Vault-13

FIRST TR EXCHNG TRADED FD VI UCON

TCW UNCONSTRAI · ETP · CUSIP 33740F888

243 institutional holders +22 vs Q1 2024
86,480,83786.5m shares reported held*
$2.1bnreported value*
37 new 129 added 60 reduced 16 sold out net sold ≈ $6.4m (-263.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($90.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.46.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 184Q1 23: 186Q2 23: 185Q3 23: 198Q4 23: 214Q1 24: 221Q2 24: 243243Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022172
Q4 2022184
Q1 2023186
Q2 2023185
Q3 2023198
Q4 2023214
Q1 2024221
Q2 2024243

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 97 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 106 cut or sold outQ2 23: 113 bought or addedQ2 23: 82 cut or sold outQ2 23Q3 23: 130 bought or addedQ3 23: 66 cut or sold outQ4 23: 137 bought or addedQ4 23: 78 cut or sold outQ4 23Q1 24: 144 bought or addedQ1 24: 77 cut or sold outQ2 24: 166 bought or addedQ2 24: 76 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229782
Q1 202394106
Q2 202311382
Q3 202313066
Q4 202313778
Q1 202414477
Q2 202416676

Biggest buyers

HighTower Advisors, LLC Added +1,421,550+1.4m
LPL Financial LLC Added +1,099,102+1.1m
AMERIPRISE FINANCIAL INC New +979,451+979.5k
Morling Financial Advisors, LLC New +873,890+873.9k
WELLS FARGO & COMPANY/MN Added +790,549+790.5k
Raymond James Financial Services Advisors, Inc. Added +588,549+588.5k
UBS Group AG Added +564,126+564.1k
CITADEL ADVISORS LLC New +542,728+542.7k
IFP Advisors, Inc Added +511,472+511.5k
Thrivent Financial for Lutherans Added +446,967+447.0k

Biggest sellers

MORGAN STANLEY Reduced -10,932,464-10.9m
Financial Advocates Investment Management Sold out -600,605-600.6k
First Heartland Consultants, Inc. Reduced -481,382-481.4k
Arkadios Wealth Advisors Reduced -419,368-419.4k
Avantax Planning Partners, Inc. Reduced -216,337-216.3k
Fermata Advisors, LLC Reduced -192,088-192.1k
Larson Financial Group LLC Reduced -123,255-123.3k
Visionary Wealth Advisors Reduced -119,724-119.7k
Mutual Advisors, LLC Reduced -119,040-119.0k
CAPTRUST FINANCIAL ADVISORS Reduced -118,594-118.6k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 8,112,0638.1m $198.3m $198.3m 0.10% Added +1.1m +1,099,102
2 UBS Group AG 0.06% of their portfolio ZURICH, V8 7,866,6797.9m $192.3m $192.3m 0.06% Added +564.1k +564,126
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,101,5066.1m $149.2m $149.2m 0.01% Reduced -10.9m -10,932,464
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,574,2893.6m $87.4m $87.4m 0.01% Added +263.0k +262,957
5 HARBOUR INVESTMENTS, INC. 2.37% of their portfolio MADISON, WI 2,870,7932.9m $70.2m $70.2m 2.37% Added +177.9k +177,889
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,337,0052.3m $57.1m $57.1m 0.01% Reduced -87.3k -87,312
7 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,172,0072.2m $53.1m $53.1m 0.02% Added +97.7k +97,698
8 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 2,005,0732.0m $49.0m $49.0m 0.08% Added +1.4m +1,421,550
9 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 1,520,8971.5m $37.2m $37.2m 0.09% Added +45.0k +45,022
10 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 1,350,4931.4m $33.0m $33.0m 0.05% Added +72.9k +72,920
11 Apollon Wealth Management, LLC 0.94% of their portfolio MOUNT PLEASANT, SC 1,256,9321.3m $30.7m $30.7m 0.94% Added +115.3k +115,336
12 Aptus Capital Advisors, LLC 0.55% of their portfolio FAIRHOPE, AL 1,176,9911.2m $28.8m $28.8m 0.55% Added +17.5k +17,484
13 Csenge Advisory Group 1.63% of their portfolio CLEARWATER, FL 1,172,6441.2m $28.7m $28.7m 1.63% Added +41.6k +41,633
14 Wagner Wealth Management, LLC 8.40% of their portfolio GREENVILLE, SC 1,148,7941.1m $28.1m $28.1m 8.40% Added +126.8k +126,766
15 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 1,148,0961.1m $28.1m $28.1m 0.04% Reduced -39.1k -39,142
16 IFP Advisors, Inc 1.11% of their portfolio TAMPA, FL 1,144,0041.1m $28.0m $28.0m 1.11% Added +511.5k +511,472
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,069,8161.1m $26.2m $26.2m 0.00% Added +369.2k +369,194
18 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 1,014,3241.0m $24.8m $24.8m 0.09% Added +395.1k +395,069
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 979,451979.5k $23.9m $23.9m 0.01% New
20 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 944,916944.9k $23.1m $23.1m 0.05% Added +194.9k +194,912
21 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 920,588920.6k $22.5m $22.5m 0.01% Added +790.5k +790,549
22 Larson Financial Group LLC 1.51% of their portfolio ST LOUIS, MO 907,877907.9k $22.2m $22.2m 1.51% Reduced -123.3k -123,255
23 EdgeRock Capital LLC 16.84% of their portfolio DENVER, CO 889,972890.0k $21.8m $21.8m 16.84% Added +42.7k +42,668
24 Morling Financial Advisors, LLC 9.31% of their portfolio FREMONT, CA 873,890873.9k $21.4m $21.4m 9.31% New
25 Integrated Wealth Concepts LLC 0.27% of their portfolio WALTHAM, MA 819,539819.5k $20.0m $20.0m 0.27% Added +17.6k +17,646
26 Bensler, LLC 2.69% of their portfolio Bellevue, WA 816,869816.9k $20.0m $20.0m 2.69% Added +59.5k +59,489
27 Visionary Wealth Advisors 1.30% of their portfolio O'FALLON, IL 811,854811.9k $19.8m $19.8m 1.30% Reduced -119.7k -119,724
28 Dynamic Advisor Solutions LLC 0.62% of their portfolio PHOENIX, AZ 806,107806.1k $19.7m $19.7m 0.62% Added +161.7k +161,664
29 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 792,747792.7k $19.4m $19.4m 0.03% Added +588.5k +588,549
30 TruWealth Advisors, LLC 1.15% of their portfolio Metairie, LA 705,056705.1k $17.2m $17.2m 1.15% Added +24.6k +24,555
31 Commonwealth Financial Services, LLC 3.51% of their portfolio VIENNA, WV 698,042698.0k $17.1m $17.1m 3.51% Added +59.4k +59,424
32 PARK NATIONAL CORP /OH/ 0.62% of their portfolio NEWARK, OH 690,263690.3k $16.9m $16.9m 0.62% Added +92.0k +92,004
33 Cyndeo Wealth Partners, LLC 1.25% of their portfolio ST. PETERSBURG, FL 653,968654.0k $16.0m $16.0m 1.25% Added +18.2k +18,177
34 Rehmann Capital Advisory Group 1.07% of their portfolio LANSING, MI 611,152611.2k $14.9m $14.9m 1.07% Added +47.2k +47,208
35 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 603,367603.4k $14.8m $14.8m 0.01% Added +148.2k +148,152
36 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 599,818599.8k $14.7m $14.7m 0.03% Added +447.0k +446,967
37 Focus Partners Wealth 0.05% of their portfolio ST LOUIS, MO 560,021560.0k $13.7m $13.7m 0.05% Reduced -1.0k -1,016
38 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 542,728542.7k $13.3m $13.3m 0.01% New
39 Tolleson Wealth Management, Inc. 2.57% of their portfolio DALLAS, TX 533,334533.3k $13.0m $13.0m 2.57% Reduced -18.7k -18,692
40 JANICZEK WEALTH MANAGEMENT, LLC 2.72% of their portfolio DENVER, CO 530,212530.2k $13.0m $13.0m 2.72% Reduced -33.6k -33,583
41 Great Point Wealth Advisors, LLC 2.92% of their portfolio BOSTON, MA 522,195522.2k $12.8m $12.8m 2.92% Added +50.0k +49,951
42 Navalign, LLC 3.91% of their portfolio ENCINO, CA 506,463506.5k $12.4m $12.4m 3.91% Added +33.2k +33,212
43 SlateStone Wealth, LLC 1.30% of their portfolio JUPITER, FL 491,856491.9k $12.0m $12.0m 1.30% Reduced -14.1k -14,077
44 Philip James Wealth Mangement, LLC 7.91% of their portfolio MILTON, GA 485,985486.0k $11.9m $11.9m 7.91% Added +15.5k +15,469
45 WINTRUST INVESTMENTS LLC 1.02% of their portfolio CHICAGO, IL 477,766477.8k $11.7m $11.7m 1.02% Reduced -16.3k -16,253
46 Darwin Wealth Management, LLC 5.64% of their portfolio TAMPA, FL 464,504464.5k $11.4m $11.4m 5.64% Reduced -19.3k -19,335
47 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 454,662454.7k $11.1m $11.1m 0.01% Added +46.6k +46,577
48 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 432,474432.5k $10.6m $10.6m 0.07% Added +25.2k +25,245
49 Mariner, LLC 0.02% of their portfolio Overland Park, KS 415,286415.3k $10.2m $10.2m 0.02% Added +25.3k +25,279
50 Financial Futures Ltd Liability Co. 6.28% of their portfolio BRIELLE, NJ 414,042414.0k $10.1m $10.1m 6.28% Added +36.4k +36,382
51 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 394,752394.8k $9.7m $9.7m 0.03% Added +33.8k +33,753
52 Avantax Planning Partners, Inc. 0.31% of their portfolio DUBUQUE, IA 390,335390.3k $9.5m $9.5m 0.31% Reduced -216.3k -216,337
53 Regal Investment Advisors LLC 0.63% of their portfolio KENTWOOD, MI 389,013389.0k $9.5m $9.5m 0.63% Added +16.2k +16,209
54 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 368,949368.9k $9.0m $9.0m 0.05% Added +41.2k +41,151
55 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 356,740356.7k $8.7m $8.7m 0.09% Added +13.3k +13,286
56 Chicago Partners Investment Group LLC 0.34% of their portfolio CHICAGO, IL 354,511354.5k $8.8m $8.8m 0.34% Added +14.4k +14,351
57 Pitti Group Wealth Management, LLC 9.38% of their portfolio VICTOR, NY 348,616348.6k $8.6m $8.6m 9.38% New
58 Ameritas Advisory Services, LLC 0.32% of their portfolio Lincoln, NE 343,507343.5k $8.4m $8.4m 0.32% Added +51.7k +51,681
59 Boyce & Associates Wealth Consulting, Inc. 9.64% of their portfolio CEDAR PARK, TX 335,598335.6k $8.2m $8.2m 9.64% Added +122.9k +122,882
60 First Pacific Financial 2.09% of their portfolio VANCOUVER, WA 333,016333.0k $8.1m $8.1m 2.09% Reduced -12.6k -12,564
61 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 329,558329.6k $8.1m $8.1m 0.06% Added +315.3k +315,274
62 CoreCap Advisors, LLC 0.82% of their portfolio SOUTHFIELD, MI 322,073322.1k $7.9m $7.9m 0.82% Added +1.7k +1,711
63 Simplicity Wealth,LLC 0.17% of their portfolio SUMMIT, NJ 311,541311.5k $7.6m $7.6m 0.17% Added +13.6k +13,646
64 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 309,894309.9k $7.6m $7.6m 0.02% Added +17.8k +17,836
65 Prospera Financial Services Inc 0.20% of their portfolio Dallas, TX 300,518300.5k $7.3m $7.3m 0.20% Added +144.4k +144,400
66 XML Financial, LLC 0.73% of their portfolio BETHESDA, MD 298,265298.3k $7.3m $7.3m 0.73% Added +21 +21
67 VICUS CAPITAL 0.66% of their portfolio STATE COLLEGE, PA 297,426297.4k $7.3m $7.3m 0.66% Added +751 +751
68 N.E.W. Advisory Services LLC 0.78% of their portfolio DE PERE, WI 295,443295.4k $7.2m $7.2m 0.78% Added +22.0k +22,011
69 Bleakley Financial Group, LLC 0.20% of their portfolio PARSIPPANY, NJ 288,709288.7k $7.1m $7.1m 0.20% Added +14.1k +14,065
70 Beaumont Financial Advisors, LLC 0.55% of their portfolio NEEDHAM, MA 283,575283.6k $6.9m $6.9m 0.55% Added +25.4k +25,419
71 Etesian Wealth Advisors, Inc. 3.88% of their portfolio West Linn, OR 282,316282.3k $6.9m $6.9m 3.88% Added +22.6k +22,577
72 Certified Advisory Corp 0.84% of their portfolio ALTAMONTE SPRINGS, FL 274,236274.2k $6.7m $6.7m 0.84% Added +40.0k +39,955
73 Western Wealth Management, LLC 0.48% of their portfolio GOLDEN, CO 266,956267.0k $6.5m $6.5m 0.48% Reduced -4.0k -4,034
74 Mutual Advisors, LLC 0.20% of their portfolio OMAHA, NE 266,692266.7k $6.6m $6.6m 0.20% Reduced -119.0k -119,040
75 MATHER GROUP, LLC. 0.08% of their portfolio CHICAGO, IL 266,325266.3k $6.6m $6.6m 0.08% Added +12.4k +12,397
76 Total Clarity Wealth Management, Inc. 2.26% of their portfolio ST. CHARLES, IL 265,964266.0k $6.5m $6.5m 2.26% Reduced -2.8k -2,778
77 Mach-1 Financial Group, LLC 4.50% of their portfolio Rogers, AR 260,481260.5k $6.4m $6.4m 4.50% Added +20.1k +20,065
78 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 256,018256.0k $6.3m $6.3m 0.01% New
79 Sigma Planning Corp 0.20% of their portfolio ANN ARBOR, MI 251,939251.9k $6.2m $6.2m 0.20% Reduced -20.7k -20,731
80 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 249,748249.7k $6.1m $6.1m 0.02% Reduced -118.6k -118,594
81 GSG Advisors LLC 2.01% of their portfolio MOUNT LAUREL, NJ 233,558233.6k $5.7m $5.7m 2.01% Added +2.6k +2,597
82 Walkner Condon Financial Advisors LLC 1.23% of their portfolio MADISON, WI 232,986233.0k $5.7m $5.7m 1.23% Added +11.3k +11,318
83 BEACON FINANCIAL GROUP 0.62% of their portfolio DALLAS, TX 223,388223.4k $5.5m $5.5m 0.62% Reduced -28.0k -28,037
84 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 221,875221.9k $5.4m $5.4m 0.06% Added +41.9k +41,854
85 TWIN PEAKS WEALTH ADVISORS, LLC 2.70% of their portfolio SAN FRANCISCO, CA 221,056221.1k $5.4m $5.4m 2.70% Added +3.7k +3,682
86 Retirement Planning Group, LLC 0.33% of their portfolio LEAWOOD, KS 215,370215.4k $5.3m $5.3m 0.33% New
87 Elevated Capital Advisors, LLC 1.47% of their portfolio SANDY, UT 213,104213.1k $5.2m $5.2m 1.47% Added +653 +653
88 Vantage Financial Partners Ltd., Inc. 1.20% of their portfolio ARLINGTON HEIGHTS, IL 198,225198.2k $4.8m $4.8m 1.20% Added +50.7k +50,657
89 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 195,445195.4k $4.8m $4.8m 0.02% Added +16.3k +16,279
90 Madison Asset Management, LLC 0.06% of their portfolio MADISON, WI 195,326195.3k $4.8m $4.8m 0.06% Reduced -12.1k -12,138
91 Geneos Wealth Management Inc. 0.21% of their portfolio ENGLEWOOD, CO 194,643194.6k $4.8m $4.8m 0.21% Added +8.7k +8,683
92 O'Connor Financial Group LLC 2.73% of their portfolio QUINCY, IL 192,159192.2k $4.7m $4.7m 2.73% Added +5.8k +5,763
93 Goldstone Financial Group, LLC 0.94% of their portfolio OAKBROOK TERRACE, IL 191,060191.1k $4.7m $4.7m 0.94% Added +27.6k +27,600
94 Ellenbecker Investment Group 0.89% of their portfolio WAUKESHA, WI 181,026181.0k $4.4m $4.4m 0.89% Added +13.7k +13,745
95 PFG Advisors 0.30% of their portfolio Phoenix, AZ 180,745180.7k $4.4m $4.4m 0.30% Added +55.5k +55,472
96 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 178,617178.6k $4.4m $4.4m 0.01% Added +16.0k +16,048
97 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 162,080162.1k $4.0m $4.0m 0.06% Reduced -7.6k -7,624
98 Keel Point, LLC 0.36% of their portfolio HUNTSVILLE, AL 158,636158.6k $4.0m $4.0m 0.36% Added +86.4k +86,358
99 Ashton Thomas Private Wealth, LLC 0.20% of their portfolio SCOTTSDALE, AZ 148,516148.5k $3.6m $3.6m 0.20% Added +23.1k +23,055
100 BlackDiamond Wealth Management, LLC 2.32% of their portfolio NEW YORK, NY 141,954142.0k $3.5m $3.5m 2.32% Added +37.8k +37,846