SPDR SER TR KCE
S&P CAP MKTS · ETP · CUSIP 78464A771
83
institutional holders
+21 vs Q3 2023
2.1m
shares reported held*
$210.1mreported value*
22 new
23 added
27 reduced
4 sold out
net sold ≈ $49.6m (-486.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($61.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $101.99. Options: 2 managers hold calls ($1.7m notional), 1 hold puts ($10.2k).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 49 |
| Q1 2023 | 48 |
| Q2 2023 | 46 |
| Q3 2023 | 62 |
| Q4 2023 | 83 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 15 | 29 |
| Q1 2023 | 22 | 19 |
| Q2 2023 | 22 | 22 |
| Q3 2023 | 39 | 19 |
| Q4 2023 | 45 | 31 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $3.4m | $382.1k | 0.11 |
| Q2 2023 | $1.3m | $314.1k | 0.25 |
| Q3 2023 | $52.1k | $17.4k | 0.33 |
| Q4 2023 | $1.7m | $10.2k | 0.01 |
Biggest buyers
| MORGAN STANLEY | Added | +124.4k |
| BANK OF AMERICA CORP /DE/ | Added | +112.7k |
| Fisher Asset Management, LLC | Added | +59.6k |
| Atria Investments, Inc | New | +17.7k |
| LPL Financial LLC | Added | +15.7k |
| TWO SIGMA INVESTMENTS, LP | New | +12.9k |
| IMC-Chicago, LLC | New | +11.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +8.6k |
| Ascent Group, LLC | Added | +8.2k |
| STIFEL FINANCIAL CORP | New | +7.1k |
Biggest sellers
| ASSETMARK, INC | Reduced | -744.8k |
| OSAIC HOLDINGS, INC. | Reduced | -101.6k |
| ROYAL BANK OF CANADA | Reduced | -19.9k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -16.5k |
| Csenge Advisory Group | Reduced | -8.6k |
| Algorithmic Investment Models, LLC | Reduced | -5.4k |
| Aveo Capital Partners, LLC | Reduced | -5.0k |
| CITADEL ADVISORS LLC | Reduced | -4.7k |
| Ignite Planners, LLC | Sold out | -4.4k |
| NewEdge Advisors, LLC | Sold out | -2.8k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $1.7m16.2k shares |
| Cutler Group LLC / CA | Added | $2.0k500 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $10.2k100 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 482.3k $49.2m | Added +112.7k |
| ASSETMARK, INC 0.16% of their portfolio | 424.8k $43.3m | Reduced -744.8k |
| MORGAN STANLEY 0.00% of their portfolio | 276.8k $28.2m | Added +124.4k |
| Fisher Asset Management, LLC 0.01% of their portfolio | 232.0k $23.7m | Added +59.6k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 65.3k $6.7m | Reduced -101.6k |
| Cavalier Investments, LLC 2.19% of their portfolio | 58.4k $6.0m | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio | 46.0k $4.7m | Added +7.0k |
| LPL Financial LLC 0.00% of their portfolio | 45.7k $4.7m | Added +15.7k |
| ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 1.77% of their portfolio | 42.4k $4.3m | Added +5.5k |
| Aveo Capital Partners, LLC 0.43% of their portfolio | 35.0k $3.6m | Reduced -5.0k |
| VICUS CAPITAL 0.29% of their portfolio | 28.0k $2.9m | Reduced -1.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 23.5k $2.4m | Reduced -16.5k |
| Baker Avenue Asset Management, LP 0.09% of their portfolio | 19.8k $2.0m | Added +2.6k |
| Royal Fund Management, LLC 0.23% of their portfolio | 18.0k $1.8m | Added +1.8k |
| Atria Investments, Inc 0.03% of their portfolio | 17.7k $1.8m | New |
| Csenge Advisory Group 0.09% of their portfolio | 14.7k $1.5m | Reduced -8.6k |
| Ascent Group, LLC 0.14% of their portfolio | 14.2k $1.5m | Added +8.2k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 12.9k $1.3m | New |
| MONEY CONCEPTS CAPITAL CORP 0.12% of their portfolio | 12.4k $1.3m | Reduced -60 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 12.3k $1.3m | Unchanged |
| IMC-Chicago, LLC 0.04% of their portfolio | 11.4k $1.2m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 11.4k $1.2m | Added +8.6k |
| Accel Wealth Management 0.54% of their portfolio | 10.5k $1.1m | Reduced -96 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 8.9k $913.0k | Reduced -19.9k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 8.3k $845.1k | Reduced -1.7k |
| BAROMETER CAPITAL MANAGEMENT INC. 0.23% of their portfolio | 8.0k $815.8k | Reduced -1.3k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 7.1k $726.3k | New |
| DB Wealth Management Group, LLC 0.40% of their portfolio | 6.9k $698.7k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 6.6k $674.1k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 6.5k $666.0k | Added +2.7k |
| GeoWealth Management, LLC 0.05% of their portfolio | 6.3k $639.0k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 5.7k $586.0k | Added +692 |
| UBS Group AG 0.00% of their portfolio | 5.7k $577.1k | Added +2.5k |
| Wealthfront Advisers LLC 0.00% of their portfolio | 5.6k $571.8k | Added +141 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 5.4k $549.2k | Added +2.5k |
| Private Advisor Group, LLC 0.00% of their portfolio | 5.3k $543.9k | Reduced -2.0k |
| Algorithmic Investment Models, LLC 0.40% of their portfolio | 5.2k $528.9k | Reduced -5.4k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 5.1k $518.1k | New |
| HF Advisory Group, LLC 0.31% of their portfolio | 4.8k $486.1k | Reduced -191 |
| Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio | 4.1k $419.0k | Reduced -1.1k |
| GTS SECURITIES LLC 0.01% of their portfolio | 4.0k $411.6k | New |
| Cetera Advisors LLC 0.01% of their portfolio | 3.9k $400.3k | New |
| Quantum Portfolio Management LLC 0.25% of their portfolio | 3.9k $397.4k | First filing |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.7k $374.7k | Added +2.3k |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 2.7k $276.8k | Reduced -2.3k |
| Continuum Advisory, LLC 0.04% of their portfolio | 2.7k $273.8k | Reduced -858 |
| VestGen Investment Management 0.08% of their portfolio | 2.4k $244.8k | Reduced -1.9k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.0k $201.2k | Reduced -307 |
| TELEMUS CAPITAL, LLC 0.02% of their portfolio | 2.0k $200.1k | New |
| RFP Financial Group LLC 0.06% of their portfolio | 1.5k $148.0k | Reduced -62 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 1.3k $129.1k | Reduced -4.7k |
| FMR LLC 0.00% of their portfolio | 1.3k $128.4k | Added +674 |
| MGB Wealth Management, LLC 0.06% of their portfolio | 1.1k $112.8k | First filing |
| American State Bank (Iowa) 0.06% of their portfolio | 1.0k $102.0k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 762 $77.7k | Reduced -242 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 647 $66.0k | Reduced -90 |
| Advisors Preferred, LLC 0.01% of their portfolio | 612 $61.8k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 530 $54.0k | Reduced -25 |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 488 $49.8k | Unchanged |
| Cutler Group LLC / CA 0.01% of their portfolio | 389 $39.0k | Added +289 |
| Advisory Services Network, LLC 0.00% of their portfolio | 344 $35.1k | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 263 $26.8k | Reduced -101 |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 251 $25.6k | First filing |
| Larson Financial Group LLC 0.00% of their portfolio | 240 $24.5k | New |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 236 $24.1k | New |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 228 $23.2k | Added +148 |
| Provenance Wealth Advisors, LLC 0.00% of their portfolio | 225 $22.9k | New |
| Gradient Investments LLC 0.00% of their portfolio | 191 $19.5k | New |
| MCF Advisors LLC 0.00% of their portfolio | 169 $17.2k | Added +1 |
| Tennessee Valley Asset Management Partners 0.00% of their portfolio | 154 $15.7k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 130 $13.3k | Added +65 |
| Spire Wealth Management 0.00% of their portfolio | 113 $11.3k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 96 $9.0k | Reduced -180 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 78 $8.0k | Added +1 |
| BESSEMER GROUP INC 0.00% of their portfolio | 63 $6.0k | New |
| O'Dell Group, LLC 0.00% of their portfolio | 54 $5.5k | New |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 52 $5.3k | Added +1 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 51 $5.2k | Unchanged |
| CITY HOLDING CO 0.00% of their portfolio | 45 $4.6k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 45 $4.4k | Reduced -983 |
| Abound Wealth Management 0.00% of their portfolio | 7 $714 | New |
| Iron Horse Wealth Management, LLC 0.00% of their portfolio | 3 $309 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |