Vault-13

FIRST TR EXCH TRADED FD III FPEI

INSTL PFD SECS · ETP · CUSIP 33739P855

165 institutional holders -3 vs Q2 2024
60,668,44860.7m shares reported held*
$1.2bnreported value*
13 new 76 added 51 reduced 14 sold out net bought ≈ $157.9m (+8.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($88.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.09.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 110Q4 22: 136Q1 23: 143Q2 23: 138Q3 23: 136Q4 23: 156Q1 24: 154Q2 24: 168Q3 24: 165165Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022110
Q4 2022136
Q1 2023143
Q2 2023138
Q3 2023136
Q4 2023156
Q1 2024154
Q2 2024168
Q3 2024165

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 86 bought or addedQ4 22: 49 cut or sold outQ1 23: 90 bought or addedQ1 23: 54 cut or sold outQ1 23Q2 23: 71 bought or addedQ2 23: 77 cut or sold outQ3 23: 57 bought or addedQ3 23: 74 cut or sold outQ3 23Q4 23: 71 bought or addedQ4 23: 69 cut or sold outQ1 24: 90 bought or addedQ1 24: 67 cut or sold outQ1 24Q2 24: 91 bought or addedQ2 24: 70 cut or sold outQ3 24: 89 bought or addedQ3 24: 65 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228649
Q1 20239054
Q2 20237177
Q3 20235774
Q4 20237169
Q1 20249067
Q2 20249170
Q3 20248965

Biggest buyers

MORGAN STANLEY Added +3,368,801+3.4m
NewEdge Advisors, LLC Added +1,807,901+1.8m
JPMORGAN CHASE & CO Added +1,250,174+1.3m
ENVESTNET ASSET MANAGEMENT INC Added +644,842+644.8k
UBS Group AG Added +576,897+576.9k
BANK OF AMERICA CORP /DE/ Added +424,138+424.1k
Raymond James Financial Services Advisors, Inc. Added +297,075+297.1k
TRUIST FINANCIAL CORP Added +259,704+259.7k
Baird Financial Group, Inc. Added +205,110+205.1k
RENAISSANCE TECHNOLOGIES LLC Added +195,761+195.8k

Biggest sellers

GUNN & Co INVESTMENT MANAGEMENT, INC. Reduced -1,994,043-2.0m
TKG Advisors, LLC Sold out -237,146-237.1k
ROYAL BANK OF CANADA Reduced -152,603-152.6k
WIN ADVISORS, INC Sold out -62,791-62.8k
Virtue Capital Management, LLC Sold out -24,380-24.4k
RAYMOND JAMES & ASSOCIATES Reduced -20,501-20.5k
IFP Advisors, Inc Reduced -18,542-18.5k
Citizens Business Bank Reduced -16,730-16.7k
Concurrent Investment Advisors, LLC Reduced -16,103-16.1k
Janney Montgomery Scott LLC Reduced -15,192-15.2k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 15,004,90715.0m $286.1m $286.1m 0.02% Added +3.4m +3,368,801
2 UBS Group AG 0.04% of their portfolio ZURICH, V8 7,945,5187.9m $151.5m $151.5m 0.04% Added +576.9k +576,897
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,946,2614.9m $94.3m $94.3m 0.01% Added +424.1k +424,138
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,930,8142.9m $55.9m $55.9m 0.01% Reduced -152.6k -152,603
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,877,1292.9m $54.9m $54.9m 0.02% Added +42.1k +42,075
6 SMITH CHAS P & ASSOCIATES PA CPAS 2.28% of their portfolio LAKELAND, FL 2,119,3362.1m $40.4m $40.4m 2.28% Added +1.7k +1,707
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,033,3252.0m $38.8m $38.8m 0.01% Added +644.8k +644,842
8 NewEdge Advisors, LLC 0.23% of their portfolio NEW ORLEANS, LA 1,887,5421.9m $36.0m $36.0m 0.23% Added +1.8m +1,807,901
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,867,8521.9m $35.6m $35.6m 0.00% Added +1.3m +1,250,174
10 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 1,069,0201.1m $20.4m $20.4m 0.03% Added +297.1k +297,075
11 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 1,023,9941.0m $19.5m $19.5m 0.03% Added +259.7k +259,704
12 Key Financial Inc 4.08% of their portfolio WEST CHESTER, PA 968,389968.4k $18.5m $18.5m 4.08% Added +74.5k +74,532
13 Citizens Business Bank 3.68% of their portfolio ONTARIO, CA 956,886956.9k $18.2m $18.2m 3.68% Reduced -16.7k -16,730
14 Essex LLC 3.43% of their portfolio DEER PARK, IL 877,239877.2k $16.7m $16.7m 3.43% Reduced -7.2k -7,162
15 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 774,564774.6k $14.8m $14.8m 0.03% Added +170.7k +170,720
16 Legacy Edge Advisors, LLC 2.28% of their portfolio SYOSSET, NY 747,371747.4k $14.3m $14.3m 2.28% Added +109.1k +109,083
17 ADAMSBROWN WEALTH CONSULTANTS LLC 4.36% of their portfolio WICHITA, KS 658,323658.3k $12.6m $12.6m 4.36% Added +37.7k +37,664
18 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 621,982622.0k $11.9m $11.9m 0.02% Added +205.1k +205,110
19 FUKOKU MUTUAL LIFE INSURANCE Co 0.84% of their portfolio TOKYO, M0 620,000620.0k $11.8m $11.8m 0.84% Unchanged
20 CITIZENS FINANCIAL GROUP INC/RI 0.24% of their portfolio PROVIDENCE, RI 617,850617.9k $11.8m $11.8m 0.24% Added +171.7k +171,730
21 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 545,161545.2k $10.4m $10.4m 0.02% Added +195.8k +195,761
22 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 507,421507.4k $9.7m $9.7m 0.02% Added +111.4k +111,415
23 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 490,573490.6k $9.4m $9.4m 0.01% Reduced -20.5k -20,501
24 Elevated Capital Advisors, LLC 2.06% of their portfolio SANDY, UT 406,304406.3k $7.7m $7.7m 2.06% Reduced -2.1k -2,107
25 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 330,093330.1k $6.3m $6.3m 0.04% Added +99.5k +99,466
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 317,864317.9k $6.1m $6.1m 0.01% Added +71.3k +71,345
27 FLAGSTAR SECURITIES, INC 1.47% of their portfolio New York, NY 304,616304.6k $5.8m $5.8m 1.47% Added +42.5k +42,544
28 INTEGRAL INVESTMENT ADVISORS, INC. 1.80% of their portfolio TURLOCK, CA 282,433282.4k $5.4m $5.4m 1.80% Added +20.7k +20,672
29 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 267,082267.1k $5.1m $5.1m 0.01% Added +19.6k +19,578
30 VISTA INVESTMENT MANAGEMENT 1.74% of their portfolio PITTSBURGH, PA 241,887241.9k $4.6m $4.6m 1.74% Added +11.9k +11,874
31 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 225,720225.7k $4.3m $4.3m 0.09% Added +5.0k +4,952
32 Summit Wealth Partners, LLC 0.66% of their portfolio Orlando, FL 178,813178.8k $3.4m $3.4m 0.66% Added +68.1k +68,142
33 Welch & Forbes LLC 0.04% of their portfolio Boston, MA 175,630175.6k $3.3m $3.3m 0.04% Unchanged
34 SHELTON WEALTH MANAGEMENT, LLC 1.84% of their portfolio FORT WORTH, TX 169,942169.9k $3.2m $3.2m 1.84% Reduced -10.2k -10,235
35 ELEVATION WEALTH PARTNERS, LLC 1.36% of their portfolio WALNUT CREEK, CA 166,571166.6k $3.2m $3.2m 1.36% Added +10.5k +10,530
36 Composition Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 155,050155.1k $3.0m $3.0m 0.07% Reduced -9.8k -9,773
37 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 154,750154.8k $3.0m $3.0m 0.02% Added +7.8k +7,777
38 1776 Wealth LLC 1.31% of their portfolio ATLANTA, GA 153,272153.3k $2.9m $2.9m 1.31% Reduced -7.4k -7,371
39 BEACON FINANCIAL GROUP 0.31% of their portfolio DALLAS, TX 151,827151.8k $2.9m $2.9m 0.31% Reduced -5.9k -5,887
40 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 148,215148.2k $2.8m $2.8m 0.03% Added +14.4k +14,436
41 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 145,874145.9k $2.8m $2.8m 0.01% Reduced -2.1k -2,148
42 CWM, LLC 0.01% of their portfolio OMAHA, NE 138,360138.4k $2.6m $2.6m 0.01% Added +75.8k +75,793
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 134,694134.7k $2.6m $2.6m 0.00% Added +52.2k +52,206
44 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 132,091132.1k $2.5m $2.5m 0.09% Reduced -1.3k -1,345
45 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 128,572128.6k $2.5m $2.5m 0.00% Added +54.1k +54,075
46 &PARTNERS 0.05% of their portfolio NASHVILLE, TN 127,125127.1k $2.4m $2.4m 0.05% New
47 Wayfinding Financial, LLC 1.77% of their portfolio LYNNWOOD, WA 124,726124.7k $2.4m $2.4m 1.77% Added +15.5k +15,463
48 GUNN & Co INVESTMENT MANAGEMENT, INC. 1.62% of their portfolio JACKSONVILLE, FL 123,586123.6k $2.4m $2.4m 1.62% Reduced -2.0m -1,994,043
49 PRINCIPAL SECURITIES, INC. 0.06% of their portfolio DES MOINES, IA 122,886122.9k $2.3m $2.3m 0.06% Added +51.2k +51,178
50 SUTTON PLACE INVESTORS LLC 1.34% of their portfolio ARMONK, NY 114,995115.0k $2.2m $2.2m 1.34% Added +1.4k +1,396
51 Keebeck Wealth Management 0.30% of their portfolio Chicago, IL 109,750109.8k $2.1m $2.1m 0.30% Added +27.1k +27,150
52 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 103,805103.8k $2.0m $2.0m 0.08% Added +24.6k +24,555
53 Financial Advocates Investment Management 0.11% of their portfolio OLYMPIA, WA 102,221102.2k $1.9m $1.9m 0.11% Reduced -15.1k -15,127
54 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 97,91097.9k $1.9m $1.9m 0.01% Reduced -15.2k -15,192
55 Platform Technology Partners 0.52% of their portfolio NEW YORK, NY 86,78986.8k $1.7m $1.7m 0.52% Reduced -3.0k -3,026
56 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 85,06585.1k $1.6m $1.6m 0.09% Added +40.3k +40,283
57 Walker Asset Management, LLC 0.97% of their portfolio SPRINGFIELD, MO 82,39082.4k $1.6m $1.6m 0.97% Reduced -7.5k -7,465
58 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.04% of their portfolio Seattle, WA 80,46980.5k $1.5m $1.5m 0.04% Reduced -1.6k -1,550
59 Princeton Global Asset Management LLC 0.29% of their portfolio PRINCETON, NJ 78,18078.2k $1.5m $1.5m 0.29% Added +168 +168
60 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 76,99877.0k $1.5m $1.5m 0.00% New
61 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 76,29076.3k $1.5m $1.5m 0.04% Reduced -12.1k -12,129
62 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 74,91674.9k $1.4m $1.4m 0.01% Added +3.3k +3,274
63 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 74,54674.5k $1.4m $1.4m 0.04% Reduced -544 -544
64 COMERICA BANK 0.01% of their portfolio DALLAS, TX 73,83073.8k $1.4m $1.4m 0.01% Added +17.9k +17,933
65 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 73,79173.8k $1.4m $1.4m 0.00% Added +1.5k +1,501
66 Lakeridge Wealth Management LLC 0.75% of their portfolio MENTOR, OH 71,77171.8k $1.4m $1.4m 0.75% Reduced -278 -278
67 FWL INVESTMENT MANAGEMENT, LLC 0.52% of their portfolio Dallas, TX 71,54171.5k $1.4m $1.4m 0.52% Added +69.2k +69,196
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.10% of their portfolio CEDAR RAPIDS, IA 71,15571.2k $1.4m $1.4m 0.10% Reduced -3.2k -3,230
69 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 65,69265.7k $1.3m $1.3m 0.01% Added +13.7k +13,720
70 United Capital Management of KS, Inc. 0.24% of their portfolio SALINA, KS 58,73158.7k $1.1m $1.1m 0.24% Reduced -4.5k -4,452
71 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 56,16556.2k $1.1m $1.1m 0.02% Added +6.6k +6,581
72 TWIN PEAKS WEALTH ADVISORS, LLC 0.47% of their portfolio SAN FRANCISCO, CA 53,31753.3k $1.0m $1.0m 0.47% Reduced -7.6k -7,642
73 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 53,26053.3k $1.0m $1.0m 0.05% Reduced -77 -77
74 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 52,92452.9k $1.0m $1.0m 0.05% Added +3.3k +3,263
75 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 52,10652.1k $994.0k $994.0k 0.00% Added +641 +641
76 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 49,97650.0k $953.0k $953.0k 0.02% Reduced -3.0k -2,970
77 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 48,43148.4k $923.6k $923.6k 0.03% Reduced -4.6k -4,590
78 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 45,85445.9k $874.4k $874.4k 0.00% Added +18.0k +18,027
79 Jaffetilchin Investment Partners, LLC 0.07% of their portfolio TAMPA, FL 44,96945.0k $857.6k $857.6k 0.07% Added +537 +537
80 Magnus Financial Group LLC 0.09% of their portfolio NEW YORK, NY 44,12544.1k $841.5k $841.5k 0.09% Reduced -2.6k -2,640
81 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 42,84242.8k $817.0k $817.0k 0.02% Added +1.6k +1,556
82 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 42,00042.0k $799.3k $799.3k 0.00% Added +24.5k +24,508
83 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 39,90539.9k $760.1k $760.1k 0.02% Reduced -6.0k -6,040
84 Forum Private Client Group LLC 0.32% of their portfolio FISHERS, IN 37,97838.0k $724.2k $724.2k 0.32% Added +157 +157
85 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 37,54137.5k $715.9k $715.9k 0.04% Reduced -13.8k -13,785
86 Inscription Capital, LLC 0.10% of their portfolio HOUSTON, TX 35,21735.2k $671.6k $671.6k 0.10% Added +2.1k +2,085
87 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 35,00435.0k $667.5k $667.5k 0.05% Reduced -6.2k -6,181
88 Mariner, LLC 0.00% of their portfolio Overland Park, KS 34,53434.5k $658.6k $658.6k 0.00% Unchanged
89 Maia Wealth LLC 0.16% of their portfolio DENVER, CO 34,44634.4k $649.3k $649.3k 0.16% Reduced -13.8k -13,824
90 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 34,09234.1k $650.1k $650.1k 0.02% Added +19.8k +19,840
91 Beacon Financial Advisory LLC 0.21% of their portfolio CLEVELAND, OH 32,93532.9k $628.1k $628.1k 0.21% Added +8.6k +8,586
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 32,17132.2k $613.5k $613.5k 0.00% Added +11.1k +11,053
93 SlateStone Wealth, LLC 0.05% of their portfolio JUPITER, FL 30,00030.0k $572.0k $572.0k 0.05% Unchanged
94 Clarus Wealth Advisors 0.29% of their portfolio PEORIA, AZ 29,94429.9k $565.6k $565.6k 0.29% Reduced -192 -192
95 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 29,83629.8k $569.0k $569.0k 0.01% Added +10.4k +10,361
96 TRUSTMARK BANK TRUST DEPARTMENT 0.04% of their portfolio JACKSON, MS 29,59029.6k $564.3k $564.3k 0.04% Added +1.3k +1,331
97 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 29,51629.5k $1.7m $1.7m 0.01% New
98 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 27,87327.9k $531.5k $531.5k 0.01% Added +16.7k +16,689
99 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 27,33227.3k $521.2k $521.2k 0.00% Added +11.6k +11,563
100 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 27,33127.3k $521.2k $521.2k 0.06% Reduced -4.0k -3,975