Vault-13

NYLI MACKAY DEFINEDTERM MUNI MMD

COM · Closed-End Fund · CUSIP 56064K100

75 institutional holders +14 vs Q3 2023
7,734,1367.7m shares reported held*
$125.9mreported value*
16 new 13 added 31 reduced 5 sold out net bought ≈ $25.0m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.28.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 58Q4 22: 61Q1 23: 57Q2 23: 58Q3 23: 61Q4 23: 7575Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202258
Q4 202261
Q1 202357
Q2 202358
Q3 202361
Q4 202375

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 31 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 24 cut or sold outQ3 23Q4 23: 29 bought or addedQ4 23: 36 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223128
Q1 20233223
Q2 20233221
Q3 20233224
Q4 20232936

Biggest buyers

MORGAN STANLEY Added +736,814+736.8k
SIT INVESTMENT ASSOCIATES INC New +439,509+439.5k
Almitas Capital LLC New +297,003+297.0k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD New +213,224+213.2k
1607 Capital Partners, LLC New +92,563+92.6k
WELLS FARGO & COMPANY/MN Added +60,325+60.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +50,325+50.3k
RAYMOND JAMES & ASSOCIATES Added +42,159+42.2k
WEDBUSH SECURITIES INC New +35,707+35.7k
Weiss Asset Management LP New +34,818+34.8k

Biggest sellers

XML Financial, LLC Reduced -123,179-123.2k
Advisors Asset Management, Inc. Reduced -73,865-73.9k
BANK OF AMERICA CORP /DE/ Reduced -67,332-67.3k
LPL Financial LLC Reduced -50,124-50.1k
TRANSCEND CAPITAL ADVISORS, LLC Reduced -47,630-47.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -44,899-44.9k
Raymond James Financial Services Advisors, Inc. Reduced -41,018-41.0k
Private Wealth Strategies, L.L.C. Sold out -30,803-30.8k
ROYAL BANK OF CANADA Reduced -23,912-23.9k
UBS Group AG Reduced -19,874-19.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-10-14 9.1% -1.4 pts 1.7m≈ $26.4m 2026-10-14

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,873,7221.9m $30.4m $30.4m 0.00% Added +736.8k +736,814
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 939,343939.3k $15.3m $15.3m 0.00% Reduced -67.3k -67,332
3 SIT INVESTMENT ASSOCIATES INC 0.18% of their portfolio Minneapolis, MN 439,509439.5k $7.1m $7.1m 0.18% New
4 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 345,147345.1k $5.6m $5.6m 0.04% Reduced -17.8k -17,846
5 Almitas Capital LLC 1.66% of their portfolio SANTA MONICA, CA 297,003297.0k $4.8m $4.8m 1.66% New
6 Advisors Asset Management, Inc. 0.10% of their portfolio Monument, CO 289,416289.4k $4.7m $4.7m 0.10% Reduced -73.9k -73,865
7 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 270,817270.8k $4.4m $4.4m 0.00% Added +42.2k +42,159
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 266,954267.0k $4.3m $4.3m 0.00% Added +60.3k +60,325
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 245,486245.5k $4.0m $4.0m 0.00% Added +7.5k +7,490
10 XML Financial, LLC 0.38% of their portfolio BETHESDA, MD 223,754223.8k $3.6m $3.6m 0.38% Reduced -123.2k -123,179
11 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.28% of their portfolio London, X0 213,224213.2k $3.5m $3.5m 0.28% New
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 145,486145.5k $2.4m $2.4m 0.00% Reduced -19.9k -19,874
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 132,706132.7k $2.2m $2.2m 0.00% Reduced -23.9k -23,912
14 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 124,411124.4k $2.0m $2.0m 0.00% Reduced -41.0k -41,018
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 118,011118.0k $1.9m $1.9m 0.00% Reduced -50.1k -50,124
16 ArchPoint Investors 0.74% of their portfolio CORAL GABLES, FL 109,514109.5k $1.8m $1.8m 0.74% Added +28.0k +28,000
17 Stonebrook Private Inc. 0.59% of their portfolio NORTHVILLE, MI 108,173108.2k $1.8m $1.8m 0.59% First filing
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 96,51696.5k $1.6m $1.6m 0.00% Added +10 +10
19 1607 Capital Partners, LLC 0.11% of their portfolio Richmond, VA 92,56392.6k $1.5m $1.5m 0.11% New
20 TRANSCEND CAPITAL ADVISORS, LLC 0.12% of their portfolio MADISON, NJ 86,44986.4k $1.4m $1.4m 0.12% Reduced -47.6k -47,630
21 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 67,66667.7k $1.1m $1.1m 0.01% Reduced -9.7k -9,722
22 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 63,71063.7k $1.0m $1.0m 0.04% Reduced -5.8k -5,800
23 Granite Bay Wealth Management, LLC 0.01% of their portfolio PORTSMOUTH, NH 58,59058.6k $904.0k $904.0k 0.01% Unchanged
24 ProVise Management Group, LLC 0.08% of their portfolio CLEARWATER, FL 57,83057.8k $939.7k $939.7k 0.08% Reduced -15.1k -15,100
25 Summit Financial Wealth Advisors, LLC 0.21% of their portfolio Lafayette, LA 56,68856.7k $921.2k $921.2k 0.21% Reduced -2.0k -2,000
26 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 54,50154.5k $886.0k $886.0k 0.00% Added +34.5k +34,501
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio Englewood, NJ 50,32550.3k $817.8k $817.8k 0.07% New
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,79548.8k $792.9k $792.9k 0.00% Reduced -3.0k -3,035
29 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 48,45448.5k $787.4k $787.4k 0.00% Reduced -3.4k -3,445
30 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 42,44842.4k $689.8k $689.8k 0.01% Added +713 +713
31 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 42,17242.2k $685.3k $685.3k 0.02% Reduced -2.0k -1,951
32 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 37,06437.1k $602.3k $602.3k 0.00% Reduced -4.3k -4,312
33 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 35,70735.7k $580.0k $580.0k 0.03% New
34 Weiss Asset Management LP 0.04% of their portfolio BOSTON, MA 34,81834.8k $565.8k $565.8k 0.04% New
35 JGP Wealth Management, LLC 0.08% of their portfolio BEND, OR 32,91832.9k $534.9k $534.9k 0.08% New
36 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 32,60832.6k $529.9k $529.9k 0.01% Reduced -1.0k -1,011
37 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 32,59132.6k $529.6k $529.6k 0.01% New
38 LPF Advisors LLC 0.55% of their portfolio SARASOTA, FL 32,10032.1k $521.6k $521.6k 0.55% First filing
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 31,01031.0k $503.9k $503.9k 0.00% Reduced -44.9k -44,899
40 Gilliland Jeter Wealth Management LLC 0.20% of their portfolio LITTLE ROCK, AR 29,98230.0k $487.2k $487.2k 0.20% First filing
41 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 28,22828.2k $458.7k $458.7k 0.00% Added +9.6k +9,550
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 28,00928.0k $455.2k $455.2k 0.00% Reduced -1.9k -1,878
43 Summit X, LLC 0.12% of their portfolio CHESTERFIELD, MO 25,05225.1k $407.1k $407.1k 0.12% Added +6.0k +6,002
44 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 24,90024.9k $404.6k $404.6k 0.01% Reduced -1.0k -1,000
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,89924.9k $405.0k $405.0k 0.00% Reduced -1.6k -1,592
46 ROVIN CAPITAL /UT/ /ADV 0.16% of their portfolio MESA, AZ 21,14321.1k $344.0k $344.0k 0.16% Added +258 +258
47 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 20,51320.5k $333.3k $333.3k 0.02% Reduced -3.2k -3,176
48 Bison Wealth, LLC 0.05% of their portfolio Atlanta, GA 18,89218.9k $307.0k $307.0k 0.05% Reduced -4.6k -4,645
49 Eudaimonia Partners, LLC 0.08% of their portfolio Winchester, TN 17,97818.0k $292.1k $292.1k 0.08% New
50 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 17,89217.9k $290.7k $290.7k 0.00% New
51 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 16,18416.2k $263.0k $263.0k 0.01% Reduced -15.0k -15,004
52 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,12216.1k $262.0k $262.0k 0.00% Added +36 +36
53 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 16,05916.1k $261.0k $261.0k 0.00% New
54 Sovereign Financial Group, Inc. 0.07% of their portfolio STAMFORD, CT 14,87014.9k $241.6k $241.6k 0.07% Reduced -2.7k -2,708
55 BRANDYWINE OAK PRIVATE WEALTH LLC 0.03% of their portfolio Kennett Square, PA 14,40014.4k $234.0k $234.0k 0.03% Unchanged
56 Compass Financial Group, INC/SD 0.06% of their portfolio Sioux Falls, SD 14,01414.0k $227.7k $227.7k 0.06% Unchanged
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,81613.8k $225.0k $225.0k 0.00% Reduced -13.6k -13,567
58 Legacy Financial Strategies, LLC 0.06% of their portfolio OVERLAND PARK, KS 13,07513.1k $212.5k $212.5k 0.06% Reduced -12.8k -12,803
59 Next Level Private LLC 0.12% of their portfolio HARRISON, NY 12,50012.5k $203.1k $203.1k 0.12% Unchanged
60 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 11,77511.8k $191.3k $191.3k 0.00% Reduced -16.9k -16,902
61 Paragon Wealth Strategies, LLC 0.05% of their portfolio JACKSONVILLE, FL 11,15811.2k $181.3k $181.3k 0.05% Unchanged
62 ROBINSON CAPITAL MANAGEMENT, LLC 0.06% of their portfolio GROSSE POINTE FARMS, MI 10,93010.9k $177.8k $177.8k 0.06% New
63 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 10,79910.8k $175.5k $175.5k 0.00% Reduced -4.0k -4,000
64 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 10,56310.6k $171.7k $171.7k 0.00% Reduced -18.2k -18,234
65 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,2248.2k $133.6k $133.6k 0.00% New
66 Elequin Capital, LP 0.04% of their portfolio NEW YORK, NY 7,7277.7k $125.6k $125.6k 0.04% New
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,0006.0k $97.5k $97.5k 0.00% Unchanged
68 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,0002.0k $32.0k $32.0k 0.00% Added +1.0k +1,000
69 Center for Financial Planning, Inc. 0.01% of their portfolio SOUTHFIED, MI 2,0002.0k $32.5k $32.5k 0.01% Unchanged
70 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,8751.9k $30.5k $30.5k 0.00% Unchanged
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0001.0k $16.2k $16.2k 0.00% Unchanged
72 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 600600 $10.0k $10.0k 0.00% Unchanged
73 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 456456 $7.4k $7.4k 0.00% First filing
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 194194 $3.2k $3.2k 0.00% New
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged