Vault-13

INVESCO EXCHANGE TRADED FD T XSVM

S&P SMCP VLU MNT · ETP · CUSIP 46137V480

129 institutional holders +21 vs Q3 2023
8,480,2398.5m shares reported held*
$459.2mreported value*
20 new 37 added 43 reduced 11 sold out net bought ≈ $10.5m (+193.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $54.15.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 126Q1 23: 117Q2 23: 114Q3 23: 108Q4 23: 129129Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022119
Q4 2022126
Q1 2023117
Q2 2023114
Q3 2023108
Q4 2023129

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 73 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 71 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 58 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 50 cut or sold outQ3 23Q4 23: 57 bought or addedQ4 23: 54 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227343
Q1 20234471
Q2 20235058
Q3 20235950
Q4 20235754

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ1 23 calls: $109.3kQ1 23 puts: $13.7kQ1 23P/C 0.12Q2 23 calls: $51.1kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$109.3k$13.7k0.12
Q2 2023$51.1k$00.00
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +543,553+543.6k
Altman Advisors, Inc. New +57,667+57.7k
PRIMORIS WEALTH ADVISORS, LLC New +36,350+36.4k
CWM, LLC Added +29,952+30.0k
AVANTAX ADVISORY SERVICES, INC. Added +25,355+25.4k
360 Financial, Inc. Added +21,446+21.4k
WESPAC Advisors SoCal, LLC New +20,160+20.2k
FDx Advisors, Inc. New +19,049+19.0k
Arete Wealth Advisors, LLC New +17,612+17.6k
GUIDANCE CAPITAL, INC New +15,756+15.8k

Biggest sellers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -156,435-156.4k
ROYAL BANK OF CANADA Reduced -99,540-99.5k
LPL Financial LLC Reduced -75,293-75.3k
RAYMOND JAMES & ASSOCIATES Reduced -74,545-74.5k
SMITH, MOORE & CO. Sold out -36,514-36.5k
BANK OF AMERICA CORP /DE/ Reduced -26,280-26.3k
Cetera Advisor Networks LLC Reduced -25,513-25.5k
Private Advisor Group, LLC Reduced -22,776-22.8k
Kestra Advisory Services, LLC Reduced -18,972-19.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -18,774-18.8k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,456,0941.5m $78.9m $78.9m 0.05% Reduced -75.3k -75,293
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,119,2921.1m $60.6m $60.6m 0.00% Added +543.6k +543,553
3 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 690,270690.3k $37.4m $37.4m 0.07% Added +3.4k +3,436
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 474,593474.6k $25.7m $25.7m 0.00% Reduced -26.3k -26,280
5 CWM, LLC 0.09% of their portfolio OMAHA, NE 320,938320.9k $17.4m $17.4m 0.09% Added +30.0k +29,952
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 255,587255.6k $13.8m $13.8m 0.00% Added +6.3k +6,333
7 360 Financial, Inc. 5.76% of their portfolio WAYZATA, MN 240,965241.0k $13.1m $13.1m 5.76% Added +21.4k +21,446
8 49 WEALTH MANAGEMENT, LLC 3.33% of their portfolio AUSTIN, TX 239,371239.4k $13.0m $13.0m 3.33% First filing
9 Traction Financial Partners, LLC 7.07% of their portfolio LITTLETON, CO 194,517194.5k $10.5m $10.5m 7.07% First filing
10 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 188,754188.8k $10.2m $10.2m 0.10% Added +25.4k +25,355
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 160,639160.6k $8.7m $8.7m 0.01% Reduced -74.5k -74,545
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 160,154160.2k $8.7m $8.7m 0.00% Reduced -13.7k -13,675
13 Valmark Advisers, Inc. 0.16% of their portfolio AKRON, OH 157,835157.8k $8.5m $8.5m 0.16% Added +1.2k +1,151
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 153,390153.4k $8.3m $8.3m 0.01% Reduced -10.0k -9,976
15 MONECO ADVISORS, LLC 1.49% of their portfolio FAIRFIELD, CT 144,674144.7k $7.8m $7.8m 1.49% Added +818 +818
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 138,111138.1k $7.5m $7.5m 0.00% Reduced -18.8k -18,774
17 Del-Sette Capital Management, LLC 6.33% of their portfolio SCHENECTADY, NY 132,896132.9k $7.2m $7.2m 6.33% Added +3.5k +3,467
18 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 128,241128.2k $6.9m $6.9m 0.03% Reduced -17.8k -17,849
19 Aspire Wealth Management Corp 4.35% of their portfolio WALTHAM, MA 118,137118.1k $6.4m $6.4m 4.35% Added +2.1k +2,097
20 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 115,820115.8k $6.3m $6.3m 0.02% Reduced -633 -633
21 FOCUS FINANCIAL NETWORK INC /ADV 0.22% of their portfolio Minneapolis, MN 109,223109.2k $5.9m $5.9m 0.22% First filing
22 Insight Wealth Strategies, LLC 0.86% of their portfolio SAN RAMON, CA 98,44398.4k $5.3m $5.3m 0.86% Reduced -4.4k -4,421
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 96,77696.8k $5.2m $5.2m 0.01% Reduced -156.4k -156,435
24 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 67,31767.3k $3.6m $3.6m 0.01% Reduced -9.0k -9,031
25 Asset Allocation Strategies LLC 1.40% of their portfolio FARMINGTON, MI 66,24766.2k $3.6m $3.6m 1.40% Added +8.2k +8,249
26 Marshall Financial Group, LLC 1.06% of their portfolio Hunt Valley, MD 60,97361.0k $3.3m $3.3m 1.06% Reduced -6.1k -6,123
27 Altman Advisors, Inc. 1.64% of their portfolio CHICAGO, IL 57,66757.7k $3.1m $3.1m 1.64% New
28 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 52,99253.0k $2.9m $2.9m 0.02% Reduced -22.8k -22,776
29 Cooper Financial Group 0.48% of their portfolio IRVINE, CA 49,18449.2k $2.7m $2.7m 0.48% Added +20 +20
30 Fortress Wealth Management, Inc. 1.36% of their portfolio Culver City, CA 45,96646.0k $2.5m $2.5m 1.36% Reduced -5.4k -5,436
31 IHT Wealth Management, LLC 0.11% of their portfolio Chicago, IL 45,96346.0k $2.5m $2.5m 0.11% Reduced -774 -774
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 44,28644.3k $2.4m $2.4m 0.00% Reduced -99.5k -99,540
33 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 44,25744.3k $2.4m $2.4m 0.01% Reduced -25.5k -25,513
34 Meridian Wealth Management, LLC 0.15% of their portfolio LEXINGTON, KY 43,25443.3k $2.3m $2.3m 0.15% Reduced -5.2k -5,175
35 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 40,25540.3k $2.2m $2.2m 0.04% Reduced -3.8k -3,835
36 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 37,88237.9k $2.1m $2.1m 0.00% Added +433 +433
37 Fermata Advisors, LLC 0.48% of their portfolio SONOMA, CA 36,96537.0k $2.0m $2.0m 0.48% Added +6.8k +6,806
38 PRIMORIS WEALTH ADVISORS, LLC 1.86% of their portfolio North Palm Beach, FL 36,35036.4k $2.0m $2.0m 1.86% New
39 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 33,70833.7k $1.8m $1.8m 0.01% Added +5.2k +5,168
40 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 32,98333.0k $1.8m $1.8m 0.03% Added +105 +105
41 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,91232.9k $1.8m $1.8m 0.01% Added +5.4k +5,433
42 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 32,62832.6k $1.7m $1.7m 0.06% Unchanged
43 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 30,60030.6k $1.7m $1.7m 0.00% Added +15.2k +15,200
44 Tolleson Wealth Management, Inc. 0.33% of their portfolio DALLAS, TX 30,00030.0k $1.6m $1.6m 0.33% Unchanged
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,04628.0k $1.5m $1.5m 0.00% Added +5.7k +5,748
46 THOROUGHBRED FINANCIAL SERVICES, LLC 0.12% of their portfolio BRENTWOOD, TN 28,02428.0k $1.5m $1.5m 0.12% Reduced -448 -448
47 Premier Path Wealth Partners, LLC 0.33% of their portfolio MADISON, NJ 27,41927.4k $1.5m $1.5m 0.33% First filing
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 25,51025.5k $1.4m $1.4m 0.00% Reduced -1.1k -1,144
49 SFM, LLC 1.10% of their portfolio MANCHESTER, NH 24,68324.7k $1.3m $1.3m 1.10% First filing
50 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 21,95222.0k $1.2m $1.2m 0.01% Added +190 +190
51 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 21,14621.1k $1.1m $1.1m 0.01% Added +4.4k +4,393
52 Bridge Advisory, LLC 0.57% of their portfolio PASADENA, CA 21,14621.1k $1.1m $1.1m 0.57% Reduced -6.5k -6,486
53 WESPAC Advisors SoCal, LLC 0.32% of their portfolio Pasadena, CA 20,16020.2k $1.1m $1.1m 0.32% New
54 OxenFree Capital LLC 1.10% of their portfolio MELBOURNE, FL 19,71919.7k $1.1m $1.1m 1.10% First filing
55 FDx Advisors, Inc. 0.08% of their portfolio BERWYN, PA 19,04919.0k $1.0m $1.0m 0.08% New
56 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 18,60018.6k $1.0m $1.0m 0.00% Added +5.8k +5,800
57 LOWERY THOMAS, LLC 0.84% of their portfolio PEBBLE BEACH, CA 18,10118.1k $980.6k $980.6k 0.84% Reduced -666 -666
58 Arete Wealth Advisors, LLC 0.07% of their portfolio CHICAGO, IL 17,61217.6k $954.0k $954.0k 0.07% New
59 Trademark Financial Management, LLC 0.65% of their portfolio Bloomington, MN 16,31916.3k $884.0k $884.0k 0.65% First filing
60 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 15,87315.9k $859.8k $859.8k 0.01% Reduced -2.9k -2,925
61 GUIDANCE CAPITAL, INC 0.17% of their portfolio LOUSVILLE, KY 15,75615.8k $850.5k $850.5k 0.17% New
62 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 15,65515.7k $848.0k $848.0k 0.01% Added +626 +626
63 HBW ADVISORY SERVICES LLC 0.14% of their portfolio SIMI VALLEY, CA 13,40613.4k $726.0k $726.0k 0.14% Added +519 +519
64 Valued Wealth Advisors LLC 0.57% of their portfolio HOLLADAY, UT 12,77412.8k $615.1k $615.1k 0.57% First filing
65 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,58912.6k $681.9k $681.9k 0.00% Reduced -9.4k -9,423
66 Berkeley, Inc 0.43% of their portfolio Boise, ID 12,53212.5k $678.8k $678.8k 0.43% Reduced -6.4k -6,443
67 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 12,02112.0k $651.2k $651.2k 0.01% Added +496 +496
68 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 11,41911.4k $618.6k $618.6k 0.01% Added +5.8k +5,841
69 TruWealth Advisors, LLC 0.04% of their portfolio Metairie, LA 10,45210.5k $566.2k $566.2k 0.04% Added +1.1k +1,073
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,11010.1k $547.7k $547.7k 0.00% Added +863 +863
71 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 10,10510.1k $547.4k $547.4k 0.02% First filing
72 Institute for Wealth Management, LLC. 0.09% of their portfolio DENVER, CO 9,7409.7k $527.6k $527.6k 0.09% Unchanged
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,6099.6k $520.5k $520.5k 0.00% Added +810 +810
74 Southland Equity Partners LLC 0.16% of their portfolio WILDWOOD, MO 9,3949.4k $508.9k $508.9k 0.16% Added +731 +731
75 Armbruster Capital Management, Inc. 0.11% of their portfolio PITTSFORD, NY 9,0949.1k $492.6k $492.6k 0.11% Unchanged
76 Comprehensive Wealth Management, LLC 0.44% of their portfolio LYNNWOOD, WA 9,0869.1k $492.2k $492.2k 0.44% Reduced -734 -734
77 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 8,8818.9k $481.1k $481.1k 0.03% New
78 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 8,1808.2k $443.1k $443.1k 0.02% Added +380 +380
79 SILVERLAKE WEALTH MANAGEMENT LLC 0.22% of their portfolio WILLISTON, VT 7,3337.3k $397.2k $397.2k 0.22% Reduced -1.9k -1,913
80 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,8696.9k $372.1k $372.1k 0.00% Reduced -19.0k -18,972
81 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,5766.6k $356.2k $356.2k 0.01% Reduced -795 -795
82 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 5,9235.9k $320.8k $320.8k 0.00% Reduced -896 -896
83 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 5,8455.8k $316.6k $316.6k 0.00% Added +770 +770
84 Williams & Novak, LLC 0.36% of their portfolio WESTLAKE VILLAGE, CA 5,7745.8k $312.8k $312.8k 0.36% First filing
85 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,4025.4k $292.6k $292.6k 0.00% New
86 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 4,9084.9k $265.9k $265.9k 0.00% New
87 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 4,7474.7k $257.1k $257.1k 0.02% New
88 WESCAP Management Group, Inc. 0.08% of their portfolio Glendale, CA 4,5894.6k $248.6k $248.6k 0.08% Reduced -162 -162
89 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,5104.5k $244.3k $244.3k 0.00% New
90 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 4,4554.5k $241.3k $241.3k 0.02% Unchanged
91 Crown Wealth Group, LLC 0.14% of their portfolio Charlotte, NC 4,3884.4k $237.7k $237.7k 0.14% New
92 Swisher Financial Concepts, Inc. 0.21% of their portfolio WESTERVILLE, OH 4,2484.2k $216.0k $216.0k 0.21% First filing
93 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 4,2244.2k $221.8k $221.8k 0.01% Reduced -537 -537
94 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 3,8813.9k $210.2k $210.2k 0.02% Reduced -5.2k -5,248
95 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 3,8453.8k $208.3k $208.3k 0.02% Added +3.0k +2,961
96 CAROLINAS WEALTH CONSULTING LLC 0.04% of their portfolio CHARLOTTE, NC 3,5903.6k $194.4k $194.4k 0.04% Reduced -136 -136
97 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 3,0643.1k $166.0k $166.0k 0.02% Unchanged
98 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 2,8272.8k $144.2k $144.2k 0.01% Reduced -1.1k -1,136
99 FMR LLC 0.00% of their portfolio BOSTON, MA 2,4352.4k $131.9k $131.9k 0.00% Added +1.8k +1,806
100 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,3372.3k $126.6k $126.6k 0.00% Added +2.0k +1,974