Vault-13

ISHARES TR IXC

GLOBAL ENERG ETF · ETP · CUSIP 464287341

242 institutional holders -8 vs Q1 2023
20,482,38920.5m shares reported held*
$762.8mreported value*
22 new 66 added 98 reduced 31 sold out net sold ≈ $6.7m (-180.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($121.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.24. Options: 3 managers hold calls ($1.8m notional), 3 hold puts ($379.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 245Q4 22: 261Q1 23: 250Q2 23: 242242Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022245
Q4 2022261
Q1 2023250
Q2 2023242

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 120 bought or addedQ4 22: 84 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 113 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 129 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212084
Q1 202388113
Q2 202388129

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.5mQ3 22 puts: $1.4mQ3 22P/C 0.94Q4 22 calls: $2.2mQ4 22 puts: $1.7mQ4 22P/C 0.78Q1 23 calls: $2.0mQ1 23 puts: $396.5kQ1 23P/C 0.20Q2 23 calls: $1.8mQ2 23 puts: $379.6kQ2 23P/C 0.21
Numbers
QuarterCallsPutsP/C
Q3 2022$1.5m$1.4m0.94
Q4 2022$2.2m$1.7m0.78
Q1 2023$2.0m$396.5k0.20
Q2 2023$1.8m$379.6k0.21

Biggest buyers

JANE STREET GROUP, LLC Added +623,762+623.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +264,287+264.3k
Fisher Asset Management, LLC Added +126,664+126.7k
ONE PLUS ONE WEALTH MANAGEMENT, LLC New +119,036+119.0k
CITADEL ADVISORS LLC New +78,829+78.8k
Raymond James Financial Services Advisors, Inc. Added +60,465+60.5k
Equitable Holdings, Inc. Added +51,573+51.6k
BANK OF MONTREAL /CAN/ Added +48,934+48.9k
WELLINGTON MANAGEMENT GROUP LLP Added +42,096+42.1k
Parcion Private Wealth LLC Added +32,802+32.8k

Biggest sellers

BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Reduced -236,993-237.0k
Fort Point Capital Partners LLC Reduced -150,304-150.3k
Edge Capital Group, LLC Reduced -129,649-129.6k
AMERIPRISE FINANCIAL INC Reduced -112,788-112.8k
EWG Elevate Inc. Sold out -105,166-105.2k
Snider Financial Group Sold out -86,852-86.9k
Money Design Co.,Ltd. Reduced -78,692-78.7k
PRUDENTIAL PLC Reduced -72,800-72.8k
BANK OF AMERICA CORP /DE/ Reduced -72,003-72.0k
Black Swift Group, LLC Reduced -57,765-57.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m31.1k shares
CITADEL ADVISORS LLC Added $643.9k17.3k shares
Cutler Group LLC / CA Added $1.0k1.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $349.9k9.4k shares
CITADEL ADVISORS LLC Reduced $29.8k800 shares
Cutler Group LLC / CA New $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.07% of their portfolio PLANO, TX 3,535,7063.5m $131.6m $131.6m 0.07% Added +126.7k +126,664
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,598,3881.6m $59.5m $59.5m 0.01% Reduced -72.0k -72,003
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,480,8461.5m $55.1m $55.1m 0.01% Reduced -14.4k -14,361
4 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 1,018,0701.0m $37.9m $37.9m 0.05% Added +623.8k +623,762
5 WADE G W & INC 0.93% of their portfolio Wellesley, MA 684,913684.9k $25.5m $25.5m 0.93% Reduced -33.9k -33,876
6 Connectus Wealth, LLC 0.58% of their portfolio CINCINNATI, OH 676,743676.7k $25.2m $25.2m 0.58% Reduced -35.5k -35,540
7 EVERGREEN CAPITAL MANAGEMENT LLC 0.85% of their portfolio Bellevue, WA 545,458545.5k $20.3m $20.3m 0.85% Added +22.9k +22,947
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 506,420506.4k $18.8m $18.8m 0.01% Added +862 +862
9 Verger Capital Management LLC 11.44% of their portfolio Winston-Salem, NC 494,941494.9k $18.4m $18.4m 11.44% Added +6.5k +6,545
10 Parcion Private Wealth LLC 1.65% of their portfolio BELLEVUE, WA 439,175439.2k $16.3m $16.3m 1.65% Added +32.8k +32,802
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 430,966431.0k $16.0m $16.0m 0.00% Added +13.2k +13,235
12 Money Design Co.,Ltd. 0.81% of their portfolio TOKYO, M0 366,125366.1k $13.6m $13.6m 0.81% Reduced -78.7k -78,692
13 Versant Capital Management, Inc 4.28% of their portfolio PHOENIX, AZ 359,279359.3k $13.4m $13.4m 4.28% Added +1.3k +1,296
14 OVERSEA-CHINESE BANKING Corp Ltd 0.63% of their portfolio SINGAPORE, U0 349,328349.3k $13.0m $13.0m 0.63% Reduced -26.0k -25,992
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 325,112325.1k $12.1m $12.1m 0.02% Added +264.3k +264,287
16 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 312,853312.9k $11.6m $11.6m 0.02% Added +60.5k +60,465
17 Van Cleef Asset Management,Inc 1.76% of their portfolio BEACHWOOD, OH 306,996307.0k $11.4m $11.4m 1.76% Added +20.3k +20,346
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 306,128306.1k $11.4m $11.4m 0.00% Added +48.9k +48,934
19 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.15% of their portfolio Madrid, U3 302,250302.2k $11.3m $11.3m 0.15% Reduced -237.0k -236,993
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 244,830244.8k $9.1m $9.1m 0.00% Reduced -112.8k -112,788
21 MFA WEALTH ADVISORS, LLC 2.75% of their portfolio PITTSBURGH, PA 234,576234.6k $8.7m $8.7m 2.75% Added +5.6k +5,569
22 SENTINEL TRUST CO LBA 1.14% of their portfolio HOUSTON, TX 225,900225.9k $8.4m $8.4m 1.14% Reduced -16.0k -16,000
23 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 223,410223.4k $8.3m $8.3m 0.01% Reduced -306 -306
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 215,069215.1k $8.0m $8.0m 0.00% Reduced -10.4k -10,355
25 Black Swift Group, LLC 2.69% of their portfolio BOULDER, CO 212,390212.4k $7.9m $7.9m 2.69% Reduced -57.8k -57,765
26 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 210,203210.2k $7.8m $7.8m 0.00% Added +42.1k +42,096
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 207,834207.8k $7.7m $7.7m 0.00% Reduced -57.2k -57,153
28 Madison Asset Management, LLC 0.10% of their portfolio MADISON, WI 191,562191.6k $7.1m $7.1m 0.10% Reduced -55.1k -55,102
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 163,100163.1k $6.1m $6.1m 0.01% Reduced -11.0k -10,955
30 CoreCap Advisors, LLC 0.37% of their portfolio SOUTHFIELD, MI 140,335140.3k $5.2m $5.2m 0.37% First filing
31 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 138,810138.8k $5.2m $5.2m 0.10% Added +3.6k +3,561
32 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 132,206132.2k $4.9m $4.9m 0.03% Added +2.0k +1,969
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 121,549121.5k $4.5m $4.5m 0.01% Reduced -174 -174
34 Cullen/Frost Bankers, Inc. 0.08% of their portfolio San Antonio, TX 120,250120.2k $4.5m $4.5m 0.08% Added +12.1k +12,083
35 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.83% of their portfolio JUPITER, FL 119,036119.0k $4.4m $4.4m 2.83% New
36 Family Firm, Inc. 1.16% of their portfolio BETHESDA, MD 117,704117.7k $4.4m $4.4m 1.16% Reduced -178 -178
37 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 109,632109.6k $4.1m $4.1m 0.04% Reduced -18.0k -17,955
38 Ayalon Insurance Comp Ltd. 1.69% of their portfolio Ramat Gan, L3 108,710108.7k $4.0m $4.0m 1.69% Unchanged
39 Advisory Services Network, LLC 0.11% of their portfolio ATLANTA, GA 108,249108.2k $4.0m $4.0m 0.11% Added +2.0k +1,968
40 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 103,863103.9k $3.9m $3.9m 0.01% Reduced -10.3k -10,313
41 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 98,98999.0k $3.7m $3.7m 0.13% Reduced -18.4k -18,375
42 Edge Capital Group, LLC 0.20% of their portfolio ATLANTA, GA 95,26695.3k $3.5m $3.5m 0.20% Reduced -129.6k -129,649
43 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 93,20193.2k $3.5m $3.5m 0.04% Reduced -4.3k -4,325
44 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 90,80590.8k $3.4m $3.4m 0.02% Reduced -13.9k -13,863
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 83,97584.0k $3.1m $3.1m 0.00% Reduced -1.5k -1,539
46 PGIM Custom Harvest LLC 0.12% of their portfolio NEWARK, NJ 83,11383.1k $3.1m $3.1m 0.12% Reduced -8.5k -8,456
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 78,82978.8k $2.9m $2.9m 0.00% New
48 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 74,21774.2k $2.8m $2.8m 0.01% Added +7.9k +7,929
49 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 72,32072.3k $2.7m $2.7m 0.01% Reduced -2.8k -2,799
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 69,92069.9k $2.6m $2.6m 0.00% Reduced -1.1k -1,118
51 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 66,82966.8k $2.5m $2.5m 0.00% Reduced -1.5k -1,474
52 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 64,21164.2k $2.4m $2.4m 0.04% Added +3.1k +3,150
53 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 63,87863.9k $2.4m $2.4m 0.03% Added +51.6k +51,573
54 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 58,90458.9k $2.2m $2.2m 0.06% Added +91 +91
55 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 54,85854.9k $2.0m $2.0m 0.00% Unchanged
56 Ledge Wealth Management, Inc. 0.93% of their portfolio SARTELL, MN 52,50452.5k $2.0m $2.0m 0.93% Reduced -5.0k -5,040
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 49,13149.1k $1.8m $1.8m 0.00% Reduced -425 -425
58 GenTrust, LLC 0.12% of their portfolio MIAMI, FL 48,33848.3k $1.8m $1.8m 0.12% Added +13.5k +13,518
59 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 48,18548.2k $1.8m $1.8m 0.02% Reduced -1.4k -1,351
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,62744.6k $1.7m $1.7m 0.00% Reduced -304 -304
61 Derbend Asset Management 1.10% of their portfolio Peachtree City, GA 43,80443.8k $1.6m $1.6m 1.10% Added +91 +91
62 Baker Ellis Asset Management LLC 0.28% of their portfolio Vancouver, WA 43,65043.6k $1.6m $1.6m 0.28% Reduced -3.5k -3,500
63 INNOVIS ASSET MANAGEMENT LLC 0.59% of their portfolio Chicago, IL 42,56842.6k $1.6m $1.6m 0.59% Reduced -329 -329
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 39,40039.4k $1.5m $1.5m 0.00% Reduced -1.3k -1,311
