Vault-13

FIRST TR EXCH TRADED FD III FPEI

INSTL PFD SECS · ETP · CUSIP 33739P855

168 institutional holders +14 vs Q1 2024
52,554,47952.6m shares reported held*
$965.5mreported value*
26 new 65 added 54 reduced 16 sold out net sold ≈ $428.4m (-23.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($106.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.37.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 110Q4 22: 136Q1 23: 143Q2 23: 138Q3 23: 136Q4 23: 156Q1 24: 154Q2 24: 168168Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022110
Q4 2022136
Q1 2023143
Q2 2023138
Q3 2023136
Q4 2023156
Q1 2024154
Q2 2024168

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 86 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 90 bought or addedQ1 23: 54 cut or sold outQ2 23: 71 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 74 cut or sold outQ4 23: 71 bought or addedQ4 23: 69 cut or sold outQ4 23Q1 24: 90 bought or addedQ1 24: 67 cut or sold outQ2 24: 91 bought or addedQ2 24: 70 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228649
Q1 20239054
Q2 20237177
Q3 20235774
Q4 20237169
Q1 20249067
Q2 20249170

Biggest buyers

GUNN & Co INVESTMENT MANAGEMENT, INC. Added +1,991,957+2.0m
CITIZENS FINANCIAL GROUP INC/RI New +446,120+446.1k
LPL Financial LLC Added +353,767+353.8k
Legacy Edge Advisors, LLC Added +127,403+127.4k
ENVESTNET ASSET MANAGEMENT INC Added +108,761+108.8k
Equitable Holdings, Inc. Added +106,356+106.4k
BANK OF AMERICA CORP /DE/ Added +105,026+105.0k
J.W. COLE ADVISORS, INC. New +79,250+79.2k
Lakeridge Wealth Management LLC New +72,049+72.0k
WIN ADVISORS, INC New +62,791+62.8k

Biggest sellers

MORGAN STANLEY Reduced -23,488,512-23.5m
JPMORGAN CHASE & CO Reduced -1,722,338-1.7m
Composition Wealth, LLC Reduced -622,531-622.5k
Janney Montgomery Scott LLC Reduced -479,828-479.8k
G&S Capital LLC Sold out -186,976-187.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -121,025-121.0k
OLD MISSION CAPITAL LLC Sold out -94,196-94.2k
UBS Group AG Reduced -91,383-91.4k
Visionary Wealth Advisors Sold out -85,713-85.7k
FIRST TRUST ADVISORS LP Reduced -78,111-78.1k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 11,636,10611.6m $213.8m $213.8m 0.02% Reduced -23.5m -23,488,512
2 UBS Group AG 0.04% of their portfolio ZURICH, V8 7,368,6217.4m $135.4m $135.4m 0.04% Reduced -91.4k -91,383
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,522,1234.5m $83.1m $83.1m 0.01% Added +105.0k +105,026
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,083,4173.1m $56.6m $56.6m 0.01% Added +34.9k +34,914
5 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,835,0542.8m $52.1m $52.1m 0.03% Added +353.8k +353,767
6 SMITH CHAS P & ASSOCIATES PA CPAS 2.31% of their portfolio LAKELAND, FL 2,117,6292.1m $38.9m $38.9m 2.31% Added +13.8k +13,776
7 GUNN & Co INVESTMENT MANAGEMENT, INC. 2.31% of their portfolio JACKSONVILLE, FL 2,117,6292.1m $38.9m $38.9m 2.31% Added +2.0m +1,991,957
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,388,4831.4m $25.5m $25.5m 0.01% Added +108.8k +108,761
9 Citizens Business Bank 3.78% of their portfolio ONTARIO, CA 973,616973.6k $17.9m $17.9m 3.78% Reduced -6.2k -6,168
10 Key Financial Inc 3.94% of their portfolio WEST CHESTER, PA 893,857893.9k $16.4m $16.4m 3.94% Added +11.3k +11,282
11 Essex LLC 3.63% of their portfolio DEER PARK, IL 884,401884.4k $16.2m $16.2m 3.63% Reduced -6.4k -6,412
12 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 771,945771.9k $14.2m $14.2m 0.02% Reduced -12.7k -12,651
13 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 764,290764.3k $14.0m $14.0m 0.02% Added +30.5k +30,547
14 Legacy Edge Advisors, LLC 2.16% of their portfolio SYOSSET, NY 638,288638.3k $11.7m $11.7m 2.16% Added +127.4k +127,403
15 ADAMSBROWN WEALTH CONSULTANTS LLC 4.44% of their portfolio WICHITA, KS 620,659620.7k $11.4m $11.4m 4.44% Added +3.2k +3,220
16 FUKOKU MUTUAL LIFE INSURANCE Co 0.88% of their portfolio TOKYO, M0 620,000620.0k $11.4m $11.4m 0.88% Unchanged
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 617,678617.7k $11.3m $11.3m 0.00% Reduced -1.7m -1,722,338
18 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 603,844603.8k $11.1m $11.1m 0.03% Reduced -7.7k -7,717
19 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 511,074511.1k $9.4m $9.4m 0.01% Reduced -4.0k -3,974
20 CITIZENS FINANCIAL GROUP INC/RI 0.18% of their portfolio PROVIDENCE, RI 446,120446.1k $8.2m $8.2m 0.18% New
21 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 416,872416.9k $7.7m $7.7m 0.02% Added +872 +872
22 Elevated Capital Advisors, LLC 2.11% of their portfolio SANDY, UT 408,411408.4k $7.5m $7.5m 2.11% Reduced -1.8k -1,812
23 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 396,006396.0k $7.3m $7.3m 0.02% Added +32.0k +32,043
24 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 349,400349.4k $6.4m $6.4m 0.01% Reduced -121.0k -121,025
25 FLAGSTAR SECURITIES, INC 1.32% of their portfolio New York, NY 262,072262.1k $4.8m $4.8m 1.32% Added +16.0k +16,000
26 INTEGRAL INVESTMENT ADVISORS, INC. 1.77% of their portfolio TURLOCK, CA 261,761261.8k $4.8m $4.8m 1.77% Reduced -5.7k -5,656
27 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 247,504247.5k $4.5m $4.5m 0.01% Reduced -8.9k -8,864
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 246,519246.5k $4.5m $4.5m 0.01% Added +13.4k +13,355
29 TKG Advisors, LLC 2.36% of their portfolio VALPARAISO, IN 237,146237.1k $4.4m $4.4m 2.36% Added +8.0k +7,972
30 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 230,627230.6k $4.2m $4.2m 0.03% Added +1.9k +1,949
31 VISTA INVESTMENT MANAGEMENT 1.71% of their portfolio PITTSBURGH, PA 230,013230.0k $4.2m $4.2m 1.71% Added +12.0k +11,987
32 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 220,768220.8k $4.1m $4.1m 0.10% Added +20.4k +20,351
33 SHELTON WEALTH MANAGEMENT, LLC 1.98% of their portfolio FORT WORTH, TX 180,177180.2k $3.3m $3.3m 1.98% Reduced -14.8k -14,795
34 Welch & Forbes LLC 0.04% of their portfolio Boston, MA 175,630175.6k $3.2m $3.2m 0.04% Added +794 +794
35 Composition Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 164,823164.8k $3.0m $3.0m 0.07% Reduced -622.5k -622,531
36 1776 Wealth LLC 1.33% of their portfolio ATLANTA, GA 160,643160.6k $3.0m $3.0m 1.33% Reduced -6.4k -6,418
37 BEACON FINANCIAL GROUP 0.33% of their portfolio DALLAS, TX 157,714157.7k $2.9m $2.9m 0.33% Reduced -8.0k -7,993
38 ELEVATION WEALTH PARTNERS, LLC 1.36% of their portfolio WALNUT CREEK, CA 156,041156.0k $2.9m $2.9m 1.36% Added +18.8k +18,823
39 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 148,022148.0k $2.7m $2.7m 0.01% Added +2.2k +2,191
40 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 146,973147.0k $2.7m $2.7m 0.02% Added +9.8k +9,784
41 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 133,779133.8k $2.5m $2.5m 0.03% Added +106.4k +106,356
42 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 133,436133.4k $2.5m $2.5m 0.09% Added +112 +112
43 Veridan Wealth LLC 0.93% of their portfolio WEST LINN, OR 121,831121.8k $2.3m $2.3m 0.93% First filing
44 Financial Advocates Investment Management 0.13% of their portfolio OLYMPIA, WA 117,348117.3k $2.2m $2.2m 0.13% Added +6.3k +6,319
45 SUTTON PLACE INVESTORS LLC 1.39% of their portfolio ARMONK, NY 113,599113.6k $2.1m $2.1m 1.39% Added +1.5k +1,489
46 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 113,102113.1k $2.1m $2.1m 0.01% Reduced -479.8k -479,828
47 Summit Wealth Partners, LLC 0.42% of their portfolio Orlando, FL 110,671110.7k $2.0m $2.0m 0.42% Reduced -1.1k -1,081
48 Wayfinding Financial, LLC 1.13% of their portfolio LYNNWOOD, WA 109,263109.3k $2.0m $2.0m 1.13% Reduced -40 -40
49 Walker Asset Management, LLC 1.11% of their portfolio SPRINGFIELD, MO 89,85589.9k $1.7m $1.7m 1.11% Unchanged
50 Platform Technology Partners 0.57% of their portfolio NEW YORK, NY 89,81589.8k $1.6m $1.6m 0.57% First filing
51 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 88,41988.4k $1.6m $1.6m 0.05% Added +10.4k +10,355
52 Keebeck Wealth Management 0.22% of their portfolio Chicago, IL 82,60082.6k $1.5m $1.5m 0.22% Added +27.4k +27,400
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 82,48882.5k $1.5m $1.5m 0.00% Reduced -1.3k -1,313
54 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 82,01982.0k $1.5m $1.5m 0.05% Reduced -4.9k -4,860
55 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 79,64179.6k $1.5m $1.5m 0.01% Added +637 +637
56 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 79,25079.2k $1.5m $1.5m 0.07% New
57 Princeton Global Asset Management LLC 0.32% of their portfolio PRINCETON, NJ 78,01278.0k $1.4m $1.4m 0.32% Reduced -575 -575
58 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 75,09075.1k $1.4m $1.4m 0.04% Reduced -1.3k -1,324
59 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 74,49774.5k $1.4m $1.4m 0.00% Added +14.8k +14,779
60 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio CEDAR RAPIDS, IA 74,38574.4k $1.4m $1.4m 0.11% Added +875 +875
61 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 72,29072.3k $1.3m $1.3m 0.00% Reduced -78.1k -78,111
62 Lakeridge Wealth Management LLC 0.80% of their portfolio MENTOR, OH 72,04972.0k $1.3m $1.3m 0.80% New
63 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 71,70871.7k $1.3m $1.3m 0.04% Added +20.4k +20,431
64 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 71,64271.6k $1.3m $1.3m 0.01% Added +249 +249
65 United Capital Management of KS, Inc. 0.26% of their portfolio SALINA, KS 63,18363.2k $1.2m $1.2m 0.26% Reduced -5.3k -5,312
