Vault-13

NUSHARES ETF TR NUMV

NUVEEN ESG MIDVL · ETP · CUSIP 67092P508

106 institutional holders -4 vs Q1 2023
9,124,7269.1m shares reported held*
$270.3mreported value*
5 new 44 added 37 reduced 9 sold out net bought ≈ $8.4m (+272.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.62.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 107Q1 23: 110Q2 23: 106106Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022101
Q4 2022107
Q1 2023110
Q2 2023106

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 72 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 49 bought or addedQ2 23: 46 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227226
Q1 20236324
Q2 20234946

Biggest buyers

MORGAN STANLEY Added +494,766+494.8k
Abacus Wealth Partners, LLC Added +93,852+93.9k
RAYMOND JAMES & ASSOCIATES Added +49,945+49.9k
REGATTA CAPITAL GROUP, LLC Added +33,983+34.0k
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Added +29,405+29.4k
Sowell Financial Services LLC New +25,382+25.4k
Dynamic Advisor Solutions LLC Added +18,075+18.1k
BerganKDV Wealth Management, LLC Added +16,848+16.8k
UBS Group AG Added +15,693+15.7k
Lido Advisors, LLC Added +14,286+14.3k

Biggest sellers

TIAA, FSB Reduced -165,160-165.2k
Laurel Wealth Planning LLC Sold out -144,384-144.4k
CITADEL ADVISORS LLC Reduced -64,939-64.9k
Robertson Stephens Wealth Management, LLC Reduced -50,280-50.3k
Thrivent Financial for Lutherans Reduced -43,881-43.9k
FLOW TRADERS U.S. LLC Sold out -31,643-31.6k
JANE STREET GROUP, LLC Sold out -25,829-25.8k
Advisory Services Network, LLC Reduced -22,412-22.4k
Bank of New York Mellon Corp Reduced -17,532-17.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -13,486-13.5k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TIAA, FSB 0.26% of their portfolio ST. LOUIS, MO 2,471,4732.5m $73.2m $73.2m 0.26% Reduced -165.2k -165,160
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,218,0181.2m $36.1m $36.1m 0.00% Added +494.8k +494,766
3 Abacus Wealth Partners, LLC 7.06% of their portfolio SANTA MONICA, CA 790,607790.6k $23.4m $23.4m 7.06% Added +93.9k +93,852
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 557,165557.2k $16.5m $16.5m 0.00% Added +2.9k +2,914
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 364,742364.7k $10.8m $10.8m 0.00% Added +15.7k +15,693
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 330,285330.3k $9.8m $9.8m 0.01% Added +13.3k +13,335
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 275,089275.1k $8.2m $8.2m 0.01% Added +49.9k +49,945
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 238,556238.6k $7.1m $7.1m 0.00% Added +7.1k +7,082
9 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.28% of their portfolio Seattle, WA 232,751232.8k $6.9m $6.9m 0.28% Added +29.4k +29,405
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 170,589170.6k $5.1m $5.1m 0.00% Reduced -3.0k -2,952
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 136,128136.1k $4.0m $4.0m 0.01% Added +9.1k +9,087
12 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 116,063116.1k $3.4m $3.4m 0.00% Reduced -520 -520
13 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 109,621109.6k $3.2m $3.2m 0.00% Reduced -17.5k -17,532
14 WRAPMANAGER INC 0.97% of their portfolio MILL VALLEY, CA 107,228107.2k $3.2m $3.2m 0.97% Added +5.6k +5,575
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 106,224106.2k $3.1m $3.1m 0.00% Added +11.7k +11,749
16 REGATTA CAPITAL GROUP, LLC 0.93% of their portfolio EL SEGUNDO, CA 99,05699.1k $2.9m $2.9m 0.93% Added +34.0k +33,983
17 Fiduciary Trust Co 0.05% of their portfolio Boston, MA 96,75596.8k $2.9m $2.9m 0.05% Reduced -294 -294
18 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 92,91692.9k $2.8m $2.8m 0.03% Added +14.3k +14,286
19 Dynamic Advisor Solutions LLC 0.14% of their portfolio PHOENIX, AZ 91,26391.3k $2.7m $2.7m 0.14% Added +18.1k +18,075
20 Morningstar Investment Services LLC 0.03% of their portfolio CHICAGO, IL 84,26184.3k $2.5m $2.5m 0.03% Added +3.4k +3,437
21 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 64,03164.0k $1.9m $1.9m 0.03% Added +5.1k +5,066
22 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 59,75559.8k $1.8m $1.8m 0.01% Reduced -981 -981
23 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 59,73659.7k $1.8m $1.8m 0.00% Added +5.4k +5,430
24 Koss-Olinger Consulting, LLC 0.17% of their portfolio GAINESVILLE, FL 50,12050.1k $1.5m $1.5m 0.17% Added +2.7k +2,706
25 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 44,95045.0k $1.3m $1.3m 0.00% Reduced -43.9k -43,881
26 BerganKDV Wealth Management, LLC 0.13% of their portfolio BLOOMINGTON, MN 43,22243.2k $1.3m $1.3m 0.13% Added +16.8k +16,848
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,08540.1k $1.2m $1.2m 0.00% Reduced -656 -656
28 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 39,52039.5k $1.2m $1.2m 0.00% Added +6.0k +5,995
29 WCG Wealth Advisors LLC 0.13% of their portfolio LAS VEGAS, NV 38,13638.1k $1.1m $1.1m 0.13% Reduced -12.4k -12,401
30 CX Institutional 0.05% of their portfolio AUBURN, IN 34,75734.8k $1.0m $1.0m 0.05% Added +1.9k +1,886
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 34,73534.7k $1.0m $1.0m 0.00% Added +278 +278
32 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 33,73833.7k $999.7k $999.7k 0.01% Added +261 +261
33 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 30,41230.4k $901.1k $901.1k 0.00% Added +5.1k +5,093
34 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 28,38428.4k $841.0k $841.0k 0.01% Added +3.1k +3,081
35 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 28,28028.3k $837.9k $837.9k 0.00% First filing
36 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 28,20328.2k $835.7k $835.7k 0.01% Reduced -1.8k -1,820
37 Opes Wealth Management LLC 0.23% of their portfolio MENLO PARK, CA 27,62427.6k $818.5k $818.5k 0.23% Added +5.2k +5,194
38 Concord Wealth Partners 0.17% of their portfolio ABINGDON, VA 26,18726.2k $775.9k $775.9k 0.17% Added +1.2k +1,240
39 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 25,38225.4k $752.0k $752.0k 0.04% New
40 Mariner Managed Account Solutions, LLC 0.06% of their portfolio Boston, MA 24,83524.8k $735.9k $735.9k 0.06% Reduced -12.8k -12,849
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,62824.6k $729.7k $729.7k 0.00% Added +1.2k +1,213
42 WealthShield Partners, LLC 0.11% of their portfolio CARY, NC 24,60224.6k $729.0k $729.0k 0.11% Reduced -1.2k -1,173
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,58023.6k $698.7k $698.7k 0.00% Reduced -64.9k -64,939
44 Carson Advisory Inc. 0.58% of their portfolio ATHENS, GA 23,17023.2k $686.5k $686.5k 0.58% Reduced -500 -500
45 Avantax Planning Partners, Inc. 0.03% of their portfolio DUBUQUE, IA 22,58822.6k $669.3k $669.3k 0.03% Added +475 +475
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,36619.4k $573.8k $573.8k 0.00% Reduced -13.5k -13,486
47 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 19,12319.1k $566.6k $566.6k 0.00% Reduced -3.1k -3,117
48 Heritage Wealth Advisors 0.03% of their portfolio RICHMOND, VA 18,96419.0k $561.9k $561.9k 0.03% Added +8.5k +8,532
49 RVW Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 18,95619.0k $561.7k $561.7k 0.07% Added +5.0k +4,954
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,75818.8k $558.0k $558.0k 0.00% Reduced -418 -418
51 CENTRAL TRUST Co 0.02% of their portfolio JEFFERSON CITY, MO 18,46318.5k $547.1k $547.1k 0.02% Reduced -138 -138
52 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 18,06518.1k $535.3k $535.3k 0.02% Unchanged
53 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.03% of their portfolio RICHMOND, VA 18,05818.1k $535.1k $535.1k 0.03% Reduced -891 -891
54 RETIREMENT INCOME SOLUTIONS, INC 0.14% of their portfolio ANN ARBOR, MI 17,75117.8k $526.0k $526.0k 0.14% Reduced -657 -657
55 Concord Asset Management, LLC/VA 0.19% of their portfolio ABINGDON, VA 17,74717.7k $525.8k $525.8k 0.19% Added +34 +34
56 Parkside Financial Bank & Trust 0.12% of their portfolio SAINT LOUIS, MO 16,97817.0k $503.1k $503.1k 0.12% Added +11.5k +11,537
57 Fingerlakes Wealth Management, Inc. 0.57% of their portfolio ITHACA, NY 16,91316.9k $501.1k $501.1k 0.57% Added +1.3k +1,327
58 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 16,38716.4k $485.5k $485.5k 0.02% Reduced -8.1k -8,121
59 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 16,34816.3k $484.4k $484.4k 0.03% Added +2.8k +2,841
60 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,37515.4k $455.6k $455.6k 0.00% Reduced -3.6k -3,604
61 Addison Advisors LLC 0.21% of their portfolio MIDDLEBURY, VT 14,26214.3k $422.6k $422.6k 0.21% Reduced -85 -85
62 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 13,63513.6k $404.0k $404.0k 0.00% Reduced -3.7k -3,749
63 Robertson Stephens Wealth Management, LLC 0.03% of their portfolio San Francisco, CA 13,00013.0k $385.2k $385.2k 0.03% Reduced -50.3k -50,280
64 Neumann Capital Management, LLC 0.16% of their portfolio FOSTER CITY, CA 12,93012.9k $383.1k $383.1k 0.16% Added +800 +800
65 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 12,72712.7k $377.1k $377.1k 0.00% Reduced -7.2k -7,205
66 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 12,45412.5k $369.0k $369.0k 0.00% Added +2.5k +2,512
67 RTD Financial Advisors, Inc. 0.05% of their portfolio Philadelphia, PA 12,05612.1k $357.2k $357.2k 0.05% Reduced -630 -630
68 Simmons Bank 0.03% of their portfolio Pine Bluff, AR 11,34711.3k $336.2k $336.2k 0.03% Added +1.5k +1,494
69 Stratos Investment Management, LLC 0.05% of their portfolio BEACHWOOD, OH 11,20011.2k $331.9k $331.9k 0.05% Unchanged
70 Revolve Wealth Partners, LLC 0.07% of their portfolio Hackensack, NJ 10,22610.2k $303.0k $303.0k 0.07% Added +1.3k +1,345
71 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 10,20010.2k $292.6k $292.6k 0.01% Reduced -563 -563
72 Trust Co 0.04% of their portfolio MANHATTAN, KS 9,97310.0k $295.5k $295.5k 0.04% Added +602 +602
73 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 9,3449.3k $276.9k $276.9k 0.01% Reduced -10 -10
74 Falcon Wealth Planning 0.06% of their portfolio Ontario, CA 9,2369.2k $273.7k $273.7k 0.06% New
75 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,1409.1k $270.8k $270.8k 0.01% Reduced -22.4k -22,412
76 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 8,9168.9k $264.2k $264.2k 0.00% Reduced -334 -334
77 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 8,7508.8k $259.3k $259.3k 0.00% Unchanged
78 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 8,7068.7k $258.0k $258.0k 0.01% Added +407 +407
79 Bragg Financial Advisors, Inc 0.01% of their portfolio CHARLOTTE, NC 8,3928.4k $248.7k $248.7k 0.01% Added +1.2k +1,183
80 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 8,3468.3k $247.3k $247.3k 0.02% Unchanged
81 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 7,7847.8k $230.6k $230.6k 0.00% Reduced -1.5k -1,509
82 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,7777.8k $230.4k $230.4k 0.00% Added +135 +135
83 VICUS CAPITAL 0.02% of their portfolio STATE COLLEGE, PA 7,6347.6k $226.2k $226.2k 0.02% New
84 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,4407.4k $220.0k $220.0k 0.00% Reduced -1.4k -1,371
85 Stokes Family Office, LLC 0.02% of their portfolio NEW ORLEANS, LA 7,1757.2k $212.6k $212.6k 0.02% Unchanged
86 AIRE ADVISORS, LLC 0.06% of their portfolio BEVERLY HILLS, CA 7,0677.1k $209.4k $209.4k 0.06% Added +55 +55
87 LAKE STREET PRIVATE WEALTH, LLC 0.04% of their portfolio CHICAGO, IL 6,9747.0k $206.6k $206.6k 0.04% Unchanged
88 McClarren Financial Advisors, Inc. 0.12% of their portfolio STATE COLLEGE, PA 4,7264.7k $140.0k $140.0k 0.12% Unchanged
89 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,9092.9k $86.0k $86.0k 0.00% Unchanged
90 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,8762.9k $85.2k $85.2k 0.00% Unchanged
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,2062.2k $65.0k $65.0k 0.00% Unchanged
92 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,0002.0k $59.3k $59.3k 0.01% Reduced -277 -277
93 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,4241.4k $42.2k $42.2k 0.00% Unchanged
94 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 792792 $23.5k $23.5k 0.00% Unchanged
95 IAG Wealth Partners, LLC 0.01% of their portfolio WAUKESHA, WI 726726 $21.5k $21.5k 0.01% Unchanged
96 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 709709 $21.0k $21.0k 0.01% Unchanged
97 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 628628 $18.6k $18.6k 0.00% New
98 FMR LLC 0.00% of their portfolio BOSTON, MA 550550 $16.3k $16.3k 0.00% Reduced -848 -848
99 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 480480 $14.2k $14.2k 0.00% Unchanged
100 DT Investment Partners, LLC 0.00% of their portfolio CHADDS FORD, PA 476476 $14.6k $14.6k 0.00% Unchanged