Vault-13

ISHARES TR MSML

MRGSTR SM CP ETF · ETP · CUSIP 464288505

81 institutional holders -4 vs Q1 2024
1,606,5801.6m shares reported held*
$86.6mreported value*
2 new 28 added 18 reduced 7 sold out net sold ≈ $41.2m (-764.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.88. Options: 2 managers hold calls ($111.6m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 63Q4 22: 64Q1 23: 67Q2 23: 71Q3 23: 71Q4 23: 76Q1 24: 85Q2 24: 8181Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202263
Q4 202264
Q1 202367
Q2 202371
Q3 202371
Q4 202376
Q1 202485
Q2 202481

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 25 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 23 cut or sold outQ2 23: 27 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 29 cut or sold outQ4 23: 34 bought or addedQ4 23: 21 cut or sold outQ4 23Q1 24: 40 bought or addedQ1 24: 20 cut or sold outQ2 24: 30 bought or addedQ2 24: 25 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222519
Q1 20232423
Q2 20232718
Q3 20231629
Q4 20233421
Q1 20244020
Q2 20243025

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 23 calls: $158.4mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $211.5mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $103.7mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $111.6mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$158.4m$00.00
Q4 2023$211.5m$00.00
Q1 2024$103.7m$00.00
Q2 2024$111.6m$00.00

Biggest buyers

ROYAL BANK OF CANADA Added +23,935+23.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,712+15.7k
Creative Planning New +3,722+3.7k
Raymond James Financial Services Advisors, Inc. Added +3,477+3.5k
Perigon Wealth Management, LLC Added +2,976+3.0k
WELLS FARGO & COMPANY/MN Added +2,701+2.7k
AVANTAX ADVISORY SERVICES, INC. Added +2,262+2.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +2,113+2.1k
Mariner, LLC Added +1,583+1.6k
Goldstein Advisors, LLC Added +1,583+1.6k

Biggest sellers

MORGAN STANLEY Reduced -760,788-760.8k
CITADEL ADVISORS LLC Reduced -22,221-22.2k
ENVESTNET ASSET MANAGEMENT INC Sold out -19,010-19.0k
OSAIC HOLDINGS, INC. Reduced -6,719-6.7k
UBS Group AG Reduced -4,266-4.3k
Kestra Advisory Services, LLC Reduced -4,016-4.0k
Litman Gregory Wealth Management LLC Sold out -3,900-3.9k
Beacon Pointe Advisors, LLC Sold out -3,860-3.9k
Strategic Financial Planning, Inc. Sold out -3,580-3.6k
AMERIPRISE FINANCIAL INC Reduced -2,069-2.1k

Biggest calls

SIMPLEX TRADING, LLC Added $111.6m1.6m shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 365,562365.6k $19.7m $19.7m 0.00% Reduced -760.8k -760,788
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 90,57990.6k $4.9m $4.9m 0.00% Added +471 +471
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 64,81864.8k $3.5m $3.5m 0.01% Added +15.7k +15,712
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 64,56764.6k $3.5m $3.5m 0.00% Added +2.7k +2,701
5 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 64,19864.2k $3.5m $3.5m 0.04% Added +865 +865
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 55,16655.2k $3.0m $3.0m 0.00% Added +1.4k +1,400
7 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 48,63448.6k $2.6m $2.6m 0.02% Added +2.3k +2,262
8 Mittelman Wealth Management 1.58% of their portfolio ANDOVER, MA 45,38945.4k $2.4m $2.4m 1.58% Reduced -56 -56
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,64843.6k $2.4m $2.4m 0.00% Unchanged
10 Adams Wealth Management 0.54% of their portfolio LOGAN, UT 43,32043.3k $2.3m $2.3m 0.54% Added +1.4k +1,396
11 CacheTech Inc. 0.54% of their portfolio LOGAN, UT 43,32043.3k $2.3m $2.3m 0.54% First filing
12 Goldstein Advisors, LLC 0.37% of their portfolio Madison, WI 41,38441.4k $2.2m $2.2m 0.37% Added +1.6k +1,583
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 40,43540.4k $2.2m $2.2m 0.00% Added +23.9k +23,935
14 Gladstone Institutional Advisory LLC 0.11% of their portfolio Bedminster, NJ 40,39240.4k $2.2m $2.2m 0.11% Reduced -780 -780
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,98935.0k $1.9m $1.9m 0.00% Added +2.1k +2,113
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 34,08334.1k $1.8m $1.8m 0.00% Reduced -2.1k -2,069
17 Brand Asset Management Group, Inc. 0.70% of their portfolio CHESTERFIELD, MO 30,58530.6k $1.6m $1.6m 0.70% Reduced -1.2k -1,179
18 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 29,37029.4k $1.6m $1.6m 0.00% Added +705 +705
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,46028.5k $1.5m $1.5m 0.00% Reduced -6.7k -6,719
20 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,02227.0k $1.5m $1.5m 0.00% Unchanged
21 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 25,43025.4k $1.4m $1.4m 0.00% Reduced -280 -280
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 24,34924.3k $1.3m $1.3m 0.00% Reduced -4.3k -4,266
23 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 24,33724.3k $1.3m $1.3m 0.02% Reduced -150 -150
24 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.10% of their portfolio CEDAR RAPIDS, IA 21,64821.6k $1.2m $1.2m 0.10% Added +16 +16
25 Aveo Capital Partners, LLC 0.12% of their portfolio ENGLEWOOD, CO 19,92719.9k $1.1m $1.1m 0.12% Reduced -51 -51
26 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 19,56819.6k $1.1m $1.1m 0.00% Reduced -384 -384
27 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 15,16215.2k $816.8k $816.8k 0.00% Added +3.5k +3,477
28 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 13,72213.7k $739.3k $739.3k 0.02% Added +3.0k +2,976
29 Richwood Investment Advisors, LLC 0.58% of their portfolio Cincinnati, OH 12,19912.2k $657.2k $657.2k 0.58% Reduced -615 -615
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,08211.1k $597.1k $597.1k 0.00% Added +224 +224
31 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 9,6779.7k $521.3k $521.3k 0.00% Added +1.1k +1,061
32 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,9939.0k $484.5k $484.5k 0.00% Added +1.6k +1,583
33 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 8,7288.7k $470.2k $470.2k 0.02% Unchanged
34 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,6848.7k $467.8k $467.8k 0.00% Added +1 +1
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,6078.6k $464.0k $464.0k 0.00% Added +183 +183
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,5538.6k $460.8k $460.8k 0.00% Unchanged
37 PARSONS CAPITAL MANAGEMENT INC/RI 0.03% of their portfolio PROVIDENCE, RI 8,4008.4k $452.5k $452.5k 0.03% Unchanged
38 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,0008.0k $431.0k $431.0k 0.00% Unchanged
39 New Insight Wealth Advisors 0.25% of their portfolio SAN RAMON, CA 7,9618.0k $428.9k $428.9k 0.25% Added +50 +50
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,5107.5k $405.0k $405.0k 0.00% Added +42 +42
41 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 6,7006.7k $361.0k $361.0k 0.01% Unchanged
42 GUARDIAN WEALTH ADVISORS, LLC / NC 0.04% of their portfolio RALEIGH, NC 6,7006.7k $361.0k $361.0k 0.04% Unchanged
43 FLAGSTAR SECURITIES, INC 0.10% of their portfolio New York, NY 6,5776.6k $354.3k $354.3k 0.10% Reduced -1 -1
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,9746.0k $321.8k $321.8k 0.00% Added +1.3k +1,281
45 FMR LLC 0.00% of their portfolio BOSTON, MA 5,8425.8k $314.7k $314.7k 0.00% Added +511 +511
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,7735.8k $311.0k $311.0k 0.00% Reduced -22.2k -22,221
47 PPS&V ASSET MANAGEMENT CONSULTANTS, INC. 0.22% of their portfolio PORTAGE, MI 5,7555.8k $310.1k $310.1k 0.22% Reduced -234 -234
48 Christensen, King & Associates Investment Services, Inc. 0.15% of their portfolio RICHLAND, WA 5,7375.7k $309.1k $309.1k 0.15% Added +5 +5
49 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,1184.1k $221.9k $221.9k 0.00% Added +606 +606
50 CONTINUUM WEALTH ADVISORS, LLC 0.12% of their portfolio SARATOGA SPRINGS, NY 4,1164.1k $221.7k $221.7k 0.12% Unchanged
51 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,0464.0k $218.0k $218.0k 0.00% Reduced -4.0k -4,016
52 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 3,9113.9k $210.7k $210.7k 0.00% Unchanged
53 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 3,8713.9k $209.0k $209.0k 0.00% Reduced -138 -138
54 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 3,7583.8k $202.5k $202.5k 0.00% Added +3 +3
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,7223.7k $200.5k $200.5k 0.00% New
56 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 3,6003.6k $193.9k $193.9k 0.00% Unchanged
57 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 2,5002.5k $134.7k $134.7k 0.00% Unchanged
58 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,1692.2k $116.0k $116.0k 0.01% Reduced -112 -112
59 FinTrust Capital Advisors, LLC 0.02% of their portfolio Greenville, SC 2,1402.1k $115.3k $115.3k 0.02% Unchanged
60 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,5521.6k $83.0k $83.0k 0.00% Unchanged
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,4641.5k $78.9k $78.9k 0.00% Added +1.4k +1,372
62 Trifecta Capital Advisors, LLC 0.02% of their portfolio NORTHBROOK, IL 1,2761.3k $68.7k $68.7k 0.02% Unchanged
63 ASHTON THOMAS SECURITIES, LLC 0.01% of their portfolio ROCHESTER, NY 1,1001.1k $58.8k $58.8k 0.01% First filing
64 COMERICA BANK 0.00% of their portfolio DALLAS, TX 999999 $53.8k $53.8k 0.00% Unchanged
65 MATRIX PRIVATE CAPITAL GROUP LLC 0.03% of their portfolio NEW YORK, NY 792792 $42.7k $42.7k 0.03% Unchanged
66 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 768768 $41.4k $41.4k 0.00% Unchanged
67 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 574574 $33.5k $33.5k 0.00% Unchanged
68 TSFG, LLC 0.01% of their portfolio LAKE FOREST, IL 420420 $23.0k $23.0k 0.01% Unchanged
69 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 416416 $22.4k $22.4k 0.00% Unchanged
70 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 352352 $19.0k $19.0k 0.00% Added +87 +87
71 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 300300 $16.2k $16.2k 0.01% Unchanged
72 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 287287 $15.5k $15.5k 0.00% Unchanged
73 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 247247 $13.3k $13.3k 0.00% Unchanged
74 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 224224 $12.1k $12.1k 0.00% Unchanged
75 Archer Investment Corp 0.00% of their portfolio Carmel, IN 208208 $11.2k $11.2k 0.00% Unchanged
76 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 132132 $7.1k $7.1k 0.00% New
77 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 8989 $4.8k $4.8k 0.00% Unchanged
78 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 8080 $4.3k $4.3k 0.00% Unchanged
79 IAG Wealth Partners, LLC 0.00% of their portfolio WAUKESHA, WI 4747 $2.5k $2.5k 0.00% Unchanged
80 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1010 $542 $542 0.00% Unchanged
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged