Vault-13

INVESCO EXCH TRADED FD TR II RWJ

S&P SMALLCAP 600 · ETP · CUSIP 46138G664

171 institutional holders -4 vs Q1 2024
19,709,34219.7m shares reported held*
$790.4mreported value*
15 new 65 added 57 reduced 21 sold out net sold ≈ $198.2m (-4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.10.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 130Q4 22: 136Q1 23: 138Q2 23: 144Q3 23: 152Q4 23: 174Q1 24: 175Q2 24: 171171Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022130
Q4 2022136
Q1 2023138
Q2 2023144
Q3 2023152
Q4 2023174
Q1 2024175
Q2 2024171

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 76 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 40 cut or sold outQ2 23: 75 bought or addedQ2 23: 59 cut or sold outQ2 23Q3 23: 91 bought or addedQ3 23: 57 cut or sold outQ4 23: 88 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 81 bought or addedQ1 24: 71 cut or sold outQ2 24: 80 bought or addedQ2 24: 78 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227643
Q1 20238340
Q2 20237559
Q3 20239157
Q4 20238859
Q1 20248171
Q2 20248078

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 23 calls: $0Q3 23 puts: $684.7kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $319.0kQ4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$684.7k—
Q4 2023$0$319.0k—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

AMERIPRISE FINANCIAL INC Added +264,899+264.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +128,470+128.5k
Atria Investments, Inc Added +112,339+112.3k
CITADEL ADVISORS LLC New +63,749+63.7k
Focus Partners Wealth Added +47,170+47.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +31,712+31.7k
Legacy Financial Advisors, Inc. New +24,972+25.0k
Fusion Family Wealth, LLC Added +24,643+24.6k
GTS SECURITIES LLC New +23,786+23.8k
MONECO ADVISORS, LLC Added +21,678+21.7k

Biggest sellers

MORGAN STANLEY Reduced -4,334,419-4.3m
Wellington Wealth Strategies, LLC. Sold out -243,006-243.0k
OSAIC HOLDINGS, INC. Reduced -159,790-159.8k
WELLS FARGO & COMPANY/MN Reduced -99,821-99.8k
BANK OF AMERICA CORP /DE/ Reduced -97,742-97.7k
Mariner, LLC Reduced -79,221-79.2k
Raymond James Financial Services Advisors, Inc. Reduced -74,396-74.4k
TWO SIGMA INVESTMENTS, LP Reduced -67,300-67.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -63,179-63.2k
JPMORGAN CHASE & CO Reduced -62,154-62.2k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,818,5462.8m $112.9m $112.9m 0.06% Reduced -57.9k -57,909
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,178,5572.2m $87.3m $87.3m 0.01% Reduced -4.3m -4,334,419
3 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,690,0761.7m $67.7m $67.7m 0.02% Added +264.9k +264,899
4 Fusion Family Wealth, LLC 5.17% of their portfolio WOODBURY, NY 1,267,3721.3m $50.8m $50.8m 5.17% Added +24.6k +24,643
5 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,261,2251.3m $50.5m $50.5m 0.07% Reduced -74.4k -74,396
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 929,359929.4k $37.2m $37.2m 0.00% Reduced -97.7k -97,742
7 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 778,288778.3k $31.2m $31.2m 0.05% Reduced -63.2k -63,179
8 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 615,155615.2k $24.7m $24.7m 0.06% Reduced -159.8k -159,790
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 604,742604.7k $24.2m $24.2m 0.01% Reduced -99.8k -99,821
10 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 531,789531.8k $21.3m $21.3m 0.14% Reduced -56.7k -56,733
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 484,368484.4k $19.4m $19.4m 0.01% Reduced -22.5k -22,506
12 Hyperion Partners, LLC 9.54% of their portfolio BERWYN, PA 333,661333.7k $13.4m $13.4m 9.54% Added +18.9k +18,884
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 329,948329.9k $13.2m $13.2m 0.01% Added +31.7k +31,712
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 318,634318.6k $12.8m $12.8m 0.01% Added +4.6k +4,568
15 Ancora Advisors LLC 0.31% of their portfolio Cleveland, OH 315,464315.5k $12.6m $12.6m 0.31% Reduced -2.8k -2,825
16 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 285,261285.3k $12.0m $12.0m 0.04% Added +47.2k +47,170
17 WFA Asset Management Corp 5.82% of their portfolio WHITEFISH BAY, WI 257,091257.1k $10.3m $10.3m 5.82% Reduced -58.6k -58,576
18 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 251,730251.7k $10.1m $10.1m 0.01% Added +8.7k +8,719
19 CPC Advisors, LLC 1.44% of their portfolio Atlanta, GA 218,380218.4k $8.8m $8.8m 1.44% Added +8.0k +7,991
20 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 199,523199.5k $8.0m $8.0m 0.02% Reduced -19.5k -19,503
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 175,208175.2k $7.0m $7.0m 0.02% Added +128.5k +128,470
22 Mariner, LLC 0.01% of their portfolio Overland Park, KS 172,696172.7k $6.9m $6.9m 0.01% Reduced -79.2k -79,221
23 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 156,704156.7k $6.3m $6.3m 0.08% Added +112.3k +112,339
24 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 156,114156.1k $6.3m $6.3m 0.07% Added +13.6k +13,630
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 151,026151.0k $6.1m $6.1m 0.00% Added +13.2k +13,244
26 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 122,111122.1k $4.9m $4.9m 0.02% Reduced -33.9k -33,914
27 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 117,301117.3k $4.7m $4.7m 0.03% First filing
28 Cyr Financial Inc. 4.11% of their portfolio HENNEPIN, IL 102,812102.8k $4.1m $4.1m 4.11% First filing
29 Swisher Financial Concepts, Inc. 4.00% of their portfolio WESTERVILLE, OH 99,26799.3k $3.9m $3.9m 4.00% Added +1.8k +1,813
30 Valued Retirements, Inc. 5.61% of their portfolio HOUSTON, TX 92,29792.3k $3.7m $3.7m 5.61% Added +10.2k +10,250
31 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 86,08486.1k $3.4m $3.4m 0.12% Added +9.3k +9,274
32 Aveo Capital Partners, LLC 0.38% of their portfolio ENGLEWOOD, CO 84,12484.1k $3.4m $3.4m 0.38% Reduced -45.7k -45,700
33 Onyx Bridge Wealth Group LLC 0.52% of their portfolio TARRYTOWN, NY 79,37979.4k $3.2m $3.2m 0.52% Added +1.5k +1,456
34 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 78,50878.5k $3.1m $3.1m 0.01% Reduced -14.0k -14,023
35 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 74,83574.8k $3.0m $3.0m 0.12% Added +1.2k +1,159
36 MONECO ADVISORS, LLC 0.43% of their portfolio FAIRFIELD, CT 73,17773.2k $2.9m $2.9m 0.43% Added +21.7k +21,678
37 Fermata Advisors, LLC 0.65% of their portfolio SONOMA, CA 70,97771.0k $2.8m $2.8m 0.65% Added +875 +875
38 THOROUGHBRED FINANCIAL SERVICES, LLC 0.18% of their portfolio BRENTWOOD, TN 66,82366.8k $2.7m $2.7m 0.18% Added +15.9k +15,882
39 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 64,83764.8k $2.6m $2.6m 0.17% Added +3.8k +3,782
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 63,74963.7k $2.6m $2.6m 0.00% New
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 63,02263.0k $2.5m $2.5m 0.01% Added +583 +583
42 Arete Wealth Advisors, LLC 0.21% of their portfolio CHICAGO, IL 62,45062.5k $2.5m $2.5m 0.21% Added +707 +707
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 60,00060.0k $2.4m $2.4m 0.00% Unchanged
44 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 58,29058.3k $2.3m $2.3m 0.07% Reduced -289 -289
45 Modern Wealth Management, LLC 0.17% of their portfolio KANSAS CITY, MO 56,81656.8k $2.3m $2.3m 0.17% Added +8.1k +8,059
46 JAMES INVESTMENT RESEARCH, INC. 0.25% of their portfolio ALPHA, OH 53,14353.1k $2.1m $2.1m 0.25% Reduced -2.0k -1,989
47 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 52,61852.6k $2.1m $2.1m 0.02% Reduced -9.1k -9,055
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 51,56851.6k $2.1m $2.1m 0.00% Reduced -3.4k -3,394
49 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 0.22% of their portfolio LIBERTYVILLE, IL 49,08549.1k $2.0m $2.0m 0.22% Reduced -695 -695
50 Gladstone Institutional Advisory LLC 0.10% of their portfolio Bedminster, NJ 47,21047.2k $1.9m $1.9m 0.10% Reduced -15.2k -15,243
51 Financial Advocates Investment Management 0.10% of their portfolio OLYMPIA, WA 41,05941.1k $1.6m $1.6m 0.10% Added +108 +108
52 Pacific Sun Financial Corp 0.91% of their portfolio LOS ANGELES, CA 38,22638.2k $1.5m $1.5m 0.91% Reduced -468 -468
53 Foundations Investment Advisors, LLC 0.04% of their portfolio PHOENIX, AZ 37,96138.0k $1.5m $1.5m 0.04% Added +12.5k +12,480
54 Oxford Wealth Group, LLC 1.04% of their portfolio ORLANDO, FL 37,91637.9k $1.5m $1.5m 1.04% Added +12.5k +12,480
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 37,88037.9k $1.5m $1.5m 0.00% Reduced -62.2k -62,154
56 OPINICUS CAPITAL, INC. 1.27% of their portfolio TAMPA, FL 37,71837.7k $1.5m $1.5m 1.27% Added +1.4k +1,416
57 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 36,01636.0k $1.4m $1.4m 0.00% Added +2.4k +2,366
58 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 32,43032.4k $1.3m $1.3m 0.01% Added +493 +493
59 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 30,01430.0k $1.2m $1.2m 0.09% Added +463 +463
60 Klingman & Associates, LLC 0.08% of their portfolio New York, NY 28,89928.9k $1.2m $1.2m 0.08% Reduced -209 -209
61 CoreCap Advisors, LLC 0.12% of their portfolio SOUTHFIELD, MI 27,97328.0k $1.1m $1.1m 0.12% Added +1.4k +1,431
62 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 27,80427.8k $1.1m $1.1m 0.03% Added +36 +36
63 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 27,72327.7k $1.1m $1.1m 0.02% Reduced -1.1k -1,107
64 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 27,19427.2k $1.1m $1.1m 0.00% Added +926 +926
65 Ausdal Financial Partners, Inc. 0.11% of their portfolio Davenport, IA 25,75525.8k $1.0m $1.0m 0.11% Reduced -13.3k -13,340
66 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 25,02125.0k $1.0m $1.0m 0.01% Unchanged
67 Legacy Financial Advisors, Inc. 0.18% of their portfolio COVINGTON, KY 24,97225.0k $1.0m $1.0m 0.18% New
68 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 24,86724.9k $996.4k $996.4k 0.06% Added +82 +82
69 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 23,78623.8k $953.1k $953.1k 0.02% New
70 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 23,18123.2k $928.9k $928.9k 0.00% Reduced -2.0k -2,047
71 Bowman & Co S.C. 0.54% of their portfolio Oshkosh, WI 23,12623.1k $926.7k $926.7k 0.54% Added +13 +13
72 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 23,07323.1k $924.5k $924.5k 0.00% Added +10 +10
73 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 22,31822.3k $894.0k $894.0k 0.00% Reduced -4.4k -4,380
74 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 21,12821.1k $846.6k $846.6k 0.02% Added +421 +421
75 Fortis Capital Management LLC 0.17% of their portfolio BELLEVUE, WA 19,97020.0k $800.2k $800.2k 0.17% Added +5.0k +5,003
76 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 19,39219.4k $777.1k $777.1k 0.01% Reduced -3.8k -3,849
77 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,34119.3k $773.0k $773.0k 0.00% Added +846 +846
78 Patriot Financial Group Insurance Agency, LLC 0.11% of their portfolio Westborough, MA 19,28119.3k $772.6k $772.6k 0.11% Added +1.9k +1,950
79 GUIDANCE CAPITAL, INC 0.28% of their portfolio LOUSVILLE, KY 18,97419.0k $863.1k $863.1k 0.28% Added +6.8k +6,834
80 Ameritas Investment Partners, Inc. 0.03% of their portfolio LINCOLN, NE 18,71918.7k $750.1k $750.1k 0.03% Added +1.9k +1,937
81 CITIZENS FINANCIAL GROUP INC/RI 0.02% of their portfolio PROVIDENCE, RI 18,40618.4k $737.5k $737.5k 0.02% New
82 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 17,92517.9k $718.3k $718.3k 0.00% Reduced -67.3k -67,300
83 Obermeyer Wealth Partners 0.04% of their portfolio ASPEN, CO 17,67117.7k $708.1k $708.1k 0.04% New
84 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,33717.3k $694.7k $694.7k 0.00% Reduced -33.8k -33,753
85 Hilltop Holdings Inc. 0.08% of their portfolio DALLAS, TX 17,13617.1k $686.6k $686.6k 0.08% Added +1.4k +1,359
86 Claro Advisors Inc. 0.10% of their portfolio BOSTON, MA 15,86915.9k $635.9k $635.9k 0.10% Added +38 +38
87 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 15,79715.8k $633.0k $633.0k 0.04% Added +5.6k +5,634
88 Bridge Advisory, LLC 0.31% of their portfolio PASADENA, CA 15,48515.5k $620.5k $620.5k 0.31% Reduced -3.7k -3,711
89 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 15,20615.2k $609.3k $609.3k 0.05% Reduced -37 -37
90 Tidemark, LLC 0.28% of their portfolio SAN DIEGO, CA 15,05115.1k $603.1k $603.1k 0.28% Reduced -8.5k -8,524
91 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 14,63614.6k $586.5k $586.5k 0.03% Added +1.5k +1,513
92 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 14,23214.2k $570.3k $570.3k 0.01% Added +672 +672
93 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 13,73713.7k $550.4k $550.4k 0.02% Added +99 +99
94 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 13,62813.6k $546.1k $546.1k 0.02% Reduced -2.5k -2,474
95 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,10113.1k $525.0k $525.0k 0.00% Reduced -202 -202
96 OneAscent Financial Services LLC 0.07% of their portfolio BIRMINGHAM, AL 13,01113.0k $521.0k $521.0k 0.07% Added +1.3k +1,344
97 Marshall Financial Group, LLC 0.14% of their portfolio Hunt Valley, MD 12,91712.9k $517.6k $517.6k 0.14% Reduced -436 -436
98 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 12,65512.7k $507.1k $507.1k 0.00% Reduced -21.8k -21,821
99 TITLEIST ASSET MANAGEMENT, LLC 0.08% of their portfolio SAN ANTONIO, TX 12,56512.6k $503.5k $503.5k 0.08% Reduced -103 -103
100 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 12,45612.5k $499.1k $499.1k 0.00% Reduced -210 -210