Vault-13

NUSHARES ETF TR NUBD

NUVEEN ESG US · ETP · CUSIP 67092P870

88 institutional holders -4 vs Q1 2023
7,612,6227.6m shares reported held*
$167.4mreported value*
4 new 45 added 23 reduced 7 sold out net bought ≈ $4.4m (+199.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.98.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 84Q4 22: 84Q1 23: 92Q2 23: 8888Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202284
Q4 202284
Q1 202392
Q2 202388

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 61 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 49 bought or addedQ2 23: 30 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224140
Q1 20236124
Q2 20234930

Biggest buyers

BerganKDV Wealth Management, LLC Added +55,939+55.9k
MORGAN STANLEY Added +52,567+52.6k
ENVESTNET ASSET MANAGEMENT INC Added +41,219+41.2k
Litman Gregory Wealth Management LLC New +36,929+36.9k
New York Life Investment Management LLC New +34,318+34.3k
Vestmark Advisory Solutions, Inc. Added +29,793+29.8k
Cambridge Investment Research Advisors, Inc. Added +27,557+27.6k
Private Advisor Group, LLC Added +21,400+21.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +17,099+17.1k
WCG Wealth Advisors LLC Added +16,605+16.6k

Biggest sellers

ROYAL BANK OF CANADA Reduced -54,788-54.8k
CITADEL ADVISORS LLC Sold out -46,551-46.6k
Financial Architects, Inc Reduced -30,186-30.2k
Raymond James Financial Services Advisors, Inc. Reduced -18,758-18.8k
Composition Wealth, LLC Reduced -17,976-18.0k
Vahanian & Associates Financial Planning Inc. Sold out -16,693-16.7k
Mariner, LLC Reduced -13,457-13.5k
COLONY GROUP LLC Reduced -12,601-12.6k
Walkner Condon Financial Advisors LLC Reduced -11,270-11.3k
Aaron Wealth Advisors LLC Sold out -8,981-9.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,323,0621.3m $29.1m $29.1m 0.01% Added +41.2k +41,219
2 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 1,217,8991.2m $26.8m $26.8m 0.12% Added +27.6k +27,557
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 541,649541.6k $11.9m $11.9m 0.00% Added +52.6k +52,567
4 WCG Wealth Advisors LLC 0.78% of their portfolio LAS VEGAS, NV 302,469302.5k $6.7m $6.7m 0.78% Added +16.6k +16,605
5 COLONY GROUP LLC 0.08% of their portfolio Boston, MA 256,037256.0k $5.6m $5.6m 0.08% Reduced -12.6k -12,601
6 BerganKDV Wealth Management, LLC 0.53% of their portfolio BLOOMINGTON, MN 241,677241.7k $5.3m $5.3m 0.53% Added +55.9k +55,939
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 215,922215.9k $4.7m $4.7m 0.00% Added +7.0k +6,951
8 Charter Oak Capital Management, LLC 0.60% of their portfolio PORTSMOUTH, NH 209,859209.9k $4.6m $4.6m 0.60% Added +8.5k +8,515
9 Vestmark Advisory Solutions, Inc. 0.16% of their portfolio Wakefield, MA 185,432185.4k $4.1m $4.1m 0.16% Added +29.8k +29,793
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 181,748181.7k $4.0m $4.0m 0.00% Added +14.0k +13,977
11 Olde Wealth Management, LLC 1.70% of their portfolio SAMMAMISH, WA 167,889167.9k $3.7m $3.7m 1.70% Added +1.0k +1,010
12 Koss-Olinger Consulting, LLC 0.39% of their portfolio GAINESVILLE, FL 154,193154.2k $3.4m $3.4m 0.39% Added +11.4k +11,419
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 148,424148.4k $3.3m $3.3m 0.00% Reduced -216 -216
14 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 128,494128.5k $2.8m $2.8m 0.04% Reduced -1.3k -1,319
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,278114.3k $2.5m $2.5m 0.00% Reduced -54.8k -54,788
16 UMB Bank, n.a. 0.03% of their portfolio Kansas City, MO 103,615103.6k $2.3m $2.3m 0.03% Added +12.1k +12,084
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 99,04799.0k $2.2m $2.2m 0.00% Added +17.1k +17,099
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 98,66898.7k $2.2m $2.2m 0.00% Reduced -367 -367
19 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 92,44492.4k $2.0m $2.0m 0.01% Added +14.9k +14,893
20 SageView Advisory Group, LLC 0.11% of their portfolio Newport Beach, CA 92,44292.4k $2.0m $2.0m 0.11% Reduced -2.7k -2,680
21 CX Institutional 0.10% of their portfolio AUBURN, IN 90,49990.5k $2.0m $2.0m 0.10% Added +3.7k +3,657
22 Composition Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 83,69083.7k $1.8m $1.8m 0.06% Reduced -18.0k -17,976
23 Financial Architects, Inc 0.26% of their portfolio MARLTON, NJ 78,09978.1k $1.7m $1.7m 0.26% Reduced -30.2k -30,186
24 Boston Standard Wealth Management, LLC 0.42% of their portfolio WINCHESTER, MA 74,59974.6k $1.6m $1.6m 0.42% Added +3.2k +3,206
25 Avantax Planning Partners, Inc. 0.06% of their portfolio DUBUQUE, IA 70,57970.6k $1.6m $1.6m 0.06% Added +10.7k +10,735
26 CANTOR FITZGERALD, L. P. 0.03% of their portfolio NEW YORK, NY 65,25665.3k $1.4m $1.4m 0.03% Added +204 +204
27 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 63,44063.4k $1.4m $1.4m 0.01% Added +21.4k +21,400
28 Gitterman Wealth Management, LLC 0.58% of their portfolio Edison, NJ 56,88956.9k $1.3m $1.3m 0.58% Added +3.9k +3,895
29 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 56,88856.9k $1.3m $1.3m 0.00% Added +3.9k +3,895
30 LOCKERMAN FINANCIAL GROUP, INC. 3.27% of their portfolio NEWPORT BEACH, CA 53,49453.5k $1.2m $1.2m 3.27% Reduced -6.4k -6,407
31 Mariner, LLC 0.00% of their portfolio Overland Park, KS 53,26753.3k $1.2m $1.2m 0.00% Reduced -13.5k -13,457
32 Procyon Advisors, LLC 0.14% of their portfolio SHELTON, CT 51,48151.5k $1.1m $1.1m 0.14% Added +3.9k +3,883
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 47,84147.8k $1.1m $1.1m 0.00% Reduced -7.0k -7,032
34 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 46,76346.8k $1.0m $1.0m 0.00% Unchanged
35 AdvisorNet Financial, Inc 0.09% of their portfolio MINNETONKA, MN 46,61746.6k $1.0m $1.0m 0.09% Unchanged
36 Evolution Advisers, Inc. 0.68% of their portfolio RICHMOND, VA 44,12344.1k $970.0k $970.0k 0.68% Added +1.8k +1,755
37 Walkner Condon Financial Advisors LLC 0.25% of their portfolio MADISON, WI 43,40343.4k $954.2k $954.2k 0.25% Reduced -11.3k -11,270
38 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 43,32543.3k $952.5k $952.5k 0.00% Reduced -6.5k -6,539
39 Keudell/Morrison Wealth Management 0.24% of their portfolio Salem, OR 37,80037.8k $831.0k $831.0k 0.24% Added +1.1k +1,080
40 Silver Oak Advisory Group, Inc. 0.53% of their portfolio PORTLAND, OR 37,07337.1k $815.0k $815.0k 0.53% Added +326 +326
41 Litman Gregory Wealth Management LLC 0.10% of their portfolio LARKSPUR, CA 36,92936.9k $811.9k $811.9k 0.10% New
42 GRAND WEALTH MANAGEMENT, LLC 0.48% of their portfolio GRAND RAPIDS, MI 36,70036.7k $806.9k $806.9k 0.48% Unchanged
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 35,95736.0k $790.5k $790.5k 0.00% Reduced -4.2k -4,250
44 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 34,31834.3k $754.5k $754.5k 0.01% New
45 Legacy Financial Group LLC 0.19% of their portfolio DES MOINES, IA 33,27533.3k $731.6k $731.6k 0.19% Added +1.0k +1,042
46 MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio Santa Barbara, CA 31,00231.0k $681.6k $681.6k 0.03% Added +318 +318
47 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 30,23930.2k $664.8k $664.8k 0.01% Reduced -6.1k -6,059
48 Sandbox Financial Partners, LLC 0.31% of their portfolio BETHESDA, MD 26,77226.8k $588.6k $588.6k 0.31% Reduced -2.0k -1,960
49 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 22,50522.5k $494.8k $494.8k 0.01% Added +675 +675
50 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,84420.8k $458.3k $458.3k 0.00% Reduced -18.8k -18,758
51 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 19,81519.8k $435.6k $435.6k 0.02% Added +9.3k +9,283
52 Kelman-Lazarov, Inc. 0.10% of their portfolio MEMPHIS, TN 18,67618.7k $410.6k $410.6k 0.10% Reduced -134 -134
53 LexAurum Advisors, LLC 0.12% of their portfolio OVERLAND PARK, KS 18,53118.5k $407.4k $407.4k 0.12% Added +3.2k +3,244
54 Cherry Tree Wealth Management, LLC 0.12% of their portfolio MINNETONKA, MN 18,30518.3k $402.4k $402.4k 0.12% First filing
55 TimeScale Financial, Inc. 0.08% of their portfolio DANVERS, MA 17,72417.7k $389.7k $389.7k 0.08% Unchanged
56 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 16,92216.9k $372.0k $372.0k 0.00% Added +906 +906
57 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 15,65715.7k $344.0k $344.0k 0.00% Reduced -568 -568
58 Continuum Advisory, LLC 0.05% of their portfolio EAGLE, ID 14,47614.5k $318.3k $318.3k 0.05% Added +1.4k +1,425
59 BEACON FINANCIAL PLANNING, INC 0.26% of their portfolio HYANNIS, MA 14,09514.1k $309.9k $309.9k 0.26% Unchanged
60 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 13,23013.2k $290.9k $290.9k 0.01% Reduced -1.4k -1,450
61 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,95513.0k $285.0k $285.0k 0.00% Added +656 +656
62 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 12,44312.4k $273.6k $273.6k 0.00% Added +1 +1
63 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 11,91711.9k $262.0k $262.0k 0.00% Added +1.1k +1,119
64 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 11,91711.9k $262.0k $262.0k 0.00% Added +1.1k +1,119
65 Canal Capital Management, LLC 0.05% of their portfolio Richmond, VA 11,35011.3k $249.5k $249.5k 0.05% Not comparable
66 Sand Hill Global Advisors, LLC 0.01% of their portfolio Palo Alto, CA 10,77910.8k $237.0k $237.0k 0.01% Reduced -455 -455
67 CGN Advisors LLC 0.03% of their portfolio MANHATTAN, KS 10,72310.7k $235.7k $235.7k 0.03% Added +86 +86
68 Stordahl Capital Management, Inc. 0.07% of their portfolio GREENWOOD VILLAGE, CO 10,52110.5k $231.3k $231.3k 0.07% New
69 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 9,4939.5k $208.7k $208.7k 0.03% Added +2.2k +2,243
70 Ameritas Investment Partners, Inc. 0.01% of their portfolio LINCOLN, NE 9,3219.3k $204.9k $204.9k 0.01% Reduced -128 -128
71 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 9,3009.3k $204.5k $204.5k 0.00% Unchanged
72 CW Advisors, LLC 0.00% of their portfolio BOSTON, MA 9,2869.3k $204.2k $204.2k 0.00% Reduced -5 -5
73 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 9,1919.2k $202.1k $202.1k 0.00% Unchanged
74 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 5,0415.0k $110.8k $110.8k 0.02% Unchanged
75 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,2264.2k $92.9k $92.9k 0.00% Added +3.5k +3,479
76 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,8123.8k $83.8k $83.8k 0.00% Added +56 +56
77 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,2423.2k $75.0k $75.0k 0.00% Added +1.8k +1,760
78 IAG Wealth Partners, LLC 0.02% of their portfolio WAUKESHA, WI 2,9182.9k $64.2k $64.2k 0.02% Unchanged
79 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1,6661.7k $36.6k $36.6k 0.00% Unchanged
80 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,1141.1k $24.5k $24.5k 0.00% Added +513 +513
81 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 900900 $19.8k $19.8k 0.00% Unchanged
82 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 823823 $18.1k $18.1k 0.00% Added +3 +3
83 Covestor Ltd 0.01% of their portfolio LONDON, X0 591591 $13.0k $13.0k 0.01% Added +92 +92
84 PROFFITT & GOODSON INC 0.00% of their portfolio KNOXVILLE, TN 433433 $9.5k $9.5k 0.00% Added +55 +55
85 Smithfield Trust Co 0.00% of their portfolio PITTSBURGH, PA 151151 $3.0k $3.0k 0.00% Unchanged
86 First Pacific Financial 0.00% of their portfolio VANCOUVER, WA 44 $80 $80 0.00% New
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $10 $10 0.00% Unchanged
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged