Vault-13

SPDR SER TR SPMB

PORT MTG BK ETF · ETP · CUSIP 78464A383

195 institutional holders +22 vs Q3 2023
213,061,214213.1m shares reported held*
$4.7bnreported value*
34 new 70 added 66 reduced 22 sold out net bought ≈ $216.5m (+9.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.07. Options: 1 managers hold calls ($620.2k notional), 1 hold puts ($2.2k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 155Q4 22: 163Q1 23: 167Q2 23: 178Q3 23: 173Q4 23: 195195Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022155
Q4 2022163
Q1 2023167
Q2 2023178
Q3 2023173
Q4 2023195

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 83 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 82 cut or sold outQ1 23Q2 23: 100 bought or addedQ2 23: 72 cut or sold outQ2 23Q3 23: 91 bought or addedQ3 23: 87 cut or sold outQ3 23Q4 23: 104 bought or addedQ4 23: 88 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228483
Q1 20238582
Q2 202310072
Q3 20239187
Q4 202310488

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ1 23 calls: $2.2kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $447.2kQ3 23 puts: $137.3kQ3 23P/C 0.31Q4 23 calls: $620.2kQ4 23 puts: $2.2kQ4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$2.2k$00.00
Q2 2023$0$0—
Q3 2023$447.2k$137.3k0.31
Q4 2023$620.2k$2.2k0.00

Biggest buyers

Financial Engines Advisors L.L.C. Added +2,374,284+2.4m
MORGAN STANLEY Added +1,834,771+1.8m
JPMORGAN CHASE & CO Added +1,681,303+1.7m
CWM, LLC Added +1,299,408+1.3m
TOWNSQUARE CAPITAL LLC Added +947,602+947.6k
LPL Financial LLC Added +742,269+742.3k
Clearwater Capital Advisors, LLC New +663,949+663.9k
STATE STREET CORP Added +628,238+628.2k
RETIREMENT CAPITAL STRATEGIES New +608,720+608.7k
Astoria Portfolio Advisors LLC. New +324,031+324.0k

Biggest sellers

CGN Advisors LLC Reduced -1,077,399-1.1m
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -615,118-615.1k
CANTOR FITZGERALD, L. P. Sold out -532,370-532.4k
Hibernia Wealth Partners, LLC Sold out -467,769-467.8k
JANE STREET GROUP, LLC Sold out -456,799-456.8k
CITADEL ADVISORS LLC Reduced -278,240-278.2k
OLD MISSION CAPITAL LLC Sold out -120,830-120.8k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -112,415-112.4k
WELLS FARGO & COMPANY/MN Reduced -86,565-86.6k
Perennial Investment Advisors, LLC Reduced -70,375-70.4k

Biggest calls

CITADEL ADVISORS LLC Added $620.2k28.1k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.2k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 8.36% of their portfolio SANTA CLARA, CA 160,642,834160.6m $3.5bn $3.5bn 8.36% Added +2.4m +2,374,284
2 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 8,801,5638.8m $194.3m $194.3m 0.12% Added +742.3k +742,269
3 TOWNSQUARE CAPITAL LLC 1.79% of their portfolio Lehi, UT 4,740,1224.7m $104.6m $104.6m 1.79% Added +947.6k +947,602
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,138,8453.1m $69.3m $69.3m 0.00% Added +628.2k +628,238
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,135,1663.1m $69.2m $69.2m 0.00% Added +1.8m +1,834,771
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,759,4702.8m $60.9m $60.9m 0.00% Added +1.7m +1,681,303
7 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.69% of their portfolio ST. LOUIS, MO 2,207,6362.2m $48.7m $48.7m 0.69% Reduced -112.4k -112,415
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,671,2491.7m $36.9m $36.9m 0.00% Added +180.1k +180,107
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,652,3601.7m $36.5m $36.5m 0.01% Added +172.0k +172,047
10 Zurich Insurance Group Ltd/FI 0.33% of their portfolio ZURICH, V8 1,482,2951.5m $32.7m $32.7m 0.33% Unchanged
11 Hirtle & Co., LLC 1.43% of their portfolio WEST CONSHOHOCKEN, PA 1,422,6121.4m $31.4m $31.4m 1.43% Added +100.5k +100,498
12 CWM, LLC 0.16% of their portfolio OMAHA, NE 1,387,7521.4m $30.6m $30.6m 0.16% Added +1.3m +1,299,408
13 CX Institutional 1.43% of their portfolio AUBURN, IN 1,211,3911.2m $26.7m $26.7m 1.43% Reduced -39.6k -39,581
14 Private Advisor Group, LLC 0.16% of their portfolio MORRISTOWN, NJ 916,698916.7k $20.2m $20.2m 0.16% Reduced -32.5k -32,472
15 ST GERMAIN D J CO INC 0.89% of their portfolio SPRINGFIELD, MA 776,375776.4k $17.1m $17.1m 0.89% Reduced -55.9k -55,862
16 KWB Wealth 2.37% of their portfolio REDLANDS, CA 743,474743.5k $16.4m $16.4m 2.37% Added +19.9k +19,947
17 Leicht Financial Planning & Wealth Management, Inc. 8.55% of their portfolio PARSIPPANY, NJ 675,392675.4k $14.9m $14.9m 8.55% Reduced -15.4k -15,448
18 Clearwater Capital Advisors, LLC 1.64% of their portfolio HOFFMAN ESTATES, IL 663,949663.9k $14.7m $14.7m 1.64% New
19 RETIREMENT CAPITAL STRATEGIES 5.82% of their portfolio SAN JOSE, CA 608,720608.7k $13.4m $13.4m 5.82% New
20 FINANCIAL LIFE ADVISORS 5.53% of their portfolio SAN ANTONIO, TX 582,576582.6k $12.9m $12.9m 5.53% Reduced -50.1k -50,111
21 Mariner, LLC 0.03% of their portfolio Overland Park, KS 582,384582.4k $12.9m $12.9m 0.03% Reduced -49.8k -49,796
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 512,038512.0k $11.3m $11.3m 0.00% Reduced -86.6k -86,565
23 BlackRock Inc. 0.00% of their portfolio New York, NY 507,728507.7k $11.2m $11.2m 0.00% Added +154.1k +154,077
24 Equitable Holdings, Inc. 0.13% of their portfolio NEW YORK, NY 492,475492.5k $10.9m $10.9m 0.13% Reduced -50.8k -50,785
25 Carr Financial Group Corp 3.96% of their portfolio WORCESTER, MA 484,683484.7k $10.7m $10.7m 3.96% Added +92.5k +92,511
26 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 396,923396.9k $8.6m $8.6m 0.04% Added +60.6k +60,600
27 FLAGSHIP HARBOR ADVISORS, LLC 0.61% of their portfolio BOSTON, MA 378,483378.5k $8.4m $8.4m 0.61% Added +44.0k +43,971
28 SIGNET FINANCIAL MANAGEMENT, LLC 1.23% of their portfolio PARSIPPANY, NJ 372,706372.7k $8.2m $8.2m 1.23% Added +73.1k +73,096
29 Stokes Family Office, LLC 1.08% of their portfolio NEW ORLEANS, LA 361,945361.9k $8.0m $8.0m 1.08% Reduced -3.2k -3,224
30 Checchi Capital Advisers, LLC 0.60% of their portfolio BEVERLY HILLS, CA 331,967332.0k $7.3m $7.3m 0.60% Added +99.9k +99,938
31 True North Advisors, LLC 1.87% of their portfolio Dallas, TX 329,486329.5k $7.3m $7.3m 1.87% Added +313.8k +313,817
32 Astoria Portfolio Advisors LLC. 2.86% of their portfolio NEW YORK, NY 324,031324.0k $7.1m $7.1m 2.86% New
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 313,374313.4k $6.9m $6.9m 0.01% Added +60.0k +59,998
34 Comprehensive Wealth Management, LLC 5.81% of their portfolio LYNNWOOD, WA 291,567291.6k $6.4m $6.4m 5.81% Added +16.8k +16,840
35 Certified Advisory Corp 0.95% of their portfolio ALTAMONTE SPRINGS, FL 283,440283.4k $6.3m $6.3m 0.95% Reduced -12.5k -12,521
36 Kingsview Wealth Management, LLC 0.19% of their portfolio GRANTS PASS, OR 281,303281.3k $6.2m $6.2m 0.19% Added +1.1k +1,089
37 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 267,881267.9k $5.9m $5.9m 0.05% Reduced -615.1k -615,118
38 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 267,004267.0k $5.9m $5.9m 0.05% Reduced -7.7k -7,710
39 Chesapeake Wealth Management 2.27% of their portfolio WILLIAMSBURG, VA 266,079266.1k $5.9m $5.9m 2.27% Reduced -19.7k -19,749
40 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.44% of their portfolio NEW YORK, NY 256,232256.2k $5.7m $5.7m 0.44% First filing
41 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 252,920252.9k $5.6m $5.6m 0.00% Reduced -45.1k -45,085
42 Mutual Advisors, LLC 0.18% of their portfolio OMAHA, NE 231,037231.0k $5.1m $5.1m 0.18% New
43 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 204,693204.7k $4.5m $4.5m 0.01% New
44 Portside Wealth Group, LLC 0.82% of their portfolio Provo, UT 198,400198.4k $4.4m $4.4m 0.82% Added +11.5k +11,507
45 CARY STREET PARTNERS ASSET MANAGEMENT LLC 0.69% of their portfolio RICHMOND, VA 182,062182.1k $4.0m $4.0m 0.69% Reduced -3.1k -3,072
46 Redwood Financial Network Corp 3.69% of their portfolio SOLON, OH 172,392172.4k $3.8m $3.8m 3.69% Reduced -5.0k -4,986
47 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 155,741155.7k $3.4m $3.4m 0.06% Reduced -21.7k -21,673
48 WBI INVESTMENTS, LLC 0.68% of their portfolio RED BANK, NJ 153,884153.9k $3.4m $3.4m 0.68% Reduced -8.0k -8,008
49 U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio AUSTIN, TX 147,802147.8k $3.3m $3.3m 0.13% Added +46.3k +46,304
50 Tidemark, LLC 2.02% of their portfolio SAN DIEGO, CA 146,100146.1k $3.2m $3.2m 2.02% First filing
51 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 142,324142.3k $3.1m $3.1m 0.01% Added +16.3k +16,252
52 Meridian Wealth Management, LLC 0.20% of their portfolio LEXINGTON, KY 141,311141.3k $3.1m $3.1m 0.20% New
53 GUIDANCE CAPITAL, INC 0.61% of their portfolio LOUSVILLE, KY 139,906139.9k $3.1m $3.1m 0.61% Added +49.5k +49,534
54 EASTERN BANK 0.14% of their portfolio BOSTON, MA 139,528139.5k $3.1m $3.1m 0.14% New
55 Allen Capital Group, LLC 0.49% of their portfolio GRAND ISLAND, NE 133,425133.4k $2.9m $2.9m 0.49% Added +20.0k +19,978
56 Western Wealth Management, LLC 0.21% of their portfolio GOLDEN, CO 131,178131.2k $2.9m $2.9m 0.21% Added +89.2k +89,151
57 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 131,113131.1k $2.9m $2.9m 0.11% New
58 Detalus Advisors, LLC 1.07% of their portfolio ST. LOUIS, MO 120,666120.7k $2.7m $2.7m 1.07% Added +5.9k +5,937
59 Arden Trust Co 0.36% of their portfolio WILMINGTON, DE 111,231111.2k $2.5m $2.5m 0.36% Added +14.8k +14,785
60 Jaffetilchin Investment Partners, LLC 0.24% of their portfolio TAMPA, FL 110,953111.0k $2.4m $2.4m 0.24% New
61 Willow Creek Wealth Management Inc. 0.30% of their portfolio Sebastopol, CA 107,994108.0k $2.4m $2.4m 0.30% Reduced -8.6k -8,587
62 Sharkey, Howes & Javer 0.40% of their portfolio DENVER, CO 103,877103.9k $2.3m $2.3m 0.40% Reduced -2.2k -2,204
63 Keystone Financial Group 0.39% of their portfolio LEXINGTON, KY 100,755100.8k $2.2m $2.2m 0.39% Added +4.2k +4,240
64 GPS Wealth Strategies Group, LLC 0.39% of their portfolio CENTENNIAL, CO 96,31296.3k $2.1m $2.1m 0.39% Reduced -62.1k -62,112
65 Seed Wealth Management, Inc. 2.01% of their portfolio EVANSTON, IL 90,93090.9k $2.0m $2.0m 2.01% New
66 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 90,91290.9k $2.0m $2.0m 0.00% Added +29.5k +29,495
67 Vertex Planning Partners, LLC 0.59% of their portfolio DOWNERS GROVE, IL 90,33190.3k $2.0m $2.0m 0.59% Added +9.2k +9,224
68 Alesco Advisors, LLC, An ESL Co 0.07% of their portfolio Pittsford, NY 90,00590.0k $2.0m $2.0m 0.07% Added +1.9k +1,860
69 Collaborative Wealth Managment Inc. 1.05% of their portfolio LAKE MARY, FL 88,05188.1k $1.9m $1.9m 1.05% Added +31.4k +31,399
70 Boltwood Capital Management 0.63% of their portfolio WALNUT CREEK, CA 85,72585.7k $1.9m $1.9m 0.63% Added +44.6k +44,650
71 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 85,25185.3k $1.9m $1.9m 0.06% Added +42.3k +42,302
72 Advisor Resource Council 0.22% of their portfolio DALLAS, TX 84,96385.0k $1.9m $1.9m 0.22% New
73 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 81,59581.6k $1.8m $1.8m 0.00% Reduced -641 -641
74 Capital Investment Counsel, LLC 0.66% of their portfolio DENVER, CO 79,40279.4k $1.8m $1.8m 0.66% First filing
75 Concord Wealth Partners 0.32% of their portfolio ABINGDON, VA 72,24572.2k $1.6m $1.6m 0.32% Reduced -24.3k -24,299
76 BAKER TILLY WEALTH MANAGEMENT, LLC 0.24% of their portfolio MADISON, WI 67,08367.1k $1.5m $1.5m 0.24% Added +33.6k +33,629
77 Northwest Capital Management Inc 0.48% of their portfolio Lake Oswego, OR 64,51564.5k $1.4m $1.4m 0.48% Reduced -2.0k -1,963
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 64,11964.1k $1.4m $1.4m 0.00% Added +5.1k +5,116
79 Exchange Capital Management, Inc. 0.25% of their portfolio Ann Arbor, MI 62,91262.9k $1.4m $1.4m 0.25% Reduced -1.0k -1,035
80 Derbend Asset Management 0.79% of their portfolio Peachtree City, GA 61,84961.8k $1.4m $1.4m 0.79% Added +23.4k +23,399
81 Bell Investment Advisors, Inc 0.25% of their portfolio ORINDA, CA 55,94555.9k $1.2m $1.2m 0.25% Reduced -976 -976
82 Trilogy Capital Inc. 0.07% of their portfolio IRVINE, CA 54,78254.8k $1.2m $1.2m 0.07% Added +2.2k +2,214
83 Financial Network Wealth Advisors LLC 1.24% of their portfolio MURRAY, UT 52,60552.6k $1.2m $1.2m 1.24% First filing
84 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 51,70551.7k $1.1m $1.1m 0.00% Reduced -17.7k -17,696
85 JPL Wealth Management, LLC 0.81% of their portfolio GREENWOOD VILLAGE, CO 51,05751.1k $1.1m $1.1m 0.81% First filing
86 Fort Point Capital Partners LLC 0.17% of their portfolio San Francisco, CA 50,66550.7k $1.1m $1.1m 0.17% New
87 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 50,47350.5k $1.1m $1.1m 0.09% Added +17.6k +17,620
88 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 49,99650.0k $1.1m $1.1m 0.01% Added +25.8k +25,776
89 Financial Advocates Investment Management 0.08% of their portfolio OLYMPIA, WA 49,26749.3k $1.2m $1.2m 0.08% Added +3.4k +3,446
90 FirstPurpose Wealth LLC 0.40% of their portfolio OREM, UT 47,59947.6k $1.1m $1.1m 0.40% Reduced -2.7k -2,725
91 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 47,52347.5k $1.0m $1.0m 0.02% Added +22.1k +22,142
92 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 46,00246.0k $1.0m $1.0m 0.01% New
93 Centennial Wealth Advisory LLC 0.51% of their portfolio Traverse City, MI 45,21645.2k $997.9k $997.9k 0.51% Reduced -15.2k -15,178
94 DFPG INVESTMENTS, LLC 0.08% of their portfolio SANDY, UT 44,40044.4k $975.5k $975.5k 0.08% Reduced -4.5k -4,491
95 Alliance Wealth Advisors, LLC /UT 0.33% of their portfolio Centerville, UT 43,96944.0k $970.4k $970.4k 0.33% Added +10.4k +10,412
96 Vise Technologies, Inc. 0.20% of their portfolio NEW YORK, NY 41,73241.7k $921.0k $921.0k 0.20% Added +10.1k +10,053
97 Columbus Macro, LLC 0.35% of their portfolio NEW CASTLE, PA 40,00240.0k $881.6k $881.6k 0.35% New
98 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 39,66739.7k $875.4k $875.4k 0.06% Reduced -49.0k -49,034
99 CGN Advisors LLC 0.12% of their portfolio MANHATTAN, KS 39,05439.1k $861.9k $861.9k 0.12% Reduced -1.1m -1,077,399
100 WBH ADVISORY INC 0.09% of their portfolio BALTIMORE, MD 36,49836.5k $805.5k $805.5k 0.09% Reduced -6.6k -6,554