Vault-13

FORGEROCK INC

CL A · CUSIP 34631B101

143 institutional holders +48 vs Q3 2022
38,151,77338.2m shares reported held*
$868.1mreported value*
70 new 43 added 15 reduced 26 sold out net bought ≈ $310.6m (+13.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.75. Options: 16 managers hold calls ($57.5m notional), 10 hold puts ($34.0m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 95Q4 22: 143143Q3 22Q4 22
Numbers
QuarterHolders
Q3 202295
Q4 2022143

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $1.4mQ3 22 puts: $1.6mQ3 22P/C 1.16Q4 22 calls: $57.5mQ4 22 puts: $34.0mQ4 22P/C 0.59
Numbers
QuarterCallsPutsP/C
Q3 2022$1.4m$1.6m1.16
Q4 2022$57.5m$34.0m0.59

Biggest buyers

FIL Ltd New +1,928,793+1.9m
ALPINE ASSOCIATES MANAGEMENT INC. New +1,723,800+1.7m
Melqart Asset Management (UK) Ltd New +1,275,097+1.3m
VANGUARD GROUP INC Added +984,979+985.0k
AQR Arbitrage LLC New +930,205+930.2k
BlackRock Inc. Added +811,352+811.4k
ALLIANCEBERNSTEIN L.P. Added +753,447+753.4k
GOLDMAN SACHS GROUP INC Added +736,350+736.4k
KIM, LLC New +725,000+725.0k
WATER ISLAND CAPITAL LLC New +657,416+657.4k

Biggest sellers

EDMOND DE ROTHSCHILD HOLDING S.A. Sold out -1,649,764-1.6m
Aperture Investors, LLC Sold out -1,174,458-1.2m
LIGHT STREET CAPITAL MANAGEMENT, LLC Sold out -1,111,589-1.1m
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -1,048,489-1.0m
ArrowMark Colorado Holdings LLC Sold out -468,379-468.4k
BAMCO INC /NY/ Reduced -432,616-432.6k
MACQUARIE GROUP LTD Sold out -431,497-431.5k
FMR LLC Reduced -429,535-429.5k
COOPER CREEK PARTNERS MANAGEMENT LLC Reduced -347,000-347.0k
Cinctive Capital Management LP Sold out -172,989-173.0k

Biggest calls

MILLENNIUM MANAGEMENT LLC New $34.4m1.5m shares
WATER ISLAND CAPITAL LLC New $15.0m660.6k shares
Jefferies Financial Group Inc. New $2.3m100.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.0m88.7k shares
SIMPLEX TRADING, LLC Added $1.0m45.2k shares
Maven Securities LTD New $951.8k41.8k shares
Centiva Capital, LP New $797.0k35.0k shares
CITADEL ADVISORS LLC Reduced $357.5k15.7k shares
CSS LLC/IL New $227.7k10.0k shares
PRELUDE CAPITAL MANAGEMENT, LLC New $227.7k10.0k shares

Biggest puts

Antara Capital LP New $22.8m1.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.0m306.1k shares
PICTON MAHONEY ASSET MANAGEMENT New $1.4m61.8k shares
Balyasny Asset Management L.P. New $1.2m53.8k shares
CITADEL ADVISORS LLC Reduced $603.4k26.5k shares
Centiva Capital, LP New $598.9k26.3k shares
SIMPLEX TRADING, LLC Added $282.0k12.4k shares
GROUP ONE TRADING LLC New $104.7k4.6k shares
SUMMIT SECURITIES GROUP LLC New $11.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Riverwood Capital Management Ltd. 66.13% of their portfolio MENLO PARK, CA 4,567,9504.6m $104.0m $104.0m 66.13% Unchanged
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,854,1293.9m $87.8m $87.8m 0.00% Added +985.0k +984,979
3 BlackRock Inc. 0.00% of their portfolio New York, NY 3,109,7933.1m $70.8m $70.8m 0.00% Added +811.4k +811,352
4 FIL Ltd 0.05% of their portfolio HAMILTON, D0 1,928,7931.9m $43.9m $43.9m 0.05% New
5 ALPINE ASSOCIATES MANAGEMENT INC. 1.79% of their portfolio PALM BEACH, FL 1,723,8001.7m $39.3m $39.3m 1.79% New
6 Melqart Asset Management (UK) Ltd 2.56% of their portfolio London, X0 1,275,0971.3m $29.0m $29.0m 2.56% New
7 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 937,628937.6k $21.3m $21.3m 0.00% Added +21.6k +21,583
8 AQR Arbitrage LLC 0.54% of their portfolio Greenwich, CT 930,205930.2k $21.2m $21.2m 0.54% New
9 COOPER CREEK PARTNERS MANAGEMENT LLC 1.62% of their portfolio NEW YORK, NY 860,168860.2k $19.6m $19.6m 1.62% Reduced -347.0k -347,000
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 805,154805.2k $18.3m $18.3m 0.00% Added +232.5k +232,454
11 Kohlberg Kravis Roberts & Co. L.P. 0.61% of their portfolio NEW YORK, NY 793,103793.1k $18.1m $18.1m 0.61% Unchanged
12 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 773,947773.9k $17.6m $17.6m 0.01% Added +753.4k +753,447
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 746,485746.5k $17.0m $17.0m 0.00% Added +736.4k +736,350
14 KIM, LLC 0.91% of their portfolio WICHITA, KS 725,000725.0k $16.5m $16.5m 0.91% New
15 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 663,738663.7k $15.1m $15.1m 0.00% Added +147.6k +147,629
16 WATER ISLAND CAPITAL LLC 1.27% of their portfolio NEW YORK, NY 657,416657.4k $15.0m $15.0m 1.27% New
17 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 563,124563.1k $12.8m $12.8m 0.01% New
18 Calamos Advisors LLC 0.06% of their portfolio NAPERVILLE, IL 538,352538.4k $12.3m $12.3m 0.06% New
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 506,515506.5k $11.5m $11.5m 0.00% Added +404.2k +404,179
20 New York Life Investment Management LLC 0.13% of their portfolio New York, NY 499,891499.9k $11.4m $11.4m 0.13% New
21 Magnetar Financial LLC 0.19% of their portfolio EVANSTON, IL 487,619487.6k $11.1m $11.1m 0.19% New
22 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 434,200434.2k $9.9m $9.9m 0.01% New
23 Polar Asset Management Partners Inc. 0.13% of their portfolio TORONTO, A6 409,333409.3k $9.3m $9.3m 0.13% New
24 GABELLI FUNDS LLC 0.07% of their portfolio Rye, NY 397,506397.5k $9.1m $9.1m 0.07% New
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 378,528378.5k $8.6m $8.6m 0.00% Added +362.3k +362,267
26 ARMISTICE CAPITAL, LLC 0.23% of their portfolio NEW YORK, NY 378,000378.0k $8.6m $8.6m 0.23% New
27 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 336,447336.4k $7.7m $7.7m 0.00% Added +88.5k +88,490
28 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 333,278333.3k $7.6m $7.6m 0.02% Added +200.3k +200,275
29 DLD Asset Management, LP 0.71% of their portfolio NEW YORK, NY 300,000300.0k $6.8m $6.8m 0.71% New
30 Woodline Partners LP 0.09% of their portfolio San Francisco, CA 298,894298.9k $6.8m $6.8m 0.09% New
31 Qube Research & Technologies Ltd 0.04% of their portfolio LONDON, X0 296,845296.8k $6.8m $6.8m 0.04% New
32 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 284,853284.9k $6.5m $6.5m 0.01% Added +284.7k +284,684
33 BAMCO INC /NY/ 0.02% of their portfolio NEW YORK, NY 276,028276.0k $6.3m $6.3m 0.02% Reduced -432.6k -432,616
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 269,166269.2k $6.1m $6.1m 0.00% Added +252.6k +252,636
35 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 261,227261.2k $5.9m $5.9m 0.01% New
36 Candriam S.C.A. 0.04% of their portfolio STRASSEN, N4 257,532257.5k $5.9m $5.9m 0.04% New
37 Taconic Capital Advisors LP 0.21% of their portfolio NEW YORK, NY 250,000250.0k $5.7m $5.7m 0.21% New
38 GABELLI & Co INVESTMENT ADVISERS, INC. 1.15% of their portfolio Rye, NY 236,250236.2k $5.4m $5.4m 1.15% New
39 ETF MANAGERS GROUP, LLC 0.24% of their portfolio Summit, NJ 225,319225.3k $5.1m $5.1m 0.24% New
40 Samson Rock Capital LLP 3.91% of their portfolio LONDON, X0 200,000200.0k $4.6m $4.6m 3.91% Added +134.0k +134,042
41 EHP Funds Inc. 0.96% of their portfolio TORONTO, Z4 200,000200.0k $4.6m $4.6m 0.96% New
42 First Trust Capital Management L.P. 0.23% of their portfolio CHICAGO, IL 189,168189.2k $4.3m $4.3m 0.23% New
43 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 188,676188.7k $4.3m $4.3m 0.01% New
44 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 181,708181.7k $4.1m $4.1m 0.00% Added +52.2k +52,193
45 Crabel Capital Management, LLC 1.46% of their portfolio MILWAUKEE, WI 177,069177.1k $4.0m $4.0m 1.46% New
46 HERALD INVESTMENT MANAGEMENT Ltd 0.98% of their portfolio LONDON, X0 175,000175.0k $4.0m $4.0m 0.98% Unchanged
47 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 0.82% of their portfolio DUBLIN 2, L2 174,719174.7k $4.0m $4.0m 0.82% Added +39.8k +39,831
48 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 168,902168.9k $3.8m $3.8m 0.00% First filing
49 Athos Capital Ltd 2.18% of their portfolio HONG KONG, K3 158,000158.0k $3.6m $3.6m 2.18% New
50 Segantii Capital Management Ltd 0.12% of their portfolio HONG KONG, K3 140,000140.0k $3.2m $3.2m 0.12% New
51 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 137,830137.8k $3.1m $3.1m 0.00% Added +50.2k +50,162
52 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 132,331132.3k $3.0m $3.0m 0.00% Added +120.4k +120,391
53 BOOTHBAY FUND MANAGEMENT, LLC 0.09% of their portfolio NEW YORK, NY 125,957126.0k $2.9m $2.9m 0.09% New
54 Brookfield Corp /ON/ 0.01% of their portfolio TORONTO, A6 125,000125.0k $2.8m $2.8m 0.01% Not comparable
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 119,023119.0k $2.7m $2.7m 0.01% Added +107.1k +107,070
56 Weiss Multi-Strategy Advisers LLC 0.07% of their portfolio NEW YORK, NY 112,000112.0k $2.5m $2.5m 0.07% Reduced -118.0k -118,000
57 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.03% of their portfolio New York, NY 106,507106.5k $2.4m $2.4m 0.03% Reduced -52.9k -52,949
58 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 105,992106.0k $2.4m $2.4m 0.01% Added +16.2k +16,157
59 TIG Advisors, LLC 0.16% of their portfolio New York, NY 105,141105.1k $2.4m $2.4m 0.16% New
60 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 101,485101.5k $2.3m $2.3m 0.00% Added +22.3k +22,305
61 Carlson Capital, L.P. 0.17% of their portfolio DALLAS, TX 100,000100.0k $2.3m $2.3m 0.17% New
62 Silphium Asset Management Ltd 2.28% of their portfolio London, X0 100,000100.0k $2.3m $2.3m 2.28% New
63 Swiss National Bank 0.00% of their portfolio ZURICH, V8 91,70091.7k $2.1m $2.1m 0.00% New
64 BCK CAPITAL MANAGEMENT LP 2.13% of their portfolio STAMFORD, CT 91,09291.1k $2.1m $2.1m 2.13% New
65 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 0.84% of their portfolio EAGLE, ID 90,26190.3k $2.1m $2.1m 0.84% Reduced -6.7k -6,681
66 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 86,29086.3k $2.0m $2.0m 0.00% Added +60.5k +60,533
67 FIFTH LANE CAPITAL, LP 2.71% of their portfolio Austin, TX 82,70082.7k $1.9m $1.9m 2.71% New
68 Trexquant Investment LP 0.05% of their portfolio STAMFORD, CT 78,21378.2k $1.8m $1.8m 0.05% Added +66.4k +66,392
69 NATIXIS 0.01% of their portfolio PARIS, I0 78,16578.2k $1.8m $1.8m 0.01% New
70 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 70,89370.9k $1.6m $1.6m 0.02% New
71 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 70,42070.4k $1.6m $1.6m 0.00% Added +64.1k +64,052
72 GAMCO INVESTORS, INC. ET AL 0.02% of their portfolio GREENWICH, CT 70,13670.1k $1.6m $1.6m 0.02% New
73 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 68,84668.8k $1.6m $1.6m 0.00% Added +56.4k +56,424
74 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 64,66064.7k $1.5m $1.5m 0.00% Added +52.5k +52,529
75 Kellner Capital, LLC 1.68% of their portfolio NEW YORK, NY 63,40063.4k $1.4m $1.4m 1.68% New
76 TUDOR INVESTMENT CORP ET AL 0.03% of their portfolio STAMFORD, CT 59,74259.7k $1.4m $1.4m 0.03% Reduced -85.1k -85,145
77 FRED ALGER MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 57,11357.1k $1.3m $1.3m 0.01% Added +6 +6
78 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 57,03257.0k $1.3m $1.3m 0.00% New
79 Yakira Capital Management, Inc. 0.25% of their portfolio Westport, CT 54,67754.7k $1.2m $1.2m 0.25% New
80 GSA CAPITAL PARTNERS LLP 0.15% of their portfolio LONDON, X0 54,62354.6k $1.2m $1.2m 0.15% New
81 Crystalline Management Inc. 0.57% of their portfolio Montreal, Quebec, Z4 50,00050.0k $1.1m $1.1m 0.57% First filing
82 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 49,89649.9k $1.1m $1.1m 0.00% Added +10.8k +10,821
83 Integrated Advisors Network LLC 0.07% of their portfolio DALLAS, TX 48,80048.8k $1.1m $1.1m 0.07% Reduced -500 -500
84 CANTOR FITZGERALD, L. P. 0.02% of their portfolio NEW YORK, NY 48,59648.6k $1.1m $1.1m 0.02% New
85 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 40,40440.4k $919.0k $919.0k 0.00% Added +4.7k +4,675
86 PICTON MAHONEY ASSET MANAGEMENT 0.04% of their portfolio Toronto, A6 37,10037.1k $845.0k $845.0k 0.04% New
87 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 36,68936.7k $835.4k $835.4k 0.00% Reduced -133.9k -133,855
88 SUMMIT SECURITIES GROUP LLC 0.16% of their portfolio NEW YORK, NY 33,69033.7k $767.0k $767.0k 0.16% New
89 Jump Financial, LLC 0.04% of their portfolio Chicago, IL 30,50030.5k $694.5k $694.5k 0.04% New
90 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 29,60029.6k $673.0k $673.0k 0.00% Added +23.1k +23,100
91 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 27,43827.4k $624.8k $624.8k 0.01% New
92 PRELUDE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 26,76726.8k $609.5k $609.5k 0.04% New
93 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 24,66124.7k $561.5k $561.5k 0.00% Added +4.5k +4,523
94 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 24,36624.4k $555.0k $555.0k 0.00% Added +22.4k +22,419
95 PenderFund Capital Management Ltd. 0.22% of their portfolio VANCOUVER, A1 24,30024.3k $749 $749 0.22% New
96 Occidental Asset Management, LLC 0.15% of their portfolio Burlingame, CA 23,92723.9k $544.8k $544.8k 0.15% New
97 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 23,42023.4k $533.3k $533.3k 0.00% New
98 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 20,40720.4k $464.7k $464.7k 0.00% Added +5.1k +5,118
99 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 20,22120.2k $460.4k $460.4k 0.00% New
100 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 20,09720.1k $457.6k $457.6k 0.00% Reduced -19.6k -19,592