Vault-13

NUVEEN NASDAQ 100 DYNAMIC OV QQQX

COM SHS · Closed-End Fund · CUSIP 670699107

107 institutional holders +0 vs Q1 2023
10,508,49410.5m shares reported held*
$262.1mreported value*
11 new 36 added 29 reduced 13 sold out net bought ≈ $7.1m (+264.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.94.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104Q1 23: 107Q2 23: 107107Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023107
Q2 2023107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 42 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225339
Q1 20234844
Q2 20234742

Biggest buyers

WELLS FARGO & COMPANY/MN Added +388,984+389.0k
LPL Financial LLC Added +123,709+123.7k
Cetera Investment Advisers Added +54,178+54.2k
GUGGENHEIM CAPITAL LLC Added +47,287+47.3k
MORGAN STANLEY Added +32,400+32.4k
Western Wealth Management, LLC Added +32,050+32.0k
BANK OF AMERICA CORP /DE/ Added +25,203+25.2k
UBS Group AG Added +22,471+22.5k
DAVENPORT & Co LLC New +11,000+11.0k
Atria Wealth Solutions, Inc. Added +9,452+9.5k

Biggest sellers

Ausdal Financial Partners, Inc. Sold out -114,922-114.9k
STEPHENS INC /AR/ Sold out -72,875-72.9k
WORLD EQUITY GROUP, INC. Sold out -41,267-41.3k
Belpointe Asset Management LLC Sold out -38,137-38.1k
Janney Montgomery Scott LLC Reduced -36,817-36.8k
RAYMOND JAMES & ASSOCIATES Reduced -27,658-27.7k
Equitable Holdings, Inc. Reduced -22,780-22.8k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -21,890-21.9k
Invesco Ltd. Reduced -19,232-19.2k
Mutual Advisors, LLC Reduced -17,238-17.2k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,977,7472.0m $49.3m $49.3m 0.00% Added +32.4k +32,400
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,508,1581.5m $37.6m $37.6m 0.01% Added +389.0k +388,984
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 863,724863.7k $21.5m $21.5m 0.01% Added +22.5k +22,471
4 Nan Shan Life Insurance Co., Ltd. 0.51% of their portfolio Taipei City, F5 847,545847.5k $21.1m $21.1m 0.51% Unchanged
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 820,482820.5k $20.5m $20.5m 0.01% Reduced -4.7k -4,667
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 444,677444.7k $11.1m $11.1m 0.01% Added +123.7k +123,709
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 429,941429.9k $10.7m $10.7m 0.00% Added +25.2k +25,203
8 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 353,128353.1k $8.8m $8.8m 0.07% Added +47.3k +47,287
9 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 328,390328.4k $8.2m $8.2m 0.03% Reduced -36.8k -36,817
10 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 308,019308.0k $7.7m $7.7m 0.00% Reduced -19.2k -19,232
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 251,271251.3k $6.3m $6.3m 0.01% Added +8.9k +8,899
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 233,633233.6k $5.8m $5.8m 0.00% Reduced -9.8k -9,849
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 201,054201.1k $5.0m $5.0m 0.01% Reduced -15.2k -15,161
14 Bridge Advisory, LLC 1.42% of their portfolio PASADENA, CA 155,289155.3k $3.9m $3.9m 1.42% Added +2.4k +2,421
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 113,241113.2k $2.8m $2.8m 0.00% Reduced -27.7k -27,658
16 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 108,927108.9k $2.7m $2.7m 0.02% Added +54.2k +54,178
17 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 100,433100.4k $2.5m $2.5m 0.03% Added +8.8k +8,768
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 94,33094.3k $2.4m $2.4m 0.00% Reduced -799 -799
19 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 93,10693.1k $2.4m $2.4m 0.03% Added +9.5k +9,452
20 MONECO ADVISORS, LLC 0.55% of their portfolio FAIRFIELD, CT 81,19181.2k $2.0m $2.0m 0.55% Reduced -2.6k -2,593
21 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.40% of their portfolio PASADENA, CA 77,19677.2k $1.9m $1.9m 0.40% Added +2.1k +2,100
22 Aviance Capital Partners, LLC 0.33% of their portfolio NAPLES, FL 61,80461.8k $1.5m $1.5m 0.33% Reduced -5.5k -5,465
23 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 55,61055.6k $1.4m $1.4m 0.04% First filing
24 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 46,40446.4k $1.2m $1.2m 0.00% Added +568 +568
25 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 44,48344.5k $1.1m $1.1m 0.09% Added +32.0k +32,050
26 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 42,74742.7k $1.1m $1.1m 0.02% Reduced -22.8k -22,780
27 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 42,62342.6k $1.1m $1.1m 0.00% Reduced -3.6k -3,623
28 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 40,19340.2k $1.0m $1.0m 0.04% Added +2.7k +2,700
29 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 38,52738.5k $960.5k $960.5k 0.01% Added +537 +537
30 Ranch Capital Advisors Inc. 0.66% of their portfolio SARASOTA, FL 37,21437.2k $940.0k $940.0k 0.66% Reduced -1.7k -1,749
31 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 32,63632.6k $814.0k $814.0k 0.04% Reduced -5.3k -5,313
32 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 30,80330.8k $767.9k $767.9k 0.07% Added +1.4k +1,353
33 Cyndeo Wealth Partners, LLC 0.08% of their portfolio ST. PETERSBURG, FL 29,37929.4k $732.4k $732.4k 0.08% Unchanged
34 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 28,49828.5k $710.5k $710.5k 0.03% Added +806 +806
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 26,95927.0k $672.1k $672.1k 0.00% Reduced -16.8k -16,757
36 Lindbrook Capital, LLC 0.07% of their portfolio CALABASAS, CA 26,93226.9k $671.4k $671.4k 0.07% Added +1.8k +1,750
37 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 24,19124.2k $603.1k $603.1k 0.00% Reduced -16.7k -16,651
38 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 23,47423.5k $585.2k $585.2k 0.02% Reduced -17.2k -17,238
39 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 20,69520.7k $524.6k $524.6k 0.01% Reduced -511 -511
40 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 20,45120.5k $509.8k $509.8k 0.04% Reduced -21.9k -21,890
41 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 18,26018.3k $455.0k $455.0k 0.00% Reduced -851 -851
42 Avory & Company, LLC 0.33% of their portfolio MIAMI, FL 17,15717.2k $427.7k $427.7k 0.33% Unchanged
43 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 16,80716.8k $419.0k $419.0k 0.01% Added +3.5k +3,500
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,61116.6k $414.1k $414.1k 0.00% Reduced -898 -898
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,10716.1k $402.0k $402.0k 0.00% Reduced -4.1k -4,122
46 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,55415.6k $388.0k $388.0k 0.00% Added +2.9k +2,925
47 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 14,94814.9k $372.6k $372.6k 0.02% Added +5.0k +4,991
48 WealthShield Partners, LLC 0.06% of their portfolio CARY, NC 14,41014.4k $365.3k $365.3k 0.06% Added +678 +678
49 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 14,13914.1k $352.5k $352.5k 0.00% Added +2.7k +2,667
50 Diversified, LLC 0.09% of their portfolio Wilmington, DE 13,97414.0k $348.4k $348.4k 0.09% Added +78 +78
51 KINGSWOOD WEALTH ADVISORS, LLC 0.11% of their portfolio SAN DIEGO, CA 13,76813.8k $343.2k $343.2k 0.11% First filing
52 DFPG INVESTMENTS, LLC 0.03% of their portfolio SANDY, UT 13,27013.3k $333.3k $333.3k 0.03% Added +1.1k +1,150
53 Capstone Financial Advisors, Inc. 0.02% of their portfolio DOWNERS GROVE, IL 13,14513.1k $327.7k $327.7k 0.02% Unchanged
54 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 11,44911.4k $285.4k $285.4k 0.02% Added +400 +400
55 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 11,20711.2k $280.2k $280.2k 0.00% Reduced -809 -809
56 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 11,00011.0k $274.2k $274.2k 0.00% New
57 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,67310.7k $266.1k $266.1k 0.00% Added +174 +174
58 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 10,54210.5k $262.8k $262.8k 0.04% Reduced -2.2k -2,192
59 Compound Planning, Inc. 0.11% of their portfolio NEW YORK, NY 9,7489.7k $243.0k $243.0k 0.11% Added +521 +521
60 TriaGen Wealth Management LLC 0.11% of their portfolio Calabasas, CA 9,6759.7k $241.2k $241.2k 0.11% Unchanged