65 JAMES INVESTMENT RESEARCH, INC. 0.18% of their portfolio ALPHA, OH 37,62037.6k $1.4m $1.4m 0.18% Reduced -1.8k -1,832
66 IPG Investment Advisors LLC 0.28% of their portfolio SAN DIEGO, CA 34,74634.7k $1.3m $1.3m 0.28% Reduced -2.9k -2,892
67 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 32,86032.9k $1.2m $1.2m 0.00% Added +2.7k +2,674
68 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 32,03632.0k $1.2m $1.2m 0.05% New
69 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 31,70531.7k $1.2m $1.2m 0.01% Added +2.0k +2,050
70 GREENWOOD CAPITAL ASSOCIATES LLC 0.16% of their portfolio GREENWOOD, SC 31,16131.2k $1.2m $1.2m 0.16% Reduced -27.4k -27,420
71 ICICI Prudential Asset Management Co Ltd 0.15% of their portfolio MUMBAI, K7 31,14231.1k $1.2m $1.2m 0.15% New
72 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 30,74630.7k $1.1m $1.1m 0.00% Added +708 +708
73 Affiance Financial, LLC 0.54% of their portfolio ST. LOUIS PARK, MN 29,68129.7k $1.1m $1.1m 0.54% Reduced -16.7k -16,660
74 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,02529.0k $1.1m $1.1m 0.00% Reduced -14.1k -14,074
75 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 26,10826.1k $971.8k $971.8k 0.00% Added +13 +13
76 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 24,84824.8k $924.8k $924.8k 0.01% Reduced -5.0k -5,012
77 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 24,60924.6k $915.9k $915.9k 0.01% Added +19.7k +19,686
78 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 23,15523.2k $861.8k $861.8k 0.02% Reduced -5.2k -5,190
79 1834 INVESTMENT ADVISORS CO 0.10% of their portfolio Milwaukee, WI 22,97823.0k $855.2k $855.2k 0.10% Reduced -8.5k -8,481
80 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 20,73320.7k $771.7k $771.7k 0.05% Reduced -4.4k -4,352
81 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 20,60520.6k $766.9k $766.9k 0.01% Reduced -259 -259
82 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 20,38020.4k $758.6k $758.6k 0.03% Reduced -3.2k -3,233
83 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 20,00020.0k $744.0k $744.0k 0.00% New
84 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 20,00020.0k $744.4k $744.4k 0.04% Unchanged
85 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 19,94419.9k $742.3k $742.3k 0.01% Added +2.4k +2,442
86 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,86719.9k $739.0k $739.0k 0.00% Reduced -5.9k -5,853
87 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 19,79919.8k $736.9k $736.9k 0.06% Added +8.6k +8,602
88 SIMON QUICK ADVISORS, LLC 0.07% of their portfolio MORRISTOWN, NJ 19,72319.7k $734.1k $734.1k 0.07% Added +371 +371
89 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,23119.2k $733.3k $733.3k 0.01% Reduced -40 -40
90 Veritable, L.P. 0.01% of their portfolio Newtown Square, PA 19,14819.1k $712.7k $712.7k 0.01% Reduced -96 -96
91 COLLECTIVE FAMILY OFFICE LLC 0.26% of their portfolio YORK, PA 18,18718.2k $676.9k $676.9k 0.26% Reduced -9.2k -9,250
92 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 17,43617.4k $649.0k $649.0k 0.00% Reduced -24.5k -24,457
93 Chesley Taft & Associates LLC 0.04% of their portfolio CHICAGO, IL 16,48016.5k $613.4k $613.4k 0.04% Added +4.0k +4,050
94 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 15,88415.9k $591.2k $591.2k 0.04% Added +1.2k +1,183
95 Ameraudi Asset Management, Inc. 0.26% of their portfolio New York, NY 15,65415.7k $582.6k $582.6k 0.26% Added +1.6k +1,597
96 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 15,48915.5k $576.5k $576.5k 0.00% Reduced -108 -108
97 GUARDIAN WEALTH ADVISORS, LLC / NC 0.10% of their portfolio RALEIGH, NC 15,10015.1k $562.0k $562.0k 0.10% Unchanged
98 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 14,43214.4k $537.2k $537.2k 0.03% Reduced -4.2k -4,170
99 Pinnacle Wealth Management Advisory Group, LLC 0.07% of their portfolio RED BANK, NJ 14,23614.2k $529.9k $529.9k 0.07% Added +2.8k +2,750
100 Atlantic Private Wealth, LLC 0.54% of their portfolio CHAPEL HILL, NC 14,16114.2k $527.1k $527.1k 0.54% Reduced -3.7k -3,748