Vault-13

GLOBAL X FDS RYLD

RUSSELL 2000 · ETP · CUSIP 37954Y459

136 institutional holders -1 vs Q1 2024
18,416,05918.4m shares reported held*
$294.0mreported value*
17 new 53 added 45 reduced 17 sold out net sold ≈ $52.2m (-3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.97. Options: 1 managers hold calls ($89.0k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 123Q1 23: 124Q2 23: 133Q3 23: 131Q4 23: 138Q1 24: 137Q2 24: 136136Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022105
Q4 2022123
Q1 2023124
Q2 2023133
Q3 2023131
Q4 2023138
Q1 2024137
Q2 2024136

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 37 cut or sold outQ4 22Q1 23: 80 bought or addedQ1 23: 42 cut or sold outQ2 23: 79 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 50 cut or sold outQ4 23: 70 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 79 bought or addedQ1 24: 60 cut or sold outQ2 24: 70 bought or addedQ2 24: 62 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227437
Q1 20238042
Q2 20237950
Q3 20238250
Q4 20237059
Q1 20247960
Q2 20247062

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $1.8mQ3 23 puts: $691.7kQ3 23P/C 0.38Q4 23 calls: $728.2kQ4 23 puts: $179.1kQ4 23P/C 0.25Q1 24 calls: $338.2kQ1 24 puts: $415.3kQ1 24P/C 1.23Q2 24 calls: $89.0kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$1.8m$691.7k0.38
Q4 2023$728.2k$179.1k0.25
Q1 2024$338.2k$415.3k1.23
Q2 2024$89.0k$00.00

Biggest buyers

LPL Financial LLC Added +501,018+501.0k
JANE STREET GROUP, LLC New +322,632+322.6k
AMERIPRISE FINANCIAL INC Added +246,928+246.9k
BANK OF AMERICA CORP /DE/ Added +196,727+196.7k
Venture Visionary Partners LLC New +163,960+164.0k
Wealthspire Advisors, LLC New +142,000+142.0k
HUB Investment Partners, LLC Added +122,264+122.3k
Atlas Private Wealth Advisors Added +115,382+115.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +91,370+91.4k
Strategic Financial Concepts, LLC New +85,701+85.7k

Biggest sellers

MORGAN STANLEY Reduced -4,636,838-4.6m
CENTAURUS FINANCIAL, INC. Reduced -336,504-336.5k
ROYAL BANK OF CANADA Reduced -203,025-203.0k
Janney Montgomery Scott LLC Reduced -103,674-103.7k
AVANTAX ADVISORY SERVICES, INC. Reduced -84,142-84.1k
Qube Research & Technologies Ltd Sold out -54,315-54.3k
OSAIC HOLDINGS, INC. Reduced -46,533-46.5k
Atria Wealth Solutions, Inc. Reduced -43,687-43.7k
J.W. COLE ADVISORS, INC. Reduced -40,550-40.5k
AlphaStar Capital Management, LLC Reduced -28,990-29.0k

Biggest calls

HighTower Advisors, LLC Added $89.0k555.3k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,503,6012.5m $40.1m $40.1m 0.02% Added +501.0k +501,018
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,384,4342.4m $38.2m $38.2m 0.00% Reduced -4.6m -4,636,838
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,976,4202.0m $31.7m $31.7m 0.00% Added +196.7k +196,727
4 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,156,0581.2m $18.5m $18.5m 0.01% Added +246.9k +246,928
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 671,560671.6k $10.8m $10.8m 0.00% Added +23.0k +23,007
6 HUB Investment Partners, LLC 0.41% of their portfolio AUSTIN, TX 524,985525.0k $8.4m $8.4m 0.41% Added +122.3k +122,264
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 487,413487.4k $7.8m $7.8m 0.00% Added +24.9k +24,938
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 443,427443.4k $7.1m $7.1m 0.02% Reduced -46.5k -46,533
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 439,359439.4k $7.0m $7.0m 0.01% Reduced -411 -411
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 415,512415.5k $6.7m $6.7m 0.00% Reduced -203.0k -203,025
11 Brookstone Capital Management 0.11% of their portfolio WHEATON, IL 411,102411.1k $6.7m $6.7m 0.11% Reduced -9.7k -9,706
12 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.90% of their portfolio LEAWOOD, KS 334,724334.7k $5.4m $5.4m 1.90% Added +1.7k +1,712
13 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 322,632322.6k $5.2m $5.2m 0.01% New
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 319,448319.4k $5.1m $5.1m 0.01% Added +44.7k +44,719
15 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 283,249283.2k $4.5m $4.5m 0.01% Added +59.4k +59,397
16 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 269,071269.1k $4.3m $4.3m 0.02% Reduced -5.3k -5,344
17 Atlas Private Wealth Advisors 0.67% of their portfolio RED BANK, NJ 256,224256.2k $4.1m $4.1m 0.67% Added +115.4k +115,382
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 247,164247.2k $4.0m $4.0m 0.01% Reduced -103.7k -103,674
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 246,348246.3k $3.9m $3.9m 0.00% Added +7.6k +7,627
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 199,605199.6k $3.2m $3.2m 0.00% Added +43.4k +43,409
21 AlphaStar Capital Management, LLC 0.29% of their portfolio CORNELIUS, NC 197,263197.3k $3.2m $3.2m 0.29% Reduced -29.0k -28,990
22 Mesirow Financial Investment Management, Inc. 0.07% of their portfolio CHICAGO, IL 185,315185.3k $3.0m $3.0m 0.07% Added +8.1k +8,070
23 FinTrust Capital Advisors, LLC 0.52% of their portfolio Greenville, SC 179,446179.4k $2.9m $2.9m 0.52% Reduced -11.8k -11,764
24 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.26% of their portfolio ORLANDO, FL 171,540171.5k $2.7m $2.7m 0.26% Reduced -14.4k -14,389
25 Venture Visionary Partners LLC 0.12% of their portfolio Sylvania, OH 163,960164.0k $2.6m $2.6m 0.12% New
26 INDEPENDENT FINANCIAL GROUP, LLC 0.10% of their portfolio SAN DIEGO, CA 157,528157.5k $2.5m $2.5m 0.10% Added +18.0k +18,004
27 Institute for Wealth Management, LLC. 0.33% of their portfolio DENVER, CO 153,881153.9k $2.5m $2.5m 0.33% Added +2.2k +2,231
28 Wealthspire Advisors, LLC 0.03% of their portfolio NEW YORK, NY 142,000142.0k $2.3m $2.3m 0.03% New
29 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 136,731136.7k $2.2m $2.2m 0.00% Reduced -3.2k -3,163
30 High Net Worth Advisory Group LLC 0.62% of their portfolio NAPLES, FL 128,164128.2k $2.1m $2.1m 0.62% Added +15.3k +15,322
31 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 116,762116.8k $1.9m $1.9m 0.01% Added +6.2k +6,164
32 Sowell Financial Services LLC 0.08% of their portfolio NORTH LITTLE ROCK, AR 109,511109.5k $1.8m $1.8m 0.08% Reduced -17.5k -17,549
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 107,775107.8k $1.7m $1.7m 0.00% Added +91.4k +91,370
34 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 88,90588.9k $1.4m $1.4m 0.01% Added +945 +945
35 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 85,70185.7k $5.3k $5.3k 0.00% New
36 PFG Investments, LLC 0.10% of their portfolio WOODBURY, NY 85,02385.0k $1.4m $1.4m 0.10% Added +578 +578
37 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 80,68480.7k $1.3m $1.3m 0.01% Added +6.5k +6,476
38 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 78,43978.4k $1.3m $1.3m 0.03% Reduced -1.1k -1,061
39 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 77,33277.3k $1.3m $1.3m 0.01% Reduced -43.7k -43,687
40 Thrive Capital Management, LLC 0.55% of their portfolio FORT WASHINGTON, PA 74,46674.5k $1.2m $1.2m 0.55% New
41 Investment Partners Asset Management, Inc. 1.06% of their portfolio METUCHEN, NJ 74,14274.1k $1.2m $1.2m 1.06% Reduced -5.3k -5,292
42 NWF Advisory Services Inc. 0.19% of their portfolio Los Angeles, CA 73,35673.4k $1.2m $1.2m 0.19% Added +4.0k +4,000
43 NFSG Corp 0.42% of their portfolio BOCA RATON, FL 70,86270.9k $1.1m $1.1m 0.42% Added +43.5k +43,487
44 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 65,84665.8k $1.1m $1.1m 0.04% Reduced -1.1k -1,115
45 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 63,77063.8k $1.0m $1.0m 0.07% Reduced -336.5k -336,504
46 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 59,65659.7k $956.3k $956.3k 0.00% Added +377 +377
47 Solutions 4 Wealth, Ltd 2.10% of their portfolio SOUTHLAKE, TX 57,72457.7k $925.3k $925.3k 2.10% Added +3.0k +3,035
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,11557.1k $915.6k $915.6k 0.00% Added +3.6k +3,648
49 CoreFirst Bank & Trust 0.60% of their portfolio TOPEKA, KS 55,26855.3k $885.9k $885.9k 0.60% Added +65 +65
50 Garner Asset Management Corp 0.42% of their portfolio PLANO, TX 54,61654.6k $876.0k $876.0k 0.42% Added +6.1k +6,092
51 Smartleaf Asset Management LLC 0.14% of their portfolio BOSTON, MA 52,23052.2k $834.6k $834.6k 0.14% Added +23.1k +23,055
52 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 51,05051.0k $818.3k $818.3k 0.09% New
53 Trilogy Capital Inc. 0.04% of their portfolio IRVINE, CA 49,67249.7k $796.2k $796.2k 0.04% New
54 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 48,44448.4k $776.0k $776.0k 0.04% Added +11.1k +11,076
55 MAS Advisors LLC 1.80% of their portfolio Miami, FL 47,20847.2k $756.7k $756.7k 1.80% Unchanged
56 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 46,43046.4k $751.7k $751.7k 0.02% Reduced -1.1k -1,057
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 44,70844.7k $717.0k $717.0k 0.00% Reduced -24.4k -24,420
58 Sandbox Financial Partners, LLC 0.27% of their portfolio BETHESDA, MD 43,68443.7k $700.3k $700.3k 0.27% Added +8.8k +8,771
59 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 42,13942.1k $675.5k $675.5k 0.00% Reduced -84.1k -84,142
60 RiverFront Investment Group, LLC 0.02% of their portfolio RICHMOND, VA 41,38241.4k $663.4k $663.4k 0.02% Added +25.7k +25,676
61 Koshinski Asset Management, Inc. 0.06% of their portfolio DECATUR, IL 39,82839.8k $640.4k $640.4k 0.06% Added +1.3k +1,285
62 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 36,80036.8k $590.0k $590.0k 0.00% Reduced -500 -500
63 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 35,79935.8k $573.9k $573.9k 0.01% Reduced -11.7k -11,712
64 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 35,67735.7k $571.9k $571.9k 0.02% Added +351 +351
65 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 34,07534.1k $551.0k $551.0k 0.02% Added +3.6k +3,596
66 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 33,78833.8k $541.6k $541.6k 0.02% Reduced -572 -572
67 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 33,21333.2k $532.4k $532.4k 0.03% New
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 28,89128.9k $463.1k $463.1k 0.04% Added +1.2k +1,190
69 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 27,86627.9k $446.7k $446.7k 0.02% Reduced -40.5k -40,550
70 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 26,64026.6k $427.0k $427.0k 0.02% Added +3.2k +3,250
71 Accel Wealth Management 0.16% of their portfolio WAVERLY, IA 24,59224.6k $394.2k $394.2k 0.16% Reduced -1.6k -1,641
72 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 23,35523.4k $374.4k $374.4k 0.01% Reduced -163 -163
73 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.20% of their portfolio WALTHAM, MA 21,78921.8k $349.3k $349.3k 0.20% Reduced -2.3k -2,319
74 Wealthspire Retirement, LLC 0.03% of their portfolio ALISO VIEJO, CA 21,16421.2k $339.3k $339.3k 0.03% Unchanged
75 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 20,59720.6k $330.2k $330.2k 0.00% Added +2.9k +2,852
76 City Center Advisors, LLC 0.39% of their portfolio TROY, MI 19,67219.7k $332.7k $332.7k 0.39% Unchanged
77 Baker Avenue Asset Management, LP 0.01% of their portfolio SAN FRANCISCO, CA 19,54619.5k $313.3k $313.3k 0.01% Added +138 +138
78 WealthShield Partners, LLC 0.04% of their portfolio CARY, NC 17,45717.5k $282.6k $282.6k 0.04% Reduced -2.0k -1,976
79 Castle Rock Wealth Management, LLC 0.07% of their portfolio WALNUT CREEK, CA 17,02217.0k $272.4k $272.4k 0.07% Added +2.5k +2,488
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,93716.9k $271.5k $271.5k 0.00% Reduced -4.8k -4,768
81 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 16,36816.4k $262.4k $262.4k 0.04% Reduced -87 -87
82 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 16,26916.3k $260.8k $260.8k 0.01% Reduced -12.9k -12,906
83 Triumph Capital Management 0.09% of their portfolio DENVER, CO 14,93114.9k $241.7k $241.7k 0.09% Reduced -3.4k -3,370
84 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 14,90914.9k $239.0k $239.0k 0.02% Added +296 +296
85 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,53114.5k $232.9k $232.9k 0.00% Reduced -1.6k -1,582
86 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 14,51314.5k $232.6k $232.6k 0.01% Reduced -450 -450
87 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 14,49014.5k $232.3k $232.3k 0.00% Unchanged
88 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 14,40214.4k $230.9k $230.9k 0.01% New
89 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 14,18714.2k $227.4k $227.4k 0.01% Reduced -109 -109
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 14,11114.1k $226.2k $226.2k 0.00% Added +2.3k +2,314
91 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 13,99614.0k $224.4k $224.4k 0.00% Reduced -6.1k -6,105
92 Retirement Planning Co of New England, Inc. 0.12% of their portfolio Warwick, RI 13,89513.9k $222.7k $222.7k 0.12% Added +1.6k +1,554
93 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 13,82313.8k $222.0k $222.0k 0.02% Added +274 +274
94 Camelot Portfolios, LLC 0.12% of their portfolio Maumee, OH 13,32313.3k $213.6k $213.6k 0.12% New
95 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 12,98913.0k $208.2k $208.2k 0.02% Reduced -3.0k -3,000
96 Weaver Consulting Group 0.07% of their portfolio HUNTINGTON BEACH, CA 12,67812.7k $203.2k $203.2k 0.07% Reduced -1.0k -1,023
97 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 11,93011.9k $193.2k $193.2k 0.00% Added +196 +196
98 Colonial River Investments, LLC 0.10% of their portfolio MIDLOTHIAN, VA 11,74911.7k $188.3k $188.3k 0.10% Reduced -1.0k -1,014
99 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 11,74911.7k $188.3k $188.3k 0.01% New
100 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.02% of their portfolio Westlake, OH 11,50611.5k $184.4k $184.4k 0.02% New