61 Formidable Asset Management, LLC 0.05% of their portfolio CINCINNATI, OH 9,5759.6k $239.0k $239.0k 0.05% Unchanged
62 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 9,1929.2k $229.2k $229.2k 0.03% Reduced -5.3k -5,327
63 Aspen Investment Management Inc 0.14% of their portfolio GRAND RAPIDS, MI 9,1509.2k $228.0k $228.0k 0.14% Unchanged
64 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 9,0089.0k $224.6k $224.6k 0.03% Added +136 +136
65 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 8,9849.0k $224.0k $224.0k 0.01% Reduced -816 -816
66 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,9789.0k $223.8k $223.8k 0.00% Reduced -3.5k -3,522
67 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.05% of their portfolio CONCORD, MA 8,5648.6k $213.5k $213.5k 0.05% New
68 Register Financial Advisors LLC 0.15% of their portfolio ATLANTA, GA 8,5468.5k $213.0k $213.0k 0.15% Reduced -2.9k -2,889
69 Cornerstone Wealth Group, LLC 0.04% of their portfolio HUNTERSVILLE, NC 8,4538.5k $210.7k $210.7k 0.04% Unchanged
70 Elequin Capital, LP 0.10% of their portfolio NEW YORK, NY 8,2048.2k $204.5k $204.5k 0.10% New
71 DEBUSSY CAPITAL MANAGEMENT LP 0.06% of their portfolio CHICAGO, IL 8,1038.1k $202.0k $202.0k 0.06% New
72 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,0848.1k $201.5k $201.5k 0.01% New
73 Cypress Wealth Services, LLC 0.05% of their portfolio PALM DESERT, CA 7,9698.0k $200.0k $200.0k 0.05% New
74 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 6,1706.2k $153.8k $153.8k 0.00% First filing
75 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 5,4045.4k $135.0k $135.0k 0.01% Unchanged
76 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,3035.3k $132.2k $132.2k 0.00% Added +188 +188
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,9784.0k $99.2k $99.2k 0.00% Reduced -158 -158
78 FNY Investment Advisers, LLC 0.12% of their portfolio NEW YORK, NY 3,8003.8k $94.0k $94.0k 0.12% Unchanged
79 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,6343.6k $90.6k $90.6k 0.01% Added +1.3k +1,334
80 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,3603.4k $83.8k $83.8k 0.00% Reduced -2.3k -2,291
81 Hexagon Capital Partners LLC 0.02% of their portfolio ROGERS, AR 2,7662.8k $69.0k $69.0k 0.02% Unchanged
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,7502.8k $68.6k $68.6k 0.00% Unchanged
83 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 2,7002.7k $67.3k $67.3k 0.00% New
84 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 2,3612.4k $59.0k $59.0k 0.01% New
85 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,3352.3k $58.2k $58.2k 0.00% Unchanged
86 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,3012.3k $57.0k $57.0k 0.00% Unchanged
87 Thomas J. Herzfeld Advisors, Inc. 0.02% of their portfolio MIAMI BEACH, FL 2,2552.3k $56.2k $56.2k 0.02% Added +41 +41
88 CoreFirst Bank & Trust 0.03% of their portfolio TOPEKA, KS 1,7541.8k $43.7k $43.7k 0.03% Unchanged
89 Key Financial Inc 0.01% of their portfolio WEST CHESTER, PA 1,1041.1k $27.5k $27.5k 0.01% Unchanged
90 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,0001.0k $24.9k $24.9k 0.00% Unchanged
91 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 914914 $22.8k $22.8k 0.00% Added +16 +16
92 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 702702 $17.5k $17.5k 0.00% Unchanged
93 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 680680 $17.0k $17.0k 0.00% Unchanged
94 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 530530 $13.2k $13.2k 0.00% Unchanged
95 Financial Synergies Wealth Advisors, Inc. 0.00% of their portfolio HOUSTON, TX 460460 $11.5k $11.5k 0.00% Unchanged
96 Retirement Group, LLC 0.00% of their portfolio SAN DIEGO, CA 426426 $10.6k $10.6k 0.00% Unchanged
97 TimeScale Financial, Inc. 0.00% of their portfolio DANVERS, MA 426426 $10.6k $10.6k 0.00% Added +7 +7
98 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 352352 $8.8k $8.8k 0.00% Unchanged
99 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 330330 $8.2k $8.2k 0.00% Unchanged
100 CHESAPEAKE ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 260260 $6.5k $6.5k 0.01% Unchanged