Vault-13

SPDR SER TR SJNK

BLOOMBERG SHT TE · ETP · CUSIP 78468R408

348 institutional holders +28 vs Q1 2023
106,620,873106.6m shares reported held*
$2.6bnreported value*
57 new 131 added 104 reduced 29 sold out net bought ≈ $459.4m (+18.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($668.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.71. Options: 2 managers hold calls ($214.9k notional), 1 hold puts ($74.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 349Q1 23: 320Q2 23: 348348Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022296
Q4 2022349
Q1 2023320
Q2 2023348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 184 bought or addedQ4 22: 137 cut or sold outQ4 22Q1 23: 141 bought or addedQ1 23: 193 cut or sold outQ1 23Q2 23: 188 bought or addedQ2 23: 133 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022184137
Q1 2023141193
Q2 2023188133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $318.0kQ3 22 puts: $7.7mQ3 22P/C 24.32Q4 22 calls: $950.3kQ4 22 puts: $10.3mQ4 22P/C 10.84Q1 23 calls: $635.9kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $214.9kQ2 23 puts: $74.1kQ2 23P/C 0.34
Numbers
QuarterCallsPutsP/C
Q3 2022$318.0k$7.7m24.32
Q4 2022$950.3k$10.3m10.84
Q1 2023$635.9k$00.00
Q2 2023$214.9k$74.1k0.34

Biggest buyers

Ocean Park Asset Management, LLC New +5,469,025+5.5m
Clark Capital Management Group, Inc. New +2,905,466+2.9m
ASSETMARK, INC Added +1,854,852+1.9m
JANE STREET GROUP, LLC Added +1,364,267+1.4m
ENVESTNET ASSET MANAGEMENT INC Added +1,295,350+1.3m
NEUBERGER BERMAN GROUP LLC Added +1,268,980+1.3m
Aristotle Pacific Capital, LLC Added +1,079,260+1.1m
Donoghue Forlines LLC Added +883,096+883.1k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Added +766,381+766.4k
Signify Wealth New +578,695+578.7k

Biggest sellers

Berkshire Money Management, Inc. Reduced -1,554,288-1.6m
AMERIPRISE FINANCIAL INC Reduced -1,248,259-1.2m
Jefferies Financial Group Inc. Reduced -645,835-645.8k
LINCOLN NATIONAL CORP Reduced -313,603-313.6k
RAYMOND JAMES & ASSOCIATES Reduced -285,705-285.7k
JPMORGAN CHASE & CO Reduced -203,537-203.5k
Thrivent Financial for Lutherans Reduced -195,180-195.2k
RiverFront Investment Group, LLC Reduced -180,566-180.6k
Bogart Wealth, LLC Sold out -180,272-180.3k
Kestra Advisory Services, LLC Reduced -159,407-159.4k

