Vault-13

ISHARES TR SMLF

US SML CAP EQT · ETP · CUSIP 46434V290

148 institutional holders +8 vs Q1 2024
14,061,59214.1m shares reported held*
$860.6mreported value*
17 new 55 added 40 reduced 11 sold out net bought ≈ $56.8m (+927.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $61.20.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 104Q1 23: 100Q2 23: 103Q3 23: 116Q4 23: 124Q1 24: 140Q2 24: 148148Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202290
Q4 2022104
Q1 2023100
Q2 2023103
Q3 2023116
Q4 2023124
Q1 2024140
Q2 2024148

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 47 cut or sold outQ2 23: 43 bought or addedQ2 23: 49 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 47 cut or sold outQ4 23: 55 bought or addedQ4 23: 54 cut or sold outQ4 23Q1 24: 74 bought or addedQ1 24: 52 cut or sold outQ2 24: 72 bought or addedQ2 24: 51 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225632
Q1 20234747
Q2 20234349
Q3 20235347
Q4 20235554
Q1 20247452
Q2 20247251

Biggest buyers

Valmark Advisers, Inc. New +361,852+361.9k
SEARCY FINANCIAL SERVICES INC /ADV New +347,708+347.7k
Fox Financial, Inc New +165,013+165.0k
LPL Financial LLC Added +137,396+137.4k
LANDMARK WEALTH MANAGEMENT, INC. New +137,393+137.4k
WELLS FARGO & COMPANY/MN Added +114,245+114.2k
Private Advisor Group, LLC Added +78,329+78.3k
AMERIPRISE FINANCIAL INC Added +72,407+72.4k
Acropolis Investment Management, LLC Added +65,020+65.0k
BANK OF AMERICA CORP /DE/ Added +48,602+48.6k

Biggest sellers

CWM, LLC Reduced -355,849-355.8k
Integrated Wealth Concepts LLC Reduced -218,013-218.0k
Strategic Financial Services, Inc. Reduced -197,581-197.6k
Kingsview Wealth Management, LLC Reduced -43,641-43.6k
Brookstone Capital Management Sold out -19,874-19.9k
Cedar Brook Financial Partners, LLC Sold out -19,253-19.3k
MERCER GLOBAL ADVISORS INC /ADV Reduced -19,095-19.1k
MORGAN STANLEY Reduced -17,184-17.2k
OSAIC HOLDINGS, INC. Reduced -14,960-15.0k
GYL Financial Synergies, LLC Reduced -11,894-11.9k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Strategic Financial Services, Inc. 14.63% of their portfolio UTICA, NY 3,776,6003.8m $231.2m $231.2m 14.63% Reduced -197.6k -197,581
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,364,8861.4m $83.5m $83.5m 0.02% Added +114.2k +114,245
3 Acropolis Investment Management, LLC 2.99% of their portfolio ST. LOUIS, MO 773,465773.5k $47.3m $47.3m 2.99% Added +65.0k +65,020
4 Ullmann Wealth Partners Group, LLC 4.68% of their portfolio JACKSONVILLE BEACH, FL 535,895535.9k $32.8m $32.8m 4.68% Added +26.2k +26,210
5 BlackRock Inc. 0.00% of their portfolio New York, NY 499,352499.4k $30.6m $30.6m 0.00% Reduced -4.8k -4,791
6 Financial Management Professionals, Inc. 3.94% of their portfolio AUSTIN, TX 469,218469.2k $28.7m $28.7m 3.94% Added +9.9k +9,901
7 Clearwater Capital Advisors, LLC 2.96% of their portfolio HOFFMAN ESTATES, IL 455,822455.8k $27.9m $27.9m 2.96% Reduced -644 -644
8 Pacific Center for Financial Services 6.62% of their portfolio DANVILLE, CA 385,716385.7k $23.6m $23.6m 6.62% Added +6.7k +6,705
9 Valmark Advisers, Inc. 0.38% of their portfolio AKRON, OH 361,852361.9k $22.1m $22.1m 0.38% New
10 SEARCY FINANCIAL SERVICES INC /ADV 10.62% of their portfolio OVERLAND PARK, KS 347,708347.7k $21.3m $21.3m 10.62% New
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 329,046329.0k $20.1m $20.1m 0.01% Added +137.4k +137,396
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 307,807307.8k $18.8m $18.8m 0.01% Added +72.4k +72,407
13 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 292,377292.4k $17.9m $17.9m 0.05% Reduced -19.1k -19,095
14 GYL Financial Synergies, LLC 1.19% of their portfolio West Hartford, CT 251,389251.4k $15.4m $15.4m 1.19% Reduced -11.9k -11,894
15 RESTON WEALTH MANAGEMENT LLC 5.85% of their portfolio Reston, VA 239,223239.2k $14.6m $14.6m 5.85% Added +10.5k +10,522
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 236,037236.0k $14.4m $14.4m 0.01% Reduced -9.0k -9,000
17 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 217,030217.0k $13.3m $13.3m 0.18% Reduced -218.0k -218,013
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 200,723200.7k $12.3m $12.3m 0.00% Added +48.6k +48,602
19 Fox Financial, Inc 9.31% of their portfolio WYOMISSING, PA 165,013165.0k $10.1m $10.1m 9.31% New
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 155,864155.9k $9.5m $9.5m 0.00% Reduced -5.5k -5,460
21 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 143,092143.1k $8.8m $8.8m 0.02% Added +43.7k +43,699
22 Sanctuary Advisors, LLC 0.06% of their portfolio INDIANAPOLIS, IN 140,436140.4k $8.5m $8.5m 0.06% First filing
23 LANDMARK WEALTH MANAGEMENT, INC. 4.63% of their portfolio NORMAL, IL 137,393137.4k $8.4m $8.4m 4.63% New
24 GeoWealth Management, LLC 0.32% of their portfolio CHICAGO, IL 121,046121.0k $7.4m $7.4m 0.32% Added +18.5k +18,456
25 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 108,544108.5k $6.6m $6.6m 0.02% Added +29.8k +29,806
26 Addison Advisors LLC 1.80% of their portfolio MIDDLEBURY, VT 91,28991.3k $5.6m $5.6m 1.80% Reduced -1.7k -1,721
27 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 91,25991.3k $5.6m $5.6m 0.04% Added +78.3k +78,329
28 Journey Advisory Group, LLC 0.65% of their portfolio COVINGTON, KY 89,35189.4k $5.5m $5.5m 0.65% Added +30.5k +30,497
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 84,07384.1k $5.1m $5.1m 0.04% Added +724 +724
30 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 82,94082.9k $5.1m $5.1m 0.01% Reduced -3.0k -2,999
31 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.40% of their portfolio FORT WAYNE, IN 79,90979.9k $4.9m $4.9m 0.40% Reduced -8.0k -8,040
32 CORA CAPITAL ADVISORS LLC 2.50% of their portfolio MARLTON, NJ 79,20379.2k $4.8m $4.8m 2.50% Reduced -538 -538
33 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 72,71072.7k $4.5m $4.5m 0.02% Added +5.4k +5,437
34 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 70,46170.5k $4.3m $4.3m 0.01% Reduced -7.5k -7,460
35 GEM Asset Management, LLC 2.42% of their portfolio Plymouth, MI 63,41163.4k $3.9m $3.9m 2.42% Added +282 +282
36 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 62,41362.4k $3.8m $3.8m 0.04% Added +1.2k +1,164
37 Apollon Financial, LLC 1.18% of their portfolio MOUNT PLEASANT, SC 59,52259.5k $3.6m $3.6m 1.18% Reduced -890 -890
38 Wade Financial Advisory, Inc 1.27% of their portfolio CAMPBELL, CA 57,77657.8k $3.5m $3.5m 1.27% Reduced -3.2k -3,181
39 COZAD ASSET MANAGEMENT INC 0.28% of their portfolio CHAMPAIGN, IL 46,16446.2k $2.8m $2.8m 0.28% Added +3.8k +3,833
40 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 45,47145.5k $2.8m $2.8m 0.04% Added +15.3k +15,296
41 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 45,30845.3k $2.8m $2.8m 0.02% Added +2.0k +2,046
42 Beirne Wealth Consulting Services, LLC 1.09% of their portfolio SHELTON, CT 43,99644.0k $2.7m $2.7m 1.09% Added +1.2k +1,217
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 42,85442.9k $2.6m $2.6m 0.00% Added +30.3k +30,320
44 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.06% of their portfolio LOS ANGELES, CA 38,93338.9k $2.4m $2.4m 0.06% Added +20.3k +20,255
45 DDFG, Inc 0.72% of their portfolio THOUSAND OAKS, CA 38,20238.2k $2.3m $2.3m 0.72% Added +711 +711
46 Dynamic Wealth Strategies, LLC 2.00% of their portfolio GRANITE BAY, CA 37,95038.0k $2.3m $2.3m 2.00% Reduced -688 -688
47 Parkside Financial Bank & Trust 0.34% of their portfolio SAINT LOUIS, MO 35,81035.8k $2.2m $2.2m 0.34% Added +90 +90
48 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 35,39335.4k $2.2m $2.2m 0.02% New
49 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 33,75533.8k $2.1m $2.1m 0.00% New
50 FMA Wealth Management, LLC 1.66% of their portfolio DUXBURY, MA 33,64733.6k $2.1m $2.1m 1.66% Added +2.1k +2,134
51 Premier Path Wealth Partners, LLC 0.35% of their portfolio MADISON, NJ 33,52833.5k $2.1m $2.1m 0.35% Added +1.6k +1,582
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 31,70331.7k $1.9m $1.9m 0.00% Added +802 +802
53 Wharton Business Group, LLC 0.09% of their portfolio MALVERN, PA 30,04930.0k $1.8m $1.8m 0.09% Reduced -15 -15
54 CWM, LLC 0.01% of their portfolio OMAHA, NE 28,58628.6k $1.8m $1.8m 0.01% Reduced -355.8k -355,849
55 BKM Wealth Management, LLC 0.76% of their portfolio BROOKFIELD, WI 25,84725.8k $1.6m $1.6m 0.76% Reduced -255 -255
56 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 25,15425.2k $1.5m $1.5m 0.00% Reduced -1.8k -1,822
57 Westover Capital Advisors, LLC 0.33% of their portfolio WILMINGTON, DE 20,76620.8k $1.3m $1.3m 0.33% Added +117 +117
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,44919.4k $1.2m $1.2m 0.00% Reduced -15.0k -14,960
59 BROWN BROTHERS HARRIMAN & CO 0.01% of their portfolio NEW YORK, NY 18,49318.5k $1.1m $1.1m 0.01% Unchanged
60 FOSTER & MOTLEY INC 0.08% of their portfolio CINCINNATI, OH 18,43718.4k $1.1m $1.1m 0.08% Reduced -790 -790
61 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 17,17617.2k $1.1m $1.1m 0.00% Unchanged
62 Hibernia Wealth Partners, LLC 0.36% of their portfolio BATON ROUGE, LA 16,98117.0k $1.0m $1.0m 0.36% Added +8.5k +8,499
63 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 16,12116.1k $986.8k $986.8k 0.02% Reduced -43.6k -43,641
64 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,03916.0k $981.7k $981.7k 0.00% Reduced -147 -147
