Vault-13

ICAHN ENTERPRISES LP IEP

DEPOSITARY UNIT · MLP · CUSIP 451100101

146 institutional holders -26 vs Q1 2023
340,619,606340.6m shares reported held*
$9.9bnreported value*
20 new 58 added 46 reduced 50 sold out net bought ≈ $1.0bn (+35.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.04. Options: 13 managers hold calls ($68.3m notional), 20 hold puts ($169.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 165Q1 23: 172Q2 23: 146146Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022148
Q4 2022165
Q1 2023172
Q2 2023146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 101 bought or addedQ4 22: 46 cut or sold outQ4 22Q1 23: 86 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 78 bought or addedQ2 23: 96 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210146
Q1 20238665
Q2 20237896

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $39.3mQ3 22 puts: $29.6mQ3 22P/C 0.75Q4 22 calls: $22.5mQ4 22 puts: $33.9mQ4 22P/C 1.51Q1 23 calls: $31.8mQ1 23 puts: $35.8mQ1 23P/C 1.13Q2 23 calls: $68.3mQ2 23 puts: $169.6mQ2 23P/C 2.48
Numbers
QuarterCallsPutsP/C
Q3 2022$39.3m$29.6m0.75
Q4 2022$22.5m$33.9m1.51
Q1 2023$31.8m$35.8m1.13
Q2 2023$68.3m$169.6m2.48

Biggest buyers

ICAHN CARL C Added +34,496,953+34.5m
JANE STREET GROUP, LLC Added +1,317,574+1.3m
MORGAN STANLEY Added +318,588+318.6k
GROUP ONE TRADING LLC Added +221,921+221.9k
FISHMAN JAY A LTD/MI Added +196,809+196.8k
FIRST TRUST ADVISORS LP Added +128,342+128.3k
Merit Financial Group, LLC New +78,825+78.8k
Raymond James Financial Services Advisors, Inc. Added +69,185+69.2k
BANK OF AMERICA CORP /DE/ Added +57,287+57.3k
Creative Planning Added +56,043+56.0k

Biggest sellers

HORIZON KINETICS ASSET MANAGEMENT LLC Sold out -427,694-427.7k
BNP PARIBAS FINANCIAL MARKETS Sold out -158,279-158.3k
ROYAL BANK OF CANADA Reduced -143,637-143.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -130,798-130.8k
Bramshill Investments, LLC Reduced -72,936-72.9k
OSAIC HOLDINGS, INC. Reduced -64,033-64.0k
Financial Advocates Investment Management Sold out -59,795-59.8k
Texas Yale Capital Corp. Sold out -51,570-51.6k
CENTAURUS FINANCIAL, INC. Sold out -36,736-36.7k
Old West Investment Management, LLC Sold out -29,254-29.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $23.1m796.1k shares
GROUP ONE TRADING LLC Added $14.3m491.2k shares
JANE STREET GROUP, LLC Added $9.2m315.9k shares
CITADEL ADVISORS LLC Added $8.5m292.4k shares
WOLVERINE TRADING, LLC Added $5.8m205.2k shares
SIMPLEX TRADING, LLC Added $3.7m127.0k shares
UBS Group AG New $3.3m113.6k shares
Ancora Advisors LLC New $205.9k261 shares
OSAIC HOLDINGS, INC. New $100.0k100 shares
Cutler Group LLC / CA Added $71.0k57.5k shares

Biggest puts

GROUP ONE TRADING LLC Added $39.4m1.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $36.6m1.3m shares
JANE STREET GROUP, LLC Added $31.1m1.1m shares
CITADEL ADVISORS LLC Added $20.2m696.2k shares
SIMPLEX TRADING, LLC Added $10.4m359.1k shares
JPMORGAN CHASE & CO New $7.6m260.1k shares
Brookfield Corp /ON/ New $6.0m205.9k shares
Ionic Capital Management LLC New $5.7m195.8k shares
GOLDMAN SACHS GROUP INC New $4.4m150.0k shares
WOLVERINE TRADING, LLC Added $3.9m137.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ICAHN CARL C 13D · may seek influence +0.4 pts · filed 2026-09-25 87.7% +0.4 pts 658.9m 2026-09-25

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ICAHN CARL C 62.71% of their portfolio SUNNY ISLES BEACH, FL 334,494,577334.5m $9.7bn $9.7bn 62.71% Added +34.5m +34,496,953
2 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 1,329,6511.3m $38.6m $38.6m 0.05% Added +1.3m +1,317,574
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 766,504766.5k $22.3m $22.3m 0.00% Added +318.6k +318,588
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 284,351284.4k $8.3m $8.3m 0.00% Added +21.1k +21,105
5 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 277,197277.2k $8.0m $8.0m 0.02% Reduced -605 -605
6 FISHMAN JAY A LTD/MI 0.47% of their portfolio TROY, MI 264,214264.2k $7.7m $7.7m 0.47% Added +196.8k +196,809
7 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 249,045249.0k $7.2m $7.2m 0.01% Added +128.3k +128,342
8 GROUP ONE TRADING LLC 0.31% of their portfolio CHICAGO, IL 248,792248.8k $7.2m $7.2m 0.31% Added +221.9k +221,921
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 189,828189.8k $5.5m $5.5m 0.01% Reduced -64.0k -64,033
10 Private Capital Advisors, Inc. 0.84% of their portfolio DARIEN, CT 175,995176.0k $5.1m $5.1m 0.84% Reduced -8.0k -8,030
11 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 2.39% of their portfolio LEAWOOD, KS 150,428150.4k $4.4m $4.4m 2.39% First filing
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 146,982147.0k $4.3m $4.3m 0.00% Reduced -5.4k -5,360
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 137,082137.1k $4.0m $4.0m 0.01% Added +69.2k +69,185
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 122,585122.6k $3.6m $3.6m 0.00% Added +57.3k +57,287
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 95,74395.7k $2.8m $2.8m 0.00% Reduced -8.3k -8,335
16 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 91,43891.4k $4.5m $4.5m 0.10% Added +46.4k +46,399
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 81,01581.0k $2.4m $2.4m 0.00% Reduced -5.5k -5,506
18 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 78,82578.8k $2.3m $2.3m 0.07% New
19 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 71,16471.2k $2.1m $2.1m 0.00% Added +56.0k +56,043
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 62,79262.8k $1.8m $1.8m 0.00% Added +11.0k +11,046
21 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 61,27261.3k $1.8m $1.8m 0.01% Reduced -1.3k -1,263
22 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 53,68753.7k $1.6m $1.6m 0.02% Reduced -2.0k -2,038
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 44,76244.8k $1.3m $1.3m 0.00% Added +21.7k +21,694
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 42,69642.7k $1.2m $1.2m 0.00% Reduced -143.6k -143,637
25 GRIFFIN ASSET MANAGEMENT, INC. 0.17% of their portfolio New York, NY 42,33842.3k $1.2m $1.2m 0.17% Added +5.8k +5,815
26 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 40,08240.1k $1.2m $1.2m 0.00% First filing
27 Key Client Fiduciary Advisors, LLC 0.65% of their portfolio Fairfield, NJ 38,52338.5k $1.1m $1.1m 0.65% Added +21.8k +21,778
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 38,43838.4k $1.1m $1.1m 0.00% Reduced -130.8k -130,798
29 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 37,40437.4k $1.1m $1.1m 0.01% Added +28.2k +28,198
30 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 36,65136.7k $1.1m $1.1m 0.00% Added +23.5k +23,486
31 Ionic Capital Management LLC 0.39% of their portfolio NEW YORK, NY 33,31533.3k $967.1k $967.1k 0.39% New
32 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 32,32632.3k $938.4k $938.4k 0.04% Reduced -7.8k -7,808
33 Garden State Investment Advisory Services LLC 0.41% of their portfolio Red Bank, NJ 32,30932.3k $937.9k $937.9k 0.41% Added +2.7k +2,679
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 32,00232.0k $929.0k $929.0k 0.00% Added +11.6k +11,644
35 Triumph Capital Management 0.37% of their portfolio DENVER, CO 28,36328.4k $823.4k $823.4k 0.37% Added +23.2k +23,224
36 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,82327.8k $807.7k $807.7k 0.00% Reduced -28.7k -28,727
37 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 27,48527.5k $797.9k $797.9k 0.02% Added +14.6k +14,600
38 Moors & Cabot, Inc. 0.05% of their portfolio BOSTON, MA 26,65426.7k $773.8k $773.8k 0.05% Reduced -76 -76
39 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 26,39926.4k $766.4k $766.4k 0.07% Added +3.1k +3,112
40 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 26,35726.4k $765.1k $765.1k 0.04% Added +13.0k +13,024
41 PSI Advisors, LLC 0.31% of their portfolio TAMPA, FL 24,03124.0k $697.6k $697.6k 0.31% Added +3.7k +3,664
42 MGO ONE SEVEN LLC 0.06% of their portfolio Beachwood, OH 23,32723.3k $677.2k $677.2k 0.06% Added +1.7k +1,724
43 CANTOR FITZGERALD, L. P. 0.01% of their portfolio NEW YORK, NY 22,40022.4k $650.3k $650.3k 0.01% New
44 Round Hill Asset Management 0.37% of their portfolio PASADENA, CA 20,77420.8k $603.1k $603.1k 0.37% Reduced -716 -716
45 KG Capital Management 0.28% of their portfolio ST. FRANCISVILLE, LA 19,94819.9k $579.1k $579.1k 0.28% New
46 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 19,58319.6k $568.5k $568.5k 0.01% New
47 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio ORLANDO, FL 19,52419.5k $566.8k $566.8k 0.08% Added +3.2k +3,155
48 Fort Point Capital Partners LLC 0.08% of their portfolio San Francisco, CA 19,10019.1k $554.5k $554.5k 0.08% Added +100 +100
49 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 18,27918.3k $530.6k $530.6k 0.01% Added +7.3k +7,254
50 EMFO, LLC 0.43% of their portfolio WESTON, FL 16,33916.3k $474.3k $474.3k 0.43% Reduced -2.7k -2,693
51 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 16,29016.3k $472.9k $472.9k 0.00% Reduced -2.9k -2,946
52 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,13416.1k $468.0k $468.0k 0.00% Reduced -18.7k -18,738
53 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 15,26115.3k $443.0k $443.0k 0.04% Added +9.2k +9,177
54 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,61813.6k $395.3k $395.3k 0.00% Added +3.4k +3,374
55 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 13,16613.2k $382.2k $382.2k 0.01% New
56 Charles Schwab Investment Advisory, Inc. 0.00% of their portfolio SAN FRANCISCO, CA 12,89512.9k $374.4k $374.4k 0.00% Reduced -7.0k -7,038
57 Impact Partnership Wealth, LLC 0.13% of their portfolio MARIETTA, GA 12,75912.8k $370.4k $370.4k 0.13% First filing
58 Paragon Capital Management Ltd 0.08% of their portfolio DENVER, CO 12,17712.2k $353.5k $353.5k 0.08% Added +7.0k +7,050
59 Beacon Harbor Wealth Advisors, Inc. 0.11% of their portfolio VIRGINIA BEACH, VA 11,35011.3k $329.0k $329.0k 0.11% Added +950 +950
60 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 11,17611.2k $327.0k $327.0k 0.01% Reduced -4.0k -4,003
61 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 10,94410.9k $317.7k $317.7k 0.01% Reduced -667 -667
62 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 10,76910.8k $312.6k $312.6k 0.01% Reduced -12.9k -12,932
63 Fortis Group Advisors, LLC 0.08% of their portfolio WESTWOOD, NJ 10,43410.4k $302.9k $302.9k 0.08% Reduced -4.0k -3,969
64 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 9,8589.9k $286.2k $286.2k 0.00% Unchanged
65 FIRETHORN WEALTH PARTNERS, LLC 0.20% of their portfolio AUGUSTA, GA 9,2909.3k $269.7k $269.7k 0.20% Added +1.2k +1,242
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,1949.2k $265.0k $265.0k 0.00% Reduced -44 -44
67 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 8,5778.6k $249.0k $249.0k 0.02% Added +884 +884
68 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,4958.5k $246.6k $246.6k 0.00% Added +654 +654
69 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 8,4008.4k $243.9k $243.9k 0.01% Added +7.0k +6,963
70 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,3908.4k $243.6k $243.6k 0.00% Added +3.0k +2,989
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,3858.4k $243.4k $243.4k 0.00% Reduced -5.9k -5,880
72 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,3298.3k $241.8k $241.8k 0.00% Reduced -2.2k -2,162
73 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 8,0098.0k $232.5k $232.5k 0.00% Reduced -260 -260
74 Compound Planning, Inc. 0.11% of their portfolio NEW YORK, NY 7,9508.0k $230.8k $230.8k 0.11% Reduced -98 -98
75 Wedmont Private Capital 0.03% of their portfolio WEST CHESTER, PA 7,7047.7k $252.2k $252.2k 0.03% Unchanged
76 Ten Capital Wealth Advisors, LLC 0.06% of their portfolio SPOKANE, WA 7,6637.7k $222.0k $222.0k 0.06% New
77 Samalin Investment Counsel, LLC 0.12% of their portfolio CHAPPAQUA, NY 7,6247.6k $221.3k $221.3k 0.12% Added +781 +781
78 GABELLI & Co INVESTMENT ADVISERS, INC. 0.04% of their portfolio Rye, NY 7,5177.5k $218.2k $218.2k 0.04% New
79 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 7,4257.4k $215.6k $215.6k 0.01% Reduced -5.0k -4,967
80 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 7,0007.0k $202.9k $202.9k 0.00% Reduced -1.4k -1,374
81 Cutler Group LLC / CA 0.04% of their portfolio SAN FRANCISCO, CA 6,2576.3k $181.0k $181.0k 0.04% Added +1.1k +1,147
82 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,0636.1k $176.0k $176.0k 0.00% New
83 Lee Financial Co 0.02% of their portfolio Dallas, TX 4,6774.7k $135.8k $135.8k 0.02% Added +450 +450
84 BLUEFIN CAPITAL MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 4,0004.0k $116.1k $116.1k 0.03% New
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,7823.8k $109.8k $109.8k 0.00% Reduced -1.1k -1,116
86 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 2,6182.6k $76.0k $76.0k 0.01% Reduced -1.1k -1,053
87 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,3742.4k $68.9k $68.9k 0.00% Reduced -3.2k -3,238
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,3532.4k $68.3k $68.3k 0.00% Added +928 +928
89 NFSG Corp 0.03% of their portfolio BOCA RATON, FL 2,1402.1k $62.1k $62.1k 0.03% Reduced -77 -77
90 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,9562.0k $56.8k $56.8k 0.00% Added +73 +73
91 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,9411.9k $56.3k $56.3k 0.00% Unchanged
92 Bramshill Investments, LLC 0.00% of their portfolio NAPLES, FL 1,9171.9k $52.6k $52.6k 0.00% Reduced -72.9k -72,936
93 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,8111.8k $52.6k $52.6k 0.00% Reduced -850 -850
94 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 1,7951.8k $52.0k $52.0k 0.01% Added +151 +151
95 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 1,7551.8k $50.9k $50.9k 0.00% Added +438 +438
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5551.6k $45.1k $45.1k 0.00% Reduced -886 -886
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,4961.5k $43.4k $43.4k 0.00% Unchanged
98 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,2171.2k $35.3k $35.3k 0.00% Unchanged
99 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,1701.2k $34.0k $34.0k 0.00% Reduced -1.0k -1,008
100 AMERICAN NATIONAL BANK & TRUST 0.01% of their portfolio WICHITA FALLS, TX 1,0381.0k $30.1k $30.1k 0.01% Added +38 +38