Biggest calls

CITADEL ADVISORS LLC New $214.9k8.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $74.1k3.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ilmarinen Mutual Pension Insurance Co 3.06% of their portfolio HELSINKI, H9 9,761,7039.8m $241.1m $241.1m 3.06% Unchanged
2 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 7,722,3517.7m $190.6m $190.6m 0.06% Reduced -1.2m -1,248,259
3 State of New Jersey Common Pension Fund D 0.58% of their portfolio TRENTON, NJ 6,950,0007.0m $171.7m $171.7m 0.58% Unchanged
4 GRIMES & Co WEALTH MANAGEMENT, LLC 5.62% of their portfolio WESTBOROUGH, MA 6,413,2956.4m $158.4m $158.4m 5.62% Added +217.7k +217,703
5 Ocean Park Asset Management, LLC 4.61% of their portfolio SANTA MONICA, CA 5,469,0255.5m $135.1m $135.1m 4.61% New
6 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,943,1492.9m $72.7m $72.7m 0.03% Added +1.3m +1,295,350
7 Clark Capital Management Group, Inc. 0.64% of their portfolio PHILADELPHIA, PA 2,905,4662.9m $71.8m $71.8m 0.64% New
8 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,551,6492.6m $63.0m $63.0m 0.05% Added +338.9k +338,898
9 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,420,9102.4m $59.8m $59.8m 0.02% Reduced -21.0k -20,968
10 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2.28% of their portfolio Seattle, WA 2,286,5162.3m $56.5m $56.5m 2.28% Added +143.2k +143,165
11 Elo Mutual Pension Insurance Co 1.64% of their portfolio ESPOO, H9 2,256,0002.3m $55.7m $55.7m 1.64% Unchanged
12 NEUBERGER BERMAN GROUP LLC 0.05% of their portfolio NEW YORK, NY 2,166,7852.2m $53.5m $53.5m 0.05% Added +1.3m +1,268,980
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,158,0392.2m $53.3m $53.3m 0.01% Reduced -23.1k -23,127
14 ASSETMARK, INC 0.18% of their portfolio CONCORD, CA 1,855,8891.9m $45.8m $45.8m 0.18% Added +1.9m +1,854,852
15 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.42% of their portfolio NORFOLK, VA 1,743,5141.7m $43.1m $43.1m 1.42% Added +766.4k +766,381
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,717,9271.7m $42.4m $42.4m 0.00% Added +527.4k +527,397
17 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,654,3291.7m $40.9m $40.9m 0.01% Reduced -128.2k -128,165
18 SIGMA INVESTMENT COUNSELORS INC 2.63% of their portfolio NORTHVILLE, MI 1,450,6591.5m $35.8m $35.8m 2.63% Added +15.9k +15,899
19 Advisors Capital Management, LLC 0.83% of their portfolio RIDGEWOOD, NJ 1,402,0891.4m $34.6m $34.6m 0.83% Added +39.4k +39,386
20 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 1,397,8271.4m $34.5m $34.5m 0.05% Added +1.4m +1,364,267
21 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,395,6401.4m $34.5m $34.5m 0.01% Reduced -11.2k -11,223
22 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,338,7961.3m $33.1m $33.1m 0.06% Added +498.8k +498,772
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,296,7301.3m $32.0m $32.0m 0.00% Reduced -203.5k -203,537
24 Aristotle Pacific Capital, LLC 56.77% of their portfolio NEWPORT BEACH, CA 1,285,8301.3m $31.8m $31.8m 56.77% Added +1.1m +1,079,260
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 1,173,8771.2m $29.0m $29.0m 0.02% Added +90.3k +90,329
26 Donoghue Forlines LLC 8.86% of their portfolio Boston, MA 1,147,4121.1m $28.3m $28.3m 8.86% Added +883.1k +883,096
27 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.11% of their portfolio TORONTO, A6 1,000,0001.0m $24.7m $24.7m 0.11% Unchanged
28 Essex LLC 6.59% of their portfolio DEER PARK, IL 957,658957.7k $23.7m $23.7m 6.59% Added +84.4k +84,394
29 Jefferies Financial Group Inc. 0.50% of their portfolio NEW YORK, NY 954,900954.9k $23.6m $23.6m 0.50% Reduced -645.8k -645,835
30 TOEWS CORP /ADV 3.13% of their portfolio NORTHFIELD, NJ 840,600840.6k $20.8m $20.8m 3.13% Added +380.2k +380,200
31 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 759,569759.6k $18.8m $18.8m 0.03% Reduced -11.7k -11,653
32 FULTON BREAKEFIELD BROENNIMAN LLC 1.42% of their portfolio Bethesda, MD 693,474693.5k $17.1m $17.1m 1.42% Reduced -7.4k -7,400
33 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 676,069676.1k $16.7m $16.7m 0.04% Reduced -195.2k -195,180
34 ANGELES WEALTH MANAGEMENT, LLC 2.23% of their portfolio SANTA MONICA, CA 663,358663.4k $16.4m $16.4m 2.23% Added +20.8k +20,792
35 TRUSTMARK BANK TRUST DEPARTMENT 1.38% of their portfolio JACKSON, MS 601,493601.5k $14.9m $14.9m 1.38% Added +9.2k +9,204
36 CANTOR FITZGERALD, L. P. 0.33% of their portfolio NEW YORK, NY 581,558581.6k $14.4m $14.4m 0.33% Reduced -12.4k -12,421
37 Signify Wealth 12.32% of their portfolio SAINT LOUIS, MO 578,695578.7k $14.3m $14.3m 12.32% New
38 Merit Financial Group, LLC 0.42% of their portfolio ALPHARETTA, GA 519,300519.3k $12.8m $12.8m 0.42% Added +97.1k +97,051
39 CWM, LLC 0.07% of their portfolio OMAHA, NE 460,880460.9k $11.4m $11.4m 0.07% Added +52.7k +52,701
40 Mader & Shannon Wealth Management, Inc. 6.82% of their portfolio KANSAS CITY, MO 447,394447.4k $11.1m $11.1m 6.82% Added +62.9k +62,878
41 CAPSTONE INVESTMENT ADVISORS, LLC 0.32% of their portfolio NEW YORK, NY 441,200441.2k $10.9m $10.9m 0.32% Added +11.8k +11,800
42 NOMURA ASSET MANAGEMENT CO LTD 0.05% of their portfolio TOKYO, M0 438,000438.0k $10.8m $10.8m 0.05% Unchanged
43 Good Life Advisors, LLC 1.19% of their portfolio READING, PA 428,446428.4k $10.6m $10.6m 1.19% Added +10.7k +10,674
44 Mariner, LLC 0.03% of their portfolio Overland Park, KS 413,000413.0k $10.2m $10.2m 0.03% Added +7.7k +7,658
45 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 410,164410.2k $10.1m $10.1m 0.01% Reduced -79 -79
46 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 405,000405.0k $10.0m $10.0m 0.02% New
47 Atria Investments, Inc 0.17% of their portfolio Charlotte, NC 384,840384.8k $9.5m $9.5m 0.17% Added +116.5k +116,485
48 Wavelength Capital Management, LLC 10.13% of their portfolio WESTPORT, CT 379,200379.2k $9.4m $9.4m 10.13% Added +33.2k +33,200
49 Echo45 Advisors LLC 7.68% of their portfolio WALNUT CREEK, CA 377,118377.1k $9.3m $9.3m 7.68% Added +678 +678
50 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 363,330363.3k $9.0m $9.0m 0.02% Added +103.4k +103,425
51 Arden Trust Co 1.42% of their portfolio WILMINGTON, DE 350,444350.4k $8.7m $8.7m 1.42% Added +87.2k +87,235
52 Curran Financial Partners, LLC 3.50% of their portfolio DANIEL ISLAND, SC 325,706325.7k $8.0m $8.0m 3.50% Added +21.0k +21,020
53 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.51% of their portfolio FORT WORTH, TX 322,781322.8k $8.0m $8.0m 1.51% Reduced -2.0k -2,023
54 Crabel Capital Management, LLC 3.09% of their portfolio MILWAUKEE, WI 303,077303.1k $7.5m $7.5m 3.09% Added +132.0k +131,976
55 Wealthfront Advisers LLC 0.03% of their portfolio Palo Alto, CA 296,389296.4k $7.3m $7.3m 0.03% New
56 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 292,500292.5k $7.2m $7.2m 0.01% Unchanged
57 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 287,622287.6k $7.1m $7.1m 0.12% New
58 MBM WEALTH CONSULTANTS, LLC 2.99% of their portfolio CHESTERFIELD, MO 282,386282.4k $7.0m $7.0m 2.99% Added +20.4k +20,435
59 IRONWOOD WEALTH MANAGEMENT, INC. 3.96% of their portfolio HURRICANE, WV 278,912278.9k $6.8m $6.8m 3.96% Added +980 +980
60 Matthew Goff Investment Advisor, LLC 1.62% of their portfolio HOUSTON, TX 278,577278.6k $6.9m $6.9m 1.62% Added +26.6k +26,645
61 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.22% of their portfolio TOKYO, M0 274,410274.4k $6.8m $6.8m 0.22% Reduced -2.2k -2,197
62 Little Harbor Advisors, LLC 4.99% of their portfolio MARBLEHEAD, MA 260,814260.8k $6.4m $6.4m 4.99% New
63 Financial Partners Group, Inc 1.24% of their portfolio Overland Park, KS 249,306249.3k $6.1m $6.1m 1.24% Added +33.4k +33,381
64 Goodman Advisory Group, LLC 2.22% of their portfolio NEEDHAM, MA 242,009242.0k $6.0m $6.0m 2.22% Added +30.5k +30,496
65 IHT Wealth Management, LLC 0.31% of their portfolio Chicago, IL 241,196241.2k $6.0m $6.0m 0.31% Added +10.6k +10,632
66 Certified Advisory Corp 1.05% of their portfolio ALTAMONTE SPRINGS, FL 231,421231.4k $5.7m $5.7m 1.05% Added +17.5k +17,546
67 Transform Wealth, LLC 0.51% of their portfolio GREENWOOD VILLAGE, CO 230,172230.2k $5.7m $5.7m 0.51% New
68 LEUTHOLD GROUP, LLC 0.71% of their portfolio MINNEAPOLIS, MN 223,325223.3k $5.5m $5.5m 0.71% Reduced -3.2k -3,172
69 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 221,101221.1k $5.5m $5.5m 0.04% Added +110.0k +109,997
70 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 220,257220.3k $5.4m $5.4m 0.01% Added +5.6k +5,645
71 Great Lakes Retirement, Inc. 0.96% of their portfolio SANDUSKY, OH 219,362219.4k $5.4m $5.4m 0.96% Added +6.1k +6,140
72 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 216,646216.6k $5.4m $5.4m 0.04% Added +178.8k +178,769
73 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 210,669210.7k $5.2m $5.2m 0.02% Reduced -29.0k -29,027
74 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 209,448209.4k $5.2m $5.2m 0.01% Added +68.5k +68,494
75 SURIENCE PRIVATE WEALTH LLC 7.39% of their portfolio YAKIMA, WA 209,046209.0k $5.2m $5.2m 7.39% Added +81.6k +81,556
76 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 206,064206.1k $5.1m $5.1m 0.04% Reduced -434 -434
77 Employees' Retirement Fund of the City of Fort Worth 0.94% of their portfolio FORT WORTH, TX 205,000205.0k $5.1m $5.1m 0.94% Unchanged
78 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 197,636197.6k $4.9m $4.9m 0.03% Added +120.9k +120,933
79 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.31% of their portfolio Greenbrae, CA 197,250197.2k $4.9m $4.9m 0.31% Reduced -6.4k -6,375
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 193,920193.9k $4.8m $4.8m 0.00% Reduced -3.4k -3,437
81 OPPENHEIMER ASSET MANAGEMENT INC. 0.07% of their portfolio NEW YORK, NY 193,535193.5k $4.8m $4.8m 0.07% Added +6.9k +6,910
82 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 188,822188.8k $4.7m $4.7m 0.01% New
83 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 187,833187.8k $4.6m $4.6m 0.00% Added +66.0k +66,007
84 Sound Income Strategies, LLC 0.47% of their portfolio FT LAUDERDALE, FL 186,905186.9k $4.6m $4.6m 0.47% Added +9.5k +9,540
85 Disciplined Investments, LLC 2.43% of their portfolio TULSA, OK 184,393184.4k $4.6m $4.6m 2.43% Reduced -28.9k -28,877
86 Guardian Wealth Advisors, LLC 3.31% of their portfolio ST LOUIS PARK, MN 182,106182.1k $4.5m $4.5m 3.31% Reduced -1.5k -1,503
87 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 179,928179.9k $4.4m $4.4m 0.02% Added +85.4k +85,429
88 SAM Advisors, LLC 1.81% of their portfolio OAKHURST, CA 175,940175.9k $4.3m $4.3m 1.81% New
89 GREENWOOD CAPITAL ASSOCIATES LLC 0.58% of their portfolio GREENWOOD, SC 168,614168.6k $4.2m $4.2m 0.58% Added +513 +513
90 CENTAURUS FINANCIAL, INC. 0.36% of their portfolio ANAHEIM, CA 166,690166.7k $4.1m $4.1m 0.36% Reduced -3.7k -3,739
91 GeoWealth Management, LLC 0.43% of their portfolio CHICAGO, IL 159,454159.5k $3.9m $3.9m 0.43% Added +99.0k +98,974
92 Sowell Financial Services LLC 0.21% of their portfolio NORTH LITTLE ROCK, AR 151,872151.9k $3.8m $3.8m 0.21% Added +85.5k +85,548
93 Fifth Third Securities, Inc. 0.41% of their portfolio Cincinnati, OH 151,711151.7k $3.7m $3.7m 0.41% Reduced -2.6k -2,623
94 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 150,699150.7k $3.7m $3.7m 0.06% Reduced -25.9k -25,880
95 SIGNET FINANCIAL MANAGEMENT, LLC 0.58% of their portfolio PARSIPPANY, NJ 147,585147.6k $3.6m $3.6m 0.58% Added +1.9k +1,932
96 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 141,124141.1k $3.5m $3.5m 0.00% Added +132.7k +132,699
97 Missouri Trust & Investment Co 1.96% of their portfolio SPRINGFIELD, MO 141,061141.1k $3.5m $3.5m 1.96% Added +15.6k +15,640
98 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 140,514140.5k $3.5m $3.5m 0.14% Added +3.5k +3,450
99 Destiny Capital Corp/CO 2.61% of their portfolio DENVER, CO 135,731135.7k $3.4m $3.4m 2.61% Reduced -2.1k -2,095
100 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 131,879131.9k $3.3m $3.3m 0.01% Added +769 +769