Vault-13

KALVISTA PHARMACEUTICALS INC KALV

COM · Common Stock · CUSIP 483497103

96 institutional holders +6 vs Q1 2023
34,451,52534.5m shares reported held*
$310.1mreported value*
19 new 34 added 23 reduced 13 sold out net bought ≈ $5.9m (+660.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.00. Options: 4 managers hold calls ($739.8k notional), 2 hold puts ($958.5k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 94Q4 22: 91Q1 23: 90Q2 23: 9696Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202294
Q4 202291
Q1 202390
Q2 202396

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 46 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 36 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224753
Q1 20234046
Q2 20235336

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $9.9mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.1mQ4 22 puts: $89.9kQ4 22P/C 0.08Q1 23 calls: $5.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $739.8kQ2 23 puts: $958.5kQ2 23P/C 1.30
Numbers
QuarterCallsPutsP/C
Q3 2022$9.9m$00.00
Q4 2022$1.1m$89.9k0.08
Q1 2023$5.5k$00.00
Q2 2023$739.8k$958.5k1.30

Biggest buyers

MPM BIOIMPACT LLC New +761,538+761.5k
CITADEL ADVISORS LLC Added +718,211+718.2k
Saturn V Capital Management LP Added +290,354+290.4k
DIMENSIONAL FUND ADVISORS LP Added +184,269+184.3k
AlphaCentric Advisors LLC New +135,000+135.0k
Nan Fung Group Holdings Ltd Added +126,000+126.0k
FIRST MANHATTAN CO. LLC. Added +122,900+122.9k
SG Americas Securities, LLC New +121,353+121.4k
Woodline Partners LP New +108,358+108.4k
LOS ANGELES CAPITAL MANAGEMENT LLC New +72,540+72.5k

Biggest sellers

GREAT POINT PARTNERS LLC Sold out -1,600,545-1.6m
Prosight Management, LP Sold out -240,000-240.0k
Opaleye Management Inc. Reduced -203,200-203.2k
Jefferies Financial Group Inc. Reduced -170,000-170.0k
ACADIAN ASSET MANAGEMENT LLC Reduced -155,935-155.9k
FMR LLC Reduced -70,925-70.9k
JACOBS LEVY EQUITY MANAGEMENT, INC Sold out -69,762-69.8k
MILLENNIUM MANAGEMENT LLC Reduced -52,768-52.8k
JPMORGAN CHASE & CO Reduced -44,034-44.0k
Affinity Asset Advisors, LLC Reduced -30,000-30.0k

Biggest calls

MILLENNIUM MANAGEMENT LLC New $450.0k50.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $284.4k31.6k shares
CITADEL ADVISORS LLC Reduced $5.4k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Capital World Investors 13G · institution filed 2025-05-13 6.4% 3.2m 2025-05-13
SILVERARC CAPITAL MANAGEMENT, LLC 13G · institution new · filed 2026-05-13 5.6% new 2.9m 2026-05-13

