Vault-13

SUMITOMO MITSUI FINL GROUP I SMFG

SPONSORED ADR · ADR · CUSIP 86562M209

325 institutional holders +15 vs Q1 2024
95,987,99696.0m shares reported held*
$1.6bnreported value*
37 new 137 added 104 reduced 25 sold out net sold ≈ $309.7m (-23.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.52. Options: 5 managers hold calls ($47.8m notional), 3 hold puts ($88.5k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 243Q4 22: 258Q1 23: 264Q2 23: 265Q3 23: 274Q4 23: 308Q1 24: 310Q2 24: 325325Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022243
Q4 2022258
Q1 2023264
Q2 2023265
Q3 2023274
Q4 2023308
Q1 2024310
Q2 2024325

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 147 cut or sold outQ4 22Q1 23: 131 bought or addedQ1 23: 130 cut or sold outQ2 23: 143 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 120 cut or sold outQ4 23: 154 bought or addedQ4 23: 135 cut or sold outQ4 23Q1 24: 172 bought or addedQ1 24: 133 cut or sold outQ2 24: 174 bought or addedQ2 24: 129 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022109147
Q1 2023131130
Q2 2023143106
Q3 2023131120
Q4 2023154135
Q1 2024172133
Q2 2024174129

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 23 calls: $13.6mQ3 23 puts: $139.9kQ3 23P/C 0.01Q4 23 calls: $1.6mQ4 23 puts: $348.5kQ4 23P/C 0.21Q1 24 calls: $295.4kQ1 24 puts: $376.6kQ1 24P/C 1.27Q2 24 calls: $47.8mQ2 24 puts: $88.5kQ2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$13.6m$139.9k0.01
Q4 2023$1.6m$348.5k0.21
Q1 2024$295.4k$376.6k1.27
Q2 2024$47.8m$88.5k0.00

Biggest buyers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +447,800+447.8k
GOLDMAN SACHS GROUP INC Added +409,360+409.4k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +380,950+380.9k
BlackRock Inc. Added +208,030+208.0k
GTS SECURITIES LLC New +159,034+159.0k
JANE STREET GROUP, LLC Added +151,994+152.0k
Clark Capital Management Group, Inc. Added +135,518+135.5k
XY Capital Ltd New +111,495+111.5k
GROUPAMA ASSET MANAGMENT Added +101,624+101.6k
AUGUSTINE ASSET MANAGEMENT INC Added +91,731+91.7k

Biggest sellers

MORGAN STANLEY Reduced -22,902,918-22.9m
Invesco Ltd. Reduced -617,129-617.1k
ROYAL BANK OF CANADA Reduced -363,840-363.8k
D. E. Shaw & Co., Inc. Reduced -261,730-261.7k
MILLENNIUM MANAGEMENT LLC Reduced -252,494-252.5k
Legacy Wealth Asset Management, LLC Sold out -206,342-206.3k
CAPITAL FUND MANAGEMENT S.A. Sold out -202,410-202.4k
FMR LLC Reduced -199,702-199.7k
BANK OF AMERICA CORP /DE/ Reduced -145,965-146.0k
CITADEL ADVISORS LLC Reduced -139,055-139.1k

Biggest calls

CITADEL ADVISORS LLC Added $47.5m3.5m shares
PEAK6 Investments LLC Reduced $278.9k20.8k shares
SIMPLEX TRADING, LLC New $4.0k300 shares
GROUP ONE TRADING LLC Unchanged $1.3k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $61.7k4.6k shares
PEAK6 Investments LLC Reduced $26.8k2.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 13,467,36613.5m $180.6m $180.6m 0.01% Reduced -22.9m -22,902,918
2 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 11,324,57011.3m $151.9m $151.9m 0.03% Added +409.4k +409,360
3 FMR LLC 0.01% of their portfolio BOSTON, MA 6,851,2366.9m $91.9m $91.9m 0.01% Reduced -199.7k -199,702
4 BlackRock Inc. 0.00% of their portfolio New York, NY 6,829,4296.8m $91.6m $91.6m 0.00% Added +208.0k +208,030
5 Clark Capital Management Group, Inc. 0.43% of their portfolio PHILADELPHIA, PA 4,357,9414.4m $58.4m $58.4m 0.43% Added +135.5k +135,518
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 4,144,2704.1m $55.6m $55.6m 0.01% Reduced -131.9k -131,924
7 Cowen Investment Management LLC 66.77% of their portfolio NEW YORK, NY 3,301,5753.3m $44.3m $44.3m 66.77% Unchanged
8 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 2,962,2613.0m $39.7m $39.7m 0.03% Reduced -252.5k -252,494
9 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 2,931,4052.9m $39.3m $39.3m 0.01% Reduced -20.3k -20,338
10 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 2,804,7062.8m $37.6m $37.6m 0.01% Reduced -85.9k -85,940
11 COWEN AND COMPANY, LLC 1.04% of their portfolio NEW YORK, NY 2,800,7302.8m $37.6m $37.6m 1.04% Unchanged
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,705,5421.7m $22.9m $22.9m 0.00% Added +33.7k +33,734
13 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 1,528,4701.5m $20.5m $20.5m 0.03% Reduced -38.5k -38,500
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,438,6331.4m $19.3m $19.3m 0.01% Reduced -124.6k -124,645
15 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,344,8691.3m $18.0m $18.0m 0.01% Added +69.1k +69,145
16 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,256,8991.3m $16.9m $16.9m 0.00% Reduced -617.1k -617,129
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,177,1611.2m $15.8m $15.8m 0.00% Reduced -146.0k -145,965
18 ANDERSON HOAGLAND & CO 1.24% of their portfolio ST LOUIS, MO 858,922858.9k $11.8m $11.8m 1.24% Reduced -639 -639
19 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 615,800615.8k $8.3m $8.3m 0.02% Added +447.8k +447,800
20 CIBC Asset Management Inc 0.03% of their portfolio TORONTO, Z4 612,465612.5k $8.2m $8.2m 0.03% Reduced -26.8k -26,758
21 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 588,690588.7k $7.9m $7.9m 0.02% Added +39.4k +39,412
22 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.08% of their portfolio Stamford, CT 584,320584.3k $7.8m $7.8m 0.08% Added +60.6k +60,568
23 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 575,936575.9k $7.7m $7.7m 0.02% Reduced -3.4k -3,421
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 567,570567.6k $7.6m $7.6m 0.00% Reduced -363.8k -363,840
25 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 535,897535.9k $7.2m $7.2m 0.01% Reduced -139.1k -139,055
26 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 480,045480.0k $6.4m $6.4m 0.00% Reduced -79.4k -79,427
27 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 469,202469.2k $6.3m $6.3m 0.03% Added +45.8k +45,809
28 Moran Wealth Management, LLC 0.20% of their portfolio NAPLES, FL 451,199451.2k $6.1m $6.1m 0.20% Reduced -77.1k -77,114
29 Ethic Inc. 0.14% of their portfolio NEW YORK, NY 451,121451.1k $6.0m $6.0m 0.14% Added +82.1k +82,149
30 Simplicity Wealth,LLC 0.14% of their portfolio SUMMIT, NJ 450,451450.5k $6.0m $6.0m 0.14% Reduced -4.8k -4,831
31 Bleakley Financial Group, LLC 0.17% of their portfolio PARSIPPANY, NJ 450,451450.5k $6.0m $6.0m 0.17% Reduced -4.8k -4,831
32 Quantinno Capital Management LP 0.11% of their portfolio NEW YORK, NY 442,363442.4k $5.9m $5.9m 0.11% Added +50.7k +50,681
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 440,652440.7k $5.9m $5.9m 0.01% Reduced -25.0k -25,023
34 QRG CAPITAL MANAGEMENT, INC. 0.07% of their portfolio BERWYN, PA 436,417436.4k $5.9m $5.9m 0.07% Added +42.7k +42,675
35 Ramirez Asset Management, Inc. 1.15% of their portfolio NEW YORK, NY 421,708421.7k $5.7m $5.7m 1.15% Reduced -27.6k -27,585
36 Crossmark Global Holdings, Inc. 0.10% of their portfolio HOUSTON, TX 405,984406.0k $5.4m $5.4m 0.10% Reduced -12.8k -12,808
37 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 400,636400.6k $5.4m $5.4m 0.00% Added +380.9k +380,950
38 Mariner, LLC 0.01% of their portfolio Overland Park, KS 392,398392.4k $5.3m $5.3m 0.01% Added +2.0k +1,964
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 360,160360.2k $4.8m $4.8m 0.00% Added +75.7k +75,714
40 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 357,915357.9k $4.8m $4.8m 0.01% Added +49.6k +49,563
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 357,574357.6k $4.8m $4.8m 0.00% Added +25.8k +25,779
42 Capital Wealth Planning, LLC 0.05% of their portfolio NAPLES, FL 320,467320.5k $4.3m $4.3m 0.05% Added +84.9k +84,901
43 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 320,467320.5k $4.3m $4.3m 0.05% Added +84.9k +84,901
44 First Trust Direct Indexing L.P. 0.25% of their portfolio Boston, MA 307,375307.4k $4.1m $4.1m 0.25% Added +5.1k +5,129
45 GREENLEAF TRUST 0.04% of their portfolio KALAMAZOO, MI 295,457295.5k $4.0m $4.0m 0.04% Added +70 +70
46 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 292,976293.0k $3.9m $3.9m 0.00% Added +22.2k +22,161
47 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 292,722292.7k $3.9m $3.9m 0.01% Reduced -11.0k -10,962
48 EAGLE GLOBAL ADVISORS LLC 0.20% of their portfolio Houston, TX 282,000282.0k $3.8m $3.8m 0.20% Added +12.0k +12,000
49 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 270,749270.7k $3.6m $3.6m 0.00% Added +12.4k +12,391
50 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 268,054268.1k $3.6m $3.6m 0.01% Reduced -78.9k -78,874
51 AUGUSTINE ASSET MANAGEMENT INC 1.31% of their portfolio JACKSONVILLE, FL 252,688252.7k $3.4m $3.4m 1.31% Added +91.7k +91,731
52 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 248,084248.1k $3.3m $3.3m 0.00% Added +152.0k +151,994
53 Boston Partners 0.00% of their portfolio BOSTON, MA 244,553244.6k $3.3m $3.3m 0.00% Reduced -7.0k -7,044
54 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 211,720211.7k $2.8m $2.8m 0.01% Unchanged
55 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 211,467211.5k $2.8m $2.8m 0.05% Added +36.2k +36,182
56 SIGNATUREFD, LLC 0.06% of their portfolio ATLANTA, GA 210,156210.2k $2.8m $2.8m 0.06% Added +9.4k +9,375
57 Dorsey Wright & Associates 0.71% of their portfolio PASADENA, CA 205,450205.4k $2.8m $2.8m 0.71% Reduced -2.9k -2,945
58 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 201,933201.9k $2.7m $2.7m 0.01% Added +26.1k +26,110
59 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 201,901201.9k $2.7m $2.7m 0.01% Reduced -22.9k -22,931
60 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 197,245197.2k $2.6m $2.6m 0.01% Reduced -67.2k -67,177
61 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 193,715193.7k $2.6m $2.6m 0.00% Reduced -1.8k -1,823
62 Forum Financial Management, LP 0.05% of their portfolio LOMBARD, IL 193,123193.1k $2.6m $2.6m 0.05% Unchanged
63 Gilman Hill Asset Management, LLC 0.46% of their portfolio NEW CANAAN, CT 190,786190.8k $2.6m $2.6m 0.46% Reduced -85.1k -85,093
64 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 185,863185.9k $2.5m $2.5m 0.00% Reduced -21.8k -21,828
65 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 182,846182.8k $2.5m $2.5m 0.01% Added +33.6k +33,591
66 Laird Norton Wetherby Wealth Management, LLC 0.11% of their portfolio Seattle, WA 177,938177.9k $2.4m $2.4m 0.11% Added +2.3k +2,305
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 175,853175.9k $2.4m $2.4m 0.00% Reduced -32.5k -32,544
68 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 166,018166.0k $2.2m $2.2m 0.00% Reduced -2.1k -2,101
69 RITHOLTZ WEALTH MANAGEMENT 0.07% of their portfolio NEW YORK, NY 159,613159.6k $2.1m $2.1m 0.07% Added +41.4k +41,407
70 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 159,034159.0k $2.1m $2.1m 0.04% New
71 BTC Capital Management, Inc. 0.20% of their portfolio DES MOINES, IA 158,700158.7k $2.1m $2.1m 0.20% Reduced -25.2k -25,185
72 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 151,412151.4k $2.0m $2.0m 0.00% Reduced -23.9k -23,895
73 GROUPAMA ASSET MANAGMENT 4.09% of their portfolio PARIS, I0 146,304146.3k $301.4m $301.4m 4.09% Added +101.6k +101,624
74 Naviter Wealth, LLC 0.29% of their portfolio LITTLE ROCK, AR 143,522143.5k $1.9m $1.9m 0.29% Added +10.3k +10,276
75 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.11% of their portfolio BETHESDA, MD 136,050136.1k $1.8m $1.8m 0.11% Reduced -9.2k -9,210
76 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 134,521134.5k $1.8m $1.8m 0.00% Added +18.3k +18,342
77 Caprock Group, LLC 0.07% of their portfolio BOISE, ID 133,841133.8k $1.8m $1.8m 0.07% Added +85.2k +85,204
78 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 132,614132.6k $1.8m $1.8m 0.00% Reduced -261.7k -261,730
79 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 125,683125.7k $1.7m $1.7m 0.02% Added +14.1k +14,076
80 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 125,056125.1k $1.7m $1.7m 0.00% Added +5.1k +5,056
81 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 122,322122.3k $1.6m $1.6m 0.00% Added +25.7k +25,704
82 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 111,665111.7k $1.5m $1.5m 0.00% Added +28.5k +28,545
83 XY Capital Ltd 1.70% of their portfolio CENTRAL, K3 111,495111.5k $1.5m $1.5m 1.70% New
84 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 110,963111.0k $1.5m $1.5m 0.00% Reduced -138.8k -138,833
85 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 105,481105.5k $1.4m $1.4m 0.02% Reduced -10.1k -10,095
86 Pekin Hardy Strauss, Inc. 0.17% of their portfolio CHICAGO, IL 91,10091.1k $1.2m $1.2m 0.17% New
87 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 90,02190.0k $1.2m $1.2m 0.00% Reduced -1.3k -1,310
88 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 89,57289.6k $1.2m $1.2m 0.01% Added +878 +878
89 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 89,57289.6k $1.2m $1.2m 0.01% Added +878 +878
90 Vident Advisory, LLC 0.03% of their portfolio Alpharetta, GA 88,54688.5k $1.2m $1.2m 0.03% New
91 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 86,93286.9k $1.2m $1.2m 0.01% Added +120 +120
92 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 83,72083.7k $1.1m $1.1m 0.01% Added +2.3k +2,348
93 Morningstar Investment Services LLC 0.01% of their portfolio CHICAGO, IL 82,66582.7k $1.1m $1.1m 0.01% Reduced -955 -955
94 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 82,48682.5k $1.1m $1.1m 0.02% New
95 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 80,14680.1k $1.1m $1.1m 0.01% Reduced -9.8k -9,750
96 Te Ahumairangi Investment Management Ltd 0.20% of their portfolio WELLINGTON, Q2 79,47779.5k $1.1m $1.1m 0.20% Reduced -17.3k -17,300
97 ELEVATION POINT WEALTH PARTNERS, LLC 0.08% of their portfolio DENVER, CO 79,38679.4k $1.1m $1.1m 0.08% Added +1.1k +1,098
98 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 77,54477.5k $1.0m $1.0m 0.00% Added +1.4k +1,400
99 Dorsey & Whitney Trust CO LLC 0.07% of their portfolio SIOUX FALLS, SD 72,53572.5k $972.7k $972.7k 0.07% Reduced -9.4k -9,354
100 Callan Capital, LLC 0.04% of their portfolio LA JOLLA, CA 72,29272.3k $969.4k $969.4k 0.04% Added +14.5k +14,528