INOVIO PHARMACEUTICALS INC
COM NEW · CUSIP 45773H201
177
institutional holders
-9 vs Q4 2022
121.7m
shares reported held*
$99.8mreported value*
23 new
51 added
50 reduced
29 sold out
net sold ≈ $4.5m (-5.4m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($107.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $0.82. Options: 6 managers hold calls ($679.4k notional), 7 hold puts ($351.5k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 183 |
| Q4 2022 | 186 |
| Q1 2023 | 177 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 79 | 75 |
| Q1 2023 | 74 | 79 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $2.4m | $2.6m | 1.06 |
| Q4 2022 | $2.2m | $1.9m | 0.84 |
| Q1 2023 | $679.4k | $351.5k | 0.52 |
Biggest buyers
| VANGUARD GROUP INC | Added | +1.2m |
| JACOBS LEVY EQUITY MANAGEMENT, INC | New | +1.2m |
| BANK OF AMERICA CORP /DE/ | Added | +1.1m |
| CITADEL ADVISORS LLC | Added | +760.3k |
| CITIGROUP INC | Added | +680.0k |
| JANE STREET GROUP, LLC | Added | +624.5k |
| WELLS FARGO & COMPANY/MN | Added | +423.7k |
| PROFUND ADVISORS LLC | New | +418.7k |
| Qube Research & Technologies Ltd | New | +394.3k |
| BNP PARIBAS FINANCIAL MARKETS | Added | +391.6k |
Biggest sellers
| MILLENNIUM MANAGEMENT LLC | Sold out | -4.3m |
| STATE STREET CORP | Reduced | -3.6m |
| D. E. Shaw & Co., Inc. | Reduced | -1.9m |
| TWO SIGMA ADVISERS, LP | Reduced | -1.3m |
| MORGAN STANLEY | Reduced | -738.7k |
| BARCLAYS PLC | Reduced | -494.8k |
| TWO SIGMA INVESTMENTS, LP | Sold out | -422.5k |
| ROYAL BANK OF CANADA | Reduced | -336.8k |
| Rafferty Asset Management, LLC | Reduced | -315.2k |
| Triatomic Management LP | Sold out | -235.0k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $309.3k377.2k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $133.6k162.9k shares |
| SIMPLEX TRADING, LLC | Added | $125.0k153.4k shares |
| JANE STREET GROUP, LLC | Reduced | $78.1k95.2k shares |
| GROUP ONE TRADING LLC | Reduced | $33.5k40.8k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| JPMORGAN CHASE & CO | Unchanged | $209.0k255.0k shares |
| CITADEL ADVISORS LLC | Reduced | $97.6k119.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $29.1k35.5k shares |
| GROUP ONE TRADING LLC | Reduced | $11.6k14.1k shares |
| SIMPLEX TRADING, LLC | Reduced | $4.0k5.3k shares |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | $246300 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| STATE STREET CORP 0.00% of their portfolio | 27.9m $22.9m | Reduced -3.6m |
| BlackRock Inc. 0.00% of their portfolio | 23.2m $19.0m | Reduced -63.3k |
| VANGUARD GROUP INC 0.00% of their portfolio | 18.3m $15.0m | Added +1.2m |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 6.6m $5.4m | Reduced -1.9m |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 5.2m $4.2m | Added +286.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 3.5m $2.9m | Added +1.1m |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 3.3m $2.7m | Reduced -2.9k |
| Rafferty Asset Management, LLC 0.01% of their portfolio | 2.6m $2.2m | Reduced -315.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 2.6m $2.2m | Added +67.8k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 2.3m $1.9m | Reduced -70.2k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 2.2m $1.8m | Added +127.5k |
| CITIGROUP INC 0.00% of their portfolio | 1.9m $1.5m | Added +680.0k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 1.8m $1.5m | Added +104.7k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 1.8m $1.4m | Reduced -108.2k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio | 1.2m $966.0k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 961.5k $788.4k | Added +760.3k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 934.1k $766.0k | Added +624.5k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 894.9k $733.8k | Added +391.6k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 874.5k $717.1k | Reduced -18.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 873.1k $716.0k | Added +357.0k |
| BARCLAYS PLC 0.00% of their portfolio | 858.8k $704.2k | Reduced -494.8k |
| UBS Group AG 0.00% of their portfolio | 799.1k $655.3k | Reduced -117.5k |
| CAXTON ASSOCIATES LP 0.10% of their portfolio | 784.7k $643.4k | Added +201.5k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 756.4k $620.2k | Reduced -187.9k |
| Swiss National Bank 0.00% of their portfolio | 538.5k $441.6k | Reduced -63.7k |
| MORGAN STANLEY 0.00% of their portfolio | 518.8k $425.4k | Reduced -738.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 443.3k $363.5k | Added +423.7k |
| PROFUND ADVISORS LLC 0.02% of their portfolio | 418.7k $343.4k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 394.3k $323.3k | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 392.4k $321.8k | Added +45.8k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 389.8k $320.0k | Added +17.8k |
| Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio | 382.2k $313.0k | Reduced -11.0k |
| Candriam S.C.A. 0.00% of their portfolio | 380.0k $286.8k | New |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 364.5k $298.9k | Added +59.7k |
| Invesco Ltd. 0.00% of their portfolio | 353.1k $289.6k | Added +94.2k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 311.1k $255.1k | Reduced -4.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 204.5k $167.1k | Added +43.6k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 196.8k $161.4k | Added +47.5k |
| SHELL ASSET MANAGEMENT CO 0.01% of their portfolio | 164.6k $135.0k | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 151.3k $124.1k | Unchanged |
| Green Alpha Advisors, LLC 0.08% of their portfolio | 146.3k $120.0k | Reduced -775 |
| TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio | 134.8k $111.0k | Reduced -4.6k |
| E Fund Management Co., Ltd. 0.01% of their portfolio | 129.3k $106.0k | Reduced -6.4k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio | 127.2k $104.3k | Added +9.2k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 126.6k $103.8k | Added +29.7k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 126.2k $104.0k | Added +30.6k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 119.3k $97.8k | Added +2.4k |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 119.2k $97.7k | Reduced -150.7k |
| Cedar Brook Financial Partners, LLC 0.02% of their portfolio | 104.9k $86.0k | Added +16.1k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 102.1k $83.7k | Added +60.0k |
| GSA CAPITAL PARTNERS LLP 0.01% of their portfolio | 100.3k $82.0k | Reduced -59.8k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 96.7k $79.3k | Unchanged |
| SG Americas Securities, LLC 0.00% of their portfolio | 96.1k $79.0k | Added +84.3k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 95.0k $77.9k | Unchanged |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 93.2k $76.4k | Unchanged |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 92.4k $75.8k | New |
| ETF MANAGERS GROUP, LLC 0.00% of their portfolio | 86.4k $70.8k | Added +24.2k |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 85.4k $70.0k | New |
| TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio | 76.9k $63.0k | Added +1.1k |
| ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio | 72.3k $59.3k | Added +1.9k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 69.1k $56.7k | Added +9.4k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 67.1k $55.0k | Added +44.6k |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 66.2k $54.3k | Added +33.1k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 62.4k $51.2k | Unchanged |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 61.8k $49.0k | Added +12.5k |
| VIRTUS ADVISERS, LLC 0.02% of their portfolio | 54.1k $44.4k | Reduced -20.8k |
| Legal & General Group Plc 0.00% of their portfolio | 51.0k $41.8k | Reduced -53.6k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 50.7k $41.6k | Reduced -86.3k |
| WINTON GROUP Ltd 0.00% of their portfolio | 50.3k $41.2k | Reduced -3.1k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 47.5k $39.0k | Added +2.1k |
| ProShare Advisors LLC 0.00% of their portfolio | 46.4k $38.0k | Reduced -6.1k |
| Point72 Middle East FZE 0.00% of their portfolio | 46.0k $37.7k | New |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 44.5k $36.5k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 43.1k $35.0k | Added +9.2k |
| Beck Bode, LLC 0.01% of their portfolio | 41.2k $33.8k | Added +14.0k |
| Daiwa Securities Group Inc. 0.00% of their portfolio | 39.9k $33.0k | Added +7.7k |
| PICTET ASSET MANAGEMENT SA 0.00% of their portfolio | 39.5k $32.4k | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 39.5k $32.4k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 38.3k $31.0k | Reduced -9.0k |
| PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio | 35.5k $29.1k | Reduced -44.3k |
| Graham Capital Management, L.P. 0.00% of their portfolio | 35.4k $29.0k | New |
| Prime Capital Investment Advisors, LLC 0.00% of their portfolio | 34.8k $28.5k | New |
| Creative Planning 0.00% of their portfolio | 33.7k $27.6k | Added +3.0k |
| Dynamic Technology Lab Private Ltd 0.00% of their portfolio | 32.4k $26.0k | New |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 31.6k $25.9k | Reduced -194.5k |
| Mayflower Financial Advisors, LLC 0.00% of their portfolio | 31.0k $25.4k | Unchanged |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 28.6k $23.4k | Added +824 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 28.4k $23.0k | Reduced -336.8k |
| Arlington Capital Management, Inc. 0.02% of their portfolio | 27.7k $22.7k | Reduced -335 |
| American Trust 0.00% of their portfolio | 27.7k $22.7k | Unchanged |
| Freedom Investment Management, Inc. 0.00% of their portfolio | 26.5k $21.7k | Reduced -871 |
| Simplicity Solutions, LLC 0.00% of their portfolio | 26.4k $21.7k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 26.0k $21.0k | Reduced -1.2k |
| AMALGAMATED BANK 0.00% of their portfolio | 25.9k $21.0k | Reduced -6.0k |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 24.0k $20.0k | Added +5.0k |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio | 23.4k $19.0k | Unchanged |
| Greenwich Wealth Management LLC 0.00% of their portfolio | 21.0k $17.0k | Added +2.3k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 20.8k $17.1k | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 20.6k $16.9k | Reduced -1.3m |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 20.5k $16.8k | Unchanged |