Fell to 5% or below in the last year: TANG CAPITAL MANAGEMENT LLC (0.0%, 2026-08-14), GLAZER CAPITAL, LLC (4.8%, 2026-06-10), Frazier Life Sciences Public Fund, L.P. (2.3%, 2026-05-21), Point72 Asset Management, L.P. (4.2%, 2026-05-15), MILLENNIUM MANAGEMENT LLC (3.7%, 2026-05-01), Vestal Point Capital, LP (1.5%, 2025-11-14)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TCG Crossover Management, LLC 5.01% of their portfolio PALO ALTO, CA 3,395,4953.4m $30.6m $30.6m 5.01% Unchanged
2 Frazier Life Sciences Management, L.P. 1.74% of their portfolio PALO ALTO, CA 3,238,8593.2m $29.1m $29.1m 1.74% Unchanged
3 Venrock Adviser, LLC 4.20% of their portfolio NEW YORK, NY 2,916,6672.9m $26.3m $26.3m 4.20% Unchanged
4 TANG CAPITAL MANAGEMENT LLC 3.51% of their portfolio SAN DIEGO, CA 2,651,3932.7m $23.9m $23.9m 3.51% Unchanged
5 MONTANOVA CAPITAL, LLC 0.98% of their portfolio New York, NY 2,034,5062.0m $18.3m $18.3m 0.98% Added +51.3k +51,327
6 Boxer Capital, LLC 0.69% of their portfolio San Diego, CA 1,650,0001.6m $14.8m $14.8m 0.69% Unchanged
7 BlackRock Inc. 0.00% of their portfolio New York, NY 1,599,7381.6m $14.4m $14.4m 0.00% Added +41.6k +41,604
8 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,580,6811.6m $14.2m $14.2m 0.00% Reduced -1.8k -1,845
9 Saturn V Capital Management LP 7.05% of their portfolio AUSTIN, TX 1,412,3361.4m $12.7m $12.7m 7.05% Added +290.4k +290,354
10 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.02% of their portfolio Boston, MA 1,104,3391.1m $9.9m $9.9m 0.02% Added +40.0k +40,000
11 Driehaus Capital Management LLC 0.12% of their portfolio Chicago, IL 1,035,9351.0m $9.3m $9.3m 0.12% Added +20.8k +20,816
12 Jefferies Financial Group Inc. 0.20% of their portfolio NEW YORK, NY 1,030,0001.0m $9.3m $9.3m 0.20% Reduced -170.0k -170,000
13 Vivo Capital, LLC 0.53% of their portfolio Palo Alto, CA 856,008856.0k $7.7m $7.7m 0.53% Unchanged
14 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 846,606846.6k $7.6m $7.6m 0.01% Added +718.2k +718,211
15 MPM BIOIMPACT LLC 1.38% of their portfolio BOSTON, MA 761,538761.5k $6.9m $6.9m 1.38% New
16 SILVERARC CAPITAL MANAGEMENT, LLC 2.19% of their portfolio BOSTON, MA 720,508720.5k $6.5m $6.5m 2.19% Reduced -3.0k -3,036
17 Opaleye Management Inc. 1.55% of their portfolio BOSTON, MA 720,000720.0k $6.5m $6.5m 1.55% Reduced -203.2k -203,200
18 DAFNA Capital Management LLC 1.50% of their portfolio LOS ANGELES, CA 611,032611.0k $5.5m $5.5m 1.50% Reduced -5.0k -5,000
19 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 480,425480.4k $4.3m $4.3m 0.00% Added +12.9k +12,941
20 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 446,175446.2k $4.0m $4.0m 0.00% Added +26.9k +26,914
21 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 420,536420.5k $3.8m $3.8m 0.00% Added +184.3k +184,269
22 FIRST MANHATTAN CO. LLC. 0.01% of their portfolio NEW YORK, NY 392,504392.5k $3.5m $3.5m 0.01% Added +122.9k +122,900
23 Commodore Capital LP 0.32% of their portfolio NEW YORK, NY 312,553312.6k $2.8m $2.8m 0.32% Unchanged
24 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 299,808299.8k $2.7m $2.7m 0.00% Added +22.9k +22,902
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 293,311293.3k $2.6m $2.6m 0.00% Added +17.8k +17,827
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 290,275290.3k $2.6m $2.6m 0.00% Reduced -44.0k -44,034
27 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 261,616261.6k $2.4m $2.4m 0.00% Added +25.5k +25,503
28 Nan Fung Group Holdings Ltd 1.18% of their portfolio KAI TAK, K3 204,720204.7k $1.8m $1.8m 1.18% Added +126.0k +126,000
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 202,623202.6k $1.8m $1.8m 0.00% Added +10.8k +10,847
30 Affinity Asset Advisors, LLC 0.63% of their portfolio NEW YORK, NY 178,292178.3k $1.6m $1.6m 0.63% Reduced -30.0k -30,000
31 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 142,928142.9k $1.3m $1.3m 0.00% Added +62.3k +62,328
32 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 140,200140.2k $1.3m $1.3m 0.01% Unchanged
33 Ikarian Capital, LLC 0.43% of their portfolio DALLAS, TX 140,000140.0k $1.3m $1.3m 0.43% Unchanged
34 AlphaCentric Advisors LLC 0.67% of their portfolio SAN JUAN, PR 135,000135.0k $1.2m $1.2m 0.67% New
35 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 133,122133.1k $1.2m $1.2m 0.00% Added +33.5k +33,500
36 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 121,353121.4k $1.1m $1.1m 0.01% New
37 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 116,862116.9k $1.1m $1.1m 0.00% Added +71.2k +71,198
38 Woodline Partners LP 0.01% of their portfolio San Francisco, CA 108,358108.4k $975.2k $975.2k 0.01% New
39 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 107,975108.0k $971.8k $971.8k 0.00% Added +8.1k +8,104
40 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 99,16299.2k $892.5k $892.5k 0.00% Added +44.8k +44,797
41 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 88,60088.6k $797.4k $797.4k 0.00% Reduced -13.9k -13,900
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 82,80182.8k $745.2k $745.2k 0.00% Reduced -210 -210
43 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 72,54072.5k $652.9k $652.9k 0.00% New
44 FMR LLC 0.00% of their portfolio BOSTON, MA 70,86570.9k $637.8k $637.8k 0.00% Reduced -70.9k -70,925
45 HighVista Strategies LLC 0.29% of their portfolio BOSTON, MA 69,56769.6k $626.1k $626.1k 0.29% New
46 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 65,15465.2k $586.4k $586.4k 0.00% Added +1.3k +1,287
47 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 61,78361.8k $556.0k $556.0k 0.00% Unchanged
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 59,97160.0k $539.7k $539.7k 0.00% Added +25.9k +25,906
49 CIBC WORLD MARKETS CORP 0.00% of their portfolio NEW YORK, NY 50,00050.0k $450.0k $450.0k 0.00% New
50 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 41,73141.7k $375.6k $375.6k 0.00% Added +2.9k +2,909
51 Birchview Capital, LP 0.27% of their portfolio BURLINGTON, VT 40,00040.0k $360.0k $360.0k 0.27% Unchanged
52 PDT Partners, LLC 0.05% of their portfolio New York, NY 37,30637.3k $335.8k $335.8k 0.05% Reduced -35 -35
53 Atom Investors LP 0.11% of their portfolio AUSTIN, TX 33,55933.6k $302.0k $302.0k 0.11% Added +11.0k +10,975
54 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 32,51632.5k $293.0k $293.0k 0.00% Reduced -4.5k -4,455
55 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 32,41032.4k $291.7k $291.7k 0.00% Added +6.7k +6,710
56 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 31,18031.2k $281.0k $281.0k 0.00% New
57 DENALI ADVISORS LLC 0.09% of their portfolio SAN DIEGO, CA 29,20029.2k $262.8k $262.8k 0.09% Added +23.4k +23,400
58 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 28,09828.1k $252.9k $252.9k 0.01% Unchanged
59 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 27,93527.9k $251.4k $251.4k 0.00% Reduced -52.8k -52,768
60 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 27,14227.1k $244.3k $244.3k 0.01% New
61 ALGERT GLOBAL LLC 0.01% of their portfolio SAN FRANCISCO, CA 26,29026.3k $236.6k $236.6k 0.01% Reduced -2.2k -2,220
62 PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio BOSTON, MA 26,09026.1k $234.8k $234.8k 0.00% Reduced -20.2k -20,159
63 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 25,11625.1k $226.0k $226.0k 0.00% New
64 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 21,04721.0k $189.4k $189.4k 0.00% Reduced -1.8k -1,787
65 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 16,44616.4k $148.0k $148.0k 0.00% New
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,86915.9k $142.8k $142.8k 0.00% Added +9.1k +9,123
67 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 12,80212.8k $115.2k $115.2k 0.00% Added +885 +885
68 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 12,49512.5k $112.5k $112.5k 0.00% Unchanged
69 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 11,85311.9k $106.7k $106.7k 0.00% Added +39 +39
70 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 10,62710.6k $95.6k $95.6k 0.00% New
71 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,58410.6k $95.3k $95.3k 0.00% Added +5.0k +5,027
72 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 10,50010.5k $94.5k $94.5k 0.00% Reduced -10.0k -10,000
73 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 10,36910.4k $93.3k $93.3k 0.00% New
74 Choate Investment Advisors 0.00% of their portfolio BOSTON, MA 10,00010.0k $90.0k $90.0k 0.00% New
75 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 9,3879.4k $84.5k $84.5k 0.00% Reduced -5.7k -5,736
76 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 8,7368.7k $78.0k $78.0k 0.00% Reduced -155.9k -155,935
77 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 8,1928.2k $73.7k $73.7k 0.00% Reduced -908 -908
78 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4,9064.9k $44.2k $44.2k 0.00% Reduced -7.5k -7,507
79 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,4924.5k $40.0k $40.0k 0.00% Added +3.1k +3,113
80 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 4,3394.3k $39.1k $39.1k 0.00% Added +1.2k +1,240
81 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 3,0393.0k $27.4k $27.4k 0.00% New
82 Legal & General Group Plc 0.00% of their portfolio London, X0 2,3572.4k $21.2k $21.2k 0.00% Unchanged
83 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 2,3242.3k $21.0k $21.0k 0.00% Reduced -112 -112
84 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,8401.8k $16.6k $16.6k 0.00% Added +806 +806
85 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,5501.6k $13.9k $13.9k 0.00% Unchanged
86 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,3531.4k $12.2k $12.2k 0.00% Unchanged
87 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,2901.3k $11.0k $11.0k 0.00% Added +194 +194
88 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,0041.0k $9.0k $9.0k 0.00% Unchanged
89 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 508508 $4.6k $4.6k 0.00% Reduced -10.1k -10,100
90 Red Tortoise LLC 0.00% of their portfolio ATLANTA, GA 187187 $1.7k $1.7k 0.00% Unchanged
91 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 8888 $792 $792 0.00% New
92 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 2525 $225 $225 0.00% Unchanged
93 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1414 $126 $126 0.00% New
94 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 99 $10 $10 0.00% New
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
96 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 00 $0 $0 0.00% New