Vault-13

INNOVATOR ETFS TRUST BALT

DEFINED WLT SHLD · ETP · CUSIP 45783Y855

123 institutional holders +19 vs Q1 2024
13,949,94913.9m shares reported held*
$419.1mreported value*
28 new 46 added 38 reduced 11 sold out net sold ≈ $8.7m (-288.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($46.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.04.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 47Q4 22: 71Q1 23: 77Q2 23: 74Q3 23: 80Q4 23: 94Q1 24: 104Q2 24: 123123Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202247
Q4 202271
Q1 202377
Q2 202374
Q3 202380
Q4 202394
Q1 2024104
Q2 2024123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 32 cut or sold outQ2 23: 45 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 29 cut or sold outQ4 23: 53 bought or addedQ4 23: 37 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 36 cut or sold outQ2 24: 74 bought or addedQ2 24: 49 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224821
Q1 20234732
Q2 20234532
Q3 20235429
Q4 20235337
Q1 20246436
Q2 20247449

Biggest buyers

OSAIC HOLDINGS, INC. Added +447,474+447.5k
Mutual Advisors, LLC New +346,872+346.9k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +209,404+209.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +193,735+193.7k
Kestra Advisory Services, LLC Added +105,526+105.5k
Raymond James Financial Services Advisors, Inc. Added +97,824+97.8k
Core Wealth Advisors, Inc. Added +69,345+69.3k
HARBOUR INVESTMENTS, INC. Added +53,245+53.2k
INDEPENDENT FINANCIAL GROUP, LLC New +51,879+51.9k
Atria Wealth Solutions, Inc. Added +49,008+49.0k

Biggest sellers

LINCOLN NATIONAL CORP Sold out -348,296-348.3k
MILESTONE ASSET MANAGEMENT, LLC Reduced -339,455-339.5k
MORGAN STANLEY Sold out -338,460-338.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -216,313-216.3k
Crown Wealth Group, LLC Reduced -183,714-183.7k
Balyasny Asset Management L.P. Sold out -165,199-165.2k
INTEGRAL INVESTMENT ADVISORS, INC. Reduced -103,635-103.6k
Cetera Investment Advisers Reduced -102,176-102.2k
Delta Investment Management, LLC Reduced -87,258-87.3k
CENTAURUS FINANCIAL, INC. Reduced -74,238-74.2k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,689,4431.7m $50.7m $50.7m 0.02% Reduced -216.3k -216,313
2 Wealthquest Corp 4.38% of their portfolio CINCINNATI, OH 1,368,8811.4m $41.1m $41.1m 4.38% Reduced -37.0k -37,017
3 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,173,8451.2m $35.3m $35.3m 0.08% Added +447.5k +447,474
4 MTM FINANCIAL GROUP, LLC 12.66% of their portfolio BETHLEHEM, PA 659,680659.7k $19.8m $19.8m 12.66% Added +10.7k +10,700
5 Brookstone Capital Management 0.32% of their portfolio WHEATON, IL 637,016637.0k $19.3m $19.3m 0.32% Reduced -27.8k -27,844
6 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 2.03% of their portfolio Westlake, OH 610,123610.1k $18.3m $18.3m 2.03% Added +209.4k +209,404
7 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 603,436603.4k $18.1m $18.1m 0.03% Added +193.7k +193,735
8 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 564,777564.8k $17.0m $17.0m 0.04% Reduced -102.2k -102,176
9 Sunbelt Securities, Inc. 1.17% of their portfolio HOUSTON, TX 381,928381.9k $11.5m $11.5m 1.17% Added +5.0k +5,004
10 Mutual Advisors, LLC 0.32% of their portfolio OMAHA, NE 346,872346.9k $10.5m $10.5m 0.32% New
11 CENTAURUS FINANCIAL, INC. 0.65% of their portfolio ANAHEIM, CA 325,993326.0k $9.8m $9.8m 0.65% Reduced -74.2k -74,238
12 PERSONAL CFO SOLUTIONS, LLC 1.40% of their portfolio CHESTER, NJ 303,808303.8k $9.1m $9.1m 1.40% Added +13.9k +13,919
13 Crown Wealth Group, LLC 4.13% of their portfolio Charlotte, NC 275,310275.3k $8.3m $8.3m 4.13% Reduced -183.7k -183,714
14 Wealthcare Advisory Partners LLC 0.24% of their portfolio WEST CHESTER, PA 256,247256.2k $7.7m $7.7m 0.24% Added +11.0k +10,956
15 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 236,239236.2k $7.1m $7.1m 0.04% Added +105.5k +105,526
16 CRA Financial Services, LLC 1.31% of their portfolio NORTHFIELD, NJ 215,927215.9k $6.5m $6.5m 1.31% Added +7.4k +7,357
17 Kingsview Wealth Management, LLC 0.15% of their portfolio GRANTS PASS, OR 214,809214.8k $6.5m $6.5m 0.15% Reduced -8.0k -7,979
18 Dominguez Wealth Management Solutions, Inc. 4.75% of their portfolio WILLIAMSBURG, VA 210,010210.0k $6.3m $6.3m 4.75% Added +12.9k +12,889
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 201,738201.7k $6.1m $6.1m 0.01% Added +97.8k +97,824
20 Financial Designs Corp 3.81% of their portfolio CLAREMONT, CA 184,419184.4k $5.5m $5.5m 3.81% Reduced -8.6k -8,557
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 177,981178.0k $5.3m $5.3m 0.02% Added +22.2k +22,154
22 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 157,629157.6k $4.7m $4.7m 0.05% Added +49.0k +49,008
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 125,426125.4k $3.8m $3.8m 0.00% Added +23.9k +23,898
24 Trek Financial, LLC 0.29% of their portfolio Scottsdale, AZ 122,783122.8k $3.7m $3.7m 0.29% Reduced -5.5k -5,462
25 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 117,712117.7k $3.5m $3.5m 0.12% Added +53.2k +53,245
26 Sigma Planning Corp 0.10% of their portfolio ANN ARBOR, MI 105,617105.6k $3.2m $3.2m 0.10% Reduced -28.3k -28,297
27 Visionary Wealth Advisors 0.20% of their portfolio O'FALLON, IL 102,842102.8k $3.1m $3.1m 0.20% Added +20.2k +20,243
28 World Investment Advisors 0.18% of their portfolio LINCROFT, NJ 95,88595.9k $2.9m $2.9m 0.18% Added +6.2k +6,215
29 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 92,66092.7k $2.8m $2.8m 0.07% Added +37.0k +37,017
30 MILESTONE ASSET MANAGEMENT, LLC 0.66% of their portfolio PITTSBURGH, PA 87,78087.8k $2.6m $2.6m 0.66% Reduced -339.5k -339,455
31 Triton Financial Group Inc 1.76% of their portfolio Oklahoma City, OK 83,43283.4k $2.5m $2.5m 1.76% Reduced -16.6k -16,557
32 Core Wealth Advisors, Inc. 0.85% of their portfolio LAKELAND, FL 82,77082.8k $2.5m $2.5m 0.85% Added +69.3k +69,345
33 RITHOLTZ WEALTH MANAGEMENT 0.08% of their portfolio NEW YORK, NY 80,50380.5k $2.4m $2.4m 0.08% Added +2.6k +2,568
34 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.65% of their portfolio FLINT, MI 75,94775.9k $2.3m $2.3m 0.65% Reduced -55.6k -55,638
35 ROVIN CAPITAL /UT/ /ADV 0.90% of their portfolio MESA, AZ 72,09172.1k $2.2m $2.2m 0.90% Reduced -2.9k -2,857
36 RFG Advisory, LLC 0.07% of their portfolio BIRMINGHAM, AL 69,05969.1k $2.1m $2.1m 0.07% Added +5.8k +5,788
37 Chris Bulman Inc 1.35% of their portfolio ROSEVILLE, CA 65,91065.9k $2.0m $2.0m 1.35% First filing
38 SFMG, LLC 0.17% of their portfolio PLANO, TX 65,27565.3k $2.0m $2.0m 0.17% Added +41 +41
39 RiverTree Advisors, LLC 1.29% of their portfolio WINTER PARK, FL 62,69562.7k $1.9m $1.9m 1.29% Reduced -2.0k -2,015
40 Comprehensive Financial Consultants Institutional, Inc. 0.71% of their portfolio Bloomington, IN 60,20860.2k $1.8m $1.8m 0.71% Added +38.1k +38,137
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 59,30659.3k $1.8m $1.8m 0.00% Reduced -35.2k -35,170
42 INTEGRAL INVESTMENT ADVISORS, INC. 0.64% of their portfolio TURLOCK, CA 57,66557.7k $1.7m $1.7m 0.64% Reduced -103.6k -103,635
43 MGO ONE SEVEN LLC 0.08% of their portfolio Beachwood, OH 56,98157.0k $1.7m $1.7m 0.08% Reduced -68.0k -67,983
44 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 56,61356.6k $1.7m $1.7m 0.08% Reduced -4.2k -4,164
45 SILVER OAK SECURITIES, INCORPORATED 0.25% of their portfolio JACKSON, TN 55,38055.4k $1.7m $1.7m 0.25% Added +12.4k +12,424
46 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 51,87951.9k $1.6m $1.6m 0.06% New
47 Main Street Financial Solutions, LLC 0.14% of their portfolio NEWTOWN, PA 48,38048.4k $1.5m $1.5m 0.14% Added +103 +103
48 Compass Advisory Group LLC 0.62% of their portfolio MELVILLE, NY 46,51046.5k $1.4m $1.4m 0.62% Reduced -3.6k -3,629
49 Long Island Wealth Management, Inc. 0.97% of their portfolio MELVILLE, NY 45,84345.8k $1.4m $1.4m 0.97% Reduced -304 -304
50 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 45,65945.7k $1.4m $1.4m 0.02% Reduced -382 -382
51 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 45,36945.4k $1.4m $1.4m 0.03% Reduced -59.1k -59,067
52 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 41,29641.3k $1.2m $1.2m 0.01% Reduced -41.8k -41,834
53 CoreCap Advisors, LLC 0.13% of their portfolio SOUTHFIELD, MI 41,28041.3k $1.2m $1.2m 0.13% Added +11.8k +11,757
54 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.03% of their portfolio LOS ANGELES, CA 40,97441.0k $1.2m $1.2m 0.03% New
55 BCS Wealth Management 0.59% of their portfolio JOHNSON CITY, TN 40,50740.5k $1.2m $1.2m 0.59% Added +41 +41
56 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 36,75536.8k $1.1m $1.1m 0.07% Added +428 +428
57 Diversify Advisory Services, LLC 0.06% of their portfolio SANDY, UT 34,65034.6k $1.0m $1.0m 0.06% Reduced -4.1k -4,100
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,17734.2k $1.0m $1.0m 0.00% Unchanged
59 Madison Wealth Partners, Inc 0.35% of their portfolio MADISON, WI 33,84133.8k $1.0m $1.0m 0.35% Added +23.0k +22,970
60 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 32,49332.5k $975.8k $975.8k 0.01% Added +17.0k +16,979
61 Regal Investment Advisors LLC 0.06% of their portfolio KENTWOOD, MI 30,64530.6k $920.3k $920.3k 0.06% Added +3.4k +3,414
62 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 24,79124.8k $744.5k $744.5k 0.03% Reduced -2.4k -2,384
63 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 24,00024.0k $720.7k $720.7k 0.01% Added +6.0k +6,000
64 Vantage Financial Partners, LLC 0.17% of their portfolio ELM GROVE, WI 22,06822.1k $662.7k $662.7k 0.17% Unchanged
65 Pine Harbor Wealth Management, LLC 0.39% of their portfolio FAIRFAX, VA 22,05522.1k $662.3k $662.3k 0.39% Unchanged
66 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,59621.6k $648.5k $648.5k 0.00% Added +3.0k +2,997
67 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.10% of their portfolio CONCORD, MA 20,51920.5k $616.2k $616.2k 0.10% Added +2.5k +2,517
68 Betterment LLC 0.00% of their portfolio NEW YORK, NY 19,68319.7k $591.0k $591.0k 0.00% New
69 Triumph Capital Management 0.23% of their portfolio DENVER, CO 19,49419.5k $585.4k $585.4k 0.23% Reduced -5.4k -5,400
70 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 19,28519.3k $579.1k $579.1k 0.03% Added +2.3k +2,275
71 Bison Wealth, LLC 0.08% of their portfolio Atlanta, GA 17,72217.7k $518.5k $518.5k 0.08% Unchanged
72 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 17,26817.3k $518.6k $518.6k 0.01% New
73 O'Connor Financial Group LLC 0.30% of their portfolio QUINCY, IL 17,15217.2k $515.1k $515.1k 0.30% New
74 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,01317.0k $510.9k $510.9k 0.00% Added +3.3k +3,325
75 Capasso Planning Partners LLC 0.16% of their portfolio CHARLESTON, SC 16,63616.6k $499.6k $499.6k 0.16% Reduced -42.3k -42,342
76 Delta Investment Management, LLC 0.11% of their portfolio SAN FRANCISCO, CA 16,52116.5k $496.1k $496.1k 0.11% Reduced -87.3k -87,258
77 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 16,08016.1k $482.9k $482.9k 0.03% Added +3.5k +3,465
78 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 15,95216.0k $479.0k $479.0k 0.01% Reduced -290 -290
79 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 15,77015.8k $477.0k $477.0k 0.02% New
80 Capital Investment Advisory Services, LLC 0.05% of their portfolio RALEIGH, NC 14,70714.7k $441.7k $441.7k 0.05% Added +14.7k +14,667
81 Wealth Advisory Solutions, LLC 0.12% of their portfolio ZIONSVILLE, IN 14,65314.7k $440.0k $440.0k 0.12% Reduced -38 -38
82 WorthPointe, LLC 0.18% of their portfolio La Jolla, CA 13,09613.1k $393.3k $393.3k 0.18% New
83 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 12,60312.6k $378.5k $378.5k 0.00% New
84 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 12,60312.6k $378.5k $378.5k 0.00% New
85 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 12,15012.2k $365.0k $365.0k 0.03% Added +2.0k +2,000
86 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 11,97512.0k $359.6k $359.6k 0.04% New
87 SMITH, MOORE & CO. 0.04% of their portfolio CLAYTON, MO 11,87811.9k $356.7k $356.7k 0.04% Added +3.5k +3,500
88 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 11,50011.5k $347.0k $347.0k 0.00% New
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,73210.7k $322.3k $322.3k 0.00% Reduced -3.5k -3,452
90 VISTA INVESTMENT MANAGEMENT 0.13% of their portfolio PITTSBURGH, PA 10,59510.6k $318.2k $318.2k 0.13% Reduced -165 -165
91 Claro Advisors Inc. 0.05% of their portfolio BOSTON, MA 10,54010.5k $316.5k $316.5k 0.05% New
92 Maia Wealth LLC 0.09% of their portfolio DENVER, CO 10,35710.4k $313.7k $313.7k 0.09% First filing
93 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 10,34810.3k $302.8k $302.8k 0.00% Unchanged
94 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 9,8899.9k $297.0k $297.0k 0.03% New
95 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 9,7089.7k $291.5k $291.5k 0.00% Added +260 +260
96 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 9,5239.5k $286.0k $286.0k 0.02% New
97 Clark Asset Management, LLC 0.08% of their portfolio STRATHAM, NH 9,5159.5k $285.7k $285.7k 0.08% New
98 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 8,9899.0k $269.9k $269.9k 0.00% New
99 WALLER FINANCIAL PLANNING GROUP, INC 0.06% of their portfolio COLUMBUS, OH 8,0008.0k $240.2k $240.2k 0.06% New
100 Encompass More Asset Management 0.17% of their portfolio Danville, CA 7,8387.8k $235.4k $235.4k 0.17% Reduced -180 -180