Vault-13

INDEXIQ ETF TR MNA

IQ MRGR ARB ETF · ETP · CUSIP 45409B800

93 institutional holders +1 vs Q3 2023
10,075,83210.1m shares reported held*
$302.2mreported value*
9 new 23 added 40 reduced 12 sold out net sold ≈ $77.9m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.99. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 120Q1 23: 107Q2 23: 97Q3 23: 92Q4 23: 9393Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022120
Q1 2023107
Q2 202397
Q3 202392
Q4 202393

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 44 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 35 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 32 bought or addedQ4 23: 52 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224457
Q1 20233376
Q2 20233563
Q3 20233655
Q4 20233252

Biggest buyers

JANE STREET GROUP, LLC Added +636,954+637.0k
MORGAN STANLEY Added +595,830+595.8k
SageView Advisory Group, LLC Added +427,976+428.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +223,267+223.3k
PARK AVENUE SECURITIES LLC New +31,944+31.9k
WELLS FARGO & COMPANY/MN Added +24,607+24.6k
Avestar Capital, LLC Added +19,674+19.7k
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC Added +14,770+14.8k
AMERIPRISE FINANCIAL INC Added +14,410+14.4k
CreativeOne Wealth, LLC Added +12,821+12.8k

Biggest sellers

GREENLEAF TRUST Reduced -2,302,348-2.3m
OneDigital Investment Advisors LLC Reduced -495,419-495.4k
Wealthcare Advisory Partners LLC Reduced -416,480-416.5k
B. Riley Wealth Advisors, Inc. Reduced -194,374-194.4k
CANTOR FITZGERALD, L. P. Sold out -110,170-110.2k
LPL Financial LLC Reduced -94,537-94.5k
Modus Advisors, LLC Sold out -81,057-81.1k
BANK OF AMERICA CORP /DE/ Reduced -76,808-76.8k
Integrated Wealth Concepts LLC Reduced -73,780-73.8k
New York Life Investment Management LLC Reduced -49,938-49.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,367,8641.4m $43.0m $43.0m 0.00% Added +595.8k +595,830
2 New York Life Investment Management LLC 0.43% of their portfolio New York, NY 1,335,5761.3m $42.0m $42.0m 0.43% Reduced -49.9k -49,938
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 926,285926.3k $29.1m $29.1m 0.02% Reduced -32.4k -32,358
4 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 774,215774.2k $24.3m $24.3m 0.03% Added +637.0k +636,954
5 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 508,490508.5k $16.0m $16.0m 0.03% Added +11.3k +11,269
6 SageView Advisory Group, LLC 0.00% of their portfolio Newport Beach, CA 459,813459.8k $14.7k $14.7k 0.00% Added +428.0k +427,976
7 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.93% of their portfolio SAN FRANCISCO, CA 454,445454.4k $14.3m $14.3m 0.93% Added +14.8k +14,770
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 372,820372.8k $11.7m $11.7m 0.00% Reduced -76.8k -76,808
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 361,634361.6k $11.4m $11.4m 0.01% Reduced -94.5k -94,537
10 GREENLEAF TRUST 0.11% of their portfolio KALAMAZOO, MI 338,690338.7k $10.6m $10.6m 0.11% Reduced -2.3m -2,302,348
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 327,646327.6k $10.3m $10.3m 0.00% Reduced -9.5k -9,539
12 B. Riley Wealth Advisors, Inc. 0.24% of their portfolio MEMPHIS, TN 279,600279.6k $8.9m $8.9m 0.24% Reduced -194.4k -194,374
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 254,384254.4k $8.0m $8.0m 0.01% Added +223.3k +223,267
14 OneDigital Investment Advisors LLC 0.11% of their portfolio OVERLAND PARK, KS 204,612204.6k $6.4m $6.4m 0.11% Reduced -495.4k -495,419
15 ASPIRIANT, LLC 0.23% of their portfolio San Francisco, CA 162,922162.9k $5.1m $5.1m 0.23% Reduced -33.3k -33,285
16 OPPENHEIMER ASSET MANAGEMENT INC. 0.06% of their portfolio NEW YORK, NY 127,792127.8k $4.0m $4.0m 0.06% Added +3.0k +3,015
17 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 124,346124.3k $3.9m $3.9m 0.01% Reduced -22.4k -22,418
18 PERSONAL CFO SOLUTIONS, LLC 0.64% of their portfolio CHESTER, NJ 118,067118.1k $3.7m $3.7m 0.64% Reduced -1.2k -1,225
19 Savant Capital, LLC 0.05% of their portfolio ROCKFORD, IL 116,790116.8k $3.7m $3.7m 0.05% Added +3.9k +3,864
20 Avestar Capital, LLC 0.46% of their portfolio New York, NY 116,458116.5k $3.7m $3.7m 0.46% Added +19.7k +19,674
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 107,914107.9k $3.4m $3.4m 0.00% Reduced -1.7k -1,668
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 106,128106.1k $3.3m $3.3m 0.00% Added +14.4k +14,410
23 ARBOR CAPITAL MANAGEMENT INC /ADV 2.30% of their portfolio ANCHORAGE, AK 97,59797.6k $3.1m $3.1m 2.30% Reduced -4.0k -3,951
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 95,79695.8k $3.0m $3.0m 0.00% Added +1.2k +1,248
25 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 90,92390.9k $2.9m $2.9m 0.04% Reduced -1.0k -1,010
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 75,39275.4k $2.4m $2.4m 0.00% Added +24.6k +24,607
27 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.15% of their portfolio NEW YORK, NY 59,78559.8k $1.9m $1.9m 0.15% First filing
28 Farther Finance Advisors, LLC 0.13% of their portfolio SAN FRANCISCO, CA 56,41756.4k $1.8m $1.8m 0.13% Reduced -3.3k -3,296
29 ACAS, LLC 1.76% of their portfolio RANCHO SANTA FE, CA 49,17049.2k $1.5m $1.5m 1.76% Reduced -1.5k -1,532
30 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 47,95848.0k $1.5m $1.5m 0.01% Reduced -3.0k -2,973
31 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 43,35243.4k $1.4m $1.4m 0.02% Reduced -73.8k -73,780
32 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 42,02042.0k $1.3m $1.3m 0.00% Added +11.4k +11,438
33 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 37,63537.6k $1.2m $1.2m 0.05% Reduced -416.5k -416,480
34 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 36,68836.7k $1.2m $1.2m 0.07% Added +12.8k +12,821
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 34,76234.8k $1.1m $1.1m 0.00% Added +2.0k +2,022
36 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 31,94431.9k $1.0m $1.0m 0.01% New
37 EUDAIMONIA ADVISORS LLC 0.55% of their portfolio Winchester, TN 27,12927.1k $852.1k $852.1k 0.55% Reduced -719 -719
38 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 20,36320.4k $642.7k $642.7k 0.01% Reduced -7.2k -7,227
39 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 20,36320.4k $642.7k $642.7k 0.01% Reduced -7.2k -7,227
40 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,53418.5k $582.1k $582.1k 0.00% Added +1.4k +1,399
41 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.22% of their portfolio BETHLEHEM, PA 18,50818.5k $581.3k $581.3k 0.22% Reduced -8.3k -8,257
42 FOCUS FINANCIAL NETWORK INC /ADV 0.02% of their portfolio Minneapolis, MN 18,31618.3k $582.2k $582.2k 0.02% First filing
43 Eudaimonia Partners, LLC 0.14% of their portfolio Winchester, TN 17,41217.4k $546.9k $546.9k 0.14% Added +2.3k +2,298
44 CREATIVE FINANCIAL DESIGNS INC /ADV 0.05% of their portfolio KOKOMO, IN 16,22116.2k $509.5k $509.5k 0.05% Reduced -300 -300
45 OLD NATIONAL BANCORP /IN/ 0.01% of their portfolio EVANSVILLE, IN 14,96415.0k $470.0k $470.0k 0.01% Reduced -30 -30
46 Integrated Advisors Network LLC 0.03% of their portfolio DALLAS, TX 14,93114.9k $469.0k $469.0k 0.03% Reduced -716 -716
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,72111.7k $368.3k $368.3k 0.00% Reduced -2.8k -2,770
48 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 10,74710.7k $338.0k $338.0k 0.00% First filing
49 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,71810.7k $337.0k $337.0k 0.00% Reduced -948 -948
50 Legacy Financial Strategies, LLC 0.09% of their portfolio OVERLAND PARK, KS 10,20810.2k $320.6k $320.6k 0.09% Reduced -4.0k -4,018
51 ESL Trust Services, LLC 0.09% of their portfolio ROCHESTER, NY 9,8459.8k $309.2k $309.2k 0.09% Reduced -5.7k -5,653
52 RHS Financial, LLC 0.19% of their portfolio SAN FRANCISCO, CA 9,6319.6k $302.5k $302.5k 0.19% Added +1.3k +1,332
53 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,3489.3k $294.0k $294.0k 0.00% Reduced -137 -137
54 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 8,6348.6k $271.2k $271.2k 0.01% New
55 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,3968.4k $264.0k $264.0k 0.00% Added +4.4k +4,378
56 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 7,8767.9k $247.4k $247.4k 0.02% Reduced -1.6k -1,565
57 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 6,8896.9k $216.0k $216.0k 0.02% Added +2.3k +2,326
58 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,8636.9k $215.8k $215.8k 0.01% Reduced -2.4k -2,377
59 ROGCO, LP 0.06% of their portfolio CLAREMORE, OK 4,3834.4k $137.7k $137.7k 0.06% Reduced -72 -72
60 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,3663.4k $106.0k $106.0k 0.01% Added +12 +12
61 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,2672.3k $71.2k $71.2k 0.00% Reduced -13.0k -13,011
62 Western Pacific Wealth Management, LP 0.05% of their portfolio LAKE FOREST, IL 2,0002.0k $62.8k $62.8k 0.05% Unchanged
63 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 1,9892.0k $62.5k $62.5k 0.03% Unchanged
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,9001.9k $59.8k $59.8k 0.00% Added +1.8k +1,788
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,7781.8k $55.8k $55.8k 0.00% Added +1.3k +1,344
66 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,6281.6k $51.1k $51.1k 0.00% First filing
67 Pinnacle Bancorp, Inc. 0.02% of their portfolio BEATRICE, NE 1,5841.6k $49.8k $49.8k 0.02% Unchanged
68 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,3051.3k $40.9k $40.9k 0.00% Unchanged
69 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,3001.3k $40.8k $40.8k 0.00% Reduced -2.9k -2,900
70 Sachetta, LLC 0.02% of their portfolio LYNNFIELD, MA 1,2291.2k $38.6k $38.6k 0.02% First filing
71 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0551.1k $33.1k $33.1k 0.00% New
72 Trivant Custom Portfolio Group, LLC 0.02% of their portfolio SAN DIEGO, CA 1,0451.0k $32.8k $32.8k 0.02% New
73 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 1,0001.0k $31.4k $31.4k 0.01% Unchanged
74 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 773773 $24.3k $24.3k 0.00% Reduced -1.9k -1,915
75 Scarborough Advisors, LLC 0.00% of their portfolio ANNAPOLIS, MD 673673 $21.1k $21.1k 0.00% New
76 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 667667 $20.9k $20.9k 0.01% Unchanged
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 463463 $14.5k $14.5k 0.00% Unchanged
78 SouthState Bank Corp 0.00% of their portfolio Winter Haven, FL 400400 $12.6k $12.6k 0.00% New
79 Fairman Group, LLC 0.01% of their portfolio CHESTERBROOK, PA 364364 $11.6k $11.6k 0.01% First filing
80 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 305305 $10.0k $10.0k 0.00% Reduced -681 -681
81 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 191191 $6.0k $6.0k 0.00% New
82 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 162162 $5.1k $5.1k 0.00% Unchanged
83 COMERICA BANK 0.00% of their portfolio DALLAS, TX 103103 $3.2k $3.2k 0.00% Reduced -1.6k -1,607
84 FMR LLC 0.00% of their portfolio BOSTON, MA 7474 $2.3k $2.3k 0.00% Reduced -241 -241
85 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5757 $1.8k $1.8k 0.00% New
86 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5656 $1.8k $1.8k 0.00% Unchanged
87 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 5252 $1.0k $1.0k 0.00% Unchanged
88 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 4949 $1.5k $1.5k 0.00% Unchanged
89 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 2626 $803 $803 0.00% Unchanged
90 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 2525 $785 $785 0.00% New
91 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1313 $408 $408 0.00% Unchanged
92 Team Financial Group, LLC 0.00% of their portfolio TEMECULA, CA 33 $94 $94 0.00% Unchanged
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged