k $254.1k | Unchanged |
| COZAD ASSET MANAGEMENT INC 0.03% of their portfolio | 9.1k $250.0k | New |
| NWAM LLC 0.02% of their portfolio | 9.1k $249.7k | New |
| ZWJ INVESTMENT COUNSEL INC 0.01% of their portfolio | 8.8k $241.6k | Unchanged |
| Cetera Advisors LLC 0.00% of their portfolio | 8.8k $240.8k | Reduced -7.5k |
| Allworth Financial LP 0.00% of their portfolio | 8.6k $235.4k | Added +853 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 8.6k $235.0k | Unchanged |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 8.5k $234.0k | Unchanged |
| WESBANCO BANK INC 0.01% of their portfolio | 8.5k $232.0k | Unchanged |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 8.2k $225.6k | Reduced -68 |
| 9258 Wealth Management, LLC 0.04% of their portfolio | 7.5k $206.8k | New |
| Ancora Advisors LLC 0.00% of their portfolio | 5.9k $161.8k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 5.9k $160.9k | First filing |
| BROWN, LISLE/CUMMINGS, INC. 0.07% of their portfolio | 5.8k $159.0k | Added +325 |
| US BANCORP \DE\ 0.00% of their portfolio | 4.8k $132.8k | Added +8 |
| Carmichael Hill & Associates, Inc. 0.06% of their portfolio | 4.8k $131.2k | Unchanged |
| Elequin Capital, LP 0.06% of their portfolio | 4.5k $122.8k | Reduced -566 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 4.5k $122.5k | Reduced -204 |
| Lowe Wealth Advisors, LLC 0.06% of their portfolio | 4.1k $112.8k | New |
| BESSEMER GROUP INC 0.00% of their portfolio | 3.7k $102.0k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.4k $93.5k | Added +234 |
| Parallel Advisors, LLC 0.00% of their portfolio | 3.2k $88.8k | Unchanged |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 3.1k $83.8k | Unchanged |
| FIRST COMMUNITY TRUST NA 0.09% of their portfolio | 3.0k $82.3k | Unchanged |
| Clearstead Advisors, LLC 0.00% of their portfolio | 2.5k $68.5k | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 2.2k $60.8k | Added +1.7k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.1k $57.2k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.1k $56.6k | Added +3 |
| McIlrath & Eck, LLC 0.01% of their portfolio | 2.0k $53.8k | Added +3 |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 1.7k $45.7k | Reduced -1 |
| Tyler-Stone Wealth Management 0.03% of their portfolio | 1.6k $45.0k | First filing |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.6k $43.8k | Reduced -4.1k |
| SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio | 1.5k $40.3k | Unchanged |