Vault-13

PRINCIPAL EXCHANGE TRADED FD PSC

PRIN U S SMALL · ETP · CUSIP 74255Y607

106 institutional holders +15 vs Q1 2026
32,149,00232.1m shares reported held*
$2.3bnreported value*
25 new 45 added 26 reduced 10 sold out net bought ≈ $140.7m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $70.07.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 16Q4 22: 13Q1 23: 13Q2 23: 10Q3 23: 12Q4 23: 17Q1 24: 21Q2 24: 23Q3 24: 26Q4 24: 41Q1 25: 47Q2 25: 59Q3 25: 67Q4 25: 83Q1 26: 91Q2 26: 106106Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202216
Q4 202213
Q1 202313
Q2 202310
Q3 202312
Q4 202317
Q1 202421
Q2 202423
Q3 202426
Q4 202441
Q1 202547
Q2 202559
Q3 202567
Q4 202583
Q1 202691
Q2 2026106

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 20 bought or addedQ3 24: 6 cut or sold outQ4 24: 33 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 35 bought or addedQ1 25: 12 cut or sold outQ2 25: 48 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 50 bought or addedQ3 25: 18 cut or sold outQ4 25: 62 bought or addedQ4 25: 14 cut or sold outQ4 25Q1 26: 66 bought or addedQ1 26: 25 cut or sold outQ2 26: 70 bought or addedQ2 26: 36 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024206
Q4 2024335
Q1 20253512
Q2 20254813
Q3 20255018
Q4 20256214
Q1 20266625
Q2 20267036

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +510,476+510.5k
PRINCIPAL FINANCIAL GROUP INC Added +361,007+361.0k
CIBC Bancorp USA Inc. New +296,591+296.6k
Bank of New York Mellon Corp New +275,591+275.6k
AMERIPRISE FINANCIAL INC Added +164,281+164.3k
MORGAN STANLEY Added +155,568+155.6k
First Heartland Consultants, Inc. New +150,760+150.8k
LPL Financial LLC Added +126,231+126.2k
BANK OF AMERICA CORP /DE/ New +65,847+65.8k
Legacy CG, LLC New +59,520+59.5k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -97,605-97.6k
Henderson Brothers Financial Partners, LLC Reduced -84,111-84.1k
TRUIST FINANCIAL CORP Reduced -79,533-79.5k
PRINCIPAL SECURITIES, INC. Reduced -78,914-78.9k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -74,327-74.3k
ROYAL BANK OF CANADA Reduced -52,569-52.6k
GOLDMAN SACHS GROUP INC Sold out -31,783-31.8k
GTS FINANCIAL, LLC Sold out -31,511-31.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -17,540-17.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -15,671-15.7k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL FINANCIAL GROUP INC 0.44% of their portfolio DES MOINES, IA 12,910,41112.9m $904.7m $904.7m 0.44% Added +361.0k +361,007
2 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,636,7082.6m $184.9m $184.9m 0.04% Reduced -97.6k -97,605
3 PRINCIPAL SECURITIES, INC. 2.07% of their portfolio DES MOINES, IA 2,457,4082.5m $172.3m $172.3m 2.07% Reduced -78.9k -78,914
4 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,376,4632.4m $166.6m $166.6m 0.03% Added +164.3k +164,281
5 RAYMOND JAMES FINANCIAL INC 0.04% of their portfolio ST. PETERSBURG, FL 1,911,6121.9m $134.1m $134.1m 0.04% Added +510.5k +510,476
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,846,8171.8m $129.5m $129.5m 0.01% Added +155.6k +155,568
7 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,384,4621.4m $97.1m $97.1m 0.02% Added +33.4k +33,430
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,202,5501.2m $84.3m $84.3m 0.02% Added +126.2k +126,231
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 483,654483.7k $33.1m $33.1m 0.06% Added +49.8k +49,785
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 354,175354.2k $24.8m $24.8m 0.00% Reduced -52.6k -52,569
11 CIBC Bancorp USA Inc. 0.03% of their portfolio CHICAGO, IL 296,591296.6k $20.7m $20.7m 0.03% New
12 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 275,591275.6k $19.3m $19.3m 0.00% New
13 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 259,009259.0k $18.2m $18.2m 0.02% Reduced -79.5k -79,533
14 Veracity Capital LLC 4.60% of their portfolio Atlanta, GA 243,029243.0k $17.0m $17.0m 4.60% Added +4.5k +4,532
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 235,305235.3k $16.5m $16.5m 0.01% Reduced -17.5k -17,540
16 Hudson Capital Management LLC 3.28% of their portfolio RAMSEY, NJ 193,743193.7k $13.6m $13.6m 3.28% Reduced -3.0k -2,971
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 182,101182.1k $12.8m $12.8m 0.01% Added +2.7k +2,725
18 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 178,518178.5k $12.5m $12.5m 0.02% Reduced -15.7k -15,671
19 PSI Advisors, LLC 2.49% of their portfolio TAMPA, FL 152,856152.9k $10.7m $10.7m 2.49% Added +2.3k +2,295
20 First Heartland Consultants, Inc. 0.68% of their portfolio LAKE ST. LOUIS, MO 150,760150.8k $10.6m $10.6m 0.68% New
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 147,039147.0k $10.3m $10.3m 0.01% Added +24.8k +24,771
22 RFG - Bristol Wealth Advisors, LLC 2.42% of their portfolio TAUNTON, MA 142,694142.7k $10.0m $10.0m 2.42% Added +3.0k +2,966
23 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 134,933134.9k $9.5m $9.5m 0.04% Reduced -8.4k -8,394
24 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 130,331130.3k $9.1m $9.1m 0.01% Added +424 +424
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 97,78997.8k $6.8m $6.8m 0.00% Reduced -1.7k -1,685
26 SAGESPRING WEALTH PARTNERS, LLC 0.10% of their portfolio FRANKLIN, TN 97,13697.1k $6.8m $6.8m 0.10% Reduced -4.9k -4,918
27 Henderson Brothers Financial Partners, LLC 2.87% of their portfolio PITTSBURGH, PA 86,36186.4k $6.1m $6.1m 2.87% Reduced -84.1k -84,111
28 FLYNN ZITO CAPITAL MANAGEMENT, LLC 1.43% of their portfolio GARDEN CITY, NY 75,02275.0k $5.3m $5.3m 1.43% Added +26.7k +26,689
29 Wealth Advisors of Tampa Bay, LLC 1.58% of their portfolio TAMPA, FL 73,59873.6k $5.2m $5.2m 1.58% Reduced -686 -686
30 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 71,45671.5k $5.0m $5.0m 0.02% Added +3.9k +3,881
31 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 67,79167.8k $4.8m $4.8m 0.05% Reduced -254 -254
32 Greenwich Wealth Management LLC 0.17% of their portfolio GREENWICH, CT 66,13366.1k $4.6m $4.6m 0.17% Reduced -351 -351
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 65,84765.8k $4.6m $4.6m 0.00% New
34 Arete Wealth Advisors, LLC 0.29% of their portfolio CHICAGO, IL 62,93462.9k $4.4m $4.4m 0.29% Reduced -2.2k -2,159
35 Legacy CG, LLC 1.07% of their portfolio PLANO, TX 59,52059.5k $4.2m $4.2m 1.07% New
36 360 Financial, Inc. 0.91% of their portfolio WAYZATA, MN 51,18551.2k $3.6m $3.6m 0.91% Reduced -1.7k -1,686
37 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 50,28150.3k $3.5m $3.5m 0.05% First filing
38 DEFINED WEALTH MANAGEMENT, LLC 1.73% of their portfolio BEAVERTON, OR 48,04348.0k $3.4m $3.4m 1.73% New
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 47,62347.6k $3.3m $3.3m 0.01% Added +12.4k +12,439
40 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 46,04146.0k $3.2m $3.2m 0.01% Added +9.3k +9,336
41 Turning Point Benefit Group, Inc. 1.32% of their portfolio FREDERICK, MD 44,04644.0k $3.1m $3.1m 1.32% Added +31.5k +31,530
42 Walleye Partners, LLC 3.38% of their portfolio MADISON, WI 42,33642.3k $3.0m $3.0m 3.38% Added +22.0k +21,969
43 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 39,53839.5k $2.8m $2.8m 0.11% New
44 Northwest Wealth Advisors, LLC 1.55% of their portfolio BELLINGHAM, WA 38,53038.5k $2.7m $2.7m 1.55% Added +869 +869
45 CREATIVE FINANCIAL DESIGNS INC /ADV 0.13% of their portfolio KOKOMO, IN 38,05238.1k $2.7m $2.7m 0.13% Added +2.8k +2,796
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,69036.7k $2.6m $2.6m 0.00% Reduced -7.2k -7,172
47 Integrity Financial Corp /WA 1.21% of their portfolio JACKSON, WY 36,03136.0k $2.5m $2.5m 1.21% Added +3.2k +3,186
48 WealthCare Investment Partners, LLC 0.57% of their portfolio PORTSMOUTH, RI 33,23733.2k $2.3m $2.3m 0.57% Added +5.2k +5,208
49 Capital Investment Advisory Services, LLC 0.12% of their portfolio RALEIGH, NC 28,72428.7k $2.0m $2.0m 0.12% Added +770 +770
50 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 27,17827.2k $1.9m $1.9m 0.00% Added +4.9k +4,870
51 Round Rock Advisors LLC 0.24% of their portfolio WILTON, CT 26,94626.9k $1.9m $1.9m 0.24% Added +5.5k +5,454
52 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,71723.7k $1.7m $1.7m 0.00% Added +3.0k +2,985
53 Venture Visionary Partners LLC 0.05% of their portfolio Sylvania, OH 23,57523.6k $1.7m $1.7m 0.05% Added +5.7k +5,709
54 Spartan Wealth Advisory Services LLC 0.13% of their portfolio BINGHAM FARMS, MI 22,90022.9k $1.6m $1.6m 0.13% Added +2.3k +2,315
55 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 21,50821.5k $1.5m $1.5m 0.04% Reduced -1.0k -1,011
56 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 21,09821.1k $1.5m $1.5m 0.01% Added +1.1k +1,115
57 Smartleaf Asset Management LLC 0.05% of their portfolio BOSTON, MA 20,63220.6k $1.4m $1.4m 0.05% Unchanged
58 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,07220.1k $1.4m $1.4m 0.00% Added +3.4k +3,375
59 Brookwood Investment Group LLC 0.16% of their portfolio PHOENIX, AZ 20,03420.0k $1.4m $1.4m 0.16% Reduced -4.0k -4,035
60 Ameritas Investment Partners, Inc. 0.04% of their portfolio LINCOLN, NE 19,79719.8k $1.4m $1.4m 0.04% Added +2.8k +2,802
61 Cornerstone Wealth Management, LLC 0.05% of their portfolio ST. PETERS, MO 16,85616.9k $1.2m $1.2m 0.05% Added +501 +501
62 LaSalle St. Investment Advisors, LLC 0.12% of their portfolio ELMHURST, IL 14,34614.3k $1.0m $1.0m 0.12% New
63 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,00514.0k $982.1k $982.1k 0.00% New
64 SHEETS SMITH WEALTH MANAGEMENT 0.09% of their portfolio WINSTON-SALEM, NC 12,60112.6k $883.6k $883.6k 0.09% Reduced -218 -218
65 COZAD ASSET MANAGEMENT INC 0.05% of their portfolio CHAMPAIGN, IL 11,75711.8k $824.5k $824.5k 0.05% Added +6 +6
66 Gilliland Jeter Wealth Management LLC 0.16% of their portfolio LITTLE ROCK, AR 8,8318.8k $619.2k $619.2k 0.16% Reduced -447 -447
67 Stonebridge Financial Group, LLC / MO 0.41% of their portfolio ST. LOUIS, MO 8,7158.7k $611.1k $611.1k 0.41% Reduced -1.8k -1,767
68 SeaCrest Wealth Management, LLC 0.06% of their portfolio PURCHASE, NY 8,0878.1k $567.1k $567.1k 0.06% Added +1.1k +1,141
69 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,9387.9k $556.6k $556.6k 0.00% Added +1.3k +1,305
70 truNorth Financial Services, Inc. 0.50% of their portfolio Chambersburg, PA 7,9337.9k $556.3k $556.3k 0.50% Added +2.5k +2,499
71 SFG Wealth Management, LLC. 0.20% of their portfolio TOWSON, MD 7,8937.9k $553.5k $553.5k 0.20% New
72 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 7,4547.5k $522.7k $522.7k 0.01% New
73 GREENWOOD GEARHART LLC 0.02% of their portfolio FAYETTEVILLE, AR 7,2817.3k $510.6k $510.6k 0.02% New
74 Redwood Financial Network Corp 0.27% of their portfolio SOLON, OH 6,8786.9k $482.3k $482.3k 0.27% Added +1.5k +1,455
75 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 6,7916.8k $476.2k $476.2k 0.01% New
76 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 6,6986.7k $469.7k $469.7k 0.00% Added +300 +300
77 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 6,0516.1k $424.3k $424.3k 0.03% Unchanged
78 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 5,4125.4k $379.5k $379.5k 0.01% Reduced -74.3k -74,327
79 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 5,3975.4k $378.5k $378.5k 0.00% New
80 Welch Financial Planning, LLC 0.19% of their portfolio BOULDER, CO 4,6144.6k $323.6k $323.6k 0.19% New
81 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.10% of their portfolio THE WOODLANDS, TX 4,5494.5k $308.9k $308.9k 0.10% New
82 Perennial Investment Advisors, LLC 0.02% of their portfolio Los Angeles, CA 4,1894.2k $293.8k $293.8k 0.02% Reduced -210 -210
83 KINGSWOOD WEALTH ADVISORS, LLC 0.01% of their portfolio SAN DIEGO, CA 3,9133.9k $274.4k $274.4k 0.01% New
84 MARATHON CAPITAL MANAGEMENT 0.05% of their portfolio Hunt Valley, MD 3,2193.2k $225.7k $225.7k 0.05% New
85 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,1243.1k $219.0k $219.0k 0.00% Added +1 +1
86 FreeGulliver LLC 0.08% of their portfolio NEW ORLEANS, LA 3,1213.1k $218.9k $218.9k 0.08% New
87 AVAII WEALTH MANAGEMENT, LLC 0.06% of their portfolio APPLETON, WI 3,1053.1k $217.7k $217.7k 0.06% New
88 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,4652.5k $172.9k $172.9k 0.00% New
89 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,8801.9k $131.8k $131.8k 0.00% Reduced -60 -60
90 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,4621.5k $102.0k $102.0k 0.00% Added +227 +227
91 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 787787 $55.2k $55.2k 0.00% Added +283 +283
92 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 612612 $42.9k $42.9k 0.00% Unchanged
93 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 612612 $42.9k $42.9k 0.01% New
94 Fourth Dimension Wealth, LLC 0.01% of their portfolio MIDDLEBURG HEIGHTS, OH 484484 $33.9k $33.9k 0.01% New
95 FMR LLC 0.00% of their portfolio BOSTON, MA 328328 $23.1k $23.1k 0.00% Added +55 +55
96 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 313313 $21.6k $21.6k 0.00% Added +229 +229
97 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 302302 $21.2k $21.2k 0.00% Added +89 +89
98 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 254254 $17.8k $17.8k 0.00% Unchanged
99 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 188188 $13.2k $13.2k 0.00% New
100 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 100100 $7.0k $7.0k 0.00% Unchanged