65 Cyndeo Wealth Partners, LLC 0.08% of their portfolio ST. PETERSBURG, FL 15,90615.9k $973.6k $973.6k 0.08% Added +9.1k +9,142
66 Sepio Capital, LP 0.09% of their portfolio Salt Lake City, UT 15,31015.3k $937.0k $937.0k 0.09% Reduced -4.0k -3,951
67 SCHMIDT P J INVESTMENT MANAGEMENT INC 0.17% of their portfolio CEDARBURG, WI 15,07215.1k $922.5k $922.5k 0.17% Added +5.6k +5,630
68 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,92214.9k $913.4k $913.4k 0.00% Reduced -3.6k -3,576
69 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 12,80412.8k $783.8k $783.8k 0.04% Added +177 +177
70 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 12,34512.3k $756.0k $756.0k 0.00% Unchanged
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,56311.6k $707.7k $707.7k 0.00% Added +769 +769
72 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,56311.6k $707.8k $707.8k 0.00% Added +961 +961
73 Ascent Wealth Partners, LLC 0.10% of their portfolio NEW HARTFORD, NY 10,65510.7k $652.2k $652.2k 0.10% Unchanged
74 LWM Advisory Services, LLC 0.54% of their portfolio PLANTATION, FL 10,53910.5k $645.1k $645.1k 0.54% Added +2.2k +2,175
75 WASHINGTON TRUST Co 0.02% of their portfolio WESTERLY, RI 9,99910.0k $612.0k $612.0k 0.02% Unchanged
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,8609.9k $603.5k $603.5k 0.00% Added +4.7k +4,685
77 QRG CAPITAL MANAGEMENT, INC. 0.01% of their portfolio BERWYN, PA 9,7349.7k $595.8k $595.8k 0.01% Reduced -4.6k -4,593
78 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 9,2939.3k $568.8k $568.8k 0.01% Reduced -251 -251
79 Wescott Financial Advisory Group, LLC 0.07% of their portfolio Philadelphia, PA 9,2129.2k $563.9k $563.9k 0.07% Reduced -888 -888
80 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 9,1499.1k $554.2k $554.2k 0.03% Added +3.8k +3,799
81 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 8,8878.9k $538.4k $538.4k 0.01% Added +128 +128
82 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,6768.7k $531.1k $531.1k 0.00% Reduced -17.2k -17,184
83 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,3918.4k $513.6k $513.6k 0.00% New
84 Capital Advisors, Ltd. LLC 0.06% of their portfolio SHAKER HEIGHTS, OH 7,9207.9k $485.0k $485.0k 0.06% Reduced -179 -179
85 Ergawealth Advisors, Inc. 0.26% of their portfolio OAK BROOK, IL 7,7237.7k $472.7k $472.7k 0.26% Reduced -10 -10
86 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,6617.7k $469.0k $469.0k 0.00% Added +2.0k +2,000
87 Empirical Asset Management, LLC 0.17% of their portfolio WELLESLEY, MA 7,4377.4k $455.2k $455.2k 0.17% New
88 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 7,1937.2k $440.3k $440.3k 0.01% Unchanged
89 Plancorp, LLC 0.02% of their portfolio SAINT LOUIS, MO 6,9987.0k $428.3k $428.3k 0.02% Added +665 +665
90 FMR LLC 0.00% of their portfolio BOSTON, MA 6,7146.7k $411.0k $411.0k 0.00% Added +3.7k +3,713
91 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,3876.4k $391.0k $391.0k 0.00% Added +540 +540
92 Executive Wealth Management, LLC 0.07% of their portfolio BRIGHTON, MI 6,3816.4k $390.6k $390.6k 0.07% Added +17 +17
93 Destiny Wealth Partners, LLC 0.07% of their portfolio TAVARES, FL 6,2626.3k $383.3k $383.3k 0.07% Unchanged
94 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 6,0216.0k $368.5k $368.5k 0.01% Unchanged
95 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 5,4665.5k $334.6k $334.6k 0.00% Unchanged
96 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 5,4655.5k $334.5k $334.5k 0.01% Added +953 +953
97 Tranquility Partners, LLC 0.12% of their portfolio Brentwood, TN 5,2875.3k $323.6k $323.6k 0.12% Reduced -240 -240
98 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,0245.0k $307.5k $307.5k 0.00% Unchanged
99 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,9995.0k $306.0k $306.0k 0.00% Unchanged
100 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 4,8444.8k $297.0k $297.0k 0.00% Added +285 +285