66 WIN ADVISORS, INC 0.52% of their portfolio PALM BEACH GARDENS, FL 62,79162.8k $1.2m $1.2m 0.52% New
67 CWM, LLC 0.01% of their portfolio OMAHA, NE 62,56762.6k $1.1m $1.1m 0.01% Added +13.6k +13,619
68 TWIN PEAKS WEALTH ADVISORS, LLC 0.56% of their portfolio SAN FRANCISCO, CA 60,95961.0k $1.1m $1.1m 0.56% Added +4.8k +4,792
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 55,89755.9k $1.0m $1.0m 0.00% Reduced -439 -439
70 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 53,33753.3k $979.8k $979.8k 0.05% New
71 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 53,02153.0k $974.0k $974.0k 0.03% Reduced -4.0k -4,010
72 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 52,94652.9k $972.6k $972.6k 0.02% Added +14.0k +14,020
73 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 51,97252.0k $955.0k $955.0k 0.01% Added +5.6k +5,575
74 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 51,46551.5k $945.0k $945.0k 0.00% Reduced -30.5k -30,504
75 Arkadios Wealth Advisors 0.06% of their portfolio ATLANTA, GA 51,32651.3k $942.9k $942.9k 0.06% Reduced -3.9k -3,885
76 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 49,66149.7k $912.3k $912.3k 0.05% Added +3.3k +3,270
77 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 49,58449.6k $910.9k $910.9k 0.01% Added +12.1k +12,129
78 Maia Wealth LLC 0.27% of their portfolio DENVER, CO 48,27048.3k $896.4k $896.4k 0.27% First filing
79 Magnus Financial Group LLC 0.10% of their portfolio NEW YORK, NY 46,76546.8k $859.1k $859.1k 0.10% Added +547 +547
80 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 45,94545.9k $844.0k $844.0k 0.02% Added +5.2k +5,191
81 ICA Group Wealth Management, LLC 0.50% of their portfolio DENVER, CO 45,75845.8k $840.6k $840.6k 0.50% Reduced -52.3k -52,319
82 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 44,78244.8k $822.6k $822.6k 0.06% Added +3.1k +3,144
83 Jaffetilchin Investment Partners, LLC 0.07% of their portfolio TAMPA, FL 44,43244.4k $816.2k $816.2k 0.07% Reduced -3.0k -3,028
84 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 41,36541.4k $759.9k $759.9k 0.03% Added +454 +454
85 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 41,28641.3k $758.4k $758.4k 0.02% Added +5.2k +5,157
86 StoneX Group Inc. 0.06% of their portfolio NEW YORK, NY 41,18541.2k $756.7k $756.7k 0.06% Reduced -283 -283
87 Forum Private Client Group LLC 0.33% of their portfolio FISHERS, IN 37,82137.8k $694.8k $694.8k 0.33% Reduced -385 -385
88 Mariner, LLC 0.00% of their portfolio Overland Park, KS 34,53434.5k $634.4k $634.4k 0.00% New
89 Inscription Capital, LLC 0.10% of their portfolio HOUSTON, TX 33,13233.1k $608.6k $608.6k 0.10% Added +207 +207
90 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 31,67831.7k $581.9k $581.9k 0.02% Added +2.7k +2,735
91 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 31,30631.3k $575.1k $575.1k 0.06% New
92 Clarus Wealth Advisors 0.30% of their portfolio PEORIA, AZ 30,13630.1k $556.5k $556.5k 0.30% Added +971 +971
93 SlateStone Wealth, LLC 0.06% of their portfolio JUPITER, FL 30,00030.0k $551.0k $551.0k 0.06% Unchanged
94 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 28,61028.6k $513.5k $513.5k 0.00% First filing
95 TRUSTMARK BANK TRUST DEPARTMENT 0.04% of their portfolio JACKSON, MS 28,25928.3k $519.1k $519.1k 0.04% Unchanged
96 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 27,82727.8k $511.2k $511.2k 0.00% Added +392 +392
97 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 27,25727.3k $500.7k $500.7k 0.02% Reduced -27.0k -26,980
98 Plotkin Financial Advisors, LLC 0.32% of their portfolio CHEVY CHASE, MD 26,67326.7k $490.0k $490.0k 0.32% Added +2.1k +2,100
99 Virtue Capital Management, LLC 0.08% of their portfolio BRENTWOOD, TN 24,38024.4k $451.0k $451.0k 0.08% Reduced -1.2k -1,214
100 Beacon Financial Advisory LLC 0.17% of their portfolio CLEVELAND, OH 24,34924.3k $447.3k $447.3k 0.17% New