Vault-13

PROSHARES TR SMDV

RUSS 2000 DIVD · ETP · CUSIP 74347B698

127 institutional holders +0 vs Q1 2023
7,886,8967.9m shares reported held*
$466.4mreported value*
11 new 50 added 46 reduced 11 sold out net bought ≈ $9.2m (+46.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.14. Options: 1 managers hold calls ($999.5k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 116Q4 22: 129Q1 23: 127Q2 23: 127127Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022116
Q4 2022129
Q1 2023127
Q2 2023127

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 57 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226736
Q1 20236748
Q2 20236157

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $471.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $791.5kQ4 22 puts: $220.9kQ4 22P/C 0.28Q1 23 calls: $0Q1 23 puts: $18.3kQ1 23P/C —Q2 23 calls: $999.5kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$471.0k$00.00
Q4 2022$791.5k$220.9k0.28
Q1 2023$0$18.3k—
Q2 2023$999.5k$00.00

Biggest buyers

Capital Investment Advisors, LLC Added +107,850+107.8k
Integrated Wealth Concepts LLC New +64,502+64.5k
Sowell Financial Services LLC New +36,337+36.3k
UBS Group AG Added +27,656+27.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +22,727+22.7k
Insight Advisors, LLC/ PA Added +16,284+16.3k
PFG Investments, LLC Added +16,176+16.2k
PINNACLE ASSOCIATES LTD New +14,673+14.7k
CIBC WORLD MARKET INC. New +12,924+12.9k
Raymond James Financial Services Advisors, Inc. Added +12,621+12.6k

Biggest sellers

United Asset Strategies, Inc. Reduced -136,717-136.7k
WELLS FARGO & COMPANY/MN Reduced -42,832-42.8k
CITADEL ADVISORS LLC Sold out -34,402-34.4k
Sigma Planning Corp Reduced -19,157-19.2k
Cambridge Investment Research Advisors, Inc. Reduced -17,397-17.4k
MORGAN STANLEY Reduced -13,252-13.3k
ROYAL BANK OF CANADA Reduced -12,880-12.9k
Cetera Investment Advisers Reduced -9,753-9.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -9,236-9.2k
Tower Research Capital LLC (TRC) Reduced -8,545-8.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $999.5k16.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Investment Advisors, LLC 3.08% of their portfolio ATLANTA, GA 1,710,0001.7m $101.1m $101.1m 3.08% Added +107.8k +107,850
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,701,1961.7m $100.6m $100.6m 0.01% Reduced -13.3k -13,252
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 574,271574.3k $34.0m $34.0m 0.01% Reduced -42.8k -42,832
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 394,884394.9k $23.4m $23.4m 0.01% Added +27.7k +27,656
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 327,745327.7k $19.4m $19.4m 0.00% Added +6.5k +6,529
6 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 260,456260.5k $15.4m $15.4m 0.03% Added +12.6k +12,621
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 249,480249.5k $14.8m $14.8m 0.00% Reduced -2.9k -2,859
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 227,179227.2k $13.4m $13.4m 0.00% Reduced -12.9k -12,880
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 215,364215.4k $12.7m $12.7m 0.01% Added +12.6k +12,587
10 TOTH FINANCIAL ADVISORY CORP 1.52% of their portfolio LEESBURG, VA 177,632177.6k $10.5m $10.5m 1.52% Added +2.2k +2,174
11 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 126,666126.7k $7.5m $7.5m 0.02% Added +430 +430
12 Arlington Partners LLC 1.15% of their portfolio BIRMINGHAM, AL 126,244126.2k $7.5m $7.5m 1.15% Reduced -1.4k -1,363
13 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 118,028118.0k $7.0m $7.0m 0.02% Added +2.5k +2,544
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 110,895110.9k $6.6m $6.6m 0.03% Reduced -17.4k -17,397
15 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 87,35987.4k $5.2m $5.2m 0.04% Reduced -9.8k -9,753
16 Insight Advisors, LLC/ PA 0.93% of their portfolio Newtown, PA 70,67570.7k $4.2m $4.2m 0.93% Added +16.3k +16,284
17 ForthRight Wealth Management, LLC 1.71% of their portfolio ALPHARETTA, GA 69,23469.2k $4.1m $4.1m 1.71% Reduced -2.2k -2,228
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 68,82268.8k $4.1m $4.1m 0.00% Reduced -5.2k -5,228
19 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 64,50264.5k $3.8m $3.8m 0.07% New
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 57,40257.4k $3.4m $3.4m 0.00% Added +22.7k +22,727
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 53,29653.3k $3.2m $3.2m 0.01% Reduced -2.0k -2,010
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 52,78652.8k $3.1m $3.1m 0.01% Added +338 +338
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 49,97550.0k $3.0m $3.0m 0.00% Added +6.5k +6,497
24 IFG Advisory, LLC 0.25% of their portfolio ATLANTA, GA 48,37648.4k $2.9m $2.9m 0.25% Added +1.2k +1,225
25 WBI INVESTMENTS, LLC 0.49% of their portfolio RED BANK, NJ 46,15646.2k $2.7m $2.7m 0.49% Added +2.1k +2,121
26 SMITH, MOORE & CO. 0.32% of their portfolio CLAYTON, MO 44,50644.5k $2.5m $2.5m 0.32% Added +1.4k +1,424
27 Landmark Wealth Management, LLC 2.08% of their portfolio MELVILLE, NY 39,77639.8k $2.4m $2.4m 2.08% Added +1.7k +1,676
28 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 36,33736.3k $2.1m $2.1m 0.12% New
29 Intrepid Financial Planning Group LLC 0.93% of their portfolio CARMEL, IN 32,82632.8k $1.9m $1.9m 0.93% Reduced -80 -80
30 PFG Investments, LLC 0.32% of their portfolio WOODBURY, NY 30,35030.4k $1.8m $1.8m 0.32% Added +16.2k +16,176
31 Essex Financial Services, Inc. 0.19% of their portfolio ESSEX, CT 27,52427.5k $1.6m $1.6m 0.19% Reduced -56 -56
32 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 25,61625.6k $1.5m $1.5m 0.01% Added +5.5k +5,495
33 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 25,44925.4k $1.5m $1.5m 0.06% Added +2.5k +2,478
34 New England Private Wealth Advisors LLC 0.30% of their portfolio WELLESLEY, MA 25,31825.3k $1.5m $1.5m 0.30% Added +143 +143
35 Parcion Private Wealth LLC 0.15% of their portfolio BELLEVUE, WA 24,89324.9k $1.5m $1.5m 0.15% Unchanged
36 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 23,73623.7k $1.4m $1.4m 0.02% Reduced -143 -143
37 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 23,34623.3k $1.4m $1.4m 0.03% Added +3.9k +3,899
38 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 22,54422.5k $1.3m $1.3m 0.01% Reduced -6.5k -6,474
39 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 22,19422.2k $1.3m $1.3m 0.06% Reduced -2.8k -2,794
40 Jacobi Capital Management LLC 0.13% of their portfolio PITTSTON, PA 20,19220.2k $1.2m $1.2m 0.13% Added +1.9k +1,877
41 MACROVIEW INVESTMENT MANAGEMENT LLC 1.76% of their portfolio BETHESDA, MD 19,34919.3k $1.1m $1.1m 1.76% Added +58 +58
42 Royal Capital Wealth Management, LLC 0.96% of their portfolio CARMEL, IN 17,28817.3k $1.0m $1.0m 0.96% Reduced -2.5k -2,461
43 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,15617.2k $1.0m $1.0m 0.00% Reduced -5.1k -5,054
44 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 16,17316.2k $956.5k $956.5k 0.01% Reduced -218 -218
45 PINNACLE ASSOCIATES LTD 0.02% of their portfolio NEW YORK, NY 14,67314.7k $867.8k $867.8k 0.02% New
46 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 13,94613.9k $824.7k $824.7k 0.07% Added +9.8k +9,814
47 WT Wealth Management 0.33% of their portfolio SCOTTSDALE, AZ 13,52813.5k $800.0k $800.0k 0.33% Added +921 +921
48 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 12,92412.9k $764.0k $764.0k 0.00% New
49 Harvest Investment Services, LLC 0.42% of their portfolio Oakbrook Terrace, IL 12,53712.5k $741.5k $741.5k 0.42% Added +827 +827
50 Dana Investment Advisors, Inc. 0.04% of their portfolio BROOKFIELD, WI 12,41912.4k $734.5k $734.5k 0.04% Reduced -749 -749
51 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 11,77011.8k $696.1k $696.1k 0.01% Reduced -1.2k -1,172
52 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 11,01511.0k $651.4k $651.4k 0.01% Added +295 +295
53 KRAEMATON INVESTMENT ADVISORS, INC 0.70% of their portfolio BRAINTREE, MA 10,76510.8k $636.6k $636.6k 0.70% Reduced -269 -269
54 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,54810.5k $623.8k $623.8k 0.00% First filing
55 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 10,25410.3k $606.4k $606.4k 0.06% Added +2.7k +2,732
56 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 9,9239.9k $586.9k $586.9k 0.02% Reduced -19.2k -19,157
57 CFS Investment Advisory Services, LLC 0.07% of their portfolio TOTOWA, NJ 9,6979.7k $573.0k $573.0k 0.07% Reduced -628 -628
58 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,3849.4k $555.0k $555.0k 0.00% Added +29 +29
59 United Asset Strategies, Inc. 0.07% of their portfolio GARDEN CITY, NY 9,3279.3k $551.6k $551.6k 0.07% Reduced -136.7k -136,717
60 L.M. KOHN & COMPANY 0.18% of their portfolio CINCINNATI, OH 8,2628.3k $488.6k $488.6k 0.18% Added +536 +536
61 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 7,9267.9k $468.7k $468.7k 0.01% Added +5.4k +5,401
62 Lion Street Advisors, LLC 0.17% of their portfolio Austin, TX 7,7667.8k $498.1k $498.1k 0.17% Reduced -179 -179
63 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,6057.6k $449.8k $449.8k 0.01% Reduced -1.7k -1,672
64 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,4037.4k $437.8k $437.8k 0.01% Added +128 +128
65 Capital Advisors, Ltd. LLC 0.06% of their portfolio SHAKER HEIGHTS, OH 7,2617.3k $429.0k $429.0k 0.06% Reduced -325 -325
66 Round Rock Advisors LLC 0.15% of their portfolio WILTON, CT 7,1007.1k $419.9k $419.9k 0.15% Unchanged
67 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 6,9326.9k $410.0k $410.0k 0.02% Reduced -150 -150
68 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 6,9276.9k $409.6k $409.6k 0.02% Added +536 +536
69 Total Clarity Wealth Management, Inc. 0.20% of their portfolio ST. CHARLES, IL 6,7226.7k $397.5k $397.5k 0.20% Added +295 +295
70 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 6,6916.7k $395.7k $395.7k 0.04% Reduced -1.7k -1,732
71 Trilogy Capital Inc. 0.03% of their portfolio IRVINE, CA 6,6696.7k $408.9k $408.9k 0.03% Reduced -368 -368
72 Acorn Wealth Advisors, LLC 0.27% of their portfolio Grand Blanc, MI 6,6106.6k $390.9k $390.9k 0.27% Added +87 +87
73 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,9075.9k $349.4k $349.4k 0.01% Reduced -158 -158
74 Realta Investment Advisors 0.08% of their portfolio WILMINGTON, DE 5,7965.8k $342.8k $342.8k 0.08% Added +3 +3
75 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 5,7505.8k $341.1k $341.1k 0.00% New
76 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 5,5005.5k $325.3k $325.3k 0.00% New
77 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,4575.5k $325.0k $325.0k 0.00% Added +10 +10
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,4195.4k $320.5k $320.5k 0.00% Reduced -9.2k -9,236
79 Atlas Brown,Inc. 0.13% of their portfolio LOUISVILLE, KY 5,1645.2k $305.4k $305.4k 0.13% Added +84 +84
80 Benedetti & Gucer, Inc. 0.16% of their portfolio ATLANTA, GA 5,1275.1k $303.0k $303.0k 0.16% Added +74 +74
81 tru Independence LLC 0.10% of their portfolio PORTLAND, OR 5,0755.1k $300.2k $300.2k 0.10% Reduced -127 -127
82 HOWE & RUSLING INC 0.03% of their portfolio ROCHESTER, NY 5,0465.0k $298.4k $298.4k 0.03% Reduced -103 -103
83 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 4,9204.9k $291.0k $291.0k 0.01% Added +255 +255
84 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 4,8214.8k $285.1k $285.1k 0.00% Unchanged
85 Key Client Fiduciary Advisors, LLC 0.16% of their portfolio Fairfield, NJ 4,7454.7k $280.6k $280.6k 0.16% Unchanged
86 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,6274.6k $274.0k $274.0k 0.00% Reduced -23 -23
87 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 4,3564.4k $257.6k $257.6k 0.01% Added +46 +46
88 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 4,2834.3k $253.3k $253.3k 0.02% Added +12 +12
89 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 4,2544.3k $251.6k $251.6k 0.01% Added +2 +2
90 HEADINVEST, LLC 0.05% of their portfolio Portland, ME 4,0194.0k $250.7k $250.7k 0.05% Unchanged
91 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,9473.9k $233.4k $233.4k 0.00% Added +723 +723
92 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 3,9323.9k $232.6k $232.6k 0.01% Unchanged
93 Legacy Trust 0.06% of their portfolio GRAND RAPIDS, MI 3,8803.9k $229.5k $229.5k 0.06% Unchanged
94 OLD NATIONAL BANCORP /IN/ 0.01% of their portfolio EVANSVILLE, IN 3,7633.8k $222.5k $222.5k 0.01% Reduced -200 -200
95 RAYMOND JAMES TRUST CO. OF NH 2.53% of their portfolio PORTSMOUTH, NH 3,7293.7k $221.0k $221.0k 2.53% Unchanged
96 Jackson, Grant Investment Advisers, Inc. 0.10% of their portfolio STAMFORD, CT 3,6913.7k $218.3k $218.3k 0.10% Reduced -163 -163
97 Paladin Advisory Group, LLC 0.15% of their portfolio CLIVE, IA 3,1983.2k $189.1k $189.1k 0.15% Unchanged
98 HARBOR INVESTMENT ADVISORY, LLC 0.02% of their portfolio LUTHERVILLE, MD 2,7802.8k $164.4k $164.4k 0.02% Unchanged
99 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 2,7362.7k $161.8k $161.8k 0.02% Reduced -165 -165
100 Anchor Investment Management, LLC 0.01% of their portfolio COLUMBIA, SC 1,8991.9k $112.3k $112.3k 0.01% Added